Vault-13

ISHARES TR IYJ

US INDUSTRIALS · ETP · CUSIP 464287754

257 institutional holders -8 vs Q2 2023
5,106,7315.1m shares reported held*
$516.7mreported value*
16 new 52 added 84 reduced 27 sold out net bought ≈ $44.3m (+433.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.19. Options: 1 managers hold calls ($454.0k notional), 2 hold puts ($373.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 259Q1 23: 253Q2 23: 265Q3 23: 257257Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022259
Q1 2023253
Q2 2023265
Q3 2023257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 107 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 111 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210787
Q1 202391119
Q2 202391116
Q3 202368111

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $318.3kQ4 22 puts: $9.6kQ4 22P/C 0.03Q1 23 calls: $200.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $212.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $454.0kQ3 23 puts: $373.3kQ3 23P/C 0.82
Numbers
QuarterCallsPutsP/C
Q4 2022$318.3k$9.6k0.03
Q1 2023$200.3k$00.00
Q2 2023$212.1k$00.00
Q3 2023$454.0k$373.3k0.82

Biggest buyers

FIL Ltd New +389,240+389.2k
GOLDMAN SACHS GROUP INC Added +73,270+73.3k
BlackRock Inc. New +37,378+37.4k
PGIM Custom Harvest LLC Added +33,233+33.2k
MORGAN STANLEY Added +28,019+28.0k
ROYAL BANK OF CANADA Added +27,964+28.0k
Royal Fund Management, LLC Added +24,581+24.6k
OSAIC HOLDINGS, INC. Added +17,630+17.6k
Brookstone Capital Management Added +15,089+15.1k
COMERICA BANK New +7,868+7.9k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -28,997-29.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,986-27.0k
BANK OF AMERICA CORP /DE/ Reduced -23,761-23.8k
CITADEL ADVISORS LLC Reduced -22,508-22.5k
CoreCap Advisors, LLC Reduced -15,625-15.6k
AMERIPRISE FINANCIAL INC Reduced -14,748-14.7k
PINKERTON WEALTH, LLC Sold out -13,011-13.0k
Qube Research & Technologies Ltd Reduced -10,678-10.7k
JANE STREET GROUP, LLC Sold out -10,350-10.3k
EUDAIMONIA ADVISORS LLC Reduced -8,626-8.6k

Biggest calls

CITADEL ADVISORS LLC Added $454.0k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $232.0k2.3k shares
CITADEL ADVISORS LLC New $141.2k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 733,173733.2k $74.0m $74.0m 0.01% Added +28.0k +28,019
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 623,643623.6k $62.9m $62.9m 0.01% Reduced -23.8k -23,761
3 FIL Ltd 0.05% of their portfolio HAMILTON, D0 389,240389.2k $39.6m $39.6m 0.05% New
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 336,660336.7k $34.0m $34.0m 0.01% Added +6.8k +6,812
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 261,482261.5k $26.4m $26.4m 0.02% Added +3.8k +3,828
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 239,823239.8k $24.2m $24.2m 0.01% Added +28.0k +27,964
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 229,131229.1k $23.1m $23.1m 0.01% Reduced -7.8k -7,777
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 135,792135.8k $13.7m $13.7m 0.00% Added +73.3k +73,270
9 Prospera Financial Services Inc 0.39% of their portfolio Dallas, TX 98,76198.8k $10.0m $10.0m 0.39% Reduced -1.2k -1,178
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 95,46595.5k $9.6m $9.6m 0.02% Reduced -8.1k -8,121
11 Royal Fund Management, LLC 1.27% of their portfolio Lady Lake, FL 88,25988.3k $8.9m $8.9m 1.27% Added +24.6k +24,581
12 PGIM Custom Harvest LLC 0.31% of their portfolio NEWARK, NJ 83,56483.6k $8.4m $8.4m 0.31% Added +33.2k +33,233
13 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.18% of their portfolio PORTLAND, OR 72,00772.0k $7.3m $7.3m 0.18% Reduced -475 -475
14 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 68,13168.1k $6.9m $6.9m 0.08% Added +3.2k +3,229
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 58,84058.8k $5.9m $5.9m 0.01% Added +17.6k +17,630
16 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 55,31655.3k $5.6m $5.6m 0.02% Added +6.6k +6,617
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,88752.9k $5.3m $5.3m 0.00% Reduced -6.7k -6,676
18 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 51,47051.5k $5.2m $5.2m 0.02% Added +3.4k +3,404
19 Lindbrook Capital, LLC 0.49% of their portfolio CALABASAS, CA 43,56543.6k $4.4m $4.4m 0.49% Reduced -5 -5
20 Modus Advisors, LLC 1.91% of their portfolio EXCELSIOR, MN 43,49643.5k $4.4m $4.4m 1.91% Added +97 +97
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 41,66641.7k $4.2m $4.2m 0.01% Reduced -1.5k -1,500
22 First Citizens Financial Corp 2.82% of their portfolio MASON CITY, IA 39,71739.7k $4.0m $4.0m 2.82% Reduced -2.0k -1,987
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,59939.6k $4.0m $4.0m 0.00% Added +1.4k +1,446
24 BlackRock Inc. 0.00% of their portfolio New York, NY 37,37837.4k $3.8m $3.8m 0.00% New
25 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 36,82436.8k $3.7m $3.7m 0.02% Added +3.0k +2,960
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 34,67734.7k $3.5m $3.5m 0.02% Added +159 +159
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 30,70830.7k $3.1m $3.1m 0.03% Added +22 +22
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,24226.2k $2.6m $2.6m 0.00% Reduced -266 -266
29 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 25,36925.4k $2.6m $2.6m 0.02% Reduced -856 -856
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 24,87624.9k $2.5m $2.5m 0.00% Reduced -14.7k -14,748
31 Frank, Rimerman Advisors LLC 0.60% of their portfolio Palo Alto, CA 24,46824.5k $2.5m $2.5m 0.60% Reduced -1.1k -1,148
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,31523.3k $2.4m $2.4m 0.02% Added +1.6k +1,608
33 MAGNOLIA CAPITAL MANAGEMENT LTD 2.16% of their portfolio COLD SPRING, NY 22,01022.0k $2.2m $2.2m 2.16% Unchanged
34 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 21,62321.6k $2.1m $2.1m 0.05% Added +15.1k +15,089
35 Bray Capital Advisors 0.63% of their portfolio Naples, FL 20,52420.5k $2.1m $2.1m 0.63% Reduced -300 -300
36 Shulman DeMeo Asset Management LLC 0.65% of their portfolio LAKE SUCCESS, NY 19,19419.2k $1.9m $1.9m 0.65% Unchanged
37 Rainsberger Wealth Advisors, Inc. 1.18% of their portfolio Colorado Springs, CO 19,01619.0k $1.9m $1.9m 1.18% Reduced -63 -63
38 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 18,87318.9k $1.9m $1.9m 0.01% Added +515 +515
39 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,71318.7k $1.9m $1.9m 0.00% Reduced -48 -48
40 SOUTHERN CAPITAL ADVISORS, LLC 1.55% of their portfolio Jackson, TN 18,41118.4k $1.9m $1.9m 1.55% Reduced -89 -89
41 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 18,23218.2k $1.8m $1.8m 0.02% Unchanged
42 Virtue Capital Management, LLC 0.30% of their portfolio BRENTWOOD, TN 16,86516.9k $1.8m $1.8m 0.30% Unchanged
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 16,52716.5k $1.7m $1.7m 0.00% Reduced -29.0k -28,997
44 WEALTH ADVISORS, INC. 0.74% of their portfolio RANCHO SANTA FE, CA 16,35616.4k $1.7m $1.7m 0.74% Unchanged
45 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 16,23316.2k $1.6m $1.6m 0.04% Reduced -26 -26
46 MMBG INVESTMENT ADVISORS CO. 0.20% of their portfolio MIAMI, FL 15,60015.6k $1.6m $1.6m 0.20% Reduced -6.0k -6,000
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,07015.1k $1.5m $1.5m 0.00% Reduced -2.1k -2,088
48 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 14,73414.7k $1.5m $1.5m 0.01% Reduced -1.4k -1,391
49 Clearstead Advisors, LLC 0.04% of their portfolio CLEVELAND, OH 14,71414.7k $1.5m $1.5m 0.04% Added +7.4k +7,357
50 Essex LLC 0.42% of their portfolio DEER PARK, IL 14,68514.7k $1.5m $1.5m 0.42% Reduced -3.8k -3,784
51 D L CARLSON INVESTMENT GROUP INC 0.29% of their portfolio CONCORD, NH 14,26614.3k $1.4m $1.4m 0.29% Reduced -798 -798
52 FMR LLC 0.00% of their portfolio BOSTON, MA 14,24514.2k $1.4m $1.4m 0.00% Reduced -899 -899
53 Stillwater Capital Advisors, LLC 0.26% of their portfolio DEVON, PA 13,94313.9k $1.4m $1.4m 0.26% Reduced -129 -129
54 EUDAIMONIA ADVISORS LLC 0.95% of their portfolio Winchester, TN 13,46013.5k $1.4m $1.4m 0.95% Reduced -8.6k -8,626
55 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 13,08613.1k $1.3m $1.3m 0.06% Reduced -3.7k -3,689
56 Fifth Third Securities, Inc. 0.14% of their portfolio Cincinnati, OH 12,75112.8k $1.3m $1.3m 0.14% Reduced -6.4k -6,355
57 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 11,88811.9k $1.2m $1.2m 0.01% Added +69 +69
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,47611.5k $1.2m $1.2m 0.00% Added +140 +140
59 PLANNING DIRECTIONS INC 0.83% of their portfolio GLEN MILLS, PA 10,79010.8k $1.1m $1.1m 0.83% Reduced -292 -292
60 Eudaimonia Partners, LLC 0.26% of their portfolio Winchester, TN 10,70010.7k $1.1m $1.1m 0.26% Reduced -6.2k -6,199
61 Meridian Wealth Management, LLC 0.07% of their portfolio LEXINGTON, KY 10,61210.6k $1.1m $1.1m 0.07% Added +5.2k +5,249
62 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 10,57110.6k $1.1m $1.1m 0.01% Reduced -77 -77
63 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,50210.5k $1.1m $1.1m 0.00% Reduced -1.0k -1,022
64 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 10,18610.2k $1.0m $1.0m 0.05% Reduced -290 -290
65 Laurel Wealth Advisors LLC 0.22% of their portfolio CHARLOTTE, NC 10,16010.2k $1.0m $1.0m 0.22% Reduced -505 -505
66 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 9,7339.7k $982.0k $982.0k 0.02% Added +1.1k +1,128
67 Nikulski Financial, Inc. 0.40% of their portfolio BETTENDORF, IA 9,6909.7k $977.6k $977.6k 0.40% Added +1.6k +1,565
68 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 9,3209.3k $940.2k $940.2k 0.01% Added +130 +130
69 NAVELLIER & ASSOCIATES INC 0.15% of their portfolio Reno, NV 8,7828.8k $886.0k $886.0k 0.15% Reduced -106 -106
70 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 8,3338.3k $840.7k $840.7k 0.01% Reduced -202 -202
71 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,8687.9k $793.8k $793.8k 0.00% New
72 Blackston Financial Advisory Group, LLC 0.55% of their portfolio THE VILLAGES, FL 7,7857.8k $785.4k $785.4k 0.55% Added +3.1k +3,082
73 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 7,7037.7k $777.2k $777.2k 0.01% Added +9 +9
74 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,6087.6k $767.6k $767.6k 0.02% Added +5.4k +5,399
75 ADELL HARRIMAN & CARPENTER INC 0.08% of their portfolio HOUSTON, TX 7,3947.4k $746.0k $746.0k 0.08% Unchanged
76 Simmons Bank 0.07% of their portfolio Pine Bluff, AR 7,3807.4k $744.6k $744.6k 0.07% Reduced -179 -179
77 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 7,0007.0k $706.2k $706.2k 0.02% Unchanged
78 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,0007.0k $706.2k $706.2k 0.01% Added +200 +200
79 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 6,7816.8k $684.1k $684.1k 0.03% Added +114 +114
80 Kesler, Norman & Wride, LLC 0.17% of their portfolio OGDEN, UT 6,6966.7k $675.5k $675.5k 0.17% Reduced -299 -299
81 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 6,6396.6k $669.8k $669.8k 0.05% Reduced -15.6k -15,625
82 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,5736.6k $663.1k $663.1k 0.01% Reduced -33 -33
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,5666.6k $662.4k $662.4k 0.00% Added +50 +50
84 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 6,3866.4k $644.2k $644.2k 0.03% Added +880 +880
85 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 6,3346.3k $641.0k $641.0k 0.01% Unchanged
86 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 6,3346.3k $640.9k $640.9k 0.01% Unchanged
87 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,3326.3k $638.9k $638.9k 0.00% Added +781 +781
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,3056.3k $636.1k $636.1k 0.00% Reduced -27.0k -26,986
89 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,2616.3k $632.0k $632.0k 0.01% Unchanged
90 Coastal Bridge Advisors, LLC 0.17% of their portfolio WESTPORT, CT 6,1856.2k $624.0k $624.0k 0.17% Unchanged
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,1496.1k $620.0k $620.0k 0.00% Reduced -4 -4
92 NTV Asset Management LLC 0.11% of their portfolio Charleston, WV 6,0956.1k $614.9k $614.9k 0.11% Unchanged
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,7385.7k $578.9k $578.9k 0.00% Reduced -484 -484
94 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 5,7145.7k $576.5k $576.5k 0.05% New
95 Charter Oak Capital Management, LLC 0.08% of their portfolio PORTSMOUTH, NH 5,6745.7k $572.4k $572.4k 0.08% Reduced -91 -91
96 Wealth Management Partners, LLC 0.35% of their portfolio TUCSON, AZ 5,5705.6k $562.0k $562.0k 0.35% Unchanged
97 GPS Wealth Strategies Group, LLC 0.10% of their portfolio CENTENNIAL, CO 5,2645.3k $531.1k $531.1k 0.10% Reduced -284 -284
98 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,1875.2k $523.3k $523.3k 0.00% Added +108 +108
99 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 5,1455.1k $519.1k $519.1k 0.01% Added +691 +691
100 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 5,1085.1k $516.9k $516.9k 0.00% Unchanged