Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

230 institutional holders +0 vs Q2 2024
12,761,38612.8m shares reported held*
$888.7mreported value*
24 new 65 added 67 reduced 24 sold out net sold ≈ $8.9m (+131.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.65. Options: 2 managers hold calls ($653.4k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209Q2 23: 203Q3 23: 197Q4 23: 220Q1 24: 225Q2 24: 230Q3 24: 230230Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209
Q2 2023203
Q3 2023197
Q4 2023220
Q1 2024225
Q2 2024230
Q3 2024230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ1 23: 63 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 77 bought or addedQ2 23: 83 cut or sold outQ3 23: 48 bought or addedQ3 23: 94 cut or sold outQ3 23Q4 23: 80 bought or addedQ4 23: 91 cut or sold outQ1 24: 72 bought or addedQ1 24: 122 cut or sold outQ1 24Q2 24: 87 bought or addedQ2 24: 89 cut or sold outQ3 24: 89 bought or addedQ3 24: 91 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118
Q2 20237783
Q3 20234894
Q4 20238091
Q1 202472122
Q2 20248789
Q3 20248991

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 23 calls: $129.4kQ4 23 puts: $483.9kQ4 23P/C 3.74Q1 24 calls: $709.4kQ1 24 puts: $629.9kQ1 24P/C 0.89Q2 24 calls: $599.9kQ2 24 puts: $156.5kQ2 24P/C 0.26Q3 24 calls: $653.4kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$129.4k$483.9k3.74
Q1 2024$709.4k$629.9k0.89
Q2 2024$599.9k$156.5k0.26
Q3 2024$653.4k$00.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +257,527+257.5k
RiverFront Investment Group, LLC Added +58,449+58.4k
JANE STREET GROUP, LLC New +35,149+35.1k
LPL Financial LLC Added +32,774+32.8k
WELLS FARGO & COMPANY/MN Added +29,170+29.2k
MORGAN STANLEY Added +28,613+28.6k
IHT Wealth Management, LLC Added +26,104+26.1k
CAPTRUST FINANCIAL ADVISORS Added +25,802+25.8k
JPMORGAN CHASE & CO Added +11,180+11.2k
Baltimore-Washington Financial Advisors, Inc. Added +8,367+8.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -173,492-173.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -50,860-50.9k
Pinnacle Family Advisors, LLC Sold out -46,462-46.5k
MILLENNIUM MANAGEMENT LLC Reduced -30,343-30.3k
HighTower Advisors, LLC Reduced -25,690-25.7k
ROYAL BANK OF CANADA Reduced -15,869-15.9k
Rockefeller Capital Management L.P. Sold out -14,513-14.5k
Equitable Holdings, Inc. Reduced -13,698-13.7k
Sanctuary Advisors, LLC Reduced -8,488-8.5k
Cetera Investment Advisers Reduced -6,926-6.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $639.2k9.0k shares
CITADEL ADVISORS LLC Unchanged $14.2k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 2.52% of their portfolio RICHMOND, VA 1,506,6901.5m $107.0m $107.0m 2.52% Added +58.4k +58,449
2 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,458,9981.5m $103.6m $103.6m 0.03% Reduced -50.9k -50,860
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,121,5081.1m $79.6m $79.6m 0.02% Added +725 +725
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 981,435981.4k $69.7m $69.7m 0.01% Added +28.6k +28,613
5 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 561,686561.7k $39.9m $39.9m 0.02% Reduced -2.8k -2,843
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 523,140523.1k $37.2m $37.2m 0.00% Added +11.2k +11,180
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 470,931470.9k $33.4m $33.4m 0.01% Reduced -15.9k -15,869
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 426,626426.6k $30.3m $30.3m 0.00% Reduced -173.5k -173,492
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 415,933415.9k $29.5m $29.5m 0.01% Added +32.8k +32,774
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 391,895391.9k $27.8m $27.8m 0.01% Added +29.2k +29,170
11 Baltimore-Washington Financial Advisors, Inc. 1.46% of their portfolio Columbia, MD 381,794381.8k $27.1m $27.1m 1.46% Added +8.4k +8,367
12 Circle Wealth Management, LLC 0.46% of their portfolio SUMMIT, NJ 294,600294.6k $20.9m $20.9m 0.46% Unchanged
13 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 260,834260.8k $3.7k $3.7k 0.01% Added +257.5k +257,527
14 Kozak & Associates, Inc. 4.44% of their portfolio HIGHLANDS RANCH, CO 250,549250.5k $18.8m $18.8m 4.44% Reduced -4.0k -4,036
15 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 243,119243.1k $17.3m $17.3m 0.05% Reduced -4.3k -4,280
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 205,819205.8k $14.6m $14.6m 0.00% Added +3.3k +3,321
17 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 184,956185.0k $13.1m $13.1m 0.04% Added +25.8k +25,802
18 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.22% of their portfolio PORTLAND, OR 158,706158.7k $11.3m $11.3m 0.22% Reduced -793 -793
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 150,368150.4k $10.6m $10.6m 0.00% Added +2.1k +2,132
20 ARKANSAS FINANCIAL GROUP, INC. 1.61% of their portfolio LITTLE ROCK, AR 138,701138.7k $9.9m $9.9m 1.61% Reduced -880 -880
21 SAM Advisors, LLC 3.14% of their portfolio OAKHURST, CA 120,311120.3k $8.5m $8.5m 3.14% Reduced -1.1k -1,100
22 PGIM Custom Harvest LLC 0.17% of their portfolio NEWARK, NJ 119,391119.4k $8.5m $8.5m 0.17% Added +2.0k +2,043
23 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.26% of their portfolio FORT WORTH, TX 116,721116.7k $8.3m $8.3m 1.26% Added +56 +56
24 Howard Capital Management Group, LLC 0.57% of their portfolio Los Angeles, CA 114,452114.5k $8.1m $8.1m 0.57% Added +2.4k +2,392
25 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 107,539107.5k $7.6m $7.6m 0.05% Reduced -3.0k -3,041
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,59689.6k $6.4m $6.4m 0.01% Added +221 +221
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 77,77577.8k $5.5m $5.5m 0.01% Reduced -4.4k -4,374
28 BlackRock, Inc. 0.00% of their portfolio New York, NY 75,62475.6k $5.4m $5.4m 0.00% First filing
29 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 72,60072.6k $5.2m $5.2m 0.01% Unchanged
30 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 69,88569.9k $5.0m $5.0m 0.06% Added +932 +932
31 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 68,35668.4k $4.9m $4.9m 0.03% Added +1.4k +1,425
32 J.W. COLE ADVISORS, INC. 0.18% of their portfolio TAMPA, FL 61,23961.2k $4.3m $4.3m 0.18% Reduced -356 -356
33 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 55,74455.7k $4.0m $4.0m 0.02% Added +3.6k +3,649
34 Wealthgate Family Office, LLC 10.27% of their portfolio BOULDER, CO 51,91751.9k $3.7m $3.7m 10.27% Reduced -3.4k -3,389
35 SOUTHERN CAPITAL ADVISORS, LLC 2.05% of their portfolio Jackson, TN 51,23951.2k $3.6m $3.6m 2.05% Added +3.9k +3,917
36 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 50,46350.5k $3.6m $3.6m 0.10% Added +26.1k +26,104
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,52848.5k $3.4m $3.4m 0.00% Reduced -25.7k -25,690
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 39,06639.1k $2.8m $2.8m 0.00% Reduced -657 -657
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,02438.0k $2.7m $2.7m 0.00% Reduced -796 -796
40 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 36,25736.3k $2.6m $2.6m 0.01% Reduced -633 -633
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,14935.1k $2.5m $2.5m 0.00% New
42 Family Firm, Inc. 0.54% of their portfolio BETHESDA, MD 34,73934.7k $2.5m $2.5m 0.54% Reduced -1.6k -1,577
43 Diversified, LLC 0.26% of their portfolio Wilmington, DE 32,76032.8k $2.3m $2.3m 0.26% Reduced -1.2k -1,156
44 Diversified Enterprises, LLC 0.26% of their portfolio Wilmington, DE 32,76032.8k $2.3m $2.3m 0.26% First filing
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,69031.7k $2.3m $2.3m 0.00% Added +747 +747
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,72830.7k $2.2m $2.2m 0.00% Added +751 +751
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 30,40830.4k $2.2m $2.2m 0.00% Reduced -2.6k -2,611
48 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 27,67227.7k $2.0m $2.0m 0.04% Unchanged
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,38126.4k $1.9m $1.9m 0.00% Reduced -1.2k -1,188
50 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,77525.8k $1.8m $1.8m 0.00% Reduced -6.9k -6,926
51 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 25,54025.5k $1.8m $1.8m 0.06% Reduced -562 -562
52 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 22,77422.8k $1.6m $1.6m 0.00% Added +2.9k +2,949
53 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 22,73122.7k $1.6m $1.6m 0.11% Unchanged
54 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,43522.4k $1.6m $1.6m 0.01% Added +1.4k +1,400
55 Fifth Third Securities, Inc. 0.15% of their portfolio Cincinnati, OH 21,62421.6k $1.5m $1.5m 0.15% Reduced -1.6k -1,580
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,18221.2k $1.5m $1.5m 0.00% Added +2 +2
57 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 20,75120.8k $1.5m $1.5m 0.13% Reduced -756 -756
58 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 20,64620.6k $1.5m $1.5m 0.06% Reduced -500 -500
59 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 19,17519.2k $1.4m $1.4m 0.02% Reduced -1.5k -1,454
60 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 18,92518.9k $1.2m $1.2m 0.03% Unchanged
61 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 17,93417.9k $1.3m $1.3m 0.05% Added +104 +104
62 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 17,91017.9k $1.3m $1.3m 0.07% Unchanged
63 FMR LLC 0.00% of their portfolio BOSTON, MA 15,99916.0k $1.1m $1.1m 0.00% Reduced -45 -45
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,67215.7k $1.1m $1.1m 0.00% Added +2.7k +2,699
65 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,40815.4k $1.1m $1.1m 0.00% Reduced -1.7k -1,652
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,70314.7k $1.0m $1.0m 0.00% Reduced -1.5k -1,539
67 Litman Gregory Wealth Management LLC 0.09% of their portfolio LARKSPUR, CA 14,38514.4k $1.0m $1.0m 0.09% Unchanged
68 Source Financial Advisors LLC 0.30% of their portfolio NEW YORK, NY 14,27314.3k $1.0m $1.0m 0.30% Reduced -563 -563
69 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,17914.2k $1.0m $1.0m 0.00% Added +520 +520
70 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 13,70813.7k $974.0k $974.0k 0.02% Added +105 +105
71 GARRISON POINT ADVISORS, LLC 0.60% of their portfolio Walnut Creek, CA 13,64513.6k $969.1k $969.1k 0.60% Reduced -200 -200
72 COTTONWOOD CAPITAL ADVISORS, LLC 0.68% of their portfolio SALT LAKE CITY, UT 13,01913.0k $924.6k $924.6k 0.68% Reduced -1.7k -1,675
73 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,38412.4k $879.5k $879.5k 0.01% Reduced -13.7k -13,698
74 Mine & Arao Wealth Creation & Management, LLC. 0.40% of their portfolio CAMPBELL, CA 12,04712.0k $855.6k $855.6k 0.40% Reduced -122 -122
75 BURKE & HERBERT BANK & TRUST CO 0.20% of their portfolio ALEXANDRIA, VA 11,92811.9k $847.1k $847.1k 0.20% Unchanged
76 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,76911.8k $832.5k $832.5k 0.00% Added +1.9k +1,897
77 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 11,05511.1k $785.0k $785.0k 0.03% Added +283 +283
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,94710.9k $777.5k $777.5k 0.00% Reduced -114 -114
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,32410.3k $733.2k $733.2k 0.01% Added +1.6k +1,644
80 OMNI 360 Wealth, Inc. 0.49% of their portfolio Plainsboro, NJ 10,03010.0k $712.3k $712.3k 0.49% Added +1.1k +1,056
81 Castle Rock Wealth Management, LLC 0.17% of their portfolio WALNUT CREEK, CA 9,99310.0k $711.8k $711.8k 0.17% Reduced -559 -559
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,6149.6k $682.8k $682.8k 0.00% Reduced -2.2k -2,160
83 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 9,5259.5k $676.5k $676.5k 0.07% Added +12 +12
84 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,3679.4k $665.2k $665.2k 0.00% Added +153 +153
85 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 9,1579.2k $650.3k $650.3k 0.02% Reduced -55 -55
86 BANK HAPOALIM BM 0.10% of their portfolio TEL AVIV, L3 8,9669.0k $637.0k $637.0k 0.10% Reduced -355 -355
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,6878.7k $611.9k $611.9k 0.00% Added +1.1k +1,133
88 Quadrant Private Wealth Management, LLC 0.15% of their portfolio Center Valley, PA 8,5838.6k $609.6k $609.6k 0.15% Unchanged
89 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 8,4668.5k $601.3k $601.3k 0.02% Unchanged
90 Cordatus Wealth Management LLC 0.21% of their portfolio NEWTOWN, PA 8,2568.3k $586.0k $586.0k 0.21% Unchanged
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,2158.2k $583.5k $583.5k 0.00% Reduced -746 -746
92 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,0688.1k $573.0k $573.0k 0.00% Reduced -247 -247
93 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 7,9808.0k $566.7k $566.7k 0.04% Unchanged
94 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 7,9708.0k $566.0k $566.0k 0.00% Reduced -30.3k -30,343
95 Financial Partners Group, Inc 0.08% of their portfolio Overland Park, KS 7,6617.7k $544.1k $544.1k 0.08% Reduced -524 -524
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 7,4727.5k $530.7k $530.7k 0.00% Added +4.0k +3,978
97 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,1187.1k $505.5k $505.5k 0.00% Reduced -243 -243
98 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,8756.9k $486.2k $486.2k 0.01% Reduced -1.5k -1,541
99 Marcum Wealth, LLC 0.04% of their portfolio CLEVELAND, OH 6,3816.4k $453.2k $453.2k 0.04% Reduced -40 -40
100 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 6,3636.4k $451.9k $451.9k 0.00% Reduced -711 -711