Vault-13

ISHARES TR IYJ

US INDUSTRIALS · ETP · CUSIP 464287754

303 institutional holders +10 vs Q4 2023
7,970,8688.0m shares reported held*
$1.0bnreported value*
37 new 97 added 81 reduced 21 sold out net bought ≈ $259.7m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($692.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $125.82. Options: 2 managers hold calls ($452.6k notional), 2 hold puts ($1.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 222Q4 22: 259Q1 23: 253Q2 23: 265Q3 23: 257Q4 23: 293Q1 24: 303303Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022259
Q1 2023253
Q2 2023265
Q3 2023257
Q4 2023293
Q1 2024303

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 107 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 111 cut or sold outQ3 23Q4 23: 111 bought or addedQ4 23: 105 cut or sold outQ4 23Q1 24: 134 bought or addedQ1 24: 102 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210787
Q1 202391119
Q2 202391116
Q3 202368111
Q4 2023111105
Q1 2024134102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $212.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $454.0kQ3 23 puts: $373.3kQ3 23P/C 0.82Q4 23 calls: $548.9kQ4 23 puts: $1.3mQ4 23P/C 2.31Q1 24 calls: $452.6kQ1 24 puts: $1.2mQ1 24P/C 2.72
Numbers
QuarterCallsPutsP/C
Q2 2023$212.1k$00.00
Q3 2023$454.0k$373.3k0.82
Q4 2023$548.9k$1.3m2.31
Q1 2024$452.6k$1.2m2.72

Biggest buyers

MORGAN STANLEY Added +1,024,924+1.0m
BANK OF MONTREAL /CAN/ Added +206,436+206.4k
MML INVESTORS SERVICES, LLC Added +155,107+155.1k
WELLS FARGO & COMPANY/MN Added +88,723+88.7k
BANK OF AMERICA CORP /DE/ Added +72,316+72.3k
MinichMacGregor Wealth Management, LLC Added +65,126+65.1k
NORDEN GROUP LLC New +52,213+52.2k
AMERIPRISE FINANCIAL INC Added +41,249+41.2k
OSAIC HOLDINGS, INC. Added +34,944+34.9k
Cadent Capital Advisors, LLC New +33,553+33.6k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -27,308-27.3k
CX Institutional Reduced -22,358-22.4k
Connectus Wealth, LLC Reduced -21,970-22.0k
AE Wealth Management LLC Reduced -19,600-19.6k
Waterloo Capital, L.P. Reduced -11,227-11.2k
Thrivent Financial for Lutherans Sold out -6,718-6.7k
Cetera Advisors LLC Sold out -6,373-6.4k
IFG Advisory, LLC Sold out -5,716-5.7k
CENTRAL VALLEY ADVISORS, LLC Sold out -5,256-5.3k
Raymond James Financial Services Advisors, Inc. Reduced -4,838-4.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $238.8k1.9k shares
CITADEL ADVISORS LLC Reduced $213.7k1.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $1.2m9.7k shares
CITADEL ADVISORS LLC Reduced $12.6k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,431,5962.4m $305.7m $305.7m 0.01% Added +1.0m +1,024,924
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 744,255744.3k $93.6m $93.6m 0.01% Added +72.3k +72,316
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 427,964428.0k $53.8m $53.8m 0.01% Added +88.7k +88,723
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 255,064255.1k $32.1m $32.1m 0.01% Added +11.0k +11,010
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 250,320250.3k $31.5m $31.5m 0.02% Reduced -847 -847
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 234,335234.3k $29.5m $29.5m 0.01% Added +22.8k +22,837
7 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 224,825224.8k $28.3m $28.3m 0.01% Added +206.4k +206,436
8 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 163,580163.6k $20.6m $20.6m 0.08% Added +155.1k +155,107
9 PGIM Custom Harvest LLC 0.44% of their portfolio NEWARK, NJ 140,066140.1k $17.6m $17.6m 0.44% Reduced -2.8k -2,807
10 Prospera Financial Services Inc 0.48% of their portfolio Dallas, TX 128,748128.7k $16.2m $16.2m 0.48% Added +26.9k +26,891
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 88,06888.1k $11.1m $11.1m 0.02% Reduced -4.8k -4,838
12 Legacy Edge Advisors, LLC 2.09% of their portfolio SYOSSET, NY 79,75579.8k $10.0m $10.0m 2.09% Added +11.7k +11,714
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 76,50576.5k $9.6m $9.6m 0.00% Added +41.2k +41,249
14 Allianz SE 0.30% of their portfolio Munich, 2M 76,18576.2k $9.6m $9.6m 0.30% First filing
15 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 74,28374.3k $9.3m $9.3m 0.02% Added +34.9k +34,944
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 71,07671.1k $8.9m $8.9m 0.00% Reduced -27.3k -27,308
17 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.18% of their portfolio PORTLAND, OR 69,88269.9k $8.8m $8.8m 0.18% Reduced -1.1k -1,075
18 MinichMacGregor Wealth Management, LLC 2.19% of their portfolio Saratoga Springs, NY 68,82568.8k $8.6m $8.6m 2.19% Added +65.1k +65,126
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 58,08058.1k $7.3m $7.3m 0.01% Added +29.8k +29,753
20 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 57,51457.5k $7.2m $7.2m 0.03% Added +8.7k +8,684
21 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 55,69855.7k $7.0m $7.0m 0.08% Reduced -19.6k -19,600
22 PINKERTON WEALTH, LLC 1.10% of their portfolio COEUR D ALENE, ID 54,51854.5k $6.9m $6.9m 1.10% Added +12.0k +12,039
23 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 53,11553.1k $6.7m $6.7m 0.10% Added +19.2k +19,208
24 NORDEN GROUP LLC 1.33% of their portfolio PROVO, UT 52,21352.2k $6.6m $6.6m 1.33% New
25 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 51,76051.8k $6.5m $6.5m 0.02% Reduced -402 -402
26 BlackRock Inc. 0.00% of their portfolio New York, NY 51,71151.7k $6.5m $6.5m 0.00% Added +30.0k +29,972
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,79249.8k $6.3m $6.3m 0.00% Reduced -1.5k -1,528
28 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 49,49549.5k $6.2m $6.2m 0.01% Reduced -1.5k -1,486
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 45,83945.8k $5.8m $5.8m 0.01% Added +1.7k +1,668
30 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 45,53745.5k $5.7m $5.7m 0.02% Added +4.2k +4,182
31 Modus Advisors, LLC 2.06% of their portfolio EXCELSIOR, MN 44,32044.3k $5.6m $5.6m 2.06% Added +405 +405
32 Lindbrook Capital, LLC 0.51% of their portfolio CALABASAS, CA 43,38343.4k $5.5m $5.5m 0.51% Reduced -270 -270
33 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,63141.6k $5.2m $5.2m 0.01% Added +14.5k +14,477
34 Concurrent Investment Advisors, LLC 0.21% of their portfolio Tampa, FL 40,20640.2k $5.1m $5.1m 0.21% Added +740 +740
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 40,18640.2k $5.1m $5.1m 0.01% Added +11.2k +11,206
36 First Citizens Financial Corp 2.98% of their portfolio MASON CITY, IA 39,96940.0k $5.0m $5.0m 2.98% Reduced -99 -99
37 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 39,85739.9k $5.0m $5.0m 0.09% Added +17.1k +17,085
38 Moloney Securities Asset Management, LLC 0.68% of their portfolio MANCHESTER, MO 35,98836.0k $4.5m $4.5m 0.68% Added +32.5k +32,499
39 Three Seasons Wealth, LLC 2.91% of their portfolio SALT LAKE CITY, UT 33,59433.6k $4.2m $4.2m 2.91% Added +10.4k +10,439
40 Cadent Capital Advisors, LLC 1.69% of their portfolio TULSA, OK 33,55333.6k $4.2m $4.2m 1.69% New
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,81232.8k $4.1m $4.1m 0.00% Reduced -2.0k -2,024
42 Sharp Wealth Advisory, LLC 3.81% of their portfolio HORSHAM, PA 32,61032.6k $4.1m $4.1m 3.81% Added +3.8k +3,817
43 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 32,36732.4k $4.1m $4.1m 0.03% Added +1.8k +1,755
44 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 27,85827.9k $3.5m $3.5m 0.08% Reduced -264 -264
45 SOUTHERN CAPITAL ADVISORS, LLC 2.08% of their portfolio Jackson, TN 27,29927.3k $3.4m $3.4m 2.08% Reduced -3.2k -3,201
46 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 26,63226.6k $3.3m $3.3m 0.01% Added +313 +313
47 Frank, Rimerman Advisors LLC 0.59% of their portfolio Palo Alto, CA 24,46824.5k $3.1m $3.1m 0.59% Unchanged
48 FMR LLC 0.00% of their portfolio BOSTON, MA 23,64523.6k $3.0m $3.0m 0.00% Added +1.8k +1,770
49 KKM Financial LLC 1.43% of their portfolio CHICAGO, IL 23,31823.3k $2.9m $2.9m 1.43% Added +3.4k +3,420
50 MAGNOLIA CAPITAL MANAGEMENT LTD 2.35% of their portfolio COLD SPRING, NY 22,01022.0k $2.8m $2.8m 2.35% Unchanged
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,69620.7k $2.6m $2.6m 0.00% Added +18.4k +18,361
52 Balboa Wealth Partners 0.83% of their portfolio SCOTTSDALE, AZ 20,69420.7k $2.6m $2.6m 0.83% Added +8.7k +8,725
53 Bray Capital Advisors 0.66% of their portfolio Naples, FL 20,52420.5k $2.6m $2.6m 0.66% Unchanged
54 Shulman DeMeo Asset Management LLC 0.64% of their portfolio LAKE SUCCESS, NY 19,34819.3k $2.4m $2.4m 0.64% Added +38 +38
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,29619.3k $2.4m $2.4m 0.00% Added +289 +289
56 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 19,05819.1k $2.4m $2.4m 0.11% Reduced -1.8k -1,777
57 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 18,23218.2k $2.3m $2.3m 0.02% Unchanged
58 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 18,05218.1k $2.3m $2.3m 0.05% New
59 Royal Fund Management, LLC 0.25% of their portfolio Lady Lake, FL 17,44117.4k $2.2m $2.2m 0.25% Added +1.1k +1,050
60 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 16,80016.8k $2.1m $2.1m 0.06% Added +444 +444
61 EUDAIMONIA ADVISORS LLC 1.11% of their portfolio Winchester, TN 16,52516.5k $2.1m $2.1m 1.11% Added +4.7k +4,666
62 MMBG INVESTMENT ADVISORS CO. 0.21% of their portfolio MIAMI, FL 15,60015.6k $2.0m $2.0m 0.21% Unchanged
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,88214.9k $1.9m $1.9m 0.00% Added +4.5k +4,490
64 NAVELLIER & ASSOCIATES INC 0.22% of their portfolio Reno, NV 14,32914.3k $1.8m $1.8m 0.22% Reduced -199 -199
65 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 13,75013.8k $1.7m $1.7m 0.01% Reduced -801 -801
66 Stillwater Capital Advisors, LLC 0.25% of their portfolio DEVON, PA 13,59613.6k $1.7m $1.7m 0.25% Reduced -238 -238
67 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 13,39413.4k $1.7m $1.7m 0.05% Reduced -768 -768
68 First Heartland Consultants, Inc. 0.17% of their portfolio LAKE ST. LOUIS, MO 13,35313.4k $1.7m $1.7m 0.17% New
69 CX Institutional 0.08% of their portfolio AUBURN, IN 13,21713.2k $1.7m $1.7m 0.08% Reduced -22.4k -22,358
70 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 12,96613.0k $1.6m $1.6m 0.07% Added +1.6k +1,617
71 JBR Co Financial Management Inc 1.28% of their portfolio ARDMORE, OK 12,76212.8k $1.6m $1.6m 1.28% Reduced -1.3k -1,292
72 HARMONY ASSET MANAGEMENT LLC 0.66% of their portfolio SCOTTSDALE, AZ 12,71512.7k $1.6m $1.6m 0.66% Added +3.9k +3,850
73 Outlook Wealth Advisors, LLC 0.48% of their portfolio SHENANDOAH, TX 12,40612.4k $1.6m $1.6m 0.48% New
74 Nikulski Financial, Inc. 0.51% of their portfolio BETTENDORF, IA 12,26812.3k $1.5m $1.5m 0.51% Added +2.7k +2,728
75 D L CARLSON INVESTMENT GROUP INC 0.29% of their portfolio CONCORD, NH 11,97412.0k $1.5m $1.5m 0.29% Reduced -657 -657
76 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 11,96112.0k $1.5m $1.5m 0.01% Added +4.1k +4,138
77 Waterloo Capital, L.P. 0.19% of their portfolio AUSTIN, TX 11,83611.8k $1.5m $1.5m 0.19% Reduced -11.2k -11,227
78 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 11,56911.6k $1.5m $1.5m 0.02% New
79 Essex LLC 0.32% of their portfolio DEER PARK, IL 10,93010.9k $1.4m $1.4m 0.32% Reduced -215 -215
80 Laurel Wealth Advisors LLC 0.23% of their portfolio CHARLOTTE, NC 10,77510.8k $1.4m $1.4m 0.23% Added +240 +240
81 Csenge Advisory Group 0.08% of their portfolio CLEARWATER, FL 10,69410.7k $1.3m $1.3m 0.08% Added +1.4k +1,425
82 Virtue Capital Management, LLC 0.22% of their portfolio BRENTWOOD, TN 10,18310.2k $1.2m $1.2m 0.22% Reduced -2.7k -2,706
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,9229.9k $1.2m $1.2m 0.00% Reduced -630 -630
84 TRITONPOINT WEALTH, LLC 0.12% of their portfolio CHEVY CHASE, MD 9,8879.9k $1.2m $1.2m 0.12% Reduced -1.4k -1,445
85 PLANNING DIRECTIONS INC 0.86% of their portfolio GLEN MILLS, PA 9,8569.9k $1.2m $1.2m 0.86% Reduced -656 -656
86 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 9,6689.7k $1.2m $1.2m 0.01% Reduced -47 -47
87 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 9,5679.6k $1.2m $1.2m 0.04% Added +2.0k +1,960
88 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 9,4239.4k $1.2m $1.2m 0.02% Reduced -302 -302
89 Smartleaf Asset Management LLC 0.23% of their portfolio BOSTON, MA 9,3509.3k $1.2m $1.2m 0.23% Reduced -3.5k -3,531
90 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 9,3289.3k $1.1m $1.1m 0.05% Added +2.4k +2,384
91 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,0829.1k $1.1m $1.1m 0.00% Added +672 +672
92 Eudaimonia Partners, LLC 0.27% of their portfolio Winchester, TN 8,9609.0k $1.1m $1.1m 0.27% Reduced -169 -169
93 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 8,9418.9k $1.1m $1.1m 0.11% Reduced -1.2k -1,172
94 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 8,6168.6k $1.1m $1.1m 0.11% New
95 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 8,1308.1k $1.0m $1.0m 0.02% Added +3.8k +3,820
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 7,6697.7k $964.1k $964.1k 0.00% Reduced -1.1k -1,069
97 Clear Creek Financial Management, LLC 0.12% of their portfolio SILVERDALE, WA 7,5117.5k $944.2k $944.2k 0.12% Added +1.2k +1,228
98 MUIRFIELD WEALTH ADVISORS LLC 0.90% of their portfolio CHARLOTTE, NC 7,4307.4k $934.0k $934.0k 0.90% New
99 ADELL HARRIMAN & CARPENTER INC 0.08% of their portfolio HOUSTON, TX 7,3947.4k $929.5k $929.5k 0.08% Unchanged
100 Simmons Bank 0.07% of their portfolio Pine Bluff, AR 7,3807.4k $927.7k $927.7k 0.07% Unchanged