Vault-13

ISHARES TR IYJ

US INDUSTRIALS · ETP · CUSIP 464287754

253 institutional holders -6 vs Q4 2022
5,553,7925.6m shares reported held*
$557.2mreported value*
24 new 67 added 92 reduced 27 sold out net sold ≈ $62.0m (-618.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.33. Options: 1 managers hold calls ($200.3k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 259Q1 23: 253253Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022259
Q1 2023253

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 107 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 119 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210787
Q1 202391119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $838.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $318.3kQ4 22 puts: $9.6kQ4 22P/C 0.03Q1 23 calls: $200.3kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$838.0k$00.00
Q4 2022$318.3k$9.6k0.03
Q1 2023$200.3k$00.00

Biggest buyers

Prospera Financial Services Inc Added +80,476+80.5k
CITADEL ADVISORS LLC Added +27,894+27.9k
Virtue Capital Management, LLC New +24,060+24.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,432+15.4k
PGIM Custom Harvest LLC Added +14,939+14.9k
FMR LLC Added +13,129+13.1k
Advisory Services Network, LLC Added +12,975+13.0k
FLOW TRADERS U.S. LLC New +11,371+11.4k
BANK OF MONTREAL /CAN/ Added +9,706+9.7k
NAVELLIER & ASSOCIATES INC New +9,449+9.4k

Biggest sellers

ASSETMARK, INC Reduced -525,039-525.0k
BANK OF AMERICA CORP /DE/ Reduced -39,206-39.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -37,587-37.6k
OSAIC HOLDINGS, INC. Reduced -34,421-34.4k
AMERIPRISE FINANCIAL INC Reduced -33,308-33.3k
Aveo Capital Partners, LLC Sold out -23,540-23.5k
ROYAL BANK OF CANADA Reduced -22,038-22.0k
GOLDMAN SACHS GROUP INC Reduced -17,139-17.1k
WELLS FARGO & COMPANY/MN Reduced -15,559-15.6k
Ameritas Advisory Services, LLC Reduced -13,247-13.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $200.3k2.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 741,686741.7k $74.3m $74.3m 0.01% Reduced -4.8k -4,836
2 ASSETMARK, INC 0.28% of their portfolio CONCORD, CA 681,885681.9k $68.3m $68.3m 0.28% Reduced -525.0k -525,039
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 629,970630.0k $63.1m $63.1m 0.01% Reduced -39.2k -39,206
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 328,556328.6k $32.9m $32.9m 0.01% Reduced -15.6k -15,559
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 298,596298.6k $29.9m $29.9m 0.02% Added +157 +157
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 238,833238.8k $23.9m $23.9m 0.01% Reduced -4.4k -4,447
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 234,708234.7k $23.5m $23.5m 0.01% Reduced -22.0k -22,038
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 113,195113.2k $11.3m $11.3m 0.00% Reduced -17.1k -17,139
9 Prospera Financial Services Inc 0.44% of their portfolio Dallas, TX 106,823106.8k $10.7m $10.7m 0.44% Added +80.5k +80,476
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 87,84287.8k $8.8m $8.8m 0.00% Reduced -37.6k -37,587
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 86,95187.0k $8.7m $8.7m 0.02% Added +409 +409
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 85,76385.8k $8.6m $8.6m 0.02% Reduced -34.4k -34,421
13 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.18% of their portfolio PORTLAND, OR 72,87172.9k $7.3m $7.3m 0.18% Reduced -2.5k -2,450
14 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 65,52065.5k $6.6m $6.6m 0.04% Added +2.8k +2,752
15 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 65,46165.5k $6.6m $6.6m 0.08% Reduced -490 -490
16 PGIM Custom Harvest LLC 0.20% of their portfolio NEWARK, NJ 46,92946.9k $4.7m $4.7m 0.20% Added +14.9k +14,939
17 Lindbrook Capital, LLC 0.51% of their portfolio CALABASAS, CA 43,82443.8k $4.4m $4.4m 0.51% Added +242 +242
18 Modus Advisors, LLC 2.00% of their portfolio EXCELSIOR, MN 43,40543.4k $4.3m $4.3m 2.00% Reduced -840 -840
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,14043.1k $4.3m $4.3m 0.00% Reduced -10.8k -10,846
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 41,67041.7k $4.2m $4.2m 0.01% Added +598 +598
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 41,05741.1k $4.1m $4.1m 0.02% Reduced -4.0k -3,986
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 39,70539.7k $4.1m $4.1m 0.00% Added +9.7k +9,706
23 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 37,40037.4k $3.7m $3.7m 0.02% Added +5.8k +5,759
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,35636.4k $3.6m $3.6m 0.00% Added +27.9k +27,894
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,31736.3k $3.6m $3.6m 0.00% Reduced -33.3k -33,308
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 35,40435.4k $3.5m $3.5m 0.02% Reduced -5.0k -4,991
27 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,58534.6k $3.5m $3.5m 0.01% Reduced -1.2k -1,229
28 New Millennium Group LLC 3.46% of their portfolio SANDY, UT 34,39134.4k $3.4m $3.4m 3.46% Reduced -295 -295
29 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 30,83330.8k $3.1m $3.1m 0.03% Reduced -1.8k -1,830
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,63930.6k $3.1m $3.1m 0.00% Added +15.4k +15,432
31 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 26,84626.8k $2.7m $2.7m 0.01% Added +198 +198
32 FMR LLC 0.00% of their portfolio BOSTON, MA 26,15026.1k $2.6m $2.6m 0.00% Added +13.1k +13,129
33 Frank, Rimerman Advisors LLC 0.71% of their portfolio Palo Alto, CA 25,61625.6k $2.6m $2.6m 0.71% Unchanged
34 Virtue Capital Management, LLC 0.38% of their portfolio BRENTWOOD, TN 24,06024.1k $2.3m $2.3m 0.38% New
35 EUDAIMONIA ADVISORS LLC 1.59% of their portfolio Winchester, TN 23,46923.5k $2.4m $2.4m 1.59% Added +8.1k +8,134
36 MAGNOLIA CAPITAL MANAGEMENT LTD 2.07% of their portfolio COLD SPRING, NY 22,01022.0k $2.2m $2.2m 2.07% Unchanged
37 MMBG INVESTMENT ADVISORS CO. 0.27% of their portfolio MIAMI, FL 21,60021.6k $2.2m $2.2m 0.27% Unchanged
38 Fifth Third Securities, Inc. 0.24% of their portfolio Cincinnati, OH 21,27121.3k $2.1m $2.1m 0.24% Reduced -418 -418
39 Bray Capital Advisors 0.61% of their portfolio Naples, FL 20,82420.8k $2.1m $2.1m 0.61% Added +300 +300
40 Essex LLC 0.58% of their portfolio DEER PARK, IL 19,85419.9k $1.9m $1.9m 0.58% Unchanged
41 Rainsberger Wealth Advisors, Inc. 1.15% of their portfolio Colorado Springs, CO 19,42119.4k $1.9m $1.9m 1.15% Reduced -77 -77
42 Shulman DeMeo Asset Management LLC 0.60% of their portfolio LAKE SUCCESS, NY 19,14319.1k $1.9m $1.9m 0.60% Added +52 +52
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,76118.8k $1.9m $1.9m 0.00% Unchanged
44 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 18,23418.2k $1.8m $1.8m 0.02% Unchanged
45 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 17,93017.9k $1.8m $1.8m 0.07% Reduced -763 -763
46 SOUTHERN CAPITAL ADVISORS, LLC 1.31% of their portfolio Jackson, TN 17,71617.7k $1.8m $1.8m 1.31% Added +840 +840
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,14517.1k $1.7m $1.7m 0.00% Added +1.4k +1,358
48 WEALTH ADVISORS, INC. 0.80% of their portfolio RANCHO SANTA FE, CA 16,96117.0k $1.7m $1.7m 0.80% Reduced -2.4k -2,385
49 Eudaimonia Partners, LLC 0.41% of their portfolio Winchester, TN 16,87616.9k $1.7m $1.7m 0.41% Added +1.5k +1,548
50 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 16,40716.4k $1.6m $1.6m 0.05% Added +13.0k +12,975
51 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 16,11516.1k $1.6m $1.6m 0.01% Reduced -145 -145
52 D L CARLSON INVESTMENT GROUP INC 0.33% of their portfolio CONCORD, NH 14,64214.6k $1.5m $1.5m 0.33% Reduced -692 -692
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 14,61514.6k $1.5m $1.5m 0.01% Added +194 +194
54 Stillwater Capital Advisors, LLC 0.28% of their portfolio DEVON, PA 14,33914.3k $1.4m $1.4m 0.28% Reduced -360 -360
55 Ascent Group, LLC 0.14% of their portfolio VIRGINIA BEACH, VA 13,13613.1k $1.3m $1.3m 0.14% Reduced -9.8k -9,792
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,83312.8k $1.3m $1.3m 0.00% Reduced -7.6k -7,586
57 First Heartland Consultants, Inc. 0.19% of their portfolio LAKE ST. LOUIS, MO 12,78812.8k $1.3m $1.3m 0.19% Reduced -35 -35
58 Rollins Financial 0.40% of their portfolio ATLANTA, GA 12,15912.2k $1.2m $1.2m 0.40% Reduced -1.6k -1,589
59 Royal Fund Management, LLC 0.18% of their portfolio Lady Lake, FL 11,97312.0k $1.2m $1.2m 0.18% Added +4.4k +4,440
60 PLANNING DIRECTIONS INC 0.86% of their portfolio GLEN MILLS, PA 11,55711.6k $1.2m $1.2m 0.86% Reduced -1.1k -1,149
61 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 11,42811.4k $1.1m $1.1m 0.06% Reduced -13.2k -13,247
62 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 11,37111.4k $1.1m $1.1m 0.05% New
63 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,34211.3k $1.1m $1.1m 0.01% Reduced -5.8k -5,764
64 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 11,32111.3k $1.1m $1.1m 0.06% Added +4.5k +4,463
65 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 10,89110.9k $1.1m $1.1m 0.01% Reduced -175 -175
66 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,83310.8k $1.1m $1.1m 0.01% Reduced -288 -288
67 Laurel Wealth Advisors LLC 0.23% of their portfolio CHARLOTTE, NC 10,67510.7k $1.1m $1.1m 0.23% Added +650 +650
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,60410.6k $1.1m $1.1m 0.00% Reduced -200 -200
69 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,7769.8k $979.2k $979.2k 0.00% Reduced -4.4k -4,385
70 Ignite Planners, LLC 0.39% of their portfolio SAN CLEMENTE, CA 9,6709.7k $947.2k $947.2k 0.39% Added +228 +228
71 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 9,6339.6k $964.8k $964.8k 0.01% Reduced -1.2k -1,181
72 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 9,5889.6k $960.3k $960.3k 0.00% Reduced -8.0k -8,001
73 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,4839.5k $949.8k $949.8k 0.00% Added +2.2k +2,162
74 NAVELLIER & ASSOCIATES INC 0.20% of their portfolio Reno, NV 9,4499.4k $946.4k $946.4k 0.20% New
75 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 8,8668.9k $888.0k $888.0k 0.02% Reduced -554 -554
76 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 8,2148.2k $822.7k $822.7k 0.01% Added +284 +284
77 Clearstead Advisors, LLC 0.06% of their portfolio CLEVELAND, OH 7,6507.7k $766.3k $766.3k 0.06% Added +8 +8
78 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 7,5597.6k $757.1k $757.1k 0.06% Reduced -525 -525
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,5007.5k $751.2k $751.2k 0.00% Reduced -1.0k -1,022
80 ADELL HARRIMAN & CARPENTER INC 0.08% of their portfolio HOUSTON, TX 7,4887.5k $750.0k $750.0k 0.08% Unchanged
81 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 7,4497.4k $746.0k $746.0k 0.01% Reduced -2.0k -1,952
82 Csenge Advisory Group 0.05% of their portfolio CLEARWATER, FL 7,3287.3k $734.0k $734.0k 0.05% Reduced -10.9k -10,871
83 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 7,2107.2k $722.1k $722.1k 0.05% New
84 Kesler, Norman & Wride, LLC 0.18% of their portfolio OGDEN, UT 7,1597.2k $717.1k $717.1k 0.18% Reduced -4.3k -4,326
85 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 7,0007.0k $701.1k $701.1k 0.02% Unchanged
86 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,0007.0k $701.1k $701.1k 0.01% Reduced -2.3k -2,300
87 Nikulski Financial, Inc. 0.30% of their portfolio BETTENDORF, IA 6,8006.8k $681.1k $681.1k 0.30% Unchanged
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,5556.6k $656.6k $656.6k 0.00% Reduced -65 -65
89 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,4066.4k $641.6k $641.6k 0.01% Reduced -1.7k -1,686
90 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 6,3346.3k $634.0k $634.0k 0.01% Reduced -102 -102
91 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 6,3346.3k $634.4k $634.4k 0.01% Reduced -102 -102
92 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,2486.2k $626.0k $626.0k 0.01% Added +13 +13
93 GPS Wealth Strategies Group, LLC 0.13% of their portfolio CENTENNIAL, CO 6,2186.2k $622.8k $622.8k 0.13% New
94 Coastal Bridge Advisors, LLC 0.16% of their portfolio WESTPORT, CT 6,1856.2k $619.5k $619.5k 0.16% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,1156.1k $612.0k $612.0k 0.00% Reduced -349 -349
96 NTV Asset Management LLC 0.11% of their portfolio Charleston, WV 6,0946.1k $610.4k $610.4k 0.11% Added +3 +3
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0346.0k $604.4k $604.4k 0.00% Reduced -158 -158
98 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,9766.0k $598.5k $598.5k 0.00% Added +716 +716
99 Algorithmic Investment Models, LLC 0.41% of their portfolio Boston, MA 5,9315.9k $594.1k $594.1k 0.41% Reduced -2.9k -2,919
100 Wealth Management Partners, LLC 0.41% of their portfolio TUCSON, AZ 5,9245.9k $593.3k $593.3k 0.41% Reduced -76 -76