Vault-13

ISHARES TR IYW

U.S. TECH ETF · ETP · CUSIP 464287721

702 institutional holders +115 vs Q3 2022
63,772,00663.8m shares reported held*
$4.7bnreported value*
129 new 224 added 173 reduced 37 sold out net bought ≈ $1.9bn (+25.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.63. Options: 3 managers hold calls ($7.0m notional), 2 hold puts ($2.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 587Q4 22: 702702Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022587
Q4 2022702

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $8.0mQ3 22 puts: $2.6mQ3 22P/C 0.32Q4 22 calls: $7.0mQ4 22 puts: $2.5mQ4 22P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$8.0m$2.6m0.32
Q4 2022$7.0m$2.5m0.35

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +9,822,344+9.8m
BlackRock Inc. Added +1,798,511+1.8m
LPL Financial LLC Added +1,758,542+1.8m
CWM, LLC Added +1,609,436+1.6m
MORGAN STANLEY Added +1,109,984+1.1m
JPMORGAN CHASE & CO Added +1,070,505+1.1m
OSAIC HOLDINGS, INC. Added +1,051,176+1.1m
PARK AVENUE SECURITIES LLC New +1,006,126+1.0m
BANK OF AMERICA CORP /DE/ Added +810,546+810.5k
MML INVESTORS SERVICES, LLC Added +528,283+528.3k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -1,800,895-1.8m
Portfolio Strategies, Inc. Sold out -190,370-190.4k
RiverFront Investment Group, LLC Reduced -170,995-171.0k
CX Institutional Sold out -121,935-121.9k
CITADEL ADVISORS LLC Reduced -109,437-109.4k
TWO SIGMA ADVISERS, LP Reduced -70,886-70.9k
Raymond James Financial Services Advisors, Inc. Reduced -64,288-64.3k
RAYMOND JAMES & ASSOCIATES Reduced -59,064-59.1k
WOLVERINE TRADING, LLC Sold out -56,438-56.4k
STALEY CAPITAL ADVISERS INC Reduced -53,146-53.1k

Biggest calls

CITADEL ADVISORS LLC Added $5.4m72.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m21.8k shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

CITADEL ADVISORS LLC New $2.3m31.3k shares
BANK OF AMERICA CORP /DE/ New $149.0k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.42% of their portfolio Berwyn, PA 10,835,41410.8m $807.1m $807.1m 0.42% Added +9.8m +9,822,344
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 5,989,4476.0m $446.2m $446.2m 0.05% Added +1.1m +1,109,984
3 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 4,631,6804.6m $345.0m $345.0m 0.04% Added +810.5k +810,546
4 PGIM Custom Harvest LLC 14.45% of their portfolio NEWARK, NJ 4,289,7374.3m $319.5m $319.5m 14.45% First filing
5 LPL Financial LLC 0.20% of their portfolio FORT MILL, SC 3,159,0623.2m $235.3m $235.3m 0.20% Added +1.8m +1,758,542
6 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,938,2031.9m $144.4m $144.4m 0.07% Added +31.7k +31,684
7 BlackRock Inc. 0.00% of their portfolio New York, NY 1,799,0311.8m $134.0m $134.0m 0.00% Added +1.8m +1,798,511
8 CWM, LLC 0.89% of their portfolio OMAHA, NE 1,628,6241.6m $121.3m $121.3m 0.89% Added +1.6m +1,609,436
9 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,534,6081.5m $114.3m $114.3m 0.23% Added +1.1m +1,051,176
10 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,480,7321.5m $110.3m $110.3m 0.02% Added +1.1m +1,070,505
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,219,5191.2m $90.8m $90.8m 0.03% Added +82.3k +82,323
12 PARK AVENUE SECURITIES LLC 1.33% of their portfolio NEW YORK, NY 1,006,1261.0m $74.9m $74.9m 1.33% New
13 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 956,399956.4k $71.2m $71.2m 0.02% Added +19.6k +19,628
14 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 809,575809.6k $60.3m $60.3m 0.23% Added +523.1k +523,094
15 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 703,301703.3k $52.4m $52.4m 0.05% Reduced -59.1k -59,064
16 MML INVESTORS SERVICES, LLC 0.34% of their portfolio SPRINGFIELD, MA 698,293698.3k $52.0m $52.0m 0.34% Added +528.3k +528,283
17 RiverFront Investment Group, LLC 1.91% of their portfolio RICHMOND, VA 674,590674.6k $8.4m $8.4m 1.91% Reduced -171.0k -170,995
18 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 638,392638.4k $47.6m $47.6m 0.02% Added +268.9k +268,900
19 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 606,835606.8k $45.2m $45.2m 0.09% Reduced -64.3k -64,288
20 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 583,501583.5k $43.5m $43.5m 0.01% Added +290.9k +290,946
21 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 507,761507.8k $37.8m $37.8m 0.09% Added +135.2k +135,182
22 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 476,370476.4k $35.5m $35.5m 0.03% Reduced -4.7k -4,662
23 CW Advisors, LLC 0.71% of their portfolio BOSTON, MA 370,143370.1k $27.6m $27.6m 0.71% Reduced -3.3k -3,345
24 Quantitative Advantage, LLC 4.08% of their portfolio MINNETONKA, MN 355,196355.2k $26.5m $26.5m 4.08% Added +522 +522
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.14% of their portfolio IRVING, TX 343,953344.0k $25.6m $25.6m 0.14% Added +5.6k +5,620
26 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 311,338311.3k $23.2m $23.2m 0.01% Added +141.4k +141,442
27 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 309,168309.2k $23.0m $23.0m 0.03% Added +147.5k +147,477
28 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 296,690296.7k $22.1m $22.1m 0.20% Added +292.4k +292,408
29 JB Capital LLC 1.97% of their portfolio WETHERSFIELD, CT 269,524269.5k $20.1m $20.1m 1.97% New
30 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 260,350260.4k $19.4m $19.4m 0.14% Added +180.8k +180,792
31 OneDigital Investment Advisors LLC 0.55% of their portfolio OVERLAND PARK, KS 254,691254.7k $19.0m $19.0m 0.55% Added +173.0k +173,001
32 WEALTHSOURCE PARTNERS, LLC 1.34% of their portfolio SAN LUIS OBISPO, CA 254,254254.3k $18.9m $18.9m 1.34% Added +243.3k +243,277
33 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 253,858253.9k $3.7m $3.7m 0.10% Added +155.6k +155,551
34 FIRST MERCHANTS CORP 1.62% of their portfolio Muncie, IN 236,909236.9k $17.6m $17.6m 1.62% Reduced -31.6k -31,615
35 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 222,071222.1k $16.5m $16.5m 0.09% Added +74.8k +74,817
36 Howard Capital Management Group, LLC 1.87% of their portfolio Los Angeles, CA 209,596209.6k $15.6m $15.6m 1.87% Reduced -937 -937
37 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 204,620204.6k $15.2m $15.2m 0.12% Added +127.6k +127,627
38 COMMERCE BANK 0.12% of their portfolio KANSAS CITY, MO 200,945200.9k $15.0m $15.0m 0.12% Reduced -5.8k -5,765
39 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 198,706198.7k $14.8m $14.8m 0.13% Added +91.6k +91,571
40 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 197,690197.7k $14.7m $14.7m 0.03% Reduced -12.7k -12,747
41 Apexium Financial, LP 1.45% of their portfolio Dallas, TX 188,004188.0k $14.0m $14.0m 1.45% Added +6.0k +5,973
42 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 185,239185.2k $13.8m $13.8m 0.02% Added +24.6k +24,628
43 Private Advisor Group, LLC 0.24% of their portfolio MORRISTOWN, NJ 169,717169.7k $7.9m $7.9m 0.24% Added +8.0k +8,019
44 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 155,180155.2k $11.6m $11.6m 0.02% Added +54.9k +54,897
45 CreativeOne Wealth, LLC 0.63% of their portfolio OVERLAND PARK, KS 152,752152.8k $11.4m $11.4m 0.63% Added +145.6k +145,581
46 Capital Investment Advisors, LLC 0.32% of their portfolio ATLANTA, GA 140,465140.5k $10.5m $10.5m 0.32% Reduced -2.6k -2,586
47 Atria Wealth Solutions, Inc. 0.17% of their portfolio NEW YORK, NY 140,237140.2k $10.4m $10.4m 0.17% Added +108.8k +108,752
48 Foundations Investment Advisors, LLC 0.41% of their portfolio PHOENIX, AZ 139,961140.0k $10.4m $10.4m 0.41% Added +124.7k +124,707
49 Stillwater Capital Advisors, LLC 1.97% of their portfolio DEVON, PA 125,112125.1k $9.3m $9.3m 1.97% Added +1.9k +1,933
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 124,484124.5k $9.5m $9.5m 0.00% Reduced -1.8m -1,800,895
51 Mendel Capital Management LLC 9.30% of their portfolio LITTLE ROCK, AR 119,725119.7k $8.9m $8.9m 9.30% Reduced -2.6k -2,607
52 MA Private Wealth 2.10% of their portfolio SAN CARLOS, CA 117,157117.2k $8.7m $8.7m 2.10% New
53 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 117,039117.0k $8.7m $8.7m 0.04% Added +87.0k +86,975
54 Mariner, LLC 0.03% of their portfolio Overland Park, KS 115,096115.1k $8.6m $8.6m 0.03% Added +56.9k +56,850
55 Hobart Private Capital, LLC 5.76% of their portfolio CHARLOTTE, NC 114,169114.2k $8.5m $8.5m 5.76% Added +6.3k +6,306
56 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 113,830113.8k $8.5m $8.5m 0.17% Added +99.9k +99,924
57 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 111,704111.7k $8.3m $8.3m 0.15% Added +84.4k +84,398
58 Integrated Wealth Concepts LLC 0.22% of their portfolio WALTHAM, MA 111,017111.0k $8.3m $8.3m 0.22% Added +96.2k +96,197
59 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 107,955108.0k $8.0m $8.0m 0.01% Added +4.0k +4,042
60 Csenge Advisory Group 0.60% of their portfolio CLEARWATER, FL 103,795103.8k $7.7m $7.7m 0.60% Added +16.6k +16,565
61 Stratos Wealth Partners, LTD. 0.19% of their portfolio BEACHWOOD, OH 101,511101.5k $7.6m $7.6m 0.19% Reduced -953 -953
62 Stonebridge Financial Planning Group, LLC 4.72% of their portfolio ORLANDO, FL 95,18395.2k $7.1m $7.1m 4.72% Reduced -1.9k -1,894
63 Mechanics Bank Trust Department 1.18% of their portfolio Walnut Creek, CA 91,47891.5k $6.8m $6.8m 1.18% Added +1.4k +1,437
64 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 90,77890.8k $6.8m $6.8m 0.01% Added +29.4k +29,450
65 PITTENGER & ANDERSON INC 0.37% of their portfolio LINCOLN, NE 90,64090.6k $6.8m $6.8m 0.37% Unchanged
66 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 90,60690.6k $6.7m $6.7m 0.02% Reduced -3.1k -3,102
67 First Citizens Financial Corp 5.57% of their portfolio MASON CITY, IA 86,55686.6k $6.4m $6.4m 5.57% Reduced -172 -172
68 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 86,37586.4k $6.4m $6.4m 0.23% First filing
69 Austin Private Wealth, LLC 1.11% of their portfolio Austin, TX 85,00785.0k $6.3m $6.3m 1.11% Added +73.8k +73,840
70 Pariax, LLC 7.78% of their portfolio NEWPORT BEACH, CA 84,18884.2k $6.3m $6.3m 7.78% Added +195 +195
71 High Falls Advisors, Inc 1.94% of their portfolio ROCHESTER, NY 83,41783.4k $6.2m $6.2m 1.94% New
72 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 82,28082.3k $6.1m $6.1m 0.02% Added +4.7k +4,663
73 Signature Wealth Management Partners, LLC 6.01% of their portfolio MONTVALE, NJ 81,88281.9k $6.1m $6.1m 6.01% Reduced -1.4k -1,438
74 Sandy Spring Bank 0.36% of their portfolio Olney, MD 80,83380.8k $6.0m $6.0m 0.36% Reduced -4.8k -4,771
75 Pettinga Financial Advisors LLC 1.92% of their portfolio EVANSVILLE, IN 79,08779.1k $5.9m $5.9m 1.92% New
76 B. Riley Wealth Advisors, Inc. 0.16% of their portfolio MEMPHIS, TN 78,79278.8k $5.9m $5.9m 0.16% Added +56.5k +56,496
77 Perigon Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 77,86577.9k $5.8m $5.8m 0.18% New
78 TCWP LLC 1.18% of their portfolio Beachwood, OH 77,69377.7k $5.8m $5.8m 1.18% Added +52.2k +52,246
79 Security Financial Services, INC. 1.78% of their portfolio Fort Wayne, IN 77,00577.0k $5.7m $5.7m 1.78% Added +59.0k +59,010
80 Scarborough Advisors, LLC 1.49% of their portfolio ANNAPOLIS, MD 74,51274.5k $5.6m $5.6m 1.49% New
81 1832 Asset Management L.P. 0.01% of their portfolio TORONTO, A6 74,32074.3k $5.5m $5.5m 0.01% New
82 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 73,76473.8k $5.5m $5.5m 0.01% Added +8.2k +8,244
83 Icon Wealth Advisors, LLC 0.63% of their portfolio HOUSTON, TX 73,29573.3k $5.5m $5.5m 0.63% New
84 Sharkey, Howes & Javer 1.23% of their portfolio DENVER, CO 71,70171.7k $5.3m $5.3m 1.23% New
85 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 1.54% of their portfolio INDIANAPOLIS, IN 71,49371.5k $5.3m $5.3m 1.54% New
86 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 71,41271.4k $5.3m $5.3m 0.09% Added +33.2k +33,202
87 West Wealth Group, LLC 2.62% of their portfolio Irvine, CA 70,73670.7k $5.3m $5.3m 2.62% Added +48.0k +47,985
88 Rollins Financial 1.95% of their portfolio ATLANTA, GA 69,12769.1k $5.1m $5.1m 1.95% Reduced -25.0k -24,996
89 Prime Capital Investment Advisors, LLC 0.19% of their portfolio OVERLAND PARK, KS 68,19768.2k $5.1m $5.1m 0.19% Added +19.9k +19,907
90 GRIES FINANCIAL LLC 1.68% of their portfolio Cleveland, OH 67,84467.8k $5.1m $5.1m 1.68% New
91 Berkeley Capital Partners, LLC 1.95% of their portfolio Milton, GA 67,83567.8k $5.1m $5.1m 1.95% New
92 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 67,40067.4k $5.0m $5.0m 0.02% Added +15.5k +15,533
93 GRIMES & Co WEALTH MANAGEMENT, LLC 0.21% of their portfolio WESTBOROUGH, MA 65,86065.9k $4.9m $4.9m 0.21% Added +61.2k +61,156
94 Essex LLC 1.48% of their portfolio DEER PARK, IL 65,69765.7k $4.9m $4.9m 1.48% Added +9.9k +9,908
95 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 65,31065.3k $4.9m $4.9m 0.02% First filing
96 Horst & Graben Wealth Management LLC 1.27% of their portfolio PORTLAND, OR 64,92764.9k $4.8m $4.8m 1.27% New
97 CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.96% of their portfolio RICHMOND, VA 63,49363.5k $4.7m $4.7m 0.96% Added +1.9k +1,926
98 HC Advisors, LLC 3.21% of their portfolio SANDY SPRINGS, GA 63,07463.1k $4.7m $4.7m 3.21% Added +4.7k +4,724
99 MMBG INVESTMENT ADVISORS CO. 0.61% of their portfolio MIAMI, FL 62,29062.3k $4.6m $4.6m 0.61% Unchanged
100 Merit Financial Group, LLC 0.16% of their portfolio ALPHARETTA, GA 60,17160.2k $4.5m $4.5m 0.16% New