Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

225 institutional holders +5 vs Q4 2023
14,472,74814.5m shares reported held*
$978.6mreported value*
25 new 47 added 102 reduced 20 sold out net bought ≈ $41.7m (+614.4k shares)

Q4 2023 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.61. Options: 2 managers hold calls ($709.4k notional), 1 hold puts ($629.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209Q2 23: 203Q3 23: 197Q4 23: 220Q1 24: 225225Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209
Q2 2023203
Q3 2023197
Q4 2023220
Q1 2024225

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 77 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 94 cut or sold outQ3 23Q4 23: 80 bought or addedQ4 23: 91 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 122 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118
Q2 20237783
Q3 20234894
Q4 20238091
Q1 202472122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $1.3mQ2 23 puts: $711.0kQ2 23P/C 0.55Q3 23 calls: $726.8kQ3 23 puts: $572.2kQ3 23P/C 0.79Q4 23 calls: $129.4kQ4 23 puts: $483.9kQ4 23P/C 3.74Q1 24 calls: $709.4kQ1 24 puts: $629.9kQ1 24P/C 0.89
Numbers
QuarterCallsPutsP/C
Q2 2023$1.3m$711.0k0.55
Q3 2023$726.8k$572.2k0.79
Q4 2023$129.4k$483.9k3.74
Q1 2024$709.4k$629.9k0.89

Biggest buyers

MORGAN STANLEY Added +870,540+870.5k
BNP PARIBAS FINANCIAL MARKETS New +150,000+150.0k
Rockefeller Capital Management L.P. New +113,421+113.4k
LPL Financial LLC Added +46,698+46.7k
JANE STREET GROUP, LLC Added +35,872+35.9k
Equitable Holdings, Inc. Added +31,446+31.4k
Cetera Investment Advisers Added +27,974+28.0k
Merit Financial Group, LLC New +27,672+27.7k
JPMORGAN CHASE & CO Added +18,324+18.3k
Geneos Wealth Management Inc. Added +13,703+13.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -111,144-111.1k
TRUIST FINANCIAL CORP Reduced -108,631-108.6k
RiverFront Investment Group, LLC Reduced -97,158-97.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -72,096-72.1k
UBS Group AG Reduced -60,793-60.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,429-26.4k
GOLDMAN SACHS GROUP INC Reduced -26,420-26.4k
BANK OF AMERICA CORP /DE/ Reduced -23,406-23.4k
Cetera Advisor Networks LLC Sold out -22,821-22.8k
CITADEL ADVISORS LLC Reduced -19,539-19.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $523.8k7.9k shares
CITADEL ADVISORS LLC Added $185.6k2.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $629.9k9.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,887,0082.9m $191.4m $191.4m 0.01% Added +870.5k +870,540
2 RiverFront Investment Group, LLC 2.63% of their portfolio RICHMOND, VA 1,409,9581.4m $93.5m $93.5m 2.63% Reduced -97.2k -97,158
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,348,2121.3m $89.4m $89.4m 0.03% Reduced -111.1k -111,144
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,178,3231.2m $78.1m $78.1m 0.02% Reduced -26.4k -26,420
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 616,374616.4k $40.9m $40.9m 0.00% Reduced -23.4k -23,406
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 528,239528.2k $35.0m $35.0m 0.01% Reduced -19.5k -19,483
7 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 493,209493.2k $32.7m $32.7m 0.02% Reduced -14.3k -14,292
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 483,066483.1k $32.0m $32.0m 0.00% Added +18.3k +18,324
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 361,340361.3k $24.0m $24.0m 0.01% Reduced -2.0k -2,050
10 Baltimore-Washington Financial Advisors, Inc. 1.49% of their portfolio Columbia, MD 361,113361.1k $23.9m $23.9m 1.49% Added +12.3k +12,282
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 358,989359.0k $23.8m $23.8m 0.01% Added +46.7k +46,698
12 Circle Wealth Management, LLC 0.49% of their portfolio SUMMIT, NJ 294,600294.6k $19.5m $19.5m 0.49% Unchanged
13 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 259,536259.5k $17.2m $17.2m 0.05% Reduced -9.5k -9,519
14 Kozak & Associates, Inc. 4.11% of their portfolio HIGHLANDS RANCH, CO 229,580229.6k $15.3m $15.3m 4.11% Added +7.1k +7,112
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 208,778208.8k $13.8m $13.8m 0.00% Reduced -60.8k -60,793
16 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 176,897176.9k $11.7m $11.7m 0.04% Reduced -2.4k -2,407
17 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.22% of their portfolio PORTLAND, OR 164,106164.1k $10.9m $10.9m 0.22% Reduced -8.1k -8,100
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 151,424151.4k $28.8m $28.8m 0.01% Reduced -8.3k -8,329
19 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 150,000150.0k $9.9m $9.9m 0.01% New
20 ARKANSAS FINANCIAL GROUP, INC. 1.64% of their portfolio LITTLE ROCK, AR 140,769140.8k $9.3m $9.3m 1.64% Reduced -3.3k -3,279
21 SAM Advisors, LLC 2.98% of their portfolio OAKHURST, CA 123,325123.3k $8.2m $8.2m 2.98% Reduced -305 -305
22 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.29% of their portfolio FORT WORTH, TX 118,390118.4k $7.8m $7.8m 1.29% Reduced -1.5k -1,517
23 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 115,503115.5k $7.7m $7.7m 0.06% Reduced -5.5k -5,508
24 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 113,421113.4k $7.5m $7.5m 0.02% New
25 Howard Capital Management Group, LLC 0.55% of their portfolio Los Angeles, CA 108,426108.4k $7.2m $7.2m 0.55% Reduced -792 -792
26 PGIM Custom Harvest LLC 0.17% of their portfolio NEWARK, NJ 106,118106.1k $7.0m $7.0m 0.17% Reduced -2.6k -2,614
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 88,85288.9k $5.9m $5.9m 0.01% Reduced -2.1k -2,114
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 79,44279.4k $5.3m $5.3m 0.01% Reduced -108.6k -108,631
29 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 78,50478.5k $5.2m $5.2m 0.03% Reduced -1.1k -1,068
30 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 72,60072.6k $4.8m $4.8m 0.01% Unchanged
31 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 68,95069.0k $4.6m $4.6m 0.05% Reduced -13.9k -13,868
32 J.W. COLE ADVISORS, INC. 0.21% of their portfolio TAMPA, FL 61,54361.5k $4.1m $4.1m 0.21% Reduced -3.0k -2,996
33 Wealthgate Family Office, LLC 9.52% of their portfolio BOULDER, CO 55,29555.3k $3.7m $3.7m 9.52% Added +11 +11
34 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 54,99355.0k $3.6m $3.6m 0.04% Added +31.4k +31,446
35 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 49,99750.0k $3.3m $3.3m 0.02% Added +2.7k +2,708
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 49,88049.9k $3.3m $3.3m 0.01% Added +692 +692
37 SOUTHERN CAPITAL ADVISORS, LLC 1.86% of their portfolio Jackson, TN 46,16746.2k $3.1m $3.1m 1.86% Reduced -9.0k -9,015
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,26442.3k $2.8m $2.8m 0.00% Reduced -2.2k -2,169
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 40,86740.9k $2.7m $2.7m 0.00% Added +35.9k +35,872
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,47740.5k $2.7m $2.7m 0.00% Reduced -26.4k -26,429
41 Mariner, LLC 0.01% of their portfolio Overland Park, KS 40,11640.1k $2.7m $2.7m 0.01% Added +345 +345
42 Family Firm, Inc. 0.61% of their portfolio BETHESDA, MD 37,84037.8k $2.5m $2.5m 0.61% Reduced -32 -32
43 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 35,79335.8k $2.4m $2.4m 0.01% Reduced -2.6k -2,577
44 Diversified, LLC 0.31% of their portfolio Wilmington, DE 34,06834.1k $2.3m $2.3m 0.31% Reduced -1.8k -1,812
45 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 32,13232.1k $2.1m $2.1m 0.01% Added +28.0k +27,974
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,82131.8k $2.1m $2.1m 0.00% Reduced -768 -768
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,58230.6k $2.0m $2.0m 0.00% Reduced -72.1k -72,096
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,72227.7k $1.8m $1.8m 0.00% Reduced -616 -616
49 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 27,67227.7k $1.8m $1.8m 0.04% New
50 Fifth Third Securities, Inc. 0.17% of their portfolio Cincinnati, OH 27,14427.1k $1.8m $1.8m 0.17% Reduced -2.3k -2,349
51 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 26,32426.3k $1.7m $1.7m 0.07% Reduced -9.4k -9,439
52 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 23,18123.2k $1.5m $1.5m 0.11% Reduced -600 -600
53 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 22,04322.0k $1.5m $1.5m 0.06% Reduced -781 -781
54 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 21,14621.1k $1.4m $1.4m 0.06% Added +13.7k +13,703
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 20,51820.5k $1.4m $1.4m 0.01% Reduced -284 -284
56 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 20,16420.2k $1.3m $1.3m 0.02% Reduced -308 -308
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,57619.6k $1.3m $1.3m 0.00% Reduced -1.2k -1,181
58 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 19,26019.3k $1.3m $1.3m 0.00% Added +2.7k +2,700
59 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 19,06119.1k $1.3m $1.3m 0.03% Added +455 +455
60 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 17,91017.9k $1.2m $1.2m 0.07% Unchanged
61 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 17,86717.9k $1.1m $1.1m 0.05% First filing
62 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,33316.3k $1.1m $1.1m 0.00% Reduced -3.8k -3,815
63 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.49% of their portfolio BURBANK, CA 15,41015.4k $1.0m $1.0m 0.49% Reduced -1.1k -1,105
64 Source Financial Advisors LLC 0.30% of their portfolio NEW YORK, NY 15,07515.1k $999.5k $999.5k 0.30% Reduced -9.4k -9,417
65 FMR LLC 0.00% of their portfolio BOSTON, MA 15,06115.1k $998.5k $998.5k 0.00% Reduced -2.8k -2,780
66 COTTONWOOD CAPITAL ADVISORS, LLC 0.75% of their portfolio SALT LAKE CITY, UT 15,06115.1k $945.1k $945.1k 0.75% Reduced -293 -293
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,88214.9k $987.0k $987.0k 0.00% Added +599 +599
68 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,80014.8k $981.3k $981.3k 0.00% Reduced -827 -827
69 Litman Gregory Wealth Management LLC 0.09% of their portfolio LARKSPUR, CA 14,38514.4k $953.7k $953.7k 0.09% Unchanged
70 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 14,09314.1k $934.0k $934.0k 0.02% Added +224 +224
71 GARRISON POINT ADVISORS, LLC 0.59% of their portfolio Walnut Creek, CA 13,84513.8k $917.9k $917.9k 0.59% Reduced -60 -60
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,29313.3k $881.3k $881.3k 0.00% Reduced -19.5k -19,539
73 Mine & Arao Wealth Creation & Management, LLC. 0.39% of their portfolio CAMPBELL, CA 12,02312.0k $797.1k $797.1k 0.39% Reduced -820 -820
74 Summit Financial Group, Inc. 0.28% of their portfolio MOOREFIELD, WV 11,92811.9k $790.8k $790.8k 0.28% Unchanged
75 BlackRock Inc. 0.00% of their portfolio New York, NY 11,26811.3k $747.1k $747.1k 0.00% New
76 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 10,73610.7k $711.8k $711.8k 0.02% Reduced -4.9k -4,921
77 Castle Rock Wealth Management, LLC 0.18% of their portfolio WALNUT CREEK, CA 10,54810.5k $670.2k $670.2k 0.18% Added +3 +3
78 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,36110.4k $686.9k $686.9k 0.01% Reduced -1.9k -1,894
79 BANK HAPOALIM BM 0.09% of their portfolio TEL AVIV, L3 10,24210.2k $679.0k $679.0k 0.09% Reduced -1.7k -1,692
80 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 10,01710.0k $664.0k $664.0k 0.02% Added +699 +699
81 Financial Partners Group, Inc 0.10% of their portfolio Overland Park, KS 9,9019.9k $656.4k $656.4k 0.10% Added +121 +121
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,7159.7k $644.1k $644.1k 0.00% Added +1.4k +1,435
83 KKM Financial LLC 0.31% of their portfolio CHICAGO, IL 9,6129.6k $637.3k $637.3k 0.31% Added +5.9k +5,922
84 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 9,5179.5k $631.0k $631.0k 0.07% Reduced -1.2k -1,250
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,2279.2k $611.9k $611.9k 0.00% Added +869 +869
86 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 9,0249.0k $598.3k $598.3k 0.01% Added +285 +285
87 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 8,9408.9k $592.7k $592.7k 0.02% Reduced -420 -420
88 Quadrant Private Wealth Management, LLC 0.14% of their portfolio Center Valley, PA 8,5838.6k $569.1k $569.1k 0.14% Reduced -1.6k -1,554
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,4678.5k $561.0k $561.0k 0.00% Added +1.1k +1,054
90 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 8,4668.5k $561.3k $561.3k 0.02% Unchanged
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,4648.5k $561.1k $561.1k 0.00% Reduced -254 -254
92 New Insight Wealth Advisors 0.35% of their portfolio SAN RAMON, CA 8,3868.4k $556.0k $556.0k 0.35% Reduced -182 -182
93 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 7,9808.0k $529.1k $529.1k 0.04% Unchanged
94 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,7497.7k $513.8k $513.8k 0.00% Unchanged
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,6707.7k $508.5k $508.5k 0.00% Reduced -535 -535
96 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 7,0657.1k $468.4k $468.4k 0.05% Reduced -264 -264
97 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,7566.8k $447.9k $447.9k 0.01% Reduced -120 -120
98 Financial Freedom, LLC 0.26% of their portfolio CINCINNATI, OH 6,6046.6k $437.9k $437.9k 0.26% Reduced -7.0k -6,956
99 OMNI 360 Wealth, Inc. 0.36% of their portfolio Plainsboro, NJ 6,5806.6k $436.3k $436.3k 0.36% New
100 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 6,5316.5k $433.0k $433.0k 0.04% New