Vault-13

ISHARES TR IYW

U.S. TECH ETF · ETP · CUSIP 464287721

760 institutional holders +58 vs Q4 2022
74,540,82174.5m shares reported held*
$6.9bnreported value*
105 new 284 added 203 reduced 41 sold out net bought ≈ $990.1m (+10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.07. Options: 5 managers hold calls ($8.9m notional), 4 hold puts ($4.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 587Q4 22: 702Q1 23: 760760Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022587
Q4 2022702
Q1 2023760

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 353 bought or addedQ4 22: 210 cut or sold outQ4 22Q1 23: 389 bought or addedQ1 23: 244 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353210
Q1 2023389244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.0mQ3 22 puts: $2.6mQ3 22P/C 0.32Q4 22 calls: $7.0mQ4 22 puts: $2.5mQ4 22P/C 0.35Q1 23 calls: $8.9mQ1 23 puts: $4.1mQ1 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2022$8.0m$2.6m0.32
Q4 2022$7.0m$2.5m0.35
Q1 2023$8.9m$4.1m0.46

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +4,286,065+4.3m
LPL Financial LLC Added +910,521+910.5k
BlackRock Inc. Added +788,079+788.1k
JPMORGAN CHASE & CO Added +540,942+540.9k
OSAIC HOLDINGS, INC. Added +463,521+463.5k
PARK AVENUE SECURITIES LLC Added +402,985+403.0k
J.P. Morgan Private Wealth Advisors LLC Added +253,137+253.1k
MORGAN STANLEY Added +194,740+194.7k
MML INVESTORS SERVICES, LLC Added +177,082+177.1k
OneDigital Investment Advisors LLC Added +134,830+134.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -193,002-193.0k
GOLDMAN SACHS GROUP INC Reduced -176,129-176.1k
RiverFront Investment Group, LLC Reduced -154,697-154.7k
RAYMOND JAMES & ASSOCIATES Reduced -145,323-145.3k
ROYAL BANK OF CANADA Reduced -138,331-138.3k
Hobart Private Capital, LLC Reduced -110,323-110.3k
Kestra Advisory Services, LLC Reduced -104,603-104.6k
TWO SIGMA INVESTMENTS, LP Sold out -67,400-67.4k
1832 Asset Management L.P. Reduced -67,322-67.3k
JANE STREET GROUP, LLC Reduced -63,935-63.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.7m82.6k shares
CITADEL ADVISORS LLC Reduced $677.5k7.3k shares
WOLVERINE TRADING, LLC New $310.0k3.4k shares
Belvedere Trading LLC New $204.2k2.2k shares
Cutler Group LLC / CA Added $2.0k400 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.0m21.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.2m12.6k shares
WOLVERINE TRADING, LLC New $922.0k10.1k shares
Belvedere Trading LLC New $9.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.67% of their portfolio Berwyn, PA 15,121,47915.1m $1.4bn $1.4bn 0.67% Added +4.3m +4,286,065
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 6,184,1876.2m $574.0m $574.0m 0.06% Added +194.7k +194,740
3 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 4,438,6784.4m $412.0m $412.0m 0.05% Reduced -193.0k -193,002
4 PGIM Custom Harvest LLC 16.42% of their portfolio NEWARK, NJ 4,262,5314.3m $395.6m $395.6m 16.42% Reduced -27.2k -27,206
5 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 4,069,5834.1m $377.7m $377.7m 0.29% Added +910.5k +910,521
6 BlackRock Inc. 0.01% of their portfolio New York, NY 2,587,1102.6m $240.1m $240.1m 0.01% Added +788.1k +788,079
7 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,021,6742.0m $187.6m $187.6m 0.02% Added +540.9k +540,942
8 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 1,998,1292.0m $185.4m $185.4m 0.35% Added +463.5k +463,521
9 UBS Group AG 0.08% of their portfolio ZURICH, V8 1,874,5571.9m $174.0m $174.0m 0.08% Reduced -63.6k -63,646
10 CWM, LLC 1.04% of their portfolio OMAHA, NE 1,656,2571.7m $153.7m $153.7m 1.04% Added +27.6k +27,633
11 PARK AVENUE SECURITIES LLC 2.25% of their portfolio NEW YORK, NY 1,409,1111.4m $130.8m $130.8m 2.25% Added +403.0k +402,985
12 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,222,2651.2m $113.4m $113.4m 0.03% Added +2.7k +2,746
13 Janney Montgomery Scott LLC 0.35% of their portfolio PHILADELPHIA, PA 917,420917.4k $85.1m $85.1m 0.35% Added +107.8k +107,845
14 MML INVESTORS SERVICES, LLC 0.57% of their portfolio SPRINGFIELD, MA 875,375875.4k $81.2m $81.2m 0.57% Added +177.1k +177,082
15 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 818,068818.1k $75.9m $75.9m 0.02% Reduced -138.3k -138,331
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 754,134754.1k $70.0m $70.0m 0.02% Added +115.7k +115,742
17 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 715,583715.6k $66.4m $66.4m 0.13% Added +108.7k +108,748
18 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 691,977692.0k $64.2m $64.2m 0.01% Added +108.5k +108,476
19 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 587,173587.2k $54.5m $54.5m 0.11% Added +79.4k +79,412
20 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 557,978558.0k $51.8m $51.8m 0.05% Reduced -145.3k -145,323
21 RiverFront Investment Group, LLC 1.70% of their portfolio RICHMOND, VA 519,893519.9k $48.3m $48.3m 1.70% Reduced -154.7k -154,697
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 469,764469.8k $43.6m $43.6m 0.04% Reduced -6.6k -6,606
23 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 400,244400.2k $37.1m $37.1m 0.32% Added +103.6k +103,554
24 OneDigital Investment Advisors LLC 0.85% of their portfolio OVERLAND PARK, KS 389,521389.5k $36.2m $36.2m 0.85% Added +134.8k +134,830
25 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 368,348368.3k $34.2m $34.2m 0.05% Added +59.2k +59,180
26 CW Advisors, LLC 0.81% of their portfolio BOSTON, MA 360,225360.2k $33.4m $33.4m 0.81% Reduced -9.9k -9,918
27 JB Capital LLC 3.05% of their portfolio WETHERSFIELD, CT 359,706359.7k $33.4m $33.4m 3.05% Added +90.2k +90,182
28 Quantitative Advantage, LLC 4.80% of their portfolio MINNETONKA, MN 356,495356.5k $33.1m $33.1m 4.80% Added +1.3k +1,299
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.18% of their portfolio IRVING, TX 340,640340.6k $31.6m $31.6m 0.18% Reduced -3.3k -3,313
30 NewEdge Advisors, LLC 0.39% of their portfolio NEW ORLEANS, LA 338,072338.1k $31.4m $31.4m 0.39% Added +84.2k +84,214
31 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 329,206329.2k $30.6m $30.6m 0.20% Added +68.9k +68,856
32 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 326,901326.9k $30.3m $30.3m 0.06% Added +253.1k +253,137
33 WEALTHSOURCE PARTNERS, LLC 2.01% of their portfolio SAN LUIS OBISPO, CA 319,628319.6k $29.7m $29.7m 2.01% Added +65.4k +65,374
34 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 276,935276.9k $25.7m $25.7m 0.13% Added +54.9k +54,864
35 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 261,138261.1k $20.9m $20.9m 0.03% Added +75.9k +75,899
36 Cetera Advisor Networks LLC 0.17% of their portfolio EL SEGUNDO, CA 253,734253.7k $23.5m $23.5m 0.17% Added +49.1k +49,114
37 FIRST MERCHANTS CORP 2.00% of their portfolio Muncie, IN 242,471242.5k $22.5m $22.5m 2.00% Added +5.6k +5,562
38 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 217,674217.7k $20.2m $20.2m 0.04% Added +20.0k +19,984
39 Howard Capital Management Group, LLC 2.09% of their portfolio Los Angeles, CA 212,419212.4k $19.7m $19.7m 2.09% Added +2.8k +2,823
40 CreativeOne Wealth, LLC 0.88% of their portfolio OVERLAND PARK, KS 192,543192.5k $17.9m $17.9m 0.88% Added +39.8k +39,791
41 Apexium Financial, LP 1.74% of their portfolio Dallas, TX 191,033191.0k $17.7m $17.7m 1.74% Added +3.0k +3,029
42 COMMERCE BANK 0.14% of their portfolio KANSAS CITY, MO 190,814190.8k $17.7m $17.7m 0.14% Reduced -10.1k -10,131
43 Atria Wealth Solutions, Inc. 0.26% of their portfolio NEW YORK, NY 186,442186.4k $17.3m $17.3m 0.26% Added +46.2k +46,205
44 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 180,316180.3k $27.8m $27.8m 0.03% Added +89.7k +89,710
45 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 171,887171.9k $16.0m $16.0m 0.15% Added +2.2k +2,170
46 Integrated Wealth Concepts LLC 0.30% of their portfolio WALTHAM, MA 159,055159.1k $14.8m $14.8m 0.30% Added +48.0k +48,038
47 Foundations Investment Advisors, LLC 0.52% of their portfolio PHOENIX, AZ 158,010158.0k $14.7m $14.7m 0.52% Added +18.0k +18,049
48 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 154,492154.5k $14.3m $14.3m 0.02% Reduced -688 -688
49 Atria Investments, Inc 0.27% of their portfolio Charlotte, NC 152,395152.4k $14.1m $14.1m 0.27% Added +38.6k +38,565
50 Cetera Advisors LLC 0.23% of their portfolio DENVER, CO 147,040147.0k $13.6m $13.6m 0.23% Added +35.3k +35,336
51 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 139,433139.4k $13.0m $13.0m 0.01% Added +14.9k +14,949
52 Capital Investment Advisors, LLC 0.37% of their portfolio ATLANTA, GA 136,482136.5k $12.7m $12.7m 0.37% Reduced -4.0k -3,983
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 135,209135.2k $12.5m $12.5m 0.00% Reduced -176.1k -176,129
54 MA Private Wealth 2.99% of their portfolio SAN CARLOS, CA 132,345132.3k $12.3m $12.3m 2.99% Added +15.2k +15,188
55 Mariner, LLC 0.03% of their portfolio Overland Park, KS 127,820127.8k $11.9m $11.9m 0.03% Added +12.7k +12,724
56 EWG Elevate Inc. 5.02% of their portfolio ROSEVILLE, CA 126,857126.9k $11.8m $11.8m 5.02% New
57 Horst & Graben Wealth Management LLC 2.89% of their portfolio PORTLAND, OR 125,394125.4k $11.6m $11.6m 2.89% Added +60.5k +60,467
58 Stillwater Capital Advisors, LLC 2.23% of their portfolio DEVON, PA 123,827123.8k $11.5m $11.5m 2.23% Reduced -1.3k -1,285
59 Icon Wealth Partners, LLC 1.25% of their portfolio HOUSTON, TX 123,490123.5k $11.5m $11.5m 1.25% First filing
60 Austin Private Wealth, LLC 1.76% of their portfolio Austin, TX 118,995119.0k $11.0m $11.0m 1.76% Added +34.0k +33,988
61 Mendel Capital Management LLC 9.94% of their portfolio LITTLE ROCK, AR 118,534118.5k $11.0m $11.0m 9.94% Reduced -1.2k -1,191
62 MGO ONE SEVEN LLC 0.70% of their portfolio Beachwood, OH 118,450118.5k $11.0m $11.0m 0.70% Added +98.4k +98,367
63 Pettinga Financial Advisors LLC 3.37% of their portfolio EVANSVILLE, IN 116,306116.3k $10.8m $10.8m 3.37% Added +37.2k +37,219
64 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.65% of their portfolio Westlake, OH 115,194115.2k $10.7m $10.7m 1.65% Added +69.1k +69,144
65 High Falls Advisors, Inc 3.15% of their portfolio ROCHESTER, NY 113,967114.0k $10.6m $10.6m 3.15% Added +30.6k +30,550
66 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 2.73% of their portfolio INDIANAPOLIS, IN 111,884111.9k $10.4m $10.4m 2.73% Added +40.4k +40,391
67 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 106,612106.6k $9.9m $9.9m 0.01% Reduced -1.3k -1,343
68 Simplicity Solutions, LLC 0.25% of their portfolio MINNEAPOLIS, MN 101,489101.5k $9.4m $9.4m 0.25% Added +96.6k +96,560
69 Security Financial Services, INC. 2.83% of their portfolio Fort Wayne, IN 100,326100.3k $9.3m $9.3m 2.83% Added +23.3k +23,321
70 Blue Trust, Inc. 0.12% of their portfolio BRENTWOOD, TN 97,30797.3k $7.2m $7.2m 0.12% New
71 West Wealth Group, LLC 4.16% of their portfolio Irvine, CA 96,73996.7k $9.0m $9.0m 4.16% Added +26.0k +26,003
72 TCWP LLC 1.68% of their portfolio Beachwood, OH 95,46495.5k $8.9m $8.9m 1.68% Added +17.8k +17,771
73 Buttonwood Financial Group, LLC 8.77% of their portfolio Kansas City, MO 94,65494.7k $8.8m $8.8m 8.77% Added +37.3k +37,332
74 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 94,10394.1k $8.7m $8.7m 0.09% Reduced -104.6k -104,603
75 SteelPeak Wealth, LLC 0.60% of their portfolio WOODLAND HILLS, CA 94,00994.0k $8.7m $8.7m 0.60% Added +39.5k +39,461
76 B. Riley Wealth Advisors, Inc. 0.23% of their portfolio MEMPHIS, TN 93,72793.7k $8.7m $8.7m 0.23% Added +14.9k +14,935
77 Merit Financial Group, LLC 0.32% of their portfolio ALPHARETTA, GA 93,56493.6k $8.7m $8.7m 0.32% Added +33.4k +33,393
78 Stratos Wealth Partners, LTD. 0.23% of their portfolio BEACHWOOD, OH 91,64491.6k $8.5m $8.5m 0.23% Reduced -9.9k -9,867
79 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 89,93789.9k $8.3m $8.3m 0.13% Added +18.5k +18,525
80 Sharkey, Howes & Javer 1.77% of their portfolio DENVER, CO 88,78688.8k $8.2m $8.2m 1.77% Added +17.1k +17,085
81 Mechanics Bank Trust Department 1.38% of their portfolio Walnut Creek, CA 88,43188.4k $8.2m $8.2m 1.38% Reduced -3.0k -3,047
82 Stonebridge Financial Planning Group, LLC 5.28% of their portfolio ORLANDO, FL 88,21788.2k $8.2m $8.2m 5.28% Reduced -7.0k -6,966
83 Scarborough Advisors, LLC 2.05% of their portfolio ANNAPOLIS, MD 87,80587.8k $8.1m $8.1m 2.05% Added +13.3k +13,293
84 One Wealth Advisors, LLC 1.86% of their portfolio SAN FRANCISCO, CA 86,76586.8k $8.1m $8.1m 1.86% Added +29.8k +29,782
85 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 85,79885.8k $8.0m $8.0m 0.10% Added +33.3k +33,306
86 Bleakley Financial Group, LLC 0.26% of their portfolio PARSIPPANY, NJ 83,17383.2k $7.7m $7.7m 0.26% Reduced -3.2k -3,202
87 Amundi 0.00% of their portfolio Paris, I0 82,33882.3k $7.5m $7.5m 0.00% Added +77.4k +77,390
88 GRIES FINANCIAL LLC 2.25% of their portfolio Cleveland, OH 81,86881.9k $7.6m $7.6m 2.25% Added +14.0k +14,024
89 Summit X, LLC 1.96% of their portfolio CHESTERFIELD, MO 81,63881.6k $7.6m $7.6m 1.96% New
90 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 81,36581.4k $7.6m $7.6m 0.09% Added +70.6k +70,648
91 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 81,36581.4k $7.6m $7.6m 0.09% Added +41.9k +41,877
92 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 80,32780.3k $7.5m $7.5m 0.02% Reduced -2.0k -1,953
93 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 79,50679.5k $7.4m $7.4m 0.20% Added +29.3k +29,317
94 Sandy Spring Bank 0.41% of their portfolio Olney, MD 77,94077.9k $7.2m $7.2m 0.41% Reduced -2.9k -2,893
95 Prime Capital Investment Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 76,67376.7k $7.1m $7.1m 0.29% Added +8.5k +8,476
96 Keystone Financial Services 3.75% of their portfolio LOVELAND, CO 75,45475.5k $7.0m $7.0m 3.75% Added +15.7k +15,683
97 Signature Wealth Management Partners, LLC 6.31% of their portfolio MONTVALE, NJ 73,24573.2k $6.8m $6.8m 6.31% Reduced -8.6k -8,637
98 Perigon Wealth Management, LLC 0.39% of their portfolio SAN FRANCISCO, CA 73,08373.1k $6.8m $6.8m 0.39% Reduced -4.8k -4,782
99 Kelly Financial Services LLC 3.40% of their portfolio BRAINTREE, MA 72,65872.7k $6.7m $6.7m 3.40% Added +28.2k +28,233
100 FMR LLC 0.00% of their portfolio BOSTON, MA 72,23472.2k $6.7m $6.7m 0.00% Added +37.5k +37,510