Vault-13

ISHARES TR IYJ

US INDUSTRIALS · ETP · CUSIP 464287754

259 institutional holders +37 vs Q3 2022
6,205,4016.2m shares reported held*
$598.4mreported value*
46 new 61 added 70 reduced 17 sold out net bought ≈ $126.8m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.43. Options: 1 managers hold calls ($318.3k notional), 1 hold puts ($9.6k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 259259Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022222
Q4 2022259

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $838.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $318.3kQ4 22 puts: $9.6kQ4 22P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$838.0k$00.00
Q4 2022$318.3k$9.6k0.03

Biggest buyers

ASSETMARK, INC New +1,206,924+1.2m
OSAIC HOLDINGS, INC. Added +81,445+81.4k
ENVESTNET ASSET MANAGEMENT INC Added +48,130+48.1k
Lindbrook Capital, LLC New +43,582+43.6k
New Millennium Group LLC New +34,686+34.7k
AE Wealth Management LLC Added +24,157+24.2k
Aveo Capital Partners, LLC New +23,540+23.5k
Ascent Group, LLC New +22,928+22.9k
ROYAL BANK OF CANADA Added +22,175+22.2k
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC Added +20,393+20.4k

Biggest sellers

PRUDENTIAL FINANCIAL INC Reduced -80,231-80.2k
CX Institutional Reduced -49,576-49.6k
CREDIT SUISSE AG/ Sold out -46,659-46.7k
Federation des caisses Desjardins du Quebec Reduced -43,440-43.4k
MORGAN STANLEY Reduced -38,687-38.7k
Kesler, Norman & Wride, LLC Reduced -28,639-28.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,523-26.5k
BANK OF AMERICA CORP /DE/ Reduced -24,757-24.8k
Tower Research Capital LLC (TRC) Reduced -14,629-14.6k
CITADEL ADVISORS LLC Reduced -12,406-12.4k

Biggest calls

CITADEL ADVISORS LLC Added $318.3k3.3k shares

Biggest puts

CITADEL ADVISORS LLC New $9.6k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.50% of their portfolio CONCORD, CA 1,206,9241.2m $116.4m $116.4m 0.50% New
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 746,522746.5k $72.0m $72.0m 0.01% Reduced -38.7k -38,687
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 669,176669.2k $64.5m $64.5m 0.01% Reduced -24.8k -24,757
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 344,115344.1k $33.2m $33.2m 0.01% Added +4.9k +4,905
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 298,439298.4k $28.8m $28.8m 0.02% Reduced -459 -459
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 256,746256.7k $24.8m $24.8m 0.01% Added +22.2k +22,175
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 243,280243.3k $23.5m $23.5m 0.01% Added +14.7k +14,655
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 130,334130.3k $12.6m $12.6m 0.00% Added +9.5k +9,502
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 125,429125.4k $12.1m $12.1m 0.01% Added +48.1k +48,130
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 120,184120.2k $11.6m $11.6m 0.02% Added +81.4k +81,445
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 86,54286.5k $8.3m $8.3m 0.02% Reduced -3.2k -3,249
12 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.19% of their portfolio PORTLAND, OR 75,32175.3k $7.3m $7.3m 0.19% Added +20.4k +20,393
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 69,62569.6k $6.7m $6.7m 0.00% Added +2.1k +2,147
14 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 65,95166.0k $6.0m $6.0m 0.16% Added +8.3k +8,277
15 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 62,76862.8k $6.1m $6.1m 0.04% Added +24.2k +24,157
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,98654.0k $5.2m $5.2m 0.00% Reduced -1.9k -1,933
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 45,04345.0k $4.3m $4.3m 0.02% Added +14.1k +14,069
18 Modus Advisors, LLC 2.07% of their portfolio EXCELSIOR, MN 44,24544.2k $4.3m $4.3m 2.07% Added +278 +278
19 Lindbrook Capital, LLC 0.52% of their portfolio CALABASAS, CA 43,58243.6k $4.2m $4.2m 0.52% New
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 41,07241.1k $4.0m $4.0m 0.01% Reduced -328 -328
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 40,39540.4k $3.9m $3.9m 0.02% Reduced -1.3k -1,264
22 First Citizens Financial Corp 3.14% of their portfolio MASON CITY, IA 37,72237.7k $3.6m $3.6m 3.14% Reduced -240 -240
23 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 35,81435.8k $3.5m $3.5m 0.01% Reduced -5.9k -5,947
24 New Millennium Group LLC 3.57% of their portfolio SANDY, UT 34,68634.7k $3.3m $3.3m 3.57% New
25 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 32,66332.7k $3.2m $3.2m 0.03% Added +2.8k +2,773
26 PGIM Custom Harvest LLC 0.14% of their portfolio NEWARK, NJ 31,99032.0k $3.1m $3.1m 0.14% First filing
27 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 31,64131.6k $3.1m $3.1m 0.01% Reduced -10.5k -10,476
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 29,99930.0k $2.9m $2.9m 0.00% Added +6.9k +6,949
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 26,64826.6k $2.6m $2.6m 0.01% Reduced -1.5k -1,463
30 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 26,34726.3k $2.5m $2.5m 0.13% Reduced -757 -757
31 Frank, Rimerman Advisors LLC 0.77% of their portfolio Palo Alto, CA 25,61625.6k $2.5m $2.5m 0.77% Unchanged
32 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 24,67524.7k $2.4m $2.4m 0.11% Added +11.3k +11,336
33 Aveo Capital Partners, LLC 0.34% of their portfolio ENGLEWOOD, CO 23,54023.5k $2.3m $2.3m 0.34% New
34 Ascent Group, LLC 0.26% of their portfolio VIRGINIA BEACH, VA 22,92822.9k $2.2m $2.2m 0.26% New
35 MAGNOLIA CAPITAL MANAGEMENT LTD 2.07% of their portfolio COLD SPRING, NY 22,01022.0k $2.1m $2.1m 2.07% Unchanged
36 Fifth Third Securities, Inc. 0.27% of their portfolio Cincinnati, OH 21,68921.7k $2.1m $2.1m 0.27% Reduced -8.9k -8,894
37 MMBG INVESTMENT ADVISORS CO. 0.28% of their portfolio MIAMI, FL 21,60021.6k $2.1m $2.1m 0.28% Unchanged
38 Bray Capital Advisors 0.61% of their portfolio Naples, FL 20,52420.5k $2.0m $2.0m 0.61% Unchanged
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,41920.4k $2.0m $2.0m 0.00% Added +6.7k +6,695
40 Essex LLC 0.58% of their portfolio DEER PARK, IL 19,85419.9k $1.9m $1.9m 0.58% Added +245 +245
41 Rainsberger Wealth Advisors, Inc. 1.20% of their portfolio Colorado Springs, CO 19,49819.5k $1.9m $1.9m 1.20% Reduced -377 -377
42 WEALTH ADVISORS, INC. 0.99% of their portfolio RANCHO SANTA FE, CA 19,34619.3k $1.9m $1.9m 0.99% Reduced -5.2k -5,150
43 Shulman DeMeo Asset Management LLC 0.61% of their portfolio LAKE SUCCESS, NY 19,09119.1k $1.8m $1.8m 0.61% Added +114 +114
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,76118.8k $1.8m $1.8m 0.00% Added +10.2k +10,155
45 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 18,69318.7k $1.8m $1.8m 0.08% Reduced -1.1k -1,072
46 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 18,23418.2k $1.5m $1.5m 0.02% Unchanged
47 Csenge Advisory Group 0.14% of their portfolio CLEARWATER, FL 18,19918.2k $1.8m $1.8m 0.14% New
48 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 17,58917.6k $1.7m $1.7m 0.00% Reduced -30 -30
49 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,10617.1k $1.7m $1.7m 0.01% Added +10.6k +10,586
50 SOUTHERN CAPITAL ADVISORS, LLC 1.26% of their portfolio Jackson, TN 16,87616.9k $1.6m $1.6m 1.26% New
51 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 16,26016.3k $1.6m $1.6m 0.01% Added +383 +383
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,78715.8k $1.5m $1.5m 0.00% Added +4.8k +4,775
53 EUDAIMONIA ADVISORS LLC 1.00% of their portfolio Winchester, TN 15,33515.3k $1.5m $1.5m 1.00% Reduced -31 -31
54 D L CARLSON INVESTMENT GROUP INC 0.32% of their portfolio CONCORD, NH 15,33415.3k $1.5m $1.5m 0.32% Reduced -5.0k -5,022
55 Eudaimonia Partners, LLC 0.36% of their portfolio Winchester, TN 15,32815.3k $1.5m $1.5m 0.36% Reduced -54 -54
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,20715.2k $1.5m $1.5m 0.00% Reduced -26.5k -26,523
57 Stillwater Capital Advisors, LLC 0.30% of their portfolio DEVON, PA 14,69914.7k $1.4m $1.4m 0.30% Reduced -11.5k -11,465
58 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 14,42114.4k $592.0k $592.0k 0.02% Reduced -544 -544
59 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 14,16114.2k $1.4m $1.4m 0.00% Added +3.5k +3,541
60 Rollins Financial 0.50% of their portfolio ATLANTA, GA 13,74813.7k $1.3m $1.3m 0.50% Added +3.2k +3,184
61 FMR LLC 0.00% of their portfolio BOSTON, MA 13,02113.0k $1.3m $1.3m 0.00% Reduced -97 -97
62 First Heartland Consultants, Inc. 0.19% of their portfolio LAKE ST. LOUIS, MO 12,82312.8k $1.2m $1.2m 0.19% Added +2.3k +2,263
63 PLANNING DIRECTIONS INC 0.94% of their portfolio GLEN MILLS, PA 12,70612.7k $1.2m $1.2m 0.94% Reduced -872 -872
64 Kesler, Norman & Wride, LLC 0.29% of their portfolio OGDEN, UT 11,48511.5k $1.1m $1.1m 0.29% Reduced -28.6k -28,639
65 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,12111.1k $1.1m $1.1m 0.01% Added +2.2k +2,156
66 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 11,06611.1k $1.1m $1.1m 0.01% Added +562 +562
67 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,81410.8k $1.0m $1.0m 0.01% Added +219 +219
68 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 10,80410.8k $1.0m $1.0m 0.01% Reduced -292 -292
69 Laurel Wealth Advisors LLC 0.22% of their portfolio CHARLOTTE, NC 10,02510.0k $967.0k $967.0k 0.22% Added +2.6k +2,585
70 Ignite Planners, LLC 0.40% of their portfolio SAN CLEMENTE, CA 9,4429.4k $958.7k $958.7k 0.40% New
71 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 9,4209.4k $908.7k $908.7k 0.02% Reduced -451 -451
72 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 9,4019.4k $907.0k $907.0k 0.01% Reduced -2.9k -2,878
73 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 9,3009.3k $897.1k $897.1k 0.02% New
74 Algorithmic Investment Models, LLC 0.60% of their portfolio Boston, MA 8,8508.8k $853.7k $853.7k 0.60% New
75 BlackRock Inc. 0.00% of their portfolio New York, NY 8,6268.6k $832.1k $832.1k 0.00% Reduced -10.6k -10,556
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,5228.5k $822.0k $822.0k 0.00% Reduced -540 -540
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,4628.5k $816.2k $816.2k 0.00% Reduced -12.4k -12,406
78 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 8,0928.1k $780.5k $780.5k 0.01% Added +209 +209
79 Simmons Bank 0.07% of their portfolio Pine Bluff, AR 8,0848.1k $779.8k $779.8k 0.07% Reduced -602 -602
80 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 7,9307.9k $764.9k $764.9k 0.01% Added +174 +174
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,7317.7k $745.7k $745.7k 0.00% Reduced -1.1k -1,080
82 Clearstead Advisors, LLC 0.06% of their portfolio CLEVELAND, OH 7,6427.6k $737.1k $737.1k 0.06% Added +3.0k +3,042
83 Royal Fund Management, LLC 0.12% of their portfolio Lady Lake, FL 7,5337.5k $726.6k $726.6k 0.12% New
84 ADELL HARRIMAN & CARPENTER INC 0.08% of their portfolio HOUSTON, TX 7,4887.5k $722.3k $722.3k 0.08% Reduced -200 -200
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,3217.3k $706.2k $706.2k 0.00% Added +1.1k +1,110
86 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 7,0007.0k $675.0k $675.0k 0.02% Unchanged
87 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 6,8586.9k $661.5k $661.5k 0.04% Reduced -4.8k -4,827
88 Nikulski Financial, Inc. 0.31% of their portfolio BETTENDORF, IA 6,8006.8k $655.9k $655.9k 0.31% Reduced -66 -66
89 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 6,7386.7k $649.9k $649.9k 0.01% Added +1.8k +1,834
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,6206.6k $638.6k $638.6k 0.00% Reduced -1.2k -1,231
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,4646.5k $624.0k $624.0k 0.00% Unchanged
92 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 6,4586.5k $622.0k $622.0k 0.06% Added +2 +2
93 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 6,4366.4k $621.0k $621.0k 0.01% Unchanged
94 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 6,4366.4k $620.8k $620.8k 0.01% Unchanged
95 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,2356.2k $601.0k $601.0k 0.01% Added +12 +12
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,1926.2k $597.3k $597.3k 0.00% Reduced -1.2k -1,159
97 Coastal Bridge Advisors, LLC 0.17% of their portfolio WESTPORT, CT 6,1856.2k $596.6k $596.6k 0.17% Unchanged
98 NTV Asset Management LLC 0.12% of their portfolio Charleston, WV 6,0916.1k $587.5k $587.5k 0.12% Unchanged
99 Wealth Management Partners, LLC 0.49% of their portfolio TUCSON, AZ 6,0006.0k $585.3k $585.3k 0.49% Unchanged
100 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,9816.0k $577.0k $577.0k 0.00% Reduced -1.9k -1,923