Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

321 institutional holders +25 vs Q3 2022
13,140,64113.1m shares reported held*
$992.7mreported value*
42 new 87 added 99 reduced 24 sold out net bought ≈ $21.4m (+286.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.54. Options: 2 managers hold calls ($4.1m notional), 2 hold puts ($332.1k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321321Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022296
Q4 2022321

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.6mQ3 22 puts: $797.0kQ3 22P/C 0.17Q4 22 calls: $4.1mQ4 22 puts: $332.1kQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$4.6m$797.0k0.17
Q4 2022$4.1m$332.1k0.08

Biggest buyers

1832 Asset Management L.P. New +226,945+226.9k
Fisher Asset Management, LLC Added +187,220+187.2k
COLONY GROUP LLC New +96,386+96.4k
Brookstone Capital Management New +46,908+46.9k
New Millennium Group LLC Added +43,827+43.8k
Raymond James Financial Services Advisors, Inc. Added +43,398+43.4k
Virtue Capital Management, LLC New +39,941+39.9k
AE Wealth Management LLC Added +35,516+35.5k
Connectus Wealth, LLC New +35,331+35.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +28,513+28.5k

Biggest sellers

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Sold out -113,800-113.8k
PRUDENTIAL FINANCIAL INC Sold out -67,458-67.5k
UBS Group AG Reduced -66,252-66.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -53,851-53.9k
LPL Financial LLC Reduced -45,919-45.9k
CX Institutional Reduced -44,139-44.1k
BANK OF AMERICA CORP /DE/ Reduced -43,529-43.5k
WELLS FARGO & COMPANY/MN Reduced -41,875-41.9k
FMR LLC Reduced -38,448-38.4k
HRT FINANCIAL LP Reduced -36,404-36.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $3.2m42.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $973.6k12.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $279.2k3.7k shares
CITADEL ADVISORS LLC New $52.8k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,921,3111.9m $145.0m $145.0m 0.02% Reduced -43.5k -43,529
2 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 1,498,5811.5m $113.1m $113.1m 0.08% Added +187.2k +187,220
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,302,0141.3m $98.3m $98.3m 0.01% Reduced -27.1k -27,124
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 731,801731.8k $55.2m $55.2m 0.02% Added +11.6k +11,570
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 440,997441.0k $33.3m $33.3m 0.01% Reduced -41.9k -41,875
6 FMR LLC 0.00% of their portfolio BOSTON, MA 439,207439.2k $33.1m $33.1m 0.00% Reduced -38.4k -38,448
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 396,008396.0k $29.9m $29.9m 0.01% Reduced -11.1k -11,148
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 382,996383.0k $28.9m $28.9m 0.02% Reduced -45.9k -45,919
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 356,458356.5k $26.9m $26.9m 0.01% Reduced -66.3k -66,252
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 316,883316.9k $23.9m $23.9m 0.01% Added +26.9k +26,892
11 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 227,476227.5k $17.2m $17.2m 0.03% Added +43.4k +43,398
12 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 226,945226.9k $17.1m $17.1m 0.04% New
13 Stillwater Capital Advisors, LLC 3.24% of their portfolio DEVON, PA 203,737203.7k $15.4m $15.4m 3.24% Added +2.1k +2,081
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 180,867180.9k $13.7m $13.7m 0.03% Added +630 +630
15 Magnus Financial Group LLC 2.02% of their portfolio NEW YORK, NY 164,013164.0k $12.4m $12.4m 2.02% Reduced -13.0k -12,973
16 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 147,210147.2k $11.1m $11.1m 0.09% Reduced -5.1k -5,140
17 PGIM Custom Harvest LLC 0.49% of their portfolio NEWARK, NJ 143,625143.6k $10.8m $10.8m 0.49% First filing
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 142,929142.9k $10.8m $10.8m 0.01% Reduced -53.9k -53,851
19 PATTEN & PATTEN INC/TN 0.92% of their portfolio CHATTANOOGA, TN 134,179134.2k $10.1m $10.1m 0.92% Reduced -645 -645
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 133,773133.8k $10.1m $10.1m 0.01% Reduced -2.0k -2,019
21 GDS Wealth Management 1.90% of their portfolio FLOWER MOUND, TX 132,061132.1k $10.0m $10.0m 1.90% Added +5.8k +5,847
22 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 118,202118.2k $8.9m $8.9m 0.07% Reduced -2.3k -2,276
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 116,280116.3k $8.8m $8.8m 0.05% Added +8.4k +8,361
24 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 102,693102.7k $7.8m $7.8m 0.02% Reduced -922 -922
25 COLONY GROUP LLC 0.10% of their portfolio Boston, MA 96,38696.4k $7.3m $7.3m 0.10% New
26 XML Financial, LLC 0.87% of their portfolio BETHESDA, MD 92,21092.2k $7.0m $7.0m 0.87% Reduced -4.0k -4,012
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 91,27791.3k $6.9m $6.9m 0.01% Reduced -17.3k -17,327
28 OneDigital Investment Advisors LLC 0.19% of their portfolio OVERLAND PARK, KS 88,05488.1k $6.6m $6.6m 0.19% Added +9.1k +9,073
29 ETFIDEA, LLC 2.86% of their portfolio SYRACUSE, NY 81,92781.9k $6.2m $6.2m 2.86% Added +1.2k +1,213
30 HC Advisors, LLC 4.17% of their portfolio SANDY SPRINGS, GA 80,90080.9k $6.1m $6.1m 4.17% Added +555 +555
31 Ted Buchan & Co 4.97% of their portfolio San Diego, CA 71,15671.2k $5.4m $5.4m 4.97% First filing
32 Marmo Financial Group, LLC 5.12% of their portfolio Johnson City, TN 70,21670.2k $5.3m $5.3m 5.12% First filing
33 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 69,46069.5k $5.2m $5.2m 0.03% Reduced -8.3k -8,267
34 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 65,98666.0k $5.0m $5.0m 0.01% Added +6.0k +5,967
35 First Citizens Financial Corp 4.05% of their portfolio MASON CITY, IA 62,14062.1k $4.7m $4.7m 4.05% Reduced -455 -455
36 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 57,48457.5k $4.3m $4.3m 0.03% Added +35.5k +35,516
37 Ironwood Financial, llc 1.29% of their portfolio TUCSON, AZ 54,66654.7k $4.1m $4.1m 1.29% Reduced -1.5k -1,523
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 48,46948.5k $3.7m $3.7m 0.00% Reduced -15.2k -15,240
39 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 46,90846.9k $3.7m $3.7m 0.07% New
40 CIM, LLC 0.74% of their portfolio ALBANY, NY 46,31146.3k $3.7m $3.7m 0.74% Reduced -3.0k -2,987
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 44,90444.9k $3.4m $3.4m 0.01% Reduced -10.2k -10,190
42 New Millennium Group LLC 3.54% of their portfolio SANDY, UT 43,94643.9k $3.3m $3.3m 3.54% Added +43.8k +43,827
43 PETTYJOHN, WOOD & WHITE, INC 0.80% of their portfolio LYNCHBURG, VA 42,28942.3k $3.2m $3.2m 0.80% Unchanged
44 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 42,15142.2k $3.2m $3.2m 0.05% Reduced -1.4k -1,442
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 41,03341.0k $3.1m $3.1m 0.01% Added +28.5k +28,513
46 Virtue Capital Management, LLC 0.46% of their portfolio BRENTWOOD, TN 39,94139.9k $3.0m $3.0m 0.46% New
47 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 36,77736.8k $2.8m $2.8m 0.03% Added +37 +37
48 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 35,75135.8k $2.7m $2.7m 0.01% Added +2.9k +2,855
49 Connectus Wealth, LLC 0.06% of their portfolio CINCINNATI, OH 35,33135.3k $2.7m $2.7m 0.06% New
50 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 35,22435.2k $2.7m $2.7m 0.01% Reduced -8.6k -8,568
51 BEAM WEALTH ADVISORS, INC. 2.72% of their portfolio COVINGTON, LA 34,62234.6k $2.6m $2.6m 2.72% Added +5.5k +5,455
52 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 34,40934.4k $2.6m $2.6m 0.01% Reduced -7.2k -7,242
53 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 33,11433.1k $609.3k $609.3k 0.02% Added +7.3k +7,337
54 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 32,79032.8k $2.5m $2.5m 0.02% Reduced -4.0k -4,033
55 Somerset Group LLC 2.18% of their portfolio WAYZATA, MN 32,69532.7k $2.5m $2.5m 2.18% Reduced -263 -263
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 32,15132.2k $2.4m $2.4m 0.00% Reduced -987 -987
57 Sowa Financial Group, Inc. 1.69% of their portfolio LINCOLN, RI 29,95230.0k $2.3m $2.3m 1.69% Reduced -6.4k -6,419
58 Gerber Kawasaki Wealth & Investment Management 0.20% of their portfolio SANTA MONICA, CA 29,28329.3k $2.2m $2.2m 0.20% Reduced -5.6k -5,576
59 HUNTINGTON NATIONAL BANK 0.02% of their portfolio COLUMBUS, OH 29,01129.0k $2.2m $2.2m 0.02% Added +5.3k +5,278
60 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 28,56428.6k $2.2m $2.2m 0.10% Added +9.2k +9,207
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 26,99427.0k $2.0m $2.0m 0.01% Added +164 +164
62 Essex LLC 0.61% of their portfolio DEER PARK, IL 26,92126.9k $2.0m $2.0m 0.61% Reduced -109 -109
63 Kovack Advisors, Inc. 0.29% of their portfolio FT. LAUDERDALE, FL 26,40526.4k $2.0m $2.0m 0.29% Reduced -5.2k -5,205
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,57225.6k $1.9m $1.9m 0.00% Added +2.3k +2,329
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,31025.3k $1.9m $1.9m 0.00% Reduced -10.3k -10,254
66 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 24,97025.0k $1.9m $1.9m 0.11% Added +253 +253
67 CX Institutional 0.11% of their portfolio AUBURN, IN 23,38723.4k $1.8m $1.8m 0.11% Reduced -44.1k -44,139
68 CoreCap Advisors, LLC 0.12% of their portfolio SOUTHFIELD, MI 22,70522.7k $1.7m $1.7m 0.12% New
69 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 22,10522.1k $1.7m $1.7m 0.04% Added +15.2k +15,215
70 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 22,00322.0k $1.7m $1.7m 0.01% Reduced -301 -301
71 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 21,65821.7k $1.6m $1.6m 0.01% Added +15.3k +15,314
72 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 20,44820.4k $1.5m $1.5m 0.03% Reduced -519 -519
73 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 19,73919.7k $1.5m $1.5m 0.06% Added +14.7k +14,696
74 AFT, FORSYTH & COMPANY, INC. 1.23% of their portfolio JUPITER, FL 19,09119.1k $1.4m $1.4m 1.23% Added +74 +74
75 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 18,58518.6k $1.4m $1.4m 0.04% Reduced -66 -66
76 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 17,60017.6k $1.3m $1.3m 0.18% Unchanged
77 FOUNDERS FINANCIAL SECURITIES LLC 0.20% of their portfolio TOWSON, MD 17,10917.1k $1.3m $1.3m 0.20% Reduced -32 -32
78 Glenview Trust Co 0.04% of their portfolio Louisville, KY 16,11116.1k $1.2m $1.2m 0.04% Added +8.6k +8,623
79 Callan Capital, LLC 0.15% of their portfolio LA JOLLA, CA 16,03816.0k $1.2m $1.2m 0.15% Added +50 +50
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,00316.0k $1.2m $1.2m 0.00% Added +548 +548
81 First Heartland Consultants, Inc. 0.19% of their portfolio LAKE ST. LOUIS, MO 15,97716.0k $1.2m $1.2m 0.19% New
82 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 15,29415.3k $1.2m $1.2m 0.04% Added +4 +4
83 WealthCare Investment Partners, LLC 0.78% of their portfolio PORTSMOUTH, RI 15,15315.2k $1.1m $1.1m 0.78% Reduced -6.1k -6,095
84 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 15,00015.0k $1.1m $1.1m 0.01% Unchanged
85 Rollins Financial 0.43% of their portfolio ATLANTA, GA 14,96515.0k $1.1m $1.1m 0.43% Reduced -1.4k -1,400
86 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,53814.5k $1.1m $1.1m 0.01% Added +23 +23
87 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 14,34314.3k $1.1m $1.1m 0.04% Reduced -9.6k -9,578
88 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 14,16314.2k $1.1m $1.1m 0.01% Reduced -1.0k -1,042
89 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,90313.9k $1.0m $1.0m 0.00% Added +9.6k +9,625
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 13,87013.9k $1.0m $1.0m 0.00% Reduced -1.7k -1,704
91 ASSET MANAGEMENT CORP /IL/ /ADV 0.84% of their portfolio NORTHBROOK, IL 13,22713.2k $998.3k $998.3k 0.84% Reduced -2.7k -2,717
92 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,97313.0k $979.0k $979.0k 0.00% Added +1.2k +1,206
93 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 12,90012.9k $974.0k $974.0k 0.01% Unchanged
94 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.02% of their portfolio PORTLAND, OR 12,63612.6k $954.0k $954.0k 0.02% New
95 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 12,59312.6k $950.0k $950.0k 0.01% Reduced -36.4k -36,404
96 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 12,54212.5k $947.0k $947.0k 0.04% Added +58 +58
97 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.54% of their portfolio New Cumberland, PA 12,43212.4k $938.2k $938.2k 0.54% Reduced -2.7k -2,664
98 Summit Financial Wealth Advisors, LLC 0.23% of their portfolio Lafayette, LA 12,36412.4k $933.1k $933.1k 0.23% New
99 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 12,02012.0k $907.1k $907.1k 0.01% Unchanged
100 Chesapeake Wealth Management 0.40% of their portfolio WILLIAMSBURG, VA 12,01912.0k $907.1k $907.1k 0.40% Added +30 +30