Vault-13

ISHARES TR IYJ

US INDUSTRIALS · ETP · CUSIP 464287754

293 institutional holders +36 vs Q3 2023
5,861,4355.9m shares reported held*
$671.5mreported value*
38 new 73 added 85 reduced 20 sold out net bought ≈ $57.9m (+507.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($573.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.57. Options: 1 managers hold calls ($548.9k notional), 2 hold puts ($1.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 259Q1 23: 253Q2 23: 265Q3 23: 257Q4 23: 293293Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022259
Q1 2023253
Q2 2023265
Q3 2023257
Q4 2023293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 107 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 111 cut or sold outQ3 23Q4 23: 111 bought or addedQ4 23: 105 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210787
Q1 202391119
Q2 202391116
Q3 202368111
Q4 2023111105

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $200.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $212.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $454.0kQ3 23 puts: $373.3kQ3 23P/C 0.82Q4 23 calls: $548.9kQ4 23 puts: $1.3mQ4 23P/C 2.31
Numbers
QuarterCallsPutsP/C
Q1 2023$200.3k$00.00
Q2 2023$212.1k$00.00
Q3 2023$454.0k$373.3k0.82
Q4 2023$548.9k$1.3m2.31

Biggest buyers

MORGAN STANLEY Added +673,499+673.5k
PGIM Custom Harvest LLC Added +59,309+59.3k
AE Wealth Management LLC Added +49,929+49.9k
BANK OF AMERICA CORP /DE/ Added +48,296+48.3k
PINKERTON WEALTH, LLC New +42,479+42.5k
CX Institutional New +35,575+35.6k
TOWNSQUARE CAPITAL LLC New +33,907+33.9k
Connectus Wealth, LLC New +23,607+23.6k
Three Seasons Wealth, LLC New +23,155+23.2k
Waterloo Capital, L.P. New +23,063+23.1k

Biggest sellers

FIL Ltd Sold out -389,240-389.2k
Royal Fund Management, LLC Reduced -71,868-71.9k
NewEdge Advisors, LLC Reduced -64,241-64.2k
GOLDMAN SACHS GROUP INC Reduced -37,408-37.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -29,852-29.9k
ROYAL BANK OF CANADA Reduced -28,325-28.3k
OSAIC HOLDINGS, INC. Reduced -19,501-19.5k
BlackRock Inc. Reduced -15,639-15.6k
LPL Financial LLC Reduced -10,315-10.3k
Blackston Financial Advisory Group, LLC Sold out -7,785-7.8k

Biggest calls

CITADEL ADVISORS LLC Added $548.9k4.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m9.7k shares
CITADEL ADVISORS LLC Unchanged $160.1k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,406,6721.4m $160.9m $160.9m 0.01% Added +673.5k +673,499
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 671,939671.9k $76.8m $76.8m 0.01% Added +48.3k +48,296
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 339,241339.2k $38.8m $38.8m 0.01% Added +2.6k +2,581
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 251,167251.2k $28.7m $28.7m 0.02% Reduced -10.3k -10,315
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 244,054244.1k $27.9m $27.9m 0.01% Added +14.9k +14,923
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 211,498211.5k $24.2m $24.2m 0.01% Reduced -28.3k -28,325
7 PGIM Custom Harvest LLC 0.49% of their portfolio NEWARK, NJ 142,873142.9k $16.3m $16.3m 0.49% Added +59.3k +59,309
8 Prospera Financial Services Inc 0.39% of their portfolio Dallas, TX 101,857101.9k $11.6m $11.6m 0.39% Added +3.1k +3,096
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 98,38498.4k $11.3m $11.3m 0.00% Reduced -37.4k -37,408
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 92,90692.9k $10.6m $10.6m 0.02% Reduced -2.6k -2,559
11 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 75,29875.3k $8.6m $8.6m 0.04% Added +49.9k +49,929
12 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.18% of their portfolio PORTLAND, OR 70,95771.0k $8.1m $8.1m 0.18% Reduced -1.1k -1,050
13 Legacy Edge Advisors, LLC 1.78% of their portfolio SYOSSET, NY 68,04168.0k $7.8m $7.8m 1.78% First filing
14 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 52,16252.2k $6.0m $6.0m 0.02% Added +692 +692
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,32051.3k $5.9m $5.9m 0.00% Reduced -1.6k -1,567
16 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 50,98151.0k $5.8m $5.8m 0.01% Reduced -4.3k -4,335
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 48,83048.8k $5.6m $5.6m 0.02% Added +12.0k +12,006
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 44,17144.2k $5.1m $5.1m 0.01% Added +2.5k +2,505
19 Modus Advisors, LLC 2.04% of their portfolio EXCELSIOR, MN 43,91543.9k $5.0m $5.0m 2.04% Added +419 +419
20 Lindbrook Capital, LLC 0.50% of their portfolio CALABASAS, CA 43,65343.7k $5.0m $5.0m 0.50% Added +88 +88
21 PINKERTON WEALTH, LLC 0.94% of their portfolio COEUR D ALENE, ID 42,47942.5k $4.9m $4.9m 0.94% New
22 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 41,35541.4k $4.7m $4.7m 0.02% Added +22.5k +22,482
23 First Citizens Financial Corp 2.94% of their portfolio MASON CITY, IA 40,06840.1k $4.6m $4.6m 2.94% Added +351 +351
24 Concurrent Investment Advisors, LLC 0.21% of their portfolio Tampa, FL 39,46639.5k $4.5m $4.5m 0.21% First filing
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 39,33939.3k $4.5m $4.5m 0.01% Reduced -19.5k -19,501
26 CX Institutional 0.22% of their portfolio AUBURN, IN 35,57535.6k $4.1m $4.1m 0.22% New
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,25635.3k $4.1m $4.1m 0.00% Added +10.4k +10,380
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,83634.8k $4.0m $4.0m 0.00% Reduced -4.8k -4,763
29 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 33,90733.9k $3.9m $3.9m 0.07% New
30 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 30,61230.6k $3.5m $3.5m 0.03% Added +7.3k +7,297
31 SOUTHERN CAPITAL ADVISORS, LLC 2.48% of their portfolio Jackson, TN 30,50030.5k $3.5m $3.5m 2.48% Added +12.1k +12,089
32 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 28,98029.0k $3.3m $3.3m 0.03% Reduced -1.7k -1,728
33 Sharp Wealth Advisory, LLC 3.57% of their portfolio HORSHAM, PA 28,79328.8k $3.3m $3.3m 3.57% First filing
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,32728.3k $3.2m $3.2m 0.00% Added +16.9k +16,851
35 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 28,12228.1k $3.2m $3.2m 0.08% Added +11.9k +11,889
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 27,15427.2k $3.1m $3.1m 0.01% Added +12.1k +12,084
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 26,31926.3k $3.0m $3.0m 0.01% Added +77 +77
38 Frank, Rimerman Advisors LLC 0.58% of their portfolio Palo Alto, CA 24,46824.5k $2.8m $2.8m 0.58% Unchanged
39 Connectus Wealth, LLC 0.06% of their portfolio CINCINNATI, OH 23,60723.6k $2.7m $2.7m 0.06% New
40 Three Seasons Wealth, LLC 2.33% of their portfolio SALT LAKE CITY, UT 23,15523.2k $2.6m $2.6m 2.33% New
41 Waterloo Capital, L.P. 0.43% of their portfolio AUSTIN, TX 23,06323.1k $2.6m $2.6m 0.43% New
42 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 22,77222.8k $2.6m $2.6m 0.05% Added +1.1k +1,149
43 MAGNOLIA CAPITAL MANAGEMENT LTD 2.30% of their portfolio COLD SPRING, NY 22,01022.0k $2.5m $2.5m 2.30% Unchanged
44 FMR LLC 0.00% of their portfolio BOSTON, MA 21,87521.9k $2.5m $2.5m 0.00% Added +7.6k +7,630
45 BlackRock Inc. 0.00% of their portfolio New York, NY 21,73921.7k $2.5m $2.5m 0.00% Reduced -15.6k -15,639
46 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 20,83520.8k $2.4m $2.4m 0.13% New
47 Bray Capital Advisors 0.65% of their portfolio Naples, FL 20,52420.5k $2.3m $2.3m 0.65% Unchanged
48 KKM Financial LLC 1.43% of their portfolio CHICAGO, IL 19,89819.9k $2.3m $2.3m 1.43% First filing
49 Shulman DeMeo Asset Management LLC 0.63% of their portfolio LAKE SUCCESS, NY 19,31019.3k $2.2m $2.2m 0.63% Added +116 +116
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,00719.0k $2.2m $2.2m 0.00% Added +294 +294
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,38918.4k $2.1m $2.1m 0.00% Added +1.9k +1,862
52 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 18,23218.2k $2.1m $2.1m 0.02% Unchanged
53 Rainsberger Wealth Advisors, Inc. 1.12% of their portfolio Colorado Springs, CO 17,91417.9k $2.0m $2.0m 1.12% Reduced -1.1k -1,102
54 Royal Fund Management, LLC 0.24% of their portfolio Lady Lake, FL 16,39116.4k $1.9m $1.9m 0.24% Reduced -71.9k -71,868
55 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 16,35616.4k $1.9m $1.9m 0.06% New
56 MMBG INVESTMENT ADVISORS CO. 0.21% of their portfolio MIAMI, FL 15,60015.6k $1.8m $1.8m 0.21% Unchanged
57 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 14,55114.6k $1.7m $1.7m 0.01% Reduced -183 -183
58 NAVELLIER & ASSOCIATES INC 0.25% of their portfolio Reno, NV 14,52814.5k $1.7m $1.7m 0.25% Added +5.7k +5,746
59 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 14,16214.2k $1.6m $1.6m 0.06% Added +1.1k +1,076
60 JBR Co Financial Management Inc 1.51% of their portfolio ARDMORE, OK 14,05414.1k $1.6m $1.6m 1.51% First filing
61 Stillwater Capital Advisors, LLC 0.25% of their portfolio DEVON, PA 13,83413.8k $1.6m $1.6m 0.25% Reduced -109 -109
62 Virtue Capital Management, LLC 0.29% of their portfolio BRENTWOOD, TN 12,88912.9k $1.4m $1.4m 0.29% Reduced -4.0k -3,976
63 Smartleaf Asset Management LLC 0.39% of their portfolio BOSTON, MA 12,88112.9k $1.5m $1.5m 0.39% First filing
64 D L CARLSON INVESTMENT GROUP INC 0.31% of their portfolio CONCORD, NH 12,63112.6k $1.5m $1.5m 0.31% Reduced -1.6k -1,635
65 Balboa Wealth Partners 0.46% of their portfolio SCOTTSDALE, AZ 11,96912.0k $1.4m $1.4m 0.46% New
66 EUDAIMONIA ADVISORS LLC 0.88% of their portfolio Winchester, TN 11,85911.9k $1.4m $1.4m 0.88% Reduced -1.6k -1,601
67 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 11,34911.3k $1.3m $1.3m 0.06% Added +4.6k +4,568
68 TRITONPOINT WEALTH, LLC 0.13% of their portfolio CHEVY CHASE, MD 11,33211.3k $1.3m $1.3m 0.13% First filing
69 Essex LLC 0.32% of their portfolio DEER PARK, IL 11,14511.1k $1.3m $1.3m 0.32% Reduced -3.5k -3,540
70 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,55210.6k $1.2m $1.2m 0.00% Added +50 +50
71 Laurel Wealth Advisors LLC 0.23% of their portfolio CHARLOTTE, NC 10,53510.5k $1.2m $1.2m 0.23% Added +375 +375
72 PLANNING DIRECTIONS INC 0.86% of their portfolio GLEN MILLS, PA 10,51210.5k $1.2m $1.2m 0.86% Reduced -278 -278
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,39210.4k $1.2m $1.2m 0.00% Added +8.0k +8,039
74 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 10,11310.1k $1.2m $1.2m 0.12% Reduced -2.6k -2,638
75 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 9,7259.7k $1.1m $1.1m 0.02% Reduced -8 -8
76 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 9,7159.7k $1.1m $1.1m 0.01% Reduced -856 -856
77 Nikulski Financial, Inc. 0.40% of their portfolio BETTENDORF, IA 9,5409.5k $1.1m $1.1m 0.40% Reduced -150 -150
78 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 9,2699.3k $1.1m $1.1m 0.07% New
79 Eudaimonia Partners, LLC 0.27% of their portfolio Winchester, TN 9,1299.1k $1.0m $1.0m 0.27% Reduced -1.6k -1,571
80 HARMONY ASSET MANAGEMENT LLC 0.43% of their portfolio SCOTTSDALE, AZ 8,8658.9k $1.0m $1.0m 0.43% First filing
81 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 8,7388.7k $999.3k $999.3k 0.00% Added +6.9k +6,943
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,4738.5k $969.0k $969.0k 0.00% Reduced -3.4k -3,415
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,4108.4k $961.8k $961.8k 0.00% Added +542 +542
84 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 7,8237.8k $894.6k $894.6k 0.01% Reduced -510 -510
85 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 7,6077.6k $869.9k $869.9k 0.03% First filing
86 FSA WEALTH PARTNERS, INC. 0.24% of their portfolio Rockville, MD 7,4297.4k $849.6k $849.6k 0.24% New
87 ADELL HARRIMAN & CARPENTER INC 0.08% of their portfolio HOUSTON, TX 7,3947.4k $845.6k $845.6k 0.08% Unchanged
88 Simmons Bank 0.07% of their portfolio Pine Bluff, AR 7,3807.4k $844.0k $844.0k 0.07% Unchanged
89 Clearstead Advisors, LLC 0.04% of their portfolio CLEVELAND, OH 7,3737.4k $843.2k $843.2k 0.04% Reduced -7.3k -7,341
90 TELEMUS CAPITAL, LLC 0.07% of their portfolio Southfield, MI 7,1857.2k $821.7k $821.7k 0.07% Added +5.2k +5,157
91 Compagnie Lombard Odier SCmA 0.01% of their portfolio 1204 GENEVA, V8 7,0007.0k $800.5k $800.5k 0.01% Unchanged
92 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 6,9446.9k $818.8k $818.8k 0.05% Reduced -3.2k -3,242
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7976.8k $777.3k $777.3k 0.00% Added +231 +231
94 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,7186.7k $768.0k $768.0k 0.00% New
95 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,5006.5k $743.3k $743.3k 0.01% Reduced -500 -500
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,4346.4k $736.0k $736.0k 0.00% Added +1.5k +1,500
97 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,3736.4k $728.8k $728.8k 0.01% Reduced -200 -200
98 Kesler, Norman & Wride, LLC 0.17% of their portfolio OGDEN, UT 6,3596.4k $727.2k $727.2k 0.17% Reduced -337 -337
99 Swisher Financial Concepts, Inc. 0.68% of their portfolio WESTERVILLE, OH 6,3426.3k $707.0k $707.0k 0.68% First filing
100 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 6,2896.3k $719.0k $719.0k 0.01% First filing