Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

209 institutional holders -23 vs Q4 2022
4,245,6744.2m shares reported held*
$640.9mreported value*
14 new 49 added 89 reduced 29 sold out net sold ≈ $76.9m (-597.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $150.96. Options: 2 managers hold calls ($573.6k notional), 1 hold puts ($1.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232Q1 23: 209209Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022232
Q1 2023209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 118 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 202363118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.0mQ3 22 puts: $537.0kQ3 22P/C 0.51Q4 22 calls: $945.1kQ4 22 puts: $582.8kQ4 22P/C 0.62Q1 23 calls: $573.6kQ1 23 puts: $1.4mQ1 23P/C 2.42
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$537.0k0.51
Q4 2022$945.1k$582.8k0.62
Q1 2023$573.6k$1.4m2.42

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +48,781+48.8k
Tower Research Capital LLC (TRC) Added +22,348+22.3k
MILLENNIUM MANAGEMENT LLC New +13,249+13.2k
CIBC WORLD MARKET INC. New +9,566+9.6k
PGIM Custom Harvest LLC Added +9,093+9.1k
GOLDMAN SACHS GROUP INC Added +9,061+9.1k
Baltimore-Washington Financial Advisors, Inc. Added +6,622+6.6k
J.W. COLE ADVISORS, INC. Added +4,260+4.3k
JPMORGAN CHASE & CO Added +4,246+4.2k

Biggest sellers

Cresset Asset Management, LLC Reduced -121,447-121.4k
RiverFront Investment Group, LLC Reduced -76,373-76.4k
RAYMOND JAMES & ASSOCIATES Reduced -64,055-64.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -63,356-63.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -45,461-45.5k
HRT FINANCIAL LP Sold out -44,896-44.9k
MORGAN STANLEY Reduced -33,132-33.1k
SFI Advisors, LLC Reduced -28,096-28.1k
Lee Financial Group Hawaii, Inc. Sold out -26,447-26.4k
Kozak & Associates, Inc. Reduced -26,093-26.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $317.0k2.1k shares
CITADEL ADVISORS LLC Reduced $256.6k1.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $1.4m9.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 443,772443.8k $67.0m $67.0m 0.02% Added +9.1k +9,061
2 RiverFront Investment Group, LLC 2.34% of their portfolio RICHMOND, VA 439,196439.2k $66.3m $66.3m 2.34% Reduced -76.4k -76,373
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 407,592407.6k $61.5m $61.5m 0.01% Reduced -33.1k -33,132
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 304,871304.9k $46.0m $46.0m 0.01% Reduced -10.1k -10,058
5 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 258,524258.5k $39.0m $39.0m 0.02% Reduced -63.4k -63,356
6 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 178,450178.4k $26.9m $26.9m 0.02% Reduced -64.1k -64,055
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 168,694168.7k $25.5m $25.5m 0.01% Reduced -4.1k -4,098
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 131,349131.3k $19.8m $19.8m 0.01% Reduced -1.5k -1,479
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 107,244107.2k $16.2m $16.2m 0.01% Added +3.0k +3,049
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 102,873102.9k $15.5m $15.5m 0.01% Reduced -7.1k -7,139
11 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 87,99888.0k $13.3m $13.3m 0.05% Reduced -25.7k -25,709
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 69,12169.1k $10.4m $10.4m 0.02% Added +48.8k +48,781
13 Baltimore-Washington Financial Advisors, Inc. 0.89% of their portfolio Columbia, MD 66,69366.7k $10.1m $10.1m 0.89% Added +6.6k +6,622
14 Kozak & Associates, Inc. 4.41% of their portfolio HIGHLANDS RANCH, CO 65,01465.0k $9.8m $9.8m 4.41% Reduced -26.1k -26,093
15 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 60,82860.8k $9.2m $9.2m 0.00% Added +206 +206
16 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.23% of their portfolio PORTLAND, OR 60,64560.6k $9.2m $9.2m 0.23% Reduced -1.0k -1,020
17 Quantitative Advantage, LLC 1.29% of their portfolio MINNETONKA, MN 58,78758.8k $8.9m $8.9m 1.29% Reduced -52 -52
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 54,97755.0k $8.3m $8.3m 0.01% Reduced -5.6k -5,620
19 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 50,00050.0k $7.5m $7.5m 0.02% New
20 ARKANSAS FINANCIAL GROUP, INC. 1.44% of their portfolio LITTLE ROCK, AR 45,79145.8k $6.9m $6.9m 1.44% Added +1.1k +1,050
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,34445.3k $6.8m $6.8m 0.00% Added +4.2k +4,246
22 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 42,15542.2k $6.4m $6.4m 0.06% Reduced -7.0k -6,959
23 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.20% of their portfolio FORT WORTH, TX 39,75639.8k $6.0m $6.0m 1.20% Reduced -436 -436
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 39,26939.3k $5.9m $5.9m 0.01% Reduced -2.5k -2,467
25 SAM Advisors, LLC 2.63% of their portfolio OAKHURST, CA 38,81638.8k $5.9m $5.9m 2.63% Reduced -2.5k -2,524
26 Valley Financial Management, Inc. 3.49% of their portfolio NEW YORK, NY 37,38337.4k $5.6m $5.6m 3.49% Reduced -5.8k -5,850
27 Howard Capital Management Group, LLC 0.57% of their portfolio Los Angeles, CA 35,64635.6k $5.4m $5.4m 0.57% Reduced -281 -281
28 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 30,55530.6k $4.6m $4.6m 0.03% Added +671 +671
29 Tower Research Capital LLC (TRC) 0.15% of their portfolio NEW YORK, NY 30,49130.5k $4.6m $4.6m 0.15% Added +22.3k +22,348
30 Snider Financial Group 2.44% of their portfolio BELLEVUE, WA 30,32730.3k $4.6m $4.6m 2.44% Reduced -403 -403
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 28,41528.4k $4.3m $4.3m 0.01% Added +4.1k +4,083
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 28,41028.4k $4.3m $4.3m 0.01% Reduced -17.4k -17,371
33 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 28,04228.0k $4.2m $4.2m 0.01% Reduced -9.0k -8,976
34 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 26,66526.7k $4.0m $4.0m 0.07% Reduced -814 -814
35 J.W. COLE ADVISORS, INC. 0.28% of their portfolio TAMPA, FL 26,09726.1k $3.9m $3.9m 0.28% Added +4.3k +4,260
36 Fifth Third Securities, Inc. 0.43% of their portfolio Cincinnati, OH 24,83024.8k $3.7m $3.7m 0.43% Added +3.8k +3,839
37 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 24,20024.2k $3.7m $3.7m 0.01% Unchanged
38 Wealthgate Family Office, LLC 9.53% of their portfolio BOULDER, CO 21,95222.0k $3.3m $3.3m 9.53% Added +6 +6
39 PGIM Custom Harvest LLC 0.11% of their portfolio NEWARK, NJ 17,82317.8k $2.7m $2.7m 0.11% Added +9.1k +9,093
40 QUATTRO FINANCIAL ADVISORS LLC 1.09% of their portfolio The Woodlands, TX 17,65517.7k $2.7m $2.7m 1.09% Reduced -2.3k -2,306
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 17,51117.5k $2.6m $2.6m 0.01% Reduced -45.5k -45,461
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,24317.2k $2.6m $2.6m 0.00% Reduced -7.8k -7,836
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 16,91916.9k $2.6m $2.6m 0.01% Reduced -1.1k -1,108
44 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 15,24015.2k $2.3m $2.3m 0.03% Reduced -1.2k -1,250
45 Diversified, LLC 0.80% of their portfolio Wilmington, DE 14,80514.8k $2.2m $2.2m 0.80% Reduced -1.2k -1,181
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,97714.0k $2.1m $2.1m 0.00% Added +1.8k +1,784
47 Mariner, LLC 0.01% of their portfolio Overland Park, KS 13,53013.5k $2.0m $2.0m 0.01% Added +2.0k +1,966
48 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 13,24913.2k $2.0m $2.0m 0.00% New
49 Family Firm, Inc. 0.55% of their portfolio BETHESDA, MD 13,14013.1k $2.0m $2.0m 0.55% Added +59 +59
50 Financial Freedom, LLC 1.34% of their portfolio CINCINNATI, OH 12,17112.2k $1.8m $1.8m 1.34% Added +1.2k +1,242
51 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,30311.3k $1.7m $1.7m 0.00% Reduced -8.3k -8,265
52 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 11,08711.1k $1.7m $1.7m 0.06% Added +1.9k +1,861
53 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,9489.9k $1.5m $1.5m 0.01% Reduced -536 -536
54 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 9,5669.6k $1.4m $1.4m 0.01% New
55 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 8,7158.7k $1.3m $1.3m 0.01% Reduced -4.9k -4,855
56 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 8,4928.5k $1.3m $1.3m 0.11% Unchanged
57 FMR LLC 0.00% of their portfolio BOSTON, MA 8,4208.4k $1.3m $1.3m 0.00% Added +4.1k +4,131
58 GeoWealth Management, LLC 0.14% of their portfolio CHICAGO, IL 8,1898.2k $1.2m $1.2m 0.14% Reduced -3.8k -3,771
59 Source Financial Advisors LLC 0.41% of their portfolio NEW YORK, NY 8,1898.2k $1.2m $1.2m 0.41% Reduced -9.6k -9,632
60 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 8,0578.1k $1.2m $1.2m 0.02% Reduced -500 -500
61 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 8,0348.0k $1.2m $1.2m 0.07% Added +948 +948
62 SOUTHERN CAPITAL ADVISORS, LLC 0.88% of their portfolio Jackson, TN 7,8977.9k $1.2m $1.2m 0.88% Reduced -2.1k -2,095
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6917.7k $1.2m $1.2m 0.00% Unchanged
64 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 6,8036.8k $1.0m $1.0m 0.03% Reduced -508 -508
65 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 6,8006.8k $1.0m $1.0m 0.00% Reduced -10.1k -10,100
66 COTTONWOOD CAPITAL ADVISORS, LLC 0.93% of their portfolio SALT LAKE CITY, UT 6,6556.7k $1.0m $1.0m 0.93% Reduced -2 -2
67 Focus Financial Network, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 6,2996.3k $950.9k $950.9k 0.06% Reduced -89 -89
68 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,2456.2k $942.8k $942.8k 0.01% Reduced -2.5k -2,544
69 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 6,2206.2k $939.0k $939.0k 0.07% Unchanged
70 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 5,9586.0k $899.4k $899.4k 0.09% Reduced -2.3k -2,277
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,4275.4k $819.3k $819.3k 0.00% Reduced -312 -312
72 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,2435.2k $791.8k $791.8k 0.00% Reduced -209 -209
73 BANK HAPOALIM BM 0.11% of their portfolio TEL AVIV, L3 5,0455.0k $762.0k $762.0k 0.11% Reduced -451 -451
74 CWM, LLC 0.01% of their portfolio OMAHA, NE 5,0155.0k $757.0k $757.0k 0.01% Reduced -525 -525
75 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,8124.8k $726.4k $726.4k 0.00% Reduced -15.9k -15,889
76 GARRISON POINT ADVISORS, LLC 0.54% of their portfolio Walnut Creek, CA 4,7504.8k $717.1k $717.1k 0.54% Unchanged
77 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,6334.6k $699.4k $699.4k 0.01% Reduced -497 -497
78 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 4,5904.6k $693.0k $693.0k 0.03% Reduced -1.3k -1,346
79 Summit Financial Group, Inc. 0.25% of their portfolio MOOREFIELD, WV 4,4454.4k $671.0k $671.0k 0.25% Unchanged
80 Mine & Arao Wealth Creation & Management, LLC. 0.41% of their portfolio CAMPBELL, CA 4,2724.3k $644.9k $644.9k 0.41% Added +20 +20
81 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 4,2224.2k $629.9k $629.9k 0.10% Reduced -47 -47
82 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 4,1544.2k $627.1k $627.1k 0.02% Reduced -57 -57
83 Nikulski Financial, Inc. 0.28% of their portfolio BETTENDORF, IA 4,1424.1k $625.3k $625.3k 0.28% Unchanged
84 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,0994.1k $619.0k $619.0k 0.00% Reduced -124 -124
85 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,0574.1k $605.0k $605.0k 0.00% Added +191 +191
86 Quadrant Private Wealth Management, LLC 0.18% of their portfolio Center Valley, PA 3,7613.8k $567.8k $567.8k 0.18% Reduced -600 -600
87 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 3,6493.6k $547.4k $547.4k 0.00% Reduced -1.4k -1,357
88 Castle Rock Wealth Management, LLC 0.19% of their portfolio WALNUT CREEK, CA 3,5933.6k $532.8k $532.8k 0.19% Added +3 +3
89 USAdvisors Wealth Management, LLC 0.24% of their portfolio EDEN PRAIRIE, MN 3,3863.4k $511.0k $511.0k 0.24% Reduced -1.6k -1,560
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,2173.2k $486.0k $486.0k 0.00% Reduced -840 -840
91 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 3,1613.2k $477.2k $477.2k 0.02% Added +2 +2
92 Vahanian & Associates Financial Planning Inc. 1.30% of their portfolio SARATOGA SPRINGS, NY 3,0953.1k $467.2k $467.2k 1.30% Added +405 +405
93 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.25% of their portfolio BURBANK, CA 3,0623.1k $462.2k $462.2k 0.25% Added +463 +463
94 Financial Partners Group, Inc 0.10% of their portfolio Overland Park, KS 2,9232.9k $441.2k $441.2k 0.10% Added +103 +103
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,9142.9k $439.9k $439.9k 0.00% Reduced -2.8k -2,756
96 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 2,8702.9k $433.4k $433.4k 0.01% Reduced -121.4k -121,447
97 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 2,8562.9k $431.0k $431.0k 0.04% New
98 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 2,8542.9k $430.8k $430.8k 0.01% Added +72 +72
99 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 2,8222.8k $426.0k $426.0k 0.02% New
100 Apexium Financial, LP 0.04% of their portfolio Dallas, TX 2,7772.8k $419.2k $419.2k 0.04% Unchanged