Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

302 institutional holders +11 vs Q1 2023
12,207,75412.2m shares reported held*
$906.0mreported value*
30 new 70 added 112 reduced 21 sold out net sold ≈ $69.1m (-865.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.21. Options: 2 managers hold calls ($1.9m notional), 2 hold puts ($761.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302302Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.6mQ3 22 puts: $797.0kQ3 22P/C 0.17Q4 22 calls: $4.1mQ4 22 puts: $332.1kQ4 22P/C 0.08Q1 23 calls: $3.0mQ1 23 puts: $903.5kQ1 23P/C 0.30Q2 23 calls: $1.9mQ2 23 puts: $761.0kQ2 23P/C 0.41
Numbers
QuarterCallsPutsP/C
Q3 2022$4.6m$797.0k0.17
Q4 2022$4.1m$332.1k0.08
Q1 2023$3.0m$903.5k0.30
Q2 2023$1.9m$761.0k0.41

Biggest buyers

WASHINGTON TRUST Co Added +212,374+212.4k
Fisher Asset Management, LLC Added +132,623+132.6k
Prostatis Group LLC New +81,847+81.8k
MEITAV INVESTMENT HOUSE LTD Added +73,712+73.7k
Kestra Advisory Services, LLC Added +35,094+35.1k
Virtue Capital Management, LLC New +21,738+21.7k
PINKERTON WEALTH, LLC New +18,425+18.4k
CX Institutional Added +18,350+18.4k
Qube Research & Technologies Ltd Added +12,305+12.3k
Nikulski Financial, Inc. New +10,861+10.9k

Biggest sellers

FMR LLC Reduced -458,238-458.2k
BANK OF AMERICA CORP /DE/ Reduced -167,121-167.1k
Stillwater Capital Advisors, LLC Reduced -143,218-143.2k
COLONY GROUP LLC Sold out -90,936-90.9k
AMERIPRISE FINANCIAL INC Reduced -72,525-72.5k
ROYAL BANK OF CANADA Reduced -62,628-62.6k
AE Wealth Management LLC Reduced -52,521-52.5k
New Millennium Group LLC Reduced -43,671-43.7k
GOLDMAN SACHS GROUP INC Reduced -35,445-35.4k
PGIM Custom Harvest LLC Reduced -35,119-35.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.0m13.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $813.2k10.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $731.2k9.8k shares
CITADEL ADVISORS LLC Reduced $29.8k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 1,754,9831.8m $130.9m $130.9m 0.07% Added +132.6k +132,623
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,735,0471.7m $129.5m $129.5m 0.02% Reduced -167.1k -167,121
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,206,6971.2m $90.0m $90.0m 0.01% Reduced -21.7k -21,743
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 674,294674.3k $50.3m $50.3m 0.01% Reduced -35.4k -35,445
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 446,612446.6k $33.3m $33.3m 0.01% Added +6.5k +6,452
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 363,201363.2k $27.1m $27.1m 0.02% Reduced -13.9k -13,938
7 FMR LLC 0.00% of their portfolio BOSTON, MA 362,608362.6k $27.1m $27.1m 0.00% Reduced -458.2k -458,238
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 344,349344.3k $25.7m $25.7m 0.01% Reduced -2.4k -2,350
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 304,919304.9k $22.8m $22.8m 0.01% Reduced -62.6k -62,628
10 WASHINGTON TRUST Co 0.86% of their portfolio WESTERLY, RI 274,461274.5k $20.5m $20.5m 0.86% Added +212.4k +212,374
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 250,051250.1k $18.6m $18.6m 0.01% Reduced -72.5k -72,525
12 Magnus Financial Group LLC 1.83% of their portfolio NEW YORK, NY 172,313172.3k $12.9m $12.9m 1.83% Added +1.7k +1,657
13 PGIM Custom Harvest LLC 0.47% of their portfolio NEWARK, NJ 168,575168.6k $12.6m $12.6m 0.47% Reduced -35.1k -35,119
14 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 148,032148.0k $11.0m $11.0m 0.02% Reduced -28.0k -27,971
15 MEITAV INVESTMENT HOUSE LTD 0.09% of their portfolio BENE-BERAQ, L3 147,424147.4k $10.9m $10.9m 0.09% Added +73.7k +73,712
16 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 145,473145.5k $10.9m $10.9m 0.07% Reduced -1.4k -1,372
17 GDS Wealth Management 1.74% of their portfolio FLOWER MOUND, TX 143,756143.8k $10.7m $10.7m 1.74% Added +7.9k +7,879
18 PATTEN & PATTEN INC/TN 0.79% of their portfolio CHATTANOOGA, TN 128,863128.9k $9.6m $9.6m 0.79% Reduced -3.5k -3,500
19 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 124,443124.4k $9.3m $9.3m 0.02% Reduced -14.0k -13,956
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 116,776116.8k $8.7m $8.7m 0.01% Reduced -14.5k -14,457
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 114,662114.7k $8.6m $8.6m 0.05% Reduced -600 -600
22 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 110,860110.9k $8.3m $8.3m 0.18% Added +734 +734
23 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 110,187110.2k $8.2m $8.2m 0.06% Reduced -3.3k -3,309
24 XML Financial, LLC 0.87% of their portfolio BETHESDA, MD 100,229100.2k $7.5m $7.5m 0.87% Added +2.3k +2,270
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 89,58589.6k $6.7m $6.7m 0.01% Added +3.6k +3,575
26 ETFIDEA, LLC 2.57% of their portfolio SYRACUSE, NY 84,27884.3k $6.3m $6.3m 2.57% Added +2.0k +1,959
27 Prostatis Group LLC 0.04% of their portfolio HANOVER, MD 81,84781.8k $81.8k $81.8k 0.04% New
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 80,71580.7k $6.0m $6.0m 0.01% Reduced -679 -679
29 First Citizens Financial Corp 3.78% of their portfolio MASON CITY, IA 74,56174.6k $5.6m $5.6m 3.78% First filing
30 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 74,25174.3k $5.5m $5.5m 0.01% Reduced -4.0k -4,014
31 CX Institutional 0.27% of their portfolio AUBURN, IN 70,08270.1k $5.2m $5.2m 0.27% Added +18.4k +18,350
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,29767.3k $5.0m $5.0m 0.00% Reduced -13.4k -13,450
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 65,26565.3k $4.9m $4.9m 0.02% Reduced -9.6k -9,550
34 Stillwater Capital Advisors, LLC 0.82% of their portfolio DEVON, PA 62,07162.1k $4.6m $4.6m 0.82% Reduced -143.2k -143,218
35 HC Advisors, LLC 2.65% of their portfolio SANDY SPRINGS, GA 61,30761.3k $4.6m $4.6m 2.65% Reduced -2.4k -2,446
36 Ironwood Financial, llc 1.10% of their portfolio TUCSON, AZ 55,81955.8k $4.2m $4.2m 1.10% Added +360 +360
37 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 55,46255.5k $4.1m $4.1m 0.01% Reduced -9.6k -9,562
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,71550.7k $3.8m $3.8m 0.00% Added +6.2k +6,178
39 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 49,17949.2k $3.7m $3.7m 0.04% Added +35.1k +35,094
40 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 49,14349.1k $3.7m $3.7m 0.00% Added +3.8k +3,786
41 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 41,64341.6k $3.1m $3.1m 0.08% Added +2.8k +2,794
42 PETTYJOHN, WOOD & WHITE, INC 0.69% of their portfolio LYNCHBURG, VA 40,10740.1k $3.0m $3.0m 0.69% Reduced -1.4k -1,440
43 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 36,95137.0k $2.8m $2.8m 0.03% Added +1.2k +1,156
44 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 34,96835.0k $2.6m $2.6m 0.01% Added +204 +204
45 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 34,92134.9k $2.6m $2.6m 0.01% Reduced -9.9k -9,888
46 BEAM WEALTH ADVISORS, INC. 1.68% of their portfolio COVINGTON, LA 32,34532.3k $2.4m $2.4m 1.68% Reduced -3.0k -3,040
47 Somerset Group LLC 2.00% of their portfolio WAYZATA, MN 32,01432.0k $2.4m $2.4m 2.00% Reduced -501 -501
48 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 31,49631.5k $2.3m $2.3m 0.01% First filing
49 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 31,46831.5k $2.4m $2.4m 0.02% Added +9.2k +9,166
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 30,42530.4k $2.3m $2.3m 0.00% Reduced -1.1k -1,130
51 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 27,88627.9k $2.1m $2.1m 0.09% Reduced -10.3k -10,313
52 Kovack Advisors, Inc. 0.26% of their portfolio FT. LAUDERDALE, FL 27,11227.1k $2.0m $2.0m 0.26% Reduced -325 -325
53 Essex LLC 0.53% of their portfolio DEER PARK, IL 25,46225.5k $1.9m $1.9m 0.53% Reduced -1.5k -1,459
54 Gerber Kawasaki Wealth & Investment Management 0.13% of their portfolio SANTA MONICA, CA 25,29625.3k $1.9m $1.9m 0.13% Reduced -2.5k -2,459
55 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 25,18925.2k $1.9m $1.9m 0.10% Added +10 +10
56 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,14525.1k $1.9m $1.9m 0.01% Reduced -1.5k -1,472
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,79824.8k $1.9m $1.9m 0.00% Added +1.6k +1,641
58 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 24,65724.7k $1.8m $1.8m 0.01% Added +170 +170
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,78222.8k $1.7m $1.7m 0.00% Reduced -2.8k -2,778
60 First Heartland Consultants, Inc. 0.21% of their portfolio LAKE ST. LOUIS, MO 22,19822.2k $1.7m $1.7m 0.21% Added +6.3k +6,257
61 Virtue Capital Management, LLC 0.28% of their portfolio BRENTWOOD, TN 21,73821.7k $1.6m $1.6m 0.28% New
62 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,60819.6k $1.5m $1.5m 0.01% Reduced -52.5k -52,521
63 AFT, FORSYTH & COMPANY, INC. 1.00% of their portfolio JUPITER, FL 18,93618.9k $1.4m $1.4m 1.00% Reduced -230 -230
64 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 18,47018.5k $1.4m $1.4m 0.02% Reduced -2.0k -2,047
65 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 18,46718.5k $1.4m $1.4m 0.01% Reduced -8.9k -8,853
66 FOUNDERS FINANCIAL SECURITIES LLC 0.18% of their portfolio TOWSON, MD 18,43418.4k $1.4m $1.4m 0.18% Added +1.3k +1,252
67 PINKERTON WEALTH, LLC 0.27% of their portfolio COEUR D ALENE, ID 18,42518.4k $1.4m $1.4m 0.27% New
68 MMBG INVESTMENT ADVISORS CO. 0.16% of their portfolio MIAMI, FL 17,60017.6k $1.3m $1.3m 0.16% Unchanged
69 Glenview Trust Co 0.03% of their portfolio Louisville, KY 17,09717.1k $1.3m $1.3m 0.03% Added +1.1k +1,146
70 Ameritas Advisory Services, LLC 0.16% of their portfolio Lincoln, NE 16,50016.5k $1.2m $1.2m 0.16% Reduced -164 -164
71 Callan Capital, LLC 0.13% of their portfolio LA JOLLA, CA 15,94115.9k $1.2m $1.2m 0.13% Unchanged
72 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 15,84315.8k $1.2m $1.2m 0.04% Reduced -2.8k -2,800
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,44915.4k $1.2m $1.2m 0.00% Added +202 +202
74 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 15,24215.2k $1.0m $1.0m 0.00% Added +12.3k +12,305
75 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 15,00015.0k $1.1m $1.1m 0.01% Unchanged
76 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,17314.2k $1.1m $1.1m 0.00% Reduced -8.2k -8,244
77 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 14,05814.1k $1.0m $1.0m 0.01% Added +9.8k +9,785
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,89913.9k $1.0m $1.0m 0.00% Added +2.1k +2,134
79 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,62613.6k $1.0m $1.0m 0.01% Reduced -24.9k -24,948
80 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 13,15313.2k $981.3k $981.3k 0.01% Reduced -300 -300
81 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 13,11513.1k $978.5k $978.5k 0.00% Reduced -1.6k -1,617
82 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 12,39112.4k $924.6k $924.6k 0.03% Reduced -819 -819
83 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 11,98912.0k $894.5k $894.5k 0.04% Added +21 +21
84 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,84311.8k $883.6k $883.6k 0.00% Reduced -6.4k -6,398
85 Chesapeake Wealth Management 0.35% of their portfolio WILLIAMSBURG, VA 11,80611.8k $880.8k $880.8k 0.35% Added +10 +10
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11,55611.6k $862.2k $862.2k 0.00% Reduced -1.6k -1,627
87 Navis Wealth Advisors, LLC 0.75% of their portfolio RYE BROOK, NY 10,99911.0k $820.6k $820.6k 0.75% Added +42 +42
88 Nikulski Financial, Inc. 0.34% of their portfolio BETTENDORF, IA 10,86110.9k $810.3k $810.3k 0.34% New
89 Stonebridge Financial Planning Group, LLC 0.49% of their portfolio ORLANDO, FL 10,80010.8k $805.8k $805.8k 0.49% Reduced -2.4k -2,395
90 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 10,52010.5k $784.9k $784.9k 0.01% Reduced -1.2k -1,200
91 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,15610.2k $757.8k $757.8k 0.00% Added +564 +564
92 Matthew Goff Investment Advisor, LLC 0.17% of their portfolio HOUSTON, TX 9,8509.8k $734.9k $734.9k 0.17% Unchanged
93 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 9,6409.6k $719.2k $719.2k 0.01% New
94 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 9,0179.0k $672.8k $672.8k 0.01% Reduced -3.4k -3,408
95 Joel Isaacson & Co., LLC 0.04% of their portfolio NEW YORK, NY 8,9008.9k $664.1k $664.1k 0.04% Added +5 +5
96 MAGNOLIA CAPITAL MANAGEMENT LTD 0.60% of their portfolio COLD SPRING, NY 8,8458.8k $660.0k $660.0k 0.60% Unchanged
97 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 8,7378.7k $651.9k $651.9k 0.02% Reduced -1.2k -1,172
98 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.30% of their portfolio New Cumberland, PA 8,6098.6k $642.3k $642.3k 0.30% Reduced -2.4k -2,357
99 Laidlaw Wealth Management LLC 0.12% of their portfolio NEW YORK CITY, NY 8,4608.5k $631.2k $631.2k 0.12% Reduced -153 -153
100 HFG Advisors, Inc. 0.65% of their portfolio CINCINATTI, OH 8,2718.3k $617.1k $617.1k 0.65% Reduced -645 -645