Vault-13

ISHARES TR IYG

U.S. FIN SVC ETF · ETP · CUSIP 464287770

232 institutional holders +13 vs Q3 2022
4,844,1154.8m shares reported held*
$685.5mreported value*
28 new 63 added 83 reduced 18 sold out net sold ≈ $70.5m (-444.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $141.67. Options: 2 managers hold calls ($945.1k notional), 2 hold puts ($582.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 232232Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022219
Q4 2022232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.0mQ3 22 puts: $537.0kQ3 22P/C 0.51Q4 22 calls: $945.1kQ4 22 puts: $582.8kQ4 22P/C 0.62
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$537.0k0.51
Q4 2022$945.1k$582.8k0.62

Biggest buyers

HRT FINANCIAL LP Added +33,642+33.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,340+20.3k
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC Added +15,200+15.2k
J.P. Morgan Private Wealth Advisors LLC Added +13,503+13.5k
JPMORGAN CHASE & CO Added +10,114+10.1k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New +10,000+10.0k
SOUTHERN CAPITAL ADVISORS, LLC New +9,992+10.0k
Baltimore-Washington Financial Advisors, Inc. Added +8,790+8.8k
HighTower Advisors, LLC Added +8,047+8.0k
NewEdge Advisors, LLC Added +6,436+6.4k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -279,118-279.1k
BANK OF AMERICA CORP /DE/ Reduced -45,738-45.7k
RiverFront Investment Group, LLC Reduced -42,957-43.0k
PRUDENTIAL FINANCIAL INC Reduced -37,272-37.3k
CITADEL ADVISORS LLC Reduced -24,162-24.2k
MILLENNIUM MANAGEMENT LLC Sold out -20,794-20.8k
Kesler, Norman & Wride, LLC Reduced -19,999-20.0k
MORGAN STANLEY Reduced -15,527-15.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -15,133-15.1k
Merit Financial Group, LLC Reduced -14,787-14.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $677.3k4.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $267.8k1.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $362.3k2.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $220.5k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 1.68% of their portfolio RICHMOND, VA 515,569515.6k $7.4m $7.4m 1.68% Reduced -43.0k -42,957
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 440,724440.7k $69.4m $69.4m 0.01% Reduced -15.5k -15,527
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 434,711434.7k $68.5m $68.5m 0.02% Reduced -279.1k -279,118
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 321,880321.9k $50.7m $50.7m 0.03% Reduced -15.1k -15,133
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 314,929314.9k $49.6m $49.6m 0.01% Reduced -45.7k -45,738
6 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 242,505242.5k $38.2m $38.2m 0.04% Reduced -8.1k -8,077
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 172,792172.8k $27.2m $27.2m 0.01% Reduced -1.2k -1,174
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 132,828132.8k $20.9m $20.9m 0.01% Reduced -1.8k -1,799
9 Cresset Asset Management, LLC 0.25% of their portfolio Chicago, IL 124,317124.3k $19.6m $19.6m 0.25% Added +1.1k +1,050
10 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 113,707113.7k $17.9m $17.9m 0.07% Reduced -5.8k -5,846
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 110,012110.0k $17.3m $17.3m 0.01% Reduced -2.9k -2,896
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 104,195104.2k $16.4m $16.4m 0.01% Reduced -3.6k -3,615
13 Kozak & Associates, Inc. 7.14% of their portfolio HIGHLANDS RANCH, CO 91,10791.1k $14.4m $14.4m 7.14% Added +1.3k +1,345
14 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 62,97263.0k $9.9m $9.9m 0.02% Reduced -10.0k -9,961
15 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.25% of their portfolio PORTLAND, OR 61,66561.7k $9.7m $9.7m 0.25% Added +15.2k +15,200
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 60,62260.6k $9.7m $9.7m 0.00% Reduced -5.6k -5,605
17 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 60,59760.6k $9.5m $9.5m 0.02% Reduced -6.0k -5,961
18 Baltimore-Washington Financial Advisors, Inc. 0.93% of their portfolio Columbia, MD 60,07160.1k $9.5m $9.5m 0.93% Added +8.8k +8,790
19 Quantitative Advantage, LLC 1.43% of their portfolio MINNETONKA, MN 58,83958.8k $9.3m $9.3m 1.43% Reduced -1.3k -1,285
20 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 49,11449.1k $4.4m $4.4m 0.13% Added +1.5k +1,513
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 45,78145.8k $7.2m $7.2m 0.01% Reduced -1.3k -1,283
22 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 44,89644.9k $7.1m $7.1m 0.10% Added +33.6k +33,642
23 ARKANSAS FINANCIAL GROUP, INC. 1.54% of their portfolio LITTLE ROCK, AR 44,74144.7k $7.0m $7.0m 1.54% Reduced -2.1k -2,059
24 Valley Financial Management, Inc. 3.79% of their portfolio NEW YORK, NY 43,23343.2k $6.8m $6.8m 3.79% Added +177 +177
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 41,73641.7k $6.6m $6.6m 0.01% Reduced -12.8k -12,768
26 SAM Advisors, LLC 2.87% of their portfolio OAKHURST, CA 41,34041.3k $6.5m $6.5m 2.87% Added +1.4k +1,355
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,09841.1k $6.5m $6.5m 0.00% Added +10.1k +10,114
28 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.28% of their portfolio FORT WORTH, TX 40,19240.2k $6.3m $6.3m 1.28% Reduced -89 -89
29 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,01837.0k $5.8m $5.8m 0.01% Added +13.5k +13,503
30 Howard Capital Management Group, LLC 0.68% of their portfolio Los Angeles, CA 35,92735.9k $5.7m $5.7m 0.68% Reduced -623 -623
31 Snider Financial Group 2.68% of their portfolio BELLEVUE, WA 30,73030.7k $4.8m $4.8m 2.68% Reduced -574 -574
32 SFI Advisors, LLC 5.19% of their portfolio Montclair, NJ 30,37230.4k $4.8m $4.8m 5.19% Added +44 +44
33 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 29,88429.9k $4.7m $4.7m 0.04% Reduced -453 -453
34 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 27,47927.5k $4.3m $4.3m 0.08% Added +3.6k +3,619
35 Lee Financial Group Hawaii, Inc. 4.10% of their portfolio HONOLULU, HI 26,44726.4k $4.2m $4.2m 4.10% Reduced -174 -174
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,07925.1k $3.9m $3.9m 0.00% Reduced -281 -281
37 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 24,33224.3k $3.8m $3.8m 0.01% Reduced -2.9k -2,878
38 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 24,20024.2k $3.8m $3.8m 0.01% Unchanged
39 Wealthgate Family Office, LLC 9.39% of their portfolio BOULDER, CO 21,94621.9k $3.5m $3.5m 9.39% Added +6 +6
40 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 21,83721.8k $3.4m $3.4m 0.26% Reduced -569 -569
41 Fifth Third Securities, Inc. 0.43% of their portfolio Cincinnati, OH 20,99121.0k $3.3m $3.3m 0.43% Added +1.3k +1,258
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,70120.7k $3.3m $3.3m 0.00% Reduced -24.2k -24,162
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 20,34020.3k $3.2m $3.2m 0.01% New
44 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 20,08820.1k $2.7m $2.7m 0.07% Reduced -5.3k -5,317
45 QUATTRO FINANCIAL ADVISORS LLC 1.26% of their portfolio The Woodlands, TX 19,96120.0k $3.1m $3.1m 1.26% Reduced -1.5k -1,491
46 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 19,56819.6k $3.1m $3.1m 0.01% Added +694 +694
47 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 18,02718.0k $2.8m $2.8m 0.02% Reduced -552 -552
48 Source Financial Advisors LLC 1.05% of their portfolio NEW YORK, NY 17,82117.8k $2.8m $2.8m 1.05% Reduced -76 -76
49 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 16,90016.9k $2.7m $2.7m 0.01% Added +6.2k +6,200
50 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 16,49016.5k $2.6m $2.6m 0.03% Reduced -265 -265
51 Diversified, LLC 0.99% of their portfolio Wilmington, DE 15,98616.0k $2.5m $2.5m 0.99% Reduced -1.9k -1,877
52 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 13,57013.6k $2.1m $2.1m 0.01% Reduced -1.1k -1,093
53 Family Firm, Inc. 0.60% of their portfolio BETHESDA, MD 13,08113.1k $2.1m $2.1m 0.60% Reduced -187 -187
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,19312.2k $1.9m $1.9m 0.00% Added +8.0k +8,047
55 GeoWealth Management, LLC 0.20% of their portfolio CHICAGO, IL 11,96012.0k $1.9m $1.9m 0.20% Reduced -5.9k -5,938
56 Mariner, LLC 0.01% of their portfolio Overland Park, KS 11,56411.6k $1.8m $1.8m 0.01% Reduced -676 -676
57 Financial Freedom, LLC 1.16% of their portfolio CINCINNATI, OH 10,92910.9k $1.7m $1.7m 1.16% First filing
58 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 10,48410.5k $1.7m $1.7m 0.01% Added +52 +52
59 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 10,00010.0k $1.6m $1.6m 0.01% New
60 SOUTHERN CAPITAL ADVISORS, LLC 1.22% of their portfolio Jackson, TN 9,99210.0k $1.6m $1.6m 1.22% New
61 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 9,2269.2k $1.5m $1.5m 0.05% Reduced -14.8k -14,787
62 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 8,7898.8k $1.0m $1.0m 0.03% Added +6.4k +6,436
63 PGIM Custom Harvest LLC 0.06% of their portfolio NEWARK, NJ 8,7308.7k $1.4m $1.4m 0.06% First filing
64 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 8,5578.6k $1.3m $1.3m 0.03% Reduced -269 -269
65 PATTEN & PATTEN INC/TN 0.12% of their portfolio CHATTANOOGA, TN 8,4928.5k $1.3m $1.3m 0.12% Reduced -75 -75
66 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 8,2358.2k $1.3m $1.3m 0.13% Reduced -442 -442
67 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 8,1438.1k $1.3m $1.3m 0.05% Added +4.3k +4,343
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6917.7k $1.2m $1.2m 0.00% Added +4.0k +4,032
69 Westwind Capital 0.41% of their portfolio LAS CRUCES, NM 7,6687.7k $1.2m $1.2m 0.41% Reduced -214 -214
70 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 7,3117.3k $1.2m $1.2m 0.04% Reduced -1.2k -1,163
71 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 7,0867.1k $1.1m $1.1m 0.07% Reduced -923 -923
72 COTTONWOOD CAPITAL ADVISORS, LLC 0.94% of their portfolio SALT LAKE CITY, UT 6,6576.7k $1.0m $1.0m 0.94% Reduced -57 -57
73 Focus Financial Network, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 6,3886.4k $1.0m $1.0m 0.08% Reduced -663 -663
74 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.07% of their portfolio ROCHESTER, NY 6,2206.2k $979.8k $979.8k 0.07% Unchanged
75 Vestmark Advisory Solutions, Inc. 0.05% of their portfolio Wakefield, MA 5,9365.9k $935.1k $935.1k 0.05% Reduced -20 -20
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,7395.7k $904.0k $904.0k 0.00% Reduced -756 -756
77 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 5,6705.7k $893.1k $893.1k 0.01% Added +13 +13
78 CWM, LLC 0.01% of their portfolio OMAHA, NE 5,5405.5k $873.0k $873.0k 0.01% Reduced -140 -140
79 BANK HAPOALIM BM 0.11% of their portfolio TEL AVIV, L3 5,4965.5k $866.0k $866.0k 0.11% Reduced -529 -529
80 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,4525.5k $858.5k $858.5k 0.00% Added +86 +86
81 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,1305.1k $808.1k $808.1k 0.01% Added +74 +74
82 Capital Wealth Alliance, LLC 0.67% of their portfolio Scottsdale, AZ 5,0545.1k $796.0k $796.0k 0.67% Added +1.2k +1,153
83 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,0065.0k $788.6k $788.6k 0.00% Reduced -37.3k -37,272
84 USAdvisors Wealth Management, LLC 0.38% of their portfolio EDEN PRAIRIE, MN 4,9464.9k $779.0k $779.0k 0.38% Added +845 +845
85 Litman Gregory Wealth Management LLC 0.11% of their portfolio LARKSPUR, CA 4,7954.8k $755.3k $755.3k 0.11% Unchanged
86 GARRISON POINT ADVISORS, LLC 0.61% of their portfolio Walnut Creek, CA 4,7504.8k $748.2k $748.2k 0.61% Reduced -65 -65
87 Apeiron RIA LLC 0.27% of their portfolio Dallas, TX 4,5164.5k $711.4k $711.4k 0.27% Added +12 +12
88 Summit Financial Group, Inc. 0.28% of their portfolio MOOREFIELD, WV 4,4454.4k $700.0k $700.0k 0.28% Unchanged
89 Quadrant Private Wealth Management, LLC 0.23% of their portfolio Center Valley, PA 4,3614.4k $686.9k $686.9k 0.23% First filing
90 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 4,2914.3k $675.9k $675.9k 0.09% Reduced -101 -101
91 FMR LLC 0.00% of their portfolio BOSTON, MA 4,2894.3k $675.6k $675.6k 0.00% Reduced -228 -228
92 Sunbelt Securities, Inc. 0.13% of their portfolio HOUSTON, TX 4,2694.3k $672.5k $672.5k 0.13% Added +34 +34
93 Mine & Arao Wealth Creation & Management, LLC. 0.50% of their portfolio CAMPBELL, CA 4,2524.3k $669.8k $669.8k 0.50% Added +40 +40
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,2234.2k $665.0k $665.0k 0.00% Added +97 +97
95 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 4,2114.2k $663.4k $663.4k 0.02% Reduced -599 -599
96 Nikulski Financial, Inc. 0.31% of their portfolio BETTENDORF, IA 4,1424.1k $652.4k $652.4k 0.31% Added +210 +210
97 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,0574.1k $639.0k $639.0k 0.00% Reduced -628 -628
98 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 3,8663.9k $610.0k $610.0k 0.00% New
99 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 3,8003.8k $599.0k $599.0k 0.00% Added +1.5k +1,500
100 Castle Rock Wealth Management, LLC 0.27% of their portfolio WALNUT CREEK, CA 3,5903.6k $613.2k $613.2k 0.27% Added +3 +3