Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

291 institutional holders -30 vs Q4 2022
12,861,34712.9m shares reported held*
$915.4mreported value*
18 new 86 added 109 reduced 43 sold out net sold ≈ $15.0m (-185.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.17. Options: 3 managers hold calls ($3.0m notional), 3 hold puts ($903.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291291Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.6mQ3 22 puts: $797.0kQ3 22P/C 0.17Q4 22 calls: $4.1mQ4 22 puts: $332.1kQ4 22P/C 0.08Q1 23 calls: $3.0mQ1 23 puts: $903.5kQ1 23P/C 0.30
Numbers
QuarterCallsPutsP/C
Q3 2022$4.6m$797.0k0.17
Q4 2022$4.1m$332.1k0.08
Q1 2023$3.0m$903.5k0.30

Biggest buyers

FMR LLC Added +381,639+381.6k
Fisher Asset Management, LLC Added +123,779+123.8k
MEITAV INVESTMENT HOUSE LTD New +73,712+73.7k
WASHINGTON TRUST Co Added +60,855+60.9k
PGIM Custom Harvest LLC Added +60,069+60.1k
CITADEL ADVISORS LLC Added +52,955+53.0k
FLOW TRADERS U.S. LLC New +38,199+38.2k
Advisory Services Network, LLC Added +37,642+37.6k
MONEY CONCEPTS CAPITAL CORP Added +31,592+31.6k
CX Institutional Added +28,345+28.3k

Biggest sellers

1832 Asset Management L.P. Reduced -224,692-224.7k
Raymond James Financial Services Advisors, Inc. Reduced -89,077-89.1k
MORGAN STANLEY Reduced -73,574-73.6k
Ted Buchan & Co Sold out -71,156-71.2k
Marmo Financial Group, LLC Sold out -70,216-70.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -62,182-62.2k
Brookstone Capital Management Sold out -46,908-46.9k
CIM, LLC Sold out -46,311-46.3k
Virtue Capital Management, LLC Sold out -39,941-39.9k
Connectus Wealth, LLC Sold out -35,331-35.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.2m31.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $839.5k11.8k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $718.5k10.1k shares
Walleye Trading LLC New $113.8k1.6k shares
CITADEL ADVISORS LLC Added $71.1k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,902,1681.9m $135.3m $135.3m 0.02% Reduced -19.1k -19,143
2 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 1,622,3601.6m $115.4m $115.4m 0.07% Added +123.8k +123,779
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,228,4401.2m $87.4m $87.4m 0.01% Reduced -73.6k -73,574
4 FMR LLC 0.00% of their portfolio BOSTON, MA 820,846820.8k $58.4m $58.4m 0.00% Added +381.6k +381,639
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 709,739709.7k $50.5m $50.5m 0.01% Reduced -22.1k -22,062
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 440,160440.2k $31.3m $31.3m 0.01% Reduced -837 -837
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 377,139377.1k $26.8m $26.8m 0.02% Reduced -5.9k -5,857
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 367,547367.5k $26.1m $26.1m 0.01% Reduced -28.5k -28,461
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 346,699346.7k $24.7m $24.7m 0.01% Reduced -9.8k -9,759
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 322,576322.6k $23.0m $23.0m 0.01% Added +5.7k +5,693
11 Stillwater Capital Advisors, LLC 2.84% of their portfolio DEVON, PA 205,289205.3k $14.6m $14.6m 2.84% Added +1.6k +1,552
12 PGIM Custom Harvest LLC 0.60% of their portfolio NEWARK, NJ 203,694203.7k $14.5m $14.5m 0.60% Added +60.1k +60,069
13 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 176,003176.0k $12.5m $12.5m 0.03% Reduced -4.9k -4,864
14 Magnus Financial Group LLC 1.85% of their portfolio NEW YORK, NY 170,656170.7k $12.1m $12.1m 1.85% Added +6.6k +6,643
15 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 146,845146.8k $10.4m $10.4m 0.08% Reduced -365 -365
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 138,399138.4k $9.8m $9.8m 0.02% Reduced -89.1k -89,077
17 GDS Wealth Management 1.71% of their portfolio FLOWER MOUND, TX 135,877135.9k $9.7m $9.7m 1.71% Added +3.8k +3,816
18 PATTEN & PATTEN INC/TN 0.83% of their portfolio CHATTANOOGA, TN 132,363132.4k $9.4m $9.4m 0.83% Reduced -1.8k -1,816
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 131,233131.2k $9.3m $9.3m 0.01% Reduced -2.5k -2,540
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 115,262115.3k $8.2m $8.2m 0.05% Reduced -1.0k -1,018
21 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 113,496113.5k $8.1m $8.1m 0.06% Reduced -4.7k -4,706
22 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 110,126110.1k $7.8m $7.8m 0.18% Added +22.1k +22,072
23 XML Financial, LLC 0.85% of their portfolio BETHESDA, MD 97,95998.0k $7.0m $7.0m 0.85% Added +5.7k +5,749
24 COLONY GROUP LLC 0.10% of their portfolio Boston, MA 90,93690.9k $6.5m $6.5m 0.10% Reduced -5.5k -5,450
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 86,01086.0k $6.1m $6.1m 0.01% Reduced -16.7k -16,683
26 ETFIDEA, LLC 2.56% of their portfolio SYRACUSE, NY 82,31982.3k $5.9m $5.9m 2.56% Added +392 +392
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 81,39481.4k $5.8m $5.8m 0.01% Reduced -9.9k -9,883
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,74780.7k $5.7m $5.7m 0.00% Reduced -62.2k -62,182
29 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 78,26578.3k $5.6m $5.6m 0.01% Added +53.0k +52,955
30 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 74,81574.8k $5.3m $5.3m 0.03% Added +5.4k +5,355
31 MEITAV INVESTMENT HOUSE LTD 0.09% of their portfolio BENE-BERAQ, L3 73,71273.7k $5.4m $5.4m 0.09% New
32 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 72,12972.1k $5.1m $5.1m 0.03% Added +14.6k +14,645
33 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 65,02465.0k $4.6m $4.6m 0.01% Reduced -962 -962
34 HC Advisors, LLC 2.80% of their portfolio SANDY SPRINGS, GA 63,75363.8k $4.5m $4.5m 2.80% Reduced -17.1k -17,147
35 WASHINGTON TRUST Co 0.20% of their portfolio WESTERLY, RI 62,08762.1k $4.4m $4.4m 0.20% Added +60.9k +60,855
36 Ironwood Financial, llc 1.10% of their portfolio TUCSON, AZ 55,45955.5k $3.9m $3.9m 1.10% Added +793 +793
37 CX Institutional 0.20% of their portfolio AUBURN, IN 51,73251.7k $3.7m $3.7m 0.20% Added +28.3k +28,345
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,35745.4k $3.2m $3.2m 0.00% Reduced -3.1k -3,112
39 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 44,80944.8k $3.2m $3.2m 0.01% Added +9.6k +9,585
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 44,53744.5k $3.2m $3.2m 0.00% Reduced -367 -367
41 New Millennium Group LLC 3.14% of their portfolio SANDY, UT 43,94443.9k $3.1m $3.1m 3.14% Reduced -2 -2
42 PETTYJOHN, WOOD & WHITE, INC 0.72% of their portfolio LYNCHBURG, VA 41,54741.5k $3.0m $3.0m 0.72% Reduced -742 -742
43 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 38,84938.8k $2.8m $2.8m 0.08% Added +37.6k +37,642
44 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 38,57438.6k $2.7m $2.7m 0.01% Added +4.2k +4,165
45 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 38,19938.2k $2.7m $2.7m 0.11% New
46 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 37,61437.6k $2.7m $2.7m 0.04% Reduced -4.5k -4,537
47 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 35,79535.8k $2.5m $2.5m 0.03% Reduced -982 -982
48 BEAM WEALTH ADVISORS, INC. 2.53% of their portfolio COVINGTON, LA 35,38535.4k $2.5m $2.5m 2.53% Added +763 +763
49 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 34,78934.8k $415.1k $415.1k 0.02% Added +31.6k +31,592
50 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 34,76434.8k $2.5m $2.5m 0.01% Reduced -987 -987
51 Somerset Group LLC 2.01% of their portfolio WAYZATA, MN 32,51532.5k $2.3m $2.3m 2.01% Reduced -180 -180
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 31,55531.6k $2.2m $2.2m 0.00% Reduced -596 -596
53 Gerber Kawasaki Wealth & Investment Management 0.16% of their portfolio SANTA MONICA, CA 27,75527.8k $2.0m $2.0m 0.16% Reduced -1.5k -1,528
54 Kovack Advisors, Inc. 0.27% of their portfolio FT. LAUDERDALE, FL 27,43727.4k $2.0m $2.0m 0.27% Added +1.0k +1,032
55 HUNTINGTON NATIONAL BANK 0.02% of their portfolio COLUMBUS, OH 27,32027.3k $1.9m $1.9m 0.02% Reduced -1.7k -1,691
56 Essex LLC 0.61% of their portfolio DEER PARK, IL 26,92126.9k $2.0m $2.0m 0.61% Unchanged
57 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 26,61726.6k $1.9m $1.9m 0.01% Reduced -6.2k -6,173
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,56025.6k $1.8m $1.8m 0.00% Reduced -12 -12
59 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 25,17925.2k $1.8m $1.8m 0.11% Added +209 +209
60 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 24,48724.5k $1.7m $1.7m 0.01% Added +2.5k +2,484
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,15723.2k $1.6m $1.6m 0.00% Reduced -17.9k -17,876
62 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 22,41722.4k $1.6m $1.6m 0.01% Added +759 +759
63 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 22,30222.3k $1.6m $1.6m 0.02% Reduced -10.8k -10,812
64 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 20,51720.5k $1.6m $1.6m 0.03% Added +69 +69
65 AFT, FORSYTH & COMPANY, INC. 1.05% of their portfolio JUPITER, FL 19,16619.2k $1.4m $1.4m 1.05% Added +75 +75
66 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 18,64318.6k $1.3m $1.3m 0.05% Reduced -1.1k -1,096
67 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 18,24118.2k $1.3m $1.3m 0.00% Added +5.3k +5,268
68 MMBG INVESTMENT ADVISORS CO. 0.16% of their portfolio MIAMI, FL 17,60017.6k $1.3m $1.3m 0.16% Unchanged
69 FOUNDERS FINANCIAL SECURITIES LLC 0.18% of their portfolio TOWSON, MD 17,18217.2k $1.2m $1.2m 0.18% Added +73 +73
70 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 16,66416.7k $1.2m $1.2m 0.06% Reduced -11.9k -11,900
71 Glenview Trust Co 0.03% of their portfolio Louisville, KY 15,95116.0k $1.1m $1.1m 0.03% Reduced -160 -160
72 First Heartland Consultants, Inc. 0.17% of their portfolio LAKE ST. LOUIS, MO 15,94115.9k $1.1m $1.1m 0.17% Reduced -36 -36
73 Callan Capital, LLC 0.13% of their portfolio LA JOLLA, CA 15,94115.9k $1.1m $1.1m 0.13% Reduced -97 -97
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,24715.2k $1.1m $1.1m 0.00% Reduced -756 -756
75 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 15,00015.0k $1.1m $1.1m 0.01% Unchanged
76 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 14,98815.0k $1.1m $1.1m 0.03% Added +645 +645
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 14,73214.7k $1.0m $1.0m 0.00% Added +3.2k +3,196
78 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,08514.1k $1.0m $1.0m 0.01% Reduced -453 -453
79 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 13,45313.5k $957.0k $957.0k 0.01% Reduced -710 -710
80 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 13,21013.2k $939.8k $939.8k 0.03% Reduced -2.1k -2,084
81 Stonebridge Financial Planning Group, LLC 0.61% of their portfolio ORLANDO, FL 13,19513.2k $938.7k $938.7k 0.61% Added +2.5k +2,536
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,18313.2k $937.8k $937.8k 0.00% Reduced -720 -720
83 Financial Management Professionals, Inc. 0.18% of their portfolio AUSTIN, TX 13,02313.0k $926.0k $926.0k 0.18% New
84 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 12,90012.9k $917.7k $917.7k 0.01% Unchanged
85 Rollins Financial 0.30% of their portfolio ATLANTA, GA 12,71512.7k $904.5k $904.5k 0.30% Reduced -2.2k -2,250
86 ASSET MANAGEMENT CORP /IL/ /ADV 0.70% of their portfolio NORTHBROOK, IL 12,53212.5k $891.5k $891.5k 0.70% Reduced -695 -695
87 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,42512.4k $883.9k $883.9k 0.01% Added +1.4k +1,392
88 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,35612.4k $879.0k $879.0k 0.00% Added +8.5k +8,547
89 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 12,00012.0k $853.8k $853.8k 0.00% Reduced -1.9k -1,870
90 KCM INVESTMENT ADVISORS LLC 0.03% of their portfolio GREENBRAE, CA 11,96812.0k $851.4k $851.4k 0.03% Reduced -574 -574
91 Chesapeake Wealth Management 0.35% of their portfolio WILLIAMSBURG, VA 11,79611.8k $839.2k $839.2k 0.35% Reduced -223 -223
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,76511.8k $837.0k $837.0k 0.00% Added +550 +550
93 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 11,72011.7k $833.8k $833.8k 0.01% Reduced -300 -300
94 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 11,36511.4k $808.5k $808.5k 0.07% Unchanged
95 WealthCare Investment Partners, LLC 0.48% of their portfolio PORTSMOUTH, RI 11,18911.2k $796.0k $796.0k 0.48% Reduced -4.0k -3,964
96 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.41% of their portfolio New Cumberland, PA 10,96611.0k $780.1k $780.1k 0.41% Reduced -1.5k -1,466
97 Navis Wealth Advisors, LLC 0.86% of their portfolio RYE BROOK, NY 10,95711.0k $779.5k $779.5k 0.86% Added +52 +52
98 HAP Trading, LLC 0.17% of their portfolio NEW YORK, NY 10,00310.0k $712.0k $712.0k 0.17% New
99 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 9,9099.9k $704.9k $704.9k 0.03% Added +50 +50
100 Matthew Goff Investment Advisor, LLC 0.17% of their portfolio HOUSTON, TX 9,8509.8k $700.7k $700.7k 0.17% Reduced -708 -708