Vault-13

ISHARES TR IYW

U.S. TECH ETF · ETP · CUSIP 464287721

973 institutional holders +21 vs Q4 2023
92,642,22092.6m shares reported held*
$12.5bnreported value*
96 new 388 added 280 reduced 67 sold out net bought ≈ $1.1bn (+8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $135.13. Options: 5 managers hold calls ($19.6m notional), 4 hold puts ($13.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 587Q4 22: 702Q1 23: 760Q2 23: 830Q3 23: 835Q4 23: 952Q1 24: 973973Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022587
Q4 2022702
Q1 2023760
Q2 2023830
Q3 2023835
Q4 2023952
Q1 2024973

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 353 bought or addedQ4 22: 210 cut or sold outQ4 22Q1 23: 389 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 385 bought or addedQ2 23: 286 cut or sold outQ2 23Q3 23: 216 bought or addedQ3 23: 452 cut or sold outQ3 23Q4 23: 454 bought or addedQ4 23: 269 cut or sold outQ4 23Q1 24: 484 bought or addedQ1 24: 347 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022353210
Q1 2023389244
Q2 2023385286
Q3 2023216452
Q4 2023454269
Q1 2024484347

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $14.5mQ2 23 puts: $8.8mQ2 23P/C 0.61Q3 23 calls: $14.9mQ3 23 puts: $21.9mQ3 23P/C 1.46Q4 23 calls: $13.7mQ4 23 puts: $25.3mQ4 23P/C 1.84Q1 24 calls: $19.6mQ1 24 puts: $13.2mQ1 24P/C 0.68
Numbers
QuarterCallsPutsP/C
Q2 2023$14.5m$8.8m0.61
Q3 2023$14.9m$21.9m1.46
Q4 2023$13.7m$25.3m1.84
Q1 2024$19.6m$13.2m0.68

Biggest buyers

MORGAN STANLEY Added +4,989,114+5.0m
ENVESTNET ASSET MANAGEMENT INC Added +918,172+918.2k
JPMORGAN CHASE & CO Added +672,552+672.6k
Cetera Investment Advisers Added +422,212+422.2k
LPL Financial LLC Added +410,347+410.3k
1832 Asset Management L.P. Added +367,906+367.9k
Parker Investment Management, LLC Added +302,275+302.3k
AVANTAX ADVISORY SERVICES, INC. Added +154,736+154.7k
GOLDMAN SACHS GROUP INC Added +131,217+131.2k
J.W. COLE ADVISORS, INC. Added +129,838+129.8k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -691,016-691.0k
FIL Ltd Reduced -493,923-493.9k
HSBC HOLDINGS PLC Reduced -391,948-391.9k
Financial Gravity Asset Management, Inc. Reduced -306,574-306.6k
Bank of New York Mellon Corp Reduced -217,477-217.5k
Cetera Advisor Networks LLC Sold out -210,454-210.5k
Granite Bay Wealth Management, LLC Reduced -188,229-188.2k
TWO SIGMA INVESTMENTS, LP Reduced -183,200-183.2k
Cetera Advisors LLC Sold out -175,576-175.6k
AE Wealth Management LLC Reduced -137,266-137.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.1m111.5k shares
CITADEL ADVISORS LLC Added $2.3m16.9k shares
Belvedere Trading LLC Added $1.4m10.6k shares
WOLVERINE TRADING, LLC Added $783.3k5.8k shares
Cutler Group LLC / CA Reduced $11.0k3.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.9m88.4k shares
CITADEL ADVISORS LLC Reduced $877.9k6.5k shares
WOLVERINE TRADING, LLC Reduced $391.7k2.9k shares
Cutler Group LLC / CA Reduced $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 17,440,68617.4m $2.4bn $2.4bn 0.06% Added +5.0m +4,989,114
2 ENVESTNET ASSET MANAGEMENT INC 0.58% of their portfolio Berwyn, PA 11,442,00311.4m $1.5bn $1.5bn 0.58% Added +918.2k +918,172
3 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 6,243,0426.2m $843.2m $843.2m 0.04% Added +672.6k +672,552
4 PGIM Custom Harvest LLC 14.53% of their portfolio NEWARK, NJ 4,345,7294.3m $586.9m $586.9m 14.53% Added +98.5k +98,466
5 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 4,328,4724.3m $584.6m $584.6m 0.06% Reduced -9.2k -9,234
6 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 3,820,0803.8m $515.9m $515.9m 0.28% Added +410.3k +410,347
7 UBS Group AG 0.09% of their portfolio ZURICH, V8 2,101,6322.1m $283.8m $283.8m 0.09% Reduced -28.0k -27,957
8 BlackRock Inc. 0.01% of their portfolio New York, NY 2,072,6622.1m $279.9m $279.9m 0.01% Reduced -115.0k -115,014
9 Envestnet Portfolio Solutions, Inc. 0.69% of their portfolio BERWYN, PA 1,360,0281.4m $183.7m $183.7m 0.69% Added +102.3k +102,269
10 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,344,1881.3m $181.5m $181.5m 0.05% Added +90.1k +90,116
11 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,203,9671.2m $162.6m $162.6m 0.04% Reduced -100.7k -100,693
12 CWM, LLC 0.77% of their portfolio OMAHA, NE 1,173,8031.2m $158.5m $158.5m 0.77% Added +95.1k +95,066
13 PARK AVENUE SECURITIES LLC 1.84% of their portfolio NEW YORK, NY 1,054,6531.1m $142.4m $142.4m 1.84% Added +95.5k +95,459
14 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,014,3741.0m $137.0m $137.0m 0.03% Added +111.3k +111,332
15 FIL Ltd 0.13% of their portfolio HAMILTON, D0 962,364962.4k $130.0m $130.0m 0.13% Reduced -493.9k -493,923
16 MML INVESTORS SERVICES, LLC 0.51% of their portfolio SPRINGFIELD, MA 908,737908.7k $122.7m $122.7m 0.51% Added +106.5k +106,539
17 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 887,182887.2k $119.8m $119.8m 0.20% Added +87.4k +87,394
18 Dynasty Wealth Management, LLC 3.80% of their portfolio ST. PETERSBURG, FL 882,744882.7k $119.2m $119.2m 3.80% First filing
19 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 882,381882.4k $119.2m $119.2m 0.18% Added +55.6k +55,554
20 Cetera Investment Advisers 0.24% of their portfolio SCHAUMBURG, IL 743,002743.0k $100.3m $100.3m 0.24% Added +422.2k +422,212
21 Parker Investment Management, LLC 17.25% of their portfolio Menlo Park, CA 738,604738.6k $99.8m $99.8m 17.25% Added +302.3k +302,275
22 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 682,254682.3k $92.1m $92.1m 0.27% Added +21.6k +21,634
23 RiverFront Investment Group, LLC 2.57% of their portfolio RICHMOND, VA 675,676675.7k $91.3m $91.3m 2.57% Added +122.7k +122,748
24 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 553,635553.6k $74.8m $74.8m 0.05% Added +18.9k +18,904
25 OneDigital Investment Advisors LLC 1.06% of their portfolio OVERLAND PARK, KS 498,598498.6k $67.3m $67.3m 1.06% Added +70.2k +70,217
26 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 473,804473.8k $64.0m $64.0m 0.14% Reduced -691.0k -691,016
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.48% of their portfolio IRVING, TX 428,675428.7k $57.9m $57.9m 0.48% Reduced -11.9k -11,933
28 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 423,244423.2k $57.2m $57.2m 0.07% Reduced -456 -456
29 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 417,077417.1k $56.3m $56.3m 0.04% Reduced -3.5k -3,516
30 CAPTRUST FINANCIAL ADVISORS 0.20% of their portfolio RALEIGH, NC 401,084401.1k $54.2m $54.2m 0.20% Reduced -12.8k -12,837
31 1832 Asset Management L.P. 0.09% of their portfolio TORONTO, A6 373,406373.4k $50.4m $50.4m 0.09% Added +367.9k +367,906
32 Quotient Wealth Partners, LLC 1.78% of their portfolio DALLAS, TX 369,014369.0k $49.8m $49.8m 1.78% Added +52.7k +52,693
33 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 353,439353.4k $47.7m $47.7m 0.01% Added +131.2k +131,217
34 NewEdge Advisors, LLC 0.40% of their portfolio NEW ORLEANS, LA 343,142343.1k $46.3m $46.3m 0.40% Added +28.0k +28,006
35 AVANTAX ADVISORY SERVICES, INC. 0.41% of their portfolio DALLAS, TX 342,524342.5k $46.3m $46.3m 0.41% Added +154.7k +154,736
36 CW Advisors, LLC 0.78% of their portfolio BOSTON, MA 336,467336.5k $45.4m $45.4m 0.78% Reduced -14.6k -14,592
37 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 335,533335.5k $45.3m $45.3m 0.01% Reduced -217.5k -217,477
38 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 315,190315.2k $42.6m $42.6m 0.16% Added +24.8k +24,753
39 JB Capital LLC 2.69% of their portfolio WETHERSFIELD, CT 298,740298.7k $40.3m $40.3m 2.69% Added +28.6k +28,559
40 Kestra Advisory Services, LLC 0.27% of their portfolio AUSTIN, TX 298,004298.0k $40.2m $40.2m 0.27% Added +23.4k +23,396
41 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 286,063286.1k $38.6m $38.6m 0.05% Added +17.1k +17,129
42 Portfolio Strategies, Inc. 2.49% of their portfolio MONTVALE, NJ 271,125271.1k $36.6m $36.6m 2.49% Added +39.0k +39,004
43 TWO SIGMA INVESTMENTS, LP 0.09% of their portfolio NEW YORK, NY 257,800257.8k $34.8m $34.8m 0.09% Reduced -183.2k -183,200
44 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 243,947243.9k $33.0m $33.0m 0.05% Added +6.5k +6,466
45 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 212,904212.9k $28.8m $28.8m 0.06% Added +92.3k +92,277
46 FIRST MERCHANTS CORP 2.14% of their portfolio Muncie, IN 210,805210.8k $28.5m $28.5m 2.14% Reduced -24.7k -24,740
47 Foundations Investment Advisors, LLC 0.74% of their portfolio PHOENIX, AZ 210,624210.6k $28.4m $28.4m 0.74% Added +21.5k +21,463
48 Howard Capital Management Group, LLC 2.13% of their portfolio Los Angeles, CA 204,293204.3k $27.6m $27.6m 2.13% Reduced -4.2k -4,239
49 Apexium Financial, LP 2.04% of their portfolio Dallas, TX 199,062199.1k $26.9m $26.9m 2.04% Added +6.4k +6,423
50 COMMERCE BANK 0.16% of their portfolio KANSAS CITY, MO 180,796180.8k $24.4m $24.4m 0.16% Reduced -1.1k -1,065
51 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 180,643180.6k $24.4m $24.4m 0.18% Added +2.0k +1,992
52 Integrated Wealth Concepts LLC 0.35% of their portfolio WALTHAM, MA 179,206179.2k $24.2m $24.2m 0.35% Added +878 +878
53 Mariner, LLC 0.05% of their portfolio Overland Park, KS 173,336173.3k $23.4m $23.4m 0.05% Added +33.3k +33,263
54 Advisory Services Network, LLC 0.51% of their portfolio ATLANTA, GA 171,476171.5k $23.2m $23.2m 0.51% Reduced -5.0k -5,003
55 Stratos Wealth Partners, LTD. 0.38% of their portfolio BEACHWOOD, OH 170,209170.2k $23.0m $23.0m 0.38% Added +54.1k +54,101
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 162,898162.9k $22.0m $22.0m 0.02% Added +41.0k +40,958
57 Atria Wealth Solutions, Inc. 0.25% of their portfolio NEW YORK, NY 161,427161.4k $21.8m $21.8m 0.25% Added +6.6k +6,599
58 TWO SIGMA ADVISERS, LP 0.05% of their portfolio NEW YORK, NY 159,100159.1k $21.5m $21.5m 0.05% Reduced -79.7k -79,700
59 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 153,219153.2k $20.7m $20.7m 0.03% Added +10.8k +10,782
60 SPC Financial, Inc. 1.87% of their portfolio ROCKVILLE, MD 147,695147.7k $19.9m $19.9m 1.87% Reduced -1.1k -1,081
61 J.W. COLE ADVISORS, INC. 0.99% of their portfolio TAMPA, FL 144,967145.0k $19.6m $19.6m 0.99% Added +129.8k +129,838
62 Advocacy Wealth Management, LLC 1.64% of their portfolio ATLANTA, GA 140,908140.9k $19.0m $19.0m 1.64% Added +27.5k +27,477
63 Tidal Investments LLC 0.32% of their portfolio Milwaukee, WI 140,082140.1k $19.0m $19.0m 0.32% Added +28.6k +28,574
64 Atria Investments, Inc 0.26% of their portfolio Charlotte, NC 138,173138.2k $18.7m $18.7m 0.26% Added +14.7k +14,655
65 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 136,314136.3k $18.4m $18.4m 0.21% Reduced -137.3k -137,266
66 CreativeOne Wealth, LLC 0.73% of their portfolio OVERLAND PARK, KS 136,038136.0k $18.4m $18.4m 0.73% Added +46.8k +46,788
67 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 133,157133.2k $18.0m $18.0m 0.05% Added +19.5k +19,537
68 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 131,966132.0k $17.8m $17.8m 0.02% Added +2.0k +1,971
69 Perigon Wealth Management, LLC 0.52% of their portfolio SAN FRANCISCO, CA 126,914126.9k $17.1m $17.1m 0.52% Added +38.3k +38,340
70 MA Private Wealth 3.42% of their portfolio SAN CARLOS, CA 124,903124.9k $16.9m $16.9m 3.42% Reduced -1.1k -1,089
71 Capital Investment Advisors, LLC 0.39% of their portfolio ATLANTA, GA 122,372122.4k $16.5m $16.5m 0.39% Reduced -5.0k -5,047
72 Austin Private Wealth, LLC 1.88% of their portfolio Austin, TX 121,459121.5k $16.4m $16.4m 1.88% Added +19.5k +19,480
73 Stillwater Capital Advisors, LLC 2.39% of their portfolio DEVON, PA 119,515119.5k $16.1m $16.1m 2.39% Reduced -3.1k -3,072
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 117,558117.6k $15.9m $15.9m 0.04% Reduced -37.7k -37,675
75 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 116,837116.8k $16.0m $16.0m 0.01% Added +20.1k +20,147
76 Prospera Financial Services Inc 0.47% of their portfolio Dallas, TX 116,282116.3k $15.7m $15.7m 0.47% Added +19.1k +19,068
77 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 116,096116.1k $15.7m $15.7m 0.02% Added +6.5k +6,455
78 TRITONPOINT WEALTH, LLC 1.37% of their portfolio CHEVY CHASE, MD 115,332115.3k $13.1m $13.1m 1.37% Added +7.8k +7,831
79 Icon Wealth Advisors, LLC 1.40% of their portfolio HOUSTON, TX 111,946111.9k $15.1m $15.1m 1.40% Added +9.9k +9,874
80 Mendel Capital Management LLC 9.62% of their portfolio LITTLE ROCK, AR 107,560107.6k $14.5m $14.5m 9.62% Reduced -2.7k -2,726
81 First Citizens Financial Corp 8.50% of their portfolio MASON CITY, IA 105,999106.0k $14.3m $14.3m 8.50% Added +2.6k +2,618
82 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 102,179102.2k $13.8m $13.8m 0.01% Added +65.3k +65,338
83 First Horizon Advisors, Inc. 0.41% of their portfolio MEMPHIS, TN 97,01397.0k $13.1m $13.1m 0.41% Added +6.5k +6,509
84 Horst & Graben Wealth Management LLC 2.59% of their portfolio PORTLAND, OR 94,21194.2k $12.7m $12.7m 2.59% Reduced -544 -544
85 Commonwealth Financial Services, LLC 2.59% of their portfolio VIENNA, WV 89,52989.5k $11.0m $11.0m 2.59% Added +103 +103
86 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.32% of their portfolio BOSTON, MA 88,80888.8k $12.0m $12.0m 0.32% New
87 AdvisorNet Financial, Inc 1.15% of their portfolio MINNETONKA, MN 88,46388.5k $11.9m $11.9m 1.15% Added +64.2k +64,198
88 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 87,64287.6k $11.8m $11.8m 0.02% New
89 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 87,08587.1k $11.8m $11.8m 0.02% Reduced -6.9k -6,858
90 One Wealth Advisors, LLC 2.02% of their portfolio SAN FRANCISCO, CA 85,78485.8k $11.6m $11.6m 2.02% Added +4.3k +4,296
91 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 85,50485.5k $11.5m $11.5m 0.01% New
92 Spire Wealth Management 0.21% of their portfolio MCLEAN, VA 84,96685.0k $11.5m $11.5m 0.21% Added +256 +256
93 Rollins Financial Advisors, LLC 2.16% of their portfolio ATLANTA, GA 84,77484.8k $11.4m $11.4m 2.16% Added +15 +15
94 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 83,91483.9k $11.3m $11.3m 0.03% Added +41.6k +41,554
95 Simplicity Wealth,LLC 0.27% of their portfolio SUMMIT, NJ 83,32083.3k $11.3m $11.3m 0.27% Added +71.1k +71,147
96 SteelPeak Wealth, LLC 0.57% of their portfolio WOODLAND HILLS, CA 82,86082.9k $11.2m $11.2m 0.57% Added +13.1k +13,124
97 GRIES FINANCIAL LLC 1.84% of their portfolio Cleveland, OH 81,57081.6k $11.0m $11.0m 1.84% Added +171 +171
98 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.29% of their portfolio Westlake, OH 80,79980.8k $10.9m $10.9m 1.29% Reduced -29.9k -29,905
99 Security Financial Services, INC. 2.41% of their portfolio Fort Wayne, IN 79,16679.2k $10.7m $10.7m 2.41% Reduced -1.5k -1,476
100 Merit Financial Group, LLC 0.25% of their portfolio ALPHARETTA, GA 78,38078.4k $10.4m $10.4m 0.25% Added +16.8k +16,769