Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

2,257 institutional holders +91 vs Q2 2024
308,083,885308.1m shares reported held*
$67.4bnreported value*
186 new 890 added 788 reduced 102 sold out net bought ≈ $2.5bn (+13.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($156.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $218.87. Options: 94 managers hold calls ($56.9bn notional), 146 hold puts ($126.9bn).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,911Q2 23: 1,968Q3 23: 1,923Q4 23: 2,220Q1 24: 2,209Q2 24: 2,166Q3 24: 2,2572,257Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911
Q2 20231,968
Q3 20231,923
Q4 20232,220
Q1 20242,209
Q2 20242,166
Q3 20242,257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 863 bought or addedQ4 22: 847 cut or sold outQ1 23: 764 bought or addedQ1 23: 944 cut or sold outQ1 23Q2 23: 849 bought or addedQ2 23: 848 cut or sold outQ3 23: 780 bought or addedQ3 23: 882 cut or sold outQ3 23Q4 23: 1,110 bought or addedQ4 23: 783 cut or sold outQ1 24: 994 bought or addedQ1 24: 1,020 cut or sold outQ1 24Q2 24: 916 bought or addedQ2 24: 1,042 cut or sold outQ3 24: 1,076 bought or addedQ3 24: 890 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022863847
Q1 2023764944
Q2 2023849848
Q3 2023780882
Q4 20231,110783
Q1 20249941,020
Q2 20249161,042
Q3 20241,076890

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50bn$100bn$150bnQ4 23 calls: $51.2bnQ4 23 puts: $83.6bnQ4 23P/C 1.63Q1 24 calls: $55.9bnQ1 24 puts: $97.6bnQ1 24P/C 1.75Q2 24 calls: $52.0bnQ2 24 puts: $82.9bnQ2 24P/C 1.59Q3 24 calls: $56.9bnQ3 24 puts: $126.9bnQ3 24P/C 2.23
Numbers
QuarterCallsPutsP/C
Q4 2023$51.2bn$83.6bn1.63
Q1 2024$55.9bn$97.6bn1.75
Q2 2024$52.0bn$82.9bn1.59
Q3 2024$56.9bn$126.9bn2.23

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +6,217,852+6.2m
JPMORGAN CHASE & CO Added +2,892,886+2.9m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +2,821,539+2.8m
ROYAL BANK OF CANADA Added +2,432,958+2.4m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,321,000+1.3m
Durable Capital Partners LP New +1,181,911+1.2m
Rafferty Asset Management, LLC Added +730,140+730.1k
HRT FINANCIAL LP Added +709,891+709.9k
TUDOR INVESTMENT CORP ET AL New +686,581+686.6k
Redwood Investment Management, LLC New +647,993+648.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -2,650,584-2.7m
CITIGROUP INC Reduced -2,621,158-2.6m
BARCLAYS PLC Reduced -1,858,794-1.9m
SG Americas Securities, LLC Reduced -1,286,074-1.3m
D. E. Shaw & Co., Inc. Reduced -744,429-744.4k
Strategic Financial Concepts, LLC Reduced -733,639-733.6k
FMR LLC Reduced -612,530-612.5k
Balyasny Asset Management L.P. Reduced -458,632-458.6k
CITADEL ADVISORS LLC Reduced -374,622-374.6k
JANE STREET GROUP, LLC Reduced -360,308-360.3k

Biggest calls

JANE STREET GROUP, LLC New $7.5bn34.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.0bn31.8m shares
CTC LLC Added $4.9bn223.7k shares
CITADEL ADVISORS LLC Reduced $4.9bn22.3m shares
BARCLAYS PLC Reduced $4.2bn19.1m shares
MILLENNIUM MANAGEMENT LLC Reduced $4.0bn18.0m shares
TUDOR INVESTMENT CORP ET AL Added $2.7bn12.3m shares
UBS Group AG Added $2.1bn9.5m shares
CITIGROUP INC Added $2.0bn9.1m shares
WELLS FARGO & COMPANY/MN Added $1.4bn6.5m shares

Biggest puts

JANE STREET GROUP, LLC New $15.5bn70.3m shares
BARCLAYS PLC Added $10.0bn45.5m shares
CITADEL ADVISORS LLC Added $9.4bn42.5m shares
CTC LLC Added $8.6bn388.6k shares
TUDOR INVESTMENT CORP ET AL Added $8.4bn38.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.3bn33.0m shares
BANK OF AMERICA CORP /DE/ Added $6.5bn29.4m shares
CITIGROUP INC Added $6.1bn27.7m shares
MILLENNIUM MANAGEMENT LLC Reduced $5.8bn26.1m shares
WELLS FARGO & COMPANY/MN Added $5.0bn22.5m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.78% of their portfolio CHARLOTTE, NC 40,171,20640.2m $8.9bn $8.9bn 0.78% Added +6.2m +6,217,852
2 GOLDMAN SACHS GROUP INC 0.96% of their portfolio NEW YORK, NY 22,814,48022.8m $5.0bn $5.0bn 0.96% Added +415.3k +415,313
3 MORGAN STANLEY 0.29% of their portfolio NEW YORK, NY 18,120,56818.1m $4.0bn $4.0bn 0.29% Reduced -144.6k -144,565
4 WELLS FARGO & COMPANY/MN 0.97% of their portfolio SAN FRANCISCO, CA 18,067,27918.1m $4.0bn $4.0bn 0.97% Reduced -2.7m -2,650,584
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 6.41% of their portfolio TORONTO, A6 11,943,00011.9m $2.6bn $2.6bn 6.41% Added +1.3m +1,321,000
6 BlackRock, Inc. 0.04% of their portfolio New York, NY 8,740,9418.7m $1.9bn $1.9bn 0.04% First filing
7 JPMORGAN CHASE & CO 0.08% of their portfolio NEW YORK, NY 8,626,8088.6m $1.9bn $1.9bn 0.08% Added +2.9m +2,892,886
8 JONES FINANCIAL COMPANIES LLLP 1.83% of their portfolio DES PERES, MO 8,089,2198.1m $1.8bn $1.8bn 1.83% Added +281.4k +281,385
9 Rafferty Asset Management, LLC 5.98% of their portfolio New York, NY 7,900,7747.9m $1.7bn $1.7bn 5.98% Added +730.1k +730,140
10 Empower Advisory Group, LLC 5.73% of their portfolio Greenwood Village, CO 7,678,5917.7m $1.7bn $1.7bn 5.73% Added +191.7k +191,742
11 BNP PARIBAS FINANCIAL MARKETS 1.48% of their portfolio PARIS, I0 6,883,8236.9m $1.5bn $1.5bn 1.48% Reduced -272.0k -272,014
12 LPL Financial LLC 0.66% of their portfolio FORT MILL, SC 6,742,6816.7m $1.5bn $1.5bn 0.66% Added +543.7k +543,671
13 TORONTO DOMINION BANK 2.63% of their portfolio TORONTO, ONTARIO, A6 6,729,5866.7m $1.5bn $1.5bn 2.63% Added +243.2k +243,160
14 ROYAL BANK OF CANADA 0.28% of their portfolio TORONTO, A6 5,605,4475.6m $1.2bn $1.2bn 0.28% Added +2.4m +2,432,958
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.54% of their portfolio BALA CYNWYD, PA 4,116,5564.1m $909.3m $909.3m 1.54% Reduced -53.8k -53,795
16 US BANCORP \DE\ 1.10% of their portfolio MINNEAPOLIS, MN 3,878,9443.9m $856.8m $856.8m 1.10% Added +41.9k +41,923
17 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 3,812,8583.8m $842.2m $842.2m 0.14% Added +12.9k +12,860
18 HRT FINANCIAL LP 4.08% of their portfolio NEW YORK, NY 3,448,2933.4m $761.7m $761.7m 4.08% Added +709.9k +709,891
19 UBS Group AG 0.20% of their portfolio ZURICH, V8 3,275,8183.3m $723.6m $723.6m 0.20% Reduced -159.7k -159,725
20 PNC Financial Services Group, Inc. 0.44% of their portfolio Pittsburgh, PA 3,130,1813.1m $691.4m $691.4m 0.44% Reduced -8.3k -8,257
21 M&T Bank Corp 2.21% of their portfolio BUFFALO, NY 3,036,8073.0m $670.8m $670.8m 2.21% Added +55.8k +55,800
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 2,832,8782.8m $12.8k $12.8k 0.04% Added +2.8m +2,821,539
23 BANK OF MONTREAL /CAN/ 0.25% of their portfolio TORONTO, A6 2,466,8532.5m $543.5m $543.5m 0.25% Added +154.6k +154,625
24 CIBC WORLD MARKET INC. 1.21% of their portfolio TORONTO, A6 2,428,1612.4m $536.4m $536.4m 1.21% Added +7.8k +7,841
25 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 1,970,2192.0m $435.2m $435.2m 0.08% Reduced -218.2k -218,200
26 FMR LLC 0.03% of their portfolio BOSTON, MA 1,878,8631.9m $415.0m $415.0m 0.03% Reduced -612.5k -612,530
27 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 1,848,0281.8m $408.2m $408.2m 0.13% Reduced -254.4k -254,358
28 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 1,724,3861.7m $381.1m $381.1m 0.10% Added +268.3k +268,262
29 CANADA PENSION PLAN INVESTMENT BOARD 0.36% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $380.6m $380.6m 0.36% Unchanged
30 WELLINGTON MANAGEMENT GROUP LLP 0.06% of their portfolio Boston, MA 1,520,9451.5m $336.0m $336.0m 0.06% Added +496.7k +496,708
31 Millburn Ridgefield LLC /DE/ 8.66% of their portfolio New York, NY 1,496,1921.5m $330.5m $330.5m 8.66% Reduced -62.8k -62,752
32 Catalyst Capital Advisors LLC 7.45% of their portfolio San Juan, PR 1,496,1921.5m $330.5m $330.5m 7.45% Reduced -62.8k -62,752
33 TRUIST FINANCIAL CORP 0.49% of their portfolio CHARLOTTE, NC 1,401,9671.4m $309.7m $309.7m 0.49% Added +17.7k +17,736
34 CITIGROUP INC 0.26% of their portfolio NEW YORK, NY 1,282,8311.3m $283.4m $283.4m 0.26% Reduced -2.6m -2,621,158
35 Durable Capital Partners LP 1.91% of their portfolio Bethesda, MD 1,181,9111.2m $261.1m $261.1m 1.91% New
36 Raymond James Financial Services Advisors, Inc. 0.32% of their portfolio ST. PETERSBURG, FL 1,082,8271.1m $239.2m $239.2m 0.32% Added +10.0k +10,026
37 Envestnet Portfolio Solutions, Inc. 0.71% of their portfolio BERWYN, PA 987,188987.2k $218.1m $218.1m 0.71% Reduced -795 -795
38 Pathstone Holdings, LLC 0.92% of their portfolio ENGLEWOOD, NJ 935,377935.4k $206.6m $206.6m 0.92% Added +10.8k +10,771
39 AMG National Trust Bank 5.47% of their portfolio GREENWOOD VILLAGE, CO 914,767914.8k $202.1m $202.1m 5.47% Reduced -20.2k -20,227
40 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 900,716900.7k $199.0m $199.0m 0.12% Added +5.3k +5,311
41 Baird Financial Group, Inc. 0.38% of their portfolio MILWAUKEE, WI 889,883889.9k $196.6m $196.6m 0.38% Reduced -252.0k -251,990
42 BARCLAYS PLC 0.09% of their portfolio LONDON, X0 886,725886.7k $195.9m $195.9m 0.09% Reduced -1.9m -1,858,794
43 AVANTAX ADVISORY SERVICES, INC. 1.23% of their portfolio DALLAS, TX 846,177846.2k $186.9m $186.9m 1.23% Reduced -7.0k -6,962
44 KEYBANK NATIONAL ASSOCIATION/OH 0.70% of their portfolio BROOKLYN, OH 827,198827.2k $182.7m $182.7m 0.70% Reduced -9.9k -9,852
45 Rockefeller Capital Management L.P. 0.49% of their portfolio NEW YORK, NY 826,090826.1k $182.4m $182.4m 0.49% Added +88.4k +88,360
46 BROWN ADVISORY INC 0.21% of their portfolio BALTIMORE, MD 762,825762.8k $168.5m $168.5m 0.21% Added +3.8k +3,791
47 FIFTH THIRD BANCORP 0.59% of their portfolio CINCINNATI, OH 735,613735.6k $162.5m $162.5m 0.59% Reduced -23.2k -23,167
48 SYNOVUS FINANCIAL CORP 1.87% of their portfolio Columbus, GA 731,293731.3k $161.5m $161.5m 1.87% Added +33.9k +33,927
49 LBMC INVESTMENT ADVISORS, LLC 12.38% of their portfolio BRENTWOOD, TN 709,265709.3k $156.7m $156.7m 12.38% Added +12.5k +12,519
50 MILLENNIUM MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 708,787708.8k $156.6m $156.6m 0.14% Added +34.6k +34,596
51 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 701,584701.6k $155.0m $155.0m 0.23% Added +40.4k +40,361
52 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 694,333694.3k $154.8m $154.8m 0.04% Added +32.6k +32,569
53 Cetera Investment Advisers 0.34% of their portfolio SCHAUMBURG, IL 693,406693.4k $153.2m $153.2m 0.34% Added +17.2k +17,203
54 TUDOR INVESTMENT CORP ET AL 1.66% of their portfolio STAMFORD, CT 686,581686.6k $151.7m $151.7m 1.66% New
55 Mariner, LLC 0.26% of their portfolio Overland Park, KS 670,807670.8k $148.2m $148.2m 0.26% Reduced -5.0k -5,026
56 Redwood Investment Management, LLC 12.67% of their portfolio SCOTTSDALE, AZ 647,993648.0k $142.8m $142.8m 12.67% New
57 TIAA TRUST, NATIONAL ASSOCIATION 0.42% of their portfolio CHARLOTTE, NC 643,719643.7k $142.2m $142.2m 0.42% Reduced -1.8k -1,751
58 HighTower Advisors, LLC 0.20% of their portfolio CHICAGO, IL 641,523641.5k $141.7m $141.7m 0.20% Reduced -14.4k -14,397
59 Sand Hill Global Advisors, LLC 5.91% of their portfolio Palo Alto, CA 635,043635.0k $140.3m $140.3m 5.91% Added +3.1k +3,101
60 Jefferies Financial Group Inc. 2.25% of their portfolio NEW YORK, NY 624,221624.2k $137.9m $137.9m 2.25% Reduced -64.6k -64,646
61 CIBC Private Wealth Group LLC 0.25% of their portfolio ATLANTA, GA 620,866620.9k $137.1m $137.1m 0.25% Reduced -1.3k -1,269
62 HSBC HOLDINGS PLC 0.08% of their portfolio LONDON, X0 611,062611.1k $134.9m $134.9m 0.08% Added +44.4k +44,356
63 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 600,156600.2k $132.6m $132.6m 0.14% Added +77.6k +77,612
64 FACTORY MUTUAL INSURANCE CO 1.31% of their portfolio WALTHAM, MA 571,550571.5k $126.2m $126.2m 1.31% New
65 Balyasny Asset Management L.P. 0.32% of their portfolio Chicago, IL 571,383571.4k $126.2m $126.2m 0.32% Reduced -458.6k -458,632
66 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 568,271568.3k $125.5m $125.5m 0.04% Reduced -214.6k -214,609
67 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 560,710560.7k $123.5m $123.5m 0.12% Reduced -14.1k -14,077
68 Cerity Partners LLC 0.26% of their portfolio NEW YORK, NY 527,601527.6k $116.5m $116.5m 0.26% Added +18.3k +18,277
69 BROADWOOD CAPITAL INC 8.81% of their portfolio New York, NY 519,920519.9k $114.8m $114.8m 8.81% Reduced -46.1k -46,080
70 GLENMEDE TRUST CO NA 0.54% of their portfolio PHILADELPHIA, PA 508,663508.7k $112.4m $112.4m 0.54% Reduced -1.5k -1,475
71 Knighthead Capital Management, LLC 5.74% of their portfolio NEW YORK, NY 500,000500.0k $110.4m $110.4m 5.74% New
72 BLAIR WILLIAM & CO/IL 0.32% of their portfolio CHICAGO, IL 494,286494.3k $109.2m $109.2m 0.32% Added +46.9k +46,881
73 Cresset Asset Management, LLC 0.42% of their portfolio Chicago, IL 490,066490.1k $108.3m $108.3m 0.42% Added +7.7k +7,724
74 COMMERCE BANK 0.66% of their portfolio KANSAS CITY, MO 486,945486.9k $107.6m $107.6m 0.66% Reduced -5.8k -5,765
75 GRIMES & Co WEALTH MANAGEMENT, LLC 2.76% of their portfolio WESTBOROUGH, MA 461,333461.3k $101.9m $101.9m 2.76% Reduced -7.9k -7,933
76 IMC-Chicago, LLC 2.90% of their portfolio CHICAGO, IL 455,514455.5k $100.6m $100.6m 2.90% New
77 59 North Capital Management, LP 4.48% of their portfolio Houston, TX 451,774451.8k $99.8m $99.8m 4.48% New
78 MAI Capital Management 0.94% of their portfolio INDEPENDENCE, OH 442,157442.2k $97.7m $97.7m 0.94% Added +8.1k +8,100
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 440,419440.4k $97.3m $97.3m 0.09% Added +3.1k +3,099
80 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 434,048434.0k $95.9m $95.9m 0.22% Reduced -98.2k -98,202
81 NATIONAL BANK OF CANADA /FI/ 0.13% of their portfolio MONTREAL, A8 429,450429.4k $94.9m $94.9m 0.13% Added +38.3k +38,287
82 State of New Jersey Common Pension Fund D 0.37% of their portfolio TRENTON, NJ 402,418402.4k $88.9m $88.9m 0.37% New
83 Quadrature Capital Ltd 1.98% of their portfolio LONDON, X0 395,253395.3k $87.3m $87.3m 1.98% Added +242.3k +242,345
84 Corient Private Wealth LP 0.13% of their portfolio MIAMI, FL 374,374374.4k $82.3m $82.3m 0.13% Added +77.5k +77,532
85 Focus Partners Wealth 0.26% of their portfolio ST LOUIS, MO 372,305372.3k $82.2m $82.2m 0.26% Reduced -147.8k -147,823
86 CITIZENS FINANCIAL GROUP INC/RI 1.65% of their portfolio PROVIDENCE, RI 370,830370.8k $81.9m $81.9m 1.65% Added +5.8k +5,771
87 Tower Research Capital LLC (TRC) 2.14% of their portfolio NEW YORK, NY 366,294366.3k $80.9m $80.9m 2.14% Added +285.0k +284,961
88 Clal Insurance Enterprises Holdings Ltd 0.69% of their portfolio Tel-aviv, L3 355,000355.0k $78.4m $78.4m 0.69% Reduced -295.0k -295,000
89 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.24% of their portfolio LONG BEACH, CA 346,312346.3k $76.5m $76.5m 4.24% Added +413 +413
90 WASHINGTON TRUST Co 2.61% of their portfolio WESTERLY, RI 337,538337.5k $74.6m $74.6m 2.61% Reduced -13.6k -13,636
91 Arvest Bank Trust Division 4.03% of their portfolio DEWEY, OK 316,375316.4k $69.9m $69.9m 4.03% First filing
92 Parkside Investments, LLC 10.43% of their portfolio DEERFIELD, IL 312,945312.9k $69.1m $69.1m 10.43% Added +656 +656
93 GTS SECURITIES LLC 1.39% of their portfolio NEW YORK, NY 311,933311.9k $68.9m $68.9m 1.39% Added +130.5k +130,512
94 Alaska Permanent Fund Corp 1.00% of their portfolio JUNEAU, AK 309,518309.5k $68.4m $68.4m 1.00% Unchanged
95 Diversified, LLC 7.43% of their portfolio Wilmington, DE 306,517306.5k $67.7m $67.7m 7.43% Added +5.1k +5,083
96 Diversified Enterprises, LLC 7.43% of their portfolio Wilmington, DE 306,517306.5k $67.7m $67.7m 7.43% First filing
97 Parallax Volatility Advisers, L.P. 1.76% of their portfolio San Francisco, CA 306,164306.2k $67.6m $67.6m 1.76% Added +246.9k +246,901
98 MONETA GROUP INVESTMENT ADVISORS LLC 0.98% of their portfolio ST LOUIS, MO 304,344304.3k $67.2m $67.2m 0.98% Added +4.5k +4,536
99 GLOBALT Investments LLC / GA 2.50% of their portfolio Atlanta, GA 302,513302.5k $66.8m $66.8m 2.50% Added +4.1k +4,089
100 SHANDA ASSET MANAGEMENT HOLDINGS Ltd 3.75% of their portfolio REDWOOD CITY, CA 300,000300.0k $66.3m $66.3m 3.75% New