Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

197 institutional holders -6 vs Q2 2023
4,581,0404.6m shares reported held*
$700.0mreported value*
13 new 35 added 76 reduced 18 sold out net bought ≈ $39.0m (+205.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $152.82. Options: 2 managers hold calls ($726.8k notional), 1 hold puts ($572.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209Q2 23: 203Q3 23: 197197Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209
Q2 2023203
Q3 2023197

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 77 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 94 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118
Q2 20237783
Q3 20234894

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $945.1kQ4 22 puts: $582.8kQ4 22P/C 0.62Q1 23 calls: $573.6kQ1 23 puts: $1.4mQ1 23P/C 2.42Q2 23 calls: $1.3mQ2 23 puts: $711.0kQ2 23P/C 0.55Q3 23 calls: $726.8kQ3 23 puts: $572.2kQ3 23P/C 0.79
Numbers
QuarterCallsPutsP/C
Q4 2022$945.1k$582.8k0.62
Q1 2023$573.6k$1.4m2.42
Q2 2023$1.3m$711.0k0.55
Q3 2023$726.8k$572.2k0.79

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +238,550+238.6k
GOLDMAN SACHS GROUP INC Added +201,513+201.5k
Circle Wealth Management, LLC New +98,200+98.2k
MILLENNIUM MANAGEMENT LLC New +18,888+18.9k
ROYAL BANK OF CANADA Added +15,364+15.4k
Kozak & Associates, Inc. Added +12,857+12.9k
COMERICA BANK New +8,122+8.1k
UBS Group AG Added +6,116+6.1k
JPMORGAN CHASE & CO Added +6,047+6.0k
FLOW TRADERS U.S. LLC New +2,901+2.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -146,764-146.8k
BNP PARIBAS FINANCIAL MARKETS Sold out -50,000-50.0k
RiverFront Investment Group, LLC Reduced -38,946-38.9k
MORGAN STANLEY Reduced -28,025-28.0k
CITADEL ADVISORS LLC Reduced -25,099-25.1k
KINGSWOOD WEALTH ADVISORS, LLC Sold out -24,696-24.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -21,004-21.0k
JANE STREET GROUP, LLC Sold out -11,732-11.7k
WELLS FARGO & COMPANY/MN Reduced -7,006-7.0k
AMERIPRISE FINANCIAL INC Reduced -6,364-6.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $463.9k3.0k shares
CITADEL ADVISORS LLC Reduced $262.9k1.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $572.2k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 590,546590.5k $91.3m $91.3m 0.02% Added +201.5k +201,513
2 RiverFront Investment Group, LLC 2.49% of their portfolio RICHMOND, VA 510,607510.6k $70.1m $70.1m 2.49% Reduced -38.9k -38,946
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 491,531491.5k $76.0m $76.0m 0.03% Added +238.6k +238,550
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 344,986345.0k $53.3m $53.3m 0.01% Reduced -28.0k -28,025
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 302,386302.4k $46.8m $46.8m 0.01% Reduced -146.8k -146,764
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 195,024195.0k $30.2m $30.2m 0.01% Added +15.4k +15,364
7 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 194,641194.6k $30.1m $30.1m 0.03% Added +887 +887
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 125,296125.3k $19.4m $19.4m 0.01% Reduced -7.0k -7,006
9 Baltimore-Washington Financial Advisors, Inc. 1.38% of their portfolio Columbia, MD 110,214110.2k $17.0m $17.0m 1.38% Added +2.8k +2,750
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 104,225104.2k $16.1m $16.1m 0.01% Reduced -3.7k -3,656
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 100,505100.5k $15.5m $15.5m 0.01% Added +6.1k +6,116
12 Circle Wealth Management, LLC 0.38% of their portfolio SUMMIT, NJ 98,20098.2k $15.2m $15.2m 0.38% New
13 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 92,72392.7k $14.3m $14.3m 0.05% Reduced -2.5k -2,514
14 Kozak & Associates, Inc. 4.46% of their portfolio HIGHLANDS RANCH, CO 79,44579.4k $12.2m $12.2m 4.46% Added +12.9k +12,857
15 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 61,34261.3k $9.5m $9.5m 0.04% Added +1.6k +1,579
16 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 60,03260.0k $9.3m $9.3m 0.02% Added +216 +216
17 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.22% of their portfolio PORTLAND, OR 58,60258.6k $9.1m $9.1m 0.22% Reduced -793 -793
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 57,24157.2k $8.9m $8.9m 0.00% Added +6.0k +6,047
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 55,24255.2k $9.0m $9.0m 0.00% Reduced -4.7k -4,737
20 ARKANSAS FINANCIAL GROUP, INC. 1.51% of their portfolio LITTLE ROCK, AR 47,87147.9k $7.4m $7.4m 1.51% Reduced -268 -268
21 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 41,49041.5k $6.4m $6.4m 0.06% Reduced -246 -246
22 SAM Advisors, LLC 2.75% of their portfolio OAKHURST, CA 41,00041.0k $6.3m $6.3m 2.75% Reduced -539 -539
23 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.20% of their portfolio FORT WORTH, TX 39,52639.5k $6.1m $6.1m 1.20% Reduced -1.4k -1,355
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 39,47739.5k $6.1m $6.1m 0.01% Reduced -177 -177
25 Howard Capital Management Group, LLC 0.56% of their portfolio Los Angeles, CA 37,20037.2k $5.8m $5.8m 0.56% Added +540 +540
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 31,59531.6k $4.9m $4.9m 0.01% Reduced -171 -171
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 30,68430.7k $4.7m $4.7m 0.01% Reduced -808 -808
28 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 28,44328.4k $4.4m $4.4m 0.05% Added +1.6k +1,577
29 J.W. COLE ADVISORS, INC. 0.32% of their portfolio TAMPA, FL 28,32228.3k $4.4m $4.4m 0.32% Added +1.0k +1,035
30 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 26,81626.8k $4.1m $4.1m 0.03% Reduced -2.1k -2,118
31 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 24,20024.2k $3.7m $3.7m 0.01% Added +3 +3
32 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 18,88818.9k $2.9m $2.9m 0.00% New
33 Wealthgate Family Office, LLC 8.85% of their portfolio BOULDER, CO 18,41718.4k $2.8m $2.8m 8.85% Unchanged
34 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 17,68717.7k $2.7m $2.7m 0.01% Reduced -1.0k -1,000
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,07317.1k $2.6m $2.6m 0.00% Reduced -21.0k -21,004
36 PGIM Custom Harvest LLC 0.10% of their portfolio NEWARK, NJ 16,95117.0k $2.6m $2.6m 0.10% Added +305 +305
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 16,29016.3k $2.5m $2.5m 0.02% Reduced -121 -121
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,89915.9k $2.5m $2.5m 0.00% Added +1.9k +1,876
39 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 15,51815.5k $2.4m $2.4m 0.02% Added +369 +369
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,87814.9k $2.3m $2.3m 0.00% Reduced -954 -954
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,62414.6k $2.3m $2.3m 0.00% Reduced -25.1k -25,099
42 Mariner, LLC 0.01% of their portfolio Overland Park, KS 13,85313.9k $2.1m $2.1m 0.01% Reduced -205 -205
43 Family Firm, Inc. 0.57% of their portfolio BETHESDA, MD 13,08513.1k $2.0m $2.0m 0.57% Reduced -1.4k -1,367
44 Diversified, LLC 0.48% of their portfolio Wilmington, DE 12,06012.1k $1.9m $1.9m 0.48% Reduced -1.4k -1,444
45 Financial Freedom, LLC 1.24% of their portfolio CINCINNATI, OH 11,26811.3k $1.7m $1.7m 1.24% Reduced -1.1k -1,057
46 Snider Financial Group 0.84% of their portfolio BELLEVUE, WA 11,24911.2k $1.7m $1.7m 0.84% Unchanged
47 Fifth Third Securities, Inc. 0.19% of their portfolio Cincinnati, OH 11,18911.2k $1.7m $1.7m 0.19% Reduced -2.5k -2,464
48 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,03611.0k $1.7m $1.7m 0.00% Reduced -6.4k -6,364
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,4889.5k $1.5m $1.5m 0.00% Reduced -869 -869
50 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 9,2249.2k $1.4m $1.4m 0.05% Unchanged
51 GeoWealth Management, LLC 0.15% of their portfolio CHICAGO, IL 8,8208.8k $1.4m $1.4m 0.15% Reduced -166 -166
52 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 8,4628.5k $1.3m $1.3m 0.11% Unchanged
53 Source Financial Advisors LLC 0.43% of their portfolio NEW YORK, NY 8,2888.3k $1.3m $1.3m 0.43% Reduced -698 -698
54 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 8,2268.2k $1.3m $1.3m 0.01% Reduced -327 -327
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 8,1228.1k $1.3m $1.3m 0.01% New
56 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 7,7167.7k $1.2m $1.2m 0.02% Reduced -10 -10
57 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 7,6977.7k $1.2m $1.2m 0.06% Reduced -75 -75
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6437.6k $1.2m $1.2m 0.00% Reduced -92 -92
59 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 7,4687.5k $1.2m $1.2m 0.13% Added +29 +29
60 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 7,3697.4k $1.1m $1.1m 0.01% Reduced -1.0k -1,015
61 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,4926.5k $1.0m $1.0m 0.00% Reduced -3.1k -3,074
62 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 6,2656.3k $968.8k $968.8k 0.03% Reduced -88 -88
63 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 6,0026.0k $933.5k $933.5k 0.05% Reduced -333 -333
64 COTTONWOOD CAPITAL ADVISORS, LLC 0.87% of their portfolio SALT LAKE CITY, UT 6,0016.0k $928.0k $928.0k 0.87% Reduced -330 -330
65 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 5,9706.0k $923.2k $923.2k 0.07% Reduced -250 -250
66 FMR LLC 0.00% of their portfolio BOSTON, MA 5,1265.1k $792.8k $792.8k 0.00% Added +1.0k +1,009
67 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,8704.9k $753.0k $753.0k 0.00% Added +696 +696
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,8334.8k $752.0k $752.0k 0.00% Reduced -155 -155
69 Litman Gregory Wealth Management LLC 0.08% of their portfolio LARKSPUR, CA 4,7954.8k $741.5k $741.5k 0.08% Unchanged
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,7614.8k $736.0k $736.0k 0.00% Reduced -254 -254
71 GARRISON POINT ADVISORS, LLC 0.56% of their portfolio Walnut Creek, CA 4,7154.7k $729.1k $729.1k 0.56% Reduced -35 -35
72 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,6784.7k $712.9k $712.9k 0.00% Reduced -487 -487
73 Summit Financial Group, Inc. 0.29% of their portfolio MOOREFIELD, WV 4,4454.4k $687.4k $687.4k 0.29% Unchanged
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,3354.3k $670.0k $670.0k 0.00% Added +11 +11
75 BANK HAPOALIM BM 0.11% of their portfolio TEL AVIV, L3 4,3134.3k $667.0k $667.0k 0.11% Reduced -278 -278
76 Mine & Arao Wealth Creation & Management, LLC. 0.40% of their portfolio CAMPBELL, CA 4,2474.2k $656.7k $656.7k 0.40% Reduced -39 -39
77 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 4,0304.0k $623.2k $623.2k 0.01% Added +2.6k +2,566
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,8233.8k $591.2k $591.2k 0.00% Reduced -773 -773
79 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 3,8013.8k $587.8k $587.8k 0.08% Reduced -49 -49
80 Castle Rock Wealth Management, LLC 0.19% of their portfolio WALNUT CREEK, CA 3,5973.6k $551.9k $551.9k 0.19% Added +2 +2
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,5143.5k $546.5k $546.5k 0.01% Reduced -784 -784
82 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 3,4113.4k $527.4k $527.4k 0.01% Reduced -702 -702
83 Quadrant Private Wealth Management, LLC 0.18% of their portfolio Center Valley, PA 3,3893.4k $527.0k $527.0k 0.18% Unchanged
84 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 3,1823.2k $492.0k $492.0k 0.02% Added +239 +239
85 QUATTRO FINANCIAL ADVISORS LLC 0.21% of their portfolio The Woodlands, TX 3,1193.1k $482.3k $482.3k 0.21% Unchanged
86 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 3,1163.1k $481.9k $481.9k 0.02% Reduced -46 -46
87 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 3,0833.1k $476.8k $476.8k 0.01% Unchanged
88 Financial Partners Group, Inc 0.10% of their portfolio Overland Park, KS 3,0533.1k $472.9k $472.9k 0.10% Added +222 +222
89 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,0143.0k $466.1k $466.1k 0.00% Added +182 +182
90 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 2,9623.0k $458.0k $458.0k 0.01% Added +22 +22
91 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 2,9012.9k $449.0k $449.0k 0.02% New
92 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.24% of their portfolio BURBANK, CA 2,8842.9k $446.0k $446.0k 0.24% Reduced -210 -210
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8452.8k $440.0k $440.0k 0.00% Added +16 +16
94 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 2,8222.8k $436.4k $436.4k 0.02% Unchanged
95 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 2,7842.8k $432.8k $432.8k 0.00% Reduced -1 -1
96 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 2,6602.7k $413.7k $413.7k 0.04% Reduced -117 -117
97 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 2,5202.5k $389.7k $389.7k 0.05% Reduced -114 -114
98 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 2,4812.5k $383.7k $383.7k 0.02% Unchanged
99 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 2,4232.4k $374.7k $374.7k 0.00% Unchanged
100 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,4212.4k $374.0k $374.0k 0.00% Reduced -1.5k -1,528