Vault-13

ISHARES TR IYR

U.S. REAL ES ETF · ETP · CUSIP 464287739

497 institutional holders -17 vs Q4 2022
47,709,80047.7m shares reported held*
$4.1bnreported value*
54 new 125 added 181 reduced 56 sold out net bought ≈ $126.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $85.41. Options: 17 managers hold calls ($627.2m notional), 24 hold puts ($1.2bn).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 514Q1 23: 497497Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022500
Q4 2022514
Q1 2023497

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 201 cut or sold outQ4 22Q1 23: 179 bought or addedQ1 23: 237 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022221201
Q1 2023179237

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ3 22 calls: $991.2mQ3 22 puts: $940.0mQ3 22P/C 0.95Q4 22 calls: $562.8mQ4 22 puts: $738.0mQ4 22P/C 1.31Q1 23 calls: $627.2mQ1 23 puts: $1.2bnQ1 23P/C 1.96
Numbers
QuarterCallsPutsP/C
Q3 2022$991.2m$940.0m0.95
Q4 2022$562.8m$738.0m1.31
Q1 2023$627.2m$1.2bn1.96

Biggest buyers

MORGAN STANLEY Added +1,509,570+1.5m
BNP PARIBAS FINANCIAL MARKETS Added +733,443+733.4k
TWO SIGMA ADVISERS, LP New +590,000+590.0k
UBS Group AG Added +586,644+586.6k
BANK OF AMERICA CORP /DE/ Added +529,576+529.6k
CREDIT SUISSE AG/ Added +370,592+370.6k
Twin Tree Management, LP New +324,916+324.9k
WealthNavi Inc. Added +324,761+324.8k
CITADEL ADVISORS LLC New +304,710+304.7k
Squarepoint Ops LLC New +218,744+218.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,172,557-1.2m
BANK OF NOVA SCOTIA Reduced -1,081,000-1.1m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -400,000-400.0k
Ergoteles LLC Reduced -301,482-301.5k
Money Design Co.,Ltd. Reduced -293,434-293.4k
CITIGROUP INC Reduced -246,077-246.1k
WOLVERINE TRADING, LLC Reduced -135,172-135.2k
Quantitative Investment Management, LLC Sold out -127,870-127.9k
Maven Securities LTD Reduced -124,324-124.3k
OLD MISSION CAPITAL LLC Reduced -120,957-121.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $210.3m2.5m shares
GOLDMAN SACHS GROUP INC Reduced $127.2m1.5m shares
CITADEL ADVISORS LLC Added $89.2m1.1m shares
Anson Funds Management LP Added $36.1m425.2k shares
Parallax Volatility Advisers, L.P. Added $31.1m366.2k shares
MARSHALL WACE, LLP Added $22.7m267.9k shares
Paloma Partners Management Co Added $17.5m205.6k shares
Waratah Capital Advisors Ltd. New $17.0m200.0k shares
UBS Group AG Added $15.4m181.1k shares
WOLVERINE TRADING, LLC Reduced $14.1m169.8k shares

Biggest puts

GOLDMAN SACHS GROUP INC Added $361.5m4.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $176.6m2.1m shares
CITADEL ADVISORS LLC Added $145.0m1.7m shares
Waratah Capital Advisors Ltd. Reduced $140.6m1.7m shares
CITIGROUP INC Added $95.9m1.1m shares
Parallax Volatility Advisers, L.P. Added $89.4m1.1m shares
UBS Group AG Added $56.4m664.3k shares
Paloma Partners Management Co Added $24.0m282.1k shares
BARCLAYS PLC New $21.9m258.2k shares
Walleye Trading LLC Added $18.9m222.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARCLAYS PLC 0.59% of their portfolio LONDON, X0 6,705,0526.7m $569.3m $569.3m 0.59% Added +90.4k +90,431
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 5,021,9965.0m $426.4m $426.4m 0.05% Added +1.5m +1,509,570
3 CIBC WORLD MARKETS CORP 6.34% of their portfolio NEW YORK, NY 4,548,5574.5m $386.2m $386.2m 6.34% Reduced -3.2k -3,249
4 WealthNavi Inc. 4.89% of their portfolio Shinagawa-ku, TOKYO, M0 3,376,7543.4m $286.7m $286.7m 4.89% Added +324.8k +324,761
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,210,8413.2m $272.6m $272.6m 0.03% Added +529.6k +529,576
6 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,915,4481.9m $162.6m $162.6m 0.08% Added +586.6k +586,644
7 BNP PARIBAS FINANCIAL MARKETS 0.25% of their portfolio PARIS, I0 1,353,8521.4m $114.9m $114.9m 0.25% Added +733.4k +733,443
8 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,099,0261.1m $93.3m $93.3m 0.03% Reduced -1.2m -1,172,557
9 WOLVERINE TRADING, LLC 2.75% of their portfolio CHICAGO, IL 1,092,3861.1m $90.8m $90.8m 2.75% Reduced -135.2k -135,172
10 BlackRock Inc. 0.00% of their portfolio New York, NY 1,061,4311.1m $90.1m $90.1m 0.00% Reduced -5.8k -5,827
11 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 790,106790.1k $67.1m $67.1m 0.07% Added +370.6k +370,592
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 781,909781.9k $66.4m $66.4m 0.02% Added +150.7k +150,716
13 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 701,247701.2k $59.5m $59.5m 0.05% Reduced -11.4k -11,374
14 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 597,652597.7k $50.7m $50.7m 0.07% Reduced -88.0k -88,044
15 TWO SIGMA ADVISERS, LP 0.13% of their portfolio NEW YORK, NY 590,000590.0k $50.1m $50.1m 0.13% New
16 Ilmarinen Mutual Pension Insurance Co 0.64% of their portfolio HELSINKI, H9 550,627550.6k $46.7m $46.7m 0.64% Reduced -10.0k -10,000
17 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 549,249549.2k $46.6m $46.6m 0.08% Reduced -14.8k -14,791
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 537,285537.3k $45.6m $45.6m 0.01% Added +22.5k +22,467
19 TWO SIGMA INVESTMENTS, LP 0.12% of their portfolio NEW YORK, NY 480,005480.0k $40.8m $40.8m 0.12% Reduced -29.1k -29,145
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 367,904367.9k $31.2m $31.2m 0.00% Added +87.7k +87,660
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 367,303367.3k $31.2m $31.2m 0.01% Reduced -34.9k -34,859
22 Money Design Co.,Ltd. 1.80% of their portfolio TOKYO, M0 359,704359.7k $30.5m $30.5m 1.80% Reduced -293.4k -293,434
23 CAPITAL FUND MANAGEMENT S.A. 0.56% of their portfolio PARIS, I0 338,772338.8k $28.8m $28.8m 0.56% Added +118.4k +118,399
24 Twin Tree Management, LP 0.78% of their portfolio DALLAS, TX 324,916324.9k $27.6m $27.6m 0.78% New
25 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 304,710304.7k $25.9m $25.9m 0.03% New
26 FMR LLC 0.00% of their portfolio BOSTON, MA 279,814279.8k $23.8m $23.8m 0.00% Added +112.8k +112,847
27 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 277,755277.8k $23.6m $23.6m 0.02% Reduced -25.6k -25,646
28 Parallax Volatility Advisers, L.P. 0.78% of their portfolio San Francisco, CA 260,520260.5k $22.1m $22.1m 0.78% Added +71.2k +71,173
29 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 245,771245.8k $20.9m $20.9m 0.06% Reduced -51.0k -51,021
30 FUKOKU MUTUAL LIFE INSURANCE Co 1.87% of their portfolio TOKYO, M0 243,000243.0k $20.6m $20.6m 1.87% Unchanged
31 Mariner, LLC 0.06% of their portfolio Overland Park, KS 231,871231.9k $19.7m $19.7m 0.06% Reduced -4.5k -4,456
32 Veritable, L.P. 0.34% of their portfolio Newtown Square, PA 231,129231.1k $19.6m $19.6m 0.34% Unchanged
33 Squarepoint Ops LLC 0.13% of their portfolio NEW YORK, NY 218,744218.7k $18.6m $18.6m 0.13% New
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 203,570203.6k $17.3m $17.3m 0.01% Reduced -60.8k -60,800
35 Allworth Financial LP 0.16% of their portfolio FOLSOM, CA 183,478183.5k $15.6m $15.6m 0.16% Reduced -1.5k -1,466
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 174,204174.2k $14.8m $14.8m 0.02% Reduced -67.1k -67,146
37 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 153,518153.5k $13.7m $13.7m 0.01% Reduced -89.2k -89,244
38 Gunma Bank,Ltd. 5.64% of their portfolio GUNMA, M0 151,000151.0k $12.8m $12.8m 5.64% Unchanged
39 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 144,819144.8k $12.3m $12.3m 0.09% Reduced -34.2k -34,166
40 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 144,785144.8k $12.3m $12.3m 0.02% Reduced -246.1k -246,077
41 Anson Funds Management LP 1.72% of their portfolio DALLAS, TX 143,238143.2k $12.2m $12.2m 1.72% Added +40.9k +40,938
42 Passaic Partners LLC 2.45% of their portfolio NEWARK, NJ 142,740142.7k $12.1m $12.1m 2.45% Added +1.7k +1,720
43 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 142,269142.3k $12.1m $12.1m 0.01% Added +993 +993
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 141,492141.5k $12.0m $12.0m 0.02% Added +3.6k +3,630
45 SG Americas Securities, LLC 0.16% of their portfolio NEW YORK, NY 140,505140.5k $11.9m $11.9m 0.16% Added +20.5k +20,501
46 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 138,675138.7k $11.8m $11.8m 0.02% Added +1.4k +1,379
47 Omega Financial Group, LLC 5.27% of their portfolio Santa Barbara, CA 134,407134.4k $11.4m $11.4m 5.27% Added +21.6k +21,590
48 IFP Advisors, Inc 0.45% of their portfolio TAMPA, FL 131,278131.3k $10.3m $10.3m 0.45% Added +126.9k +126,856
49 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 125,004125.0k $10.6m $10.6m 0.02% Added +925 +925
50 Regis Management CO LLC 3.57% of their portfolio MENLO PARK, CA 124,710124.7k $10.6m $10.6m 3.57% Reduced -22.2k -22,153
51 Weiss Asset Management LP 0.81% of their portfolio BOSTON, MA 121,814121.8k $10.3m $10.3m 0.81% New
52 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 119,000119.0k $10.1m $10.1m 0.03% Reduced -1.1m -1,081,000
53 CAPSTONE INVESTMENT ADVISORS, LLC 0.30% of their portfolio NEW YORK, NY 115,772115.8k $9.8m $9.8m 0.30% New
54 Estate Counselors, LLC 1.23% of their portfolio Thiensville, WI 109,850109.8k $9.3m $9.3m 1.23% Added +64.2k +64,240
55 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 106,923106.9k $9.0m $9.0m 0.01% Added +44.9k +44,878
56 LAKE STREET ADVISORS GROUP, LLC 0.55% of their portfolio PORTSMOUTH, NH 104,989105.0k $8.9m $8.9m 0.55% Reduced -25.2k -25,172
57 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 1.47% of their portfolio Fort Collins, CO 104,841104.8k $8.9m $8.9m 1.47% Reduced -1.2k -1,226
58 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 100,998101.0k $8.6m $8.6m 0.02% Added +6.5k +6,519
59 Brookfield Corp /ON/ 0.03% of their portfolio TORONTO, A6 96,72496.7k $8.2m $8.2m 0.03% Reduced -21.5k -21,505
60 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 94,21094.2k $8.0m $8.0m 0.01% Added +81.7k +81,688
61 MISSION WEALTH MANAGEMENT, LP 0.33% of their portfolio Santa Barbara, CA 91,92291.9k $7.8m $7.8m 0.33% Added +43.1k +43,085
62 SCS Capital Management LLC 0.22% of their portfolio BOSTON, MA 87,24787.2k $7.4m $7.4m 0.22% Unchanged
63 Tower Research Capital LLC (TRC) 0.23% of their portfolio NEW YORK, NY 86,97287.0k $7.4m $7.4m 0.23% Added +86.4k +86,395
64 Jump Financial, LLC 0.30% of their portfolio Chicago, IL 86,39086.4k $7.3m $7.3m 0.30% Reduced -2.2k -2,239
65 Mitsubishi UFJ Trust & Banking Corp 0.02% of their portfolio TOKYO, M0 81,97582.0k $7.0m $7.0m 0.02% Reduced -426 -426
66 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 80,68280.7k $6.8m $6.8m 0.01% Added +49.5k +49,455
67 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 76,61476.6k $6.5m $6.5m 0.01% Reduced -16.0k -16,039
68 Bank Julius Baer & Co. Ltd, Zurich 0.04% of their portfolio ZURICH, V8 75,46675.5k $6.4m $6.4m 0.04% Reduced -84 -84
69 MYDA Advisors LLC 2.68% of their portfolio WOODMERE, NY 75,00075.0k $6.4m $6.4m 2.68% New
70 CHILTON CAPITAL MANAGEMENT LLC 0.34% of their portfolio HOUSTON, TX 68,77468.8k $5.8m $5.8m 0.34% Reduced -4.4k -4,388
71 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.18% of their portfolio TOKYO, M0 67,47067.5k $5.7m $5.7m 0.18% Added +16.6k +16,572
72 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 66,03166.0k $5.6m $5.6m 0.01% Added +196 +196
73 STEPHENS INC /AR/ 0.11% of their portfolio LITTLE ROCK, AR 64,92964.9k $5.5m $5.5m 0.11% Reduced -9.3k -9,256
74 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 63,51163.5k $5.4m $5.4m 0.03% Added +11.1k +11,099
75 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 63,13763.1k $5.4m $5.4m 0.01% Added +17.8k +17,792
76 Crestone Asset Management LLC 1.13% of their portfolio BOULDER, CO 62,64262.6k $5.3m $5.3m 1.13% Reduced -14.4k -14,379
77 Twele Capital Management, Inc. 0.87% of their portfolio MINNETONKA, MN 62,53962.5k $5.3m $5.3m 0.87% Reduced -1.1k -1,102
78 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 62,34762.3k $5.3m $5.3m 0.04% Reduced -97.6k -97,557
79 Hunting Hill Global Capital, LLC 6.00% of their portfolio New York, NY 61,40061.4k $5.2m $5.2m 6.00% New
80 Virtu Financial LLC 0.53% of their portfolio New York, NY 58,46458.5k $5.0m $5.0m 0.53% Reduced -3.7k -3,725
81 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 57,59257.6k $4.9m $4.9m 0.01% Reduced -5.0k -5,008
82 Magnus Financial Group LLC 0.74% of their portfolio NEW YORK, NY 57,45757.5k $4.9m $4.9m 0.74% Reduced -9.5k -9,492
83 Matthew Goff Investment Advisor, LLC 1.20% of their portfolio HOUSTON, TX 56,89756.9k $4.8m $4.8m 1.20% Reduced -2.5k -2,513
84 JSF Financial, LLC 1.77% of their portfolio LOS ANGELES, CA 55,75455.8k $4.7m $4.7m 1.77% Added +12.0k +11,967
85 Washington Trust Bank 0.50% of their portfolio Spokane, WA 55,46155.5k $4.7m $4.7m 0.50% Reduced -110.9k -110,857
86 ARKANSAS FINANCIAL GROUP, INC. 0.97% of their portfolio LITTLE ROCK, AR 55,19255.2k $4.7m $4.7m 0.97% Reduced -309 -309
87 Geneos Wealth Management Inc. 0.28% of their portfolio ENGLEWOOD, CO 53,90553.9k $4.6m $4.6m 0.28% Added +963 +963
88 Paloma Partners Management Co 0.96% of their portfolio GREENWICH, CT 51,52951.5k $4.4m $4.4m 0.96% New
89 Whitegate Investment Counselors, Inc. 1.41% of their portfolio CONCORD, NH 51,40551.4k $4.4m $4.4m 1.41% Added +3.9k +3,893
90 COURIER CAPITAL LLC 0.48% of their portfolio BUFFALO, NY 51,10951.1k $4.3m $4.3m 0.48% Added +1.2k +1,172
91 SOA Wealth Advisors, LLC. 1.06% of their portfolio NEW YORK, NY 50,56550.6k $4.3m $4.3m 1.06% Reduced -472 -472
92 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 50,00050.0k $4.2m $4.2m 0.01% Added +40.0k +40,000
93 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 44,43344.4k $3.8m $3.8m 0.01% Added +823 +823
94 Guidance Point Advisors, LLC 1.50% of their portfolio Wellesley, MA 43,68543.7k $3.7m $3.7m 1.50% Added +838 +838
95 Asset Management One Co., Ltd. 0.02% of their portfolio TOKYO, M0 42,70042.7k $3.6m $3.6m 0.02% Added +19.5k +19,470
96 Quantbot Technologies LP 0.24% of their portfolio NEW YORK, NY 39,90039.9k $3.4m $3.4m 0.24% Added +19.7k +19,657
97 Allegheny Financial Group 1.37% of their portfolio Pittsburgh, PA 39,89239.9k $3.4m $3.4m 1.37% Added +1.2k +1,202
98 Segantii Capital Management Ltd 0.15% of their portfolio HONG KONG, K3 39,86839.9k $3.4m $3.4m 0.15% Added +18.4k +18,391
99 FOX RUN MANAGEMENT, L.L.C. 1.09% of their portfolio GREENWICH, CT 39,50039.5k $3.4m $3.4m 1.09% Added +34.9k +34,900
100 First Horizon Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 39,47039.5k $3.4m $3.4m 0.12% Reduced -733 -733