Vault-13

ISHARES TR IWN

RUS 2000 VAL ETF · ETP · CUSIP 464287630

1,062 institutional holders +83 vs Q3 2024
55,971,32256.0m shares reported held*
$9.2bnreported value*
88 new 326 added 326 reduced 53 sold out net sold ≈ $70.9m (-606.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $164.23. Options: 7 managers hold calls ($89.5m notional), 5 hold puts ($24.4m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 843Q4 22: 936Q1 23: 873Q2 23: 888Q3 23: 889Q4 23: 974Q1 24: 956Q2 24: 933Q3 24: 979Q4 24: 1,0621,062Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022843
Q4 2022936
Q1 2023873
Q2 2023888
Q3 2023889
Q4 2023974
Q1 2024956
Q2 2024933
Q3 2024979
Q4 20241,062

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q1 23: 330 bought or addedQ1 23: 438 cut or sold outQ2 23: 318 bought or addedQ2 23: 397 cut or sold outQ2 23Q3 23: 294 bought or addedQ3 23: 396 cut or sold outQ4 23: 391 bought or addedQ4 23: 382 cut or sold outQ4 23Q1 24: 355 bought or addedQ1 24: 448 cut or sold outQ2 24: 336 bought or addedQ2 24: 438 cut or sold outQ2 24Q3 24: 374 bought or addedQ3 24: 397 cut or sold outQ4 24: 414 bought or addedQ4 24: 379 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023330438
Q2 2023318397
Q3 2023294396
Q4 2023391382
Q1 2024355448
Q2 2024336438
Q3 2024374397
Q4 2024414379

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 24 calls: $74.4mQ1 24 puts: $40.4mQ1 24P/C 0.54Q2 24 calls: $42.7mQ2 24 puts: $21.3mQ2 24P/C 0.50Q3 24 calls: $156.5mQ3 24 puts: $34.4mQ3 24P/C 0.22Q4 24 calls: $89.5mQ4 24 puts: $24.4mQ4 24P/C 0.27
Numbers
QuarterCallsPutsP/C
Q1 2024$74.4m$40.4m0.54
Q2 2024$42.7m$21.3m0.50
Q3 2024$156.5m$34.4m0.22
Q4 2024$89.5m$24.4m0.27

Biggest buyers

Focus Partners Wealth Added +410,628+410.6k
BANK OF AMERICA CORP /DE/ Added +399,082+399.1k
MORGAN STANLEY Added +292,296+292.3k
VICTORY CAPITAL MANAGEMENT INC Added +219,475+219.5k
WELLS FARGO & COMPANY/MN Added +154,232+154.2k
JONES FINANCIAL COMPANIES LLLP Added +145,085+145.1k
PRINCIPAL FINANCIAL GROUP INC Added +143,940+143.9k
Tower Research Capital LLC (TRC) Added +130,680+130.7k
CITADEL ADVISORS LLC Added +113,697+113.7k
Calamos Advisors LLC New +113,214+113.2k

Biggest sellers

Starboard Value LP Sold out -1,355,000-1.4m
JPMORGAN CHASE & CO Reduced -652,101-652.1k
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Reduced -611,950-612.0k
US BANCORP \DE\ Reduced -335,520-335.5k
Facet Wealth, Inc. Reduced -190,025-190.0k
Alaska Permanent Fund Corp Reduced -182,339-182.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -150,960-151.0k
NATIXIS ADVISORS, LLC Reduced -110,778-110.8k
M&T Bank Corp Reduced -108,942-108.9k
Advisors Preferred, LLC Reduced -86,964-87.0k

Biggest calls

Calamos Advisors LLC Reduced $46.8m280.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.5m149.1k shares
Twin Tree Management, LP Added $8.5m51.6k shares
CITADEL ADVISORS LLC Reduced $4.4m26.7k shares
WOLVERINE TRADING, LLC Added $3.4m20.5k shares
JANE STREET GROUP, LLC Reduced $1.2m7.4k shares
Walleye Trading LLC New $771.6k4.7k shares

Biggest puts

Twin Tree Management, LP Unchanged $9.1m55.6k shares
CITADEL ADVISORS LLC Added $8.3m50.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.1m30.8k shares
Squarepoint Ops LLC New $1.3m7.8k shares
WOLVERINE TRADING, LLC Reduced $654.8k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 6,717,2206.7m $1.1bn $1.1bn 0.10% Added +399.1k +399,082
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 5,483,1925.5m $900.2m $900.2m 0.06% Added +292.3k +292,296
3 TIAA TRUST, NATIONAL ASSOCIATION 1.36% of their portfolio CHARLOTTE, NC 2,737,8982.7m $448.6m $448.6m 1.36% Added +5.2k +5,187
4 JONES FINANCIAL COMPANIES LLLP 0.43% of their portfolio DES PERES, MO 2,729,7382.7m $448.1m $448.1m 0.43% Added +145.1k +145,085
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 2,064,2592.1m $338.9m $338.9m 0.11% Added +88.4k +88,449
6 Alaska Permanent Fund Corp 3.00% of their portfolio JUNEAU, AK 1,232,5341.2m $202.3m $202.3m 3.00% Reduced -182.3k -182,339
7 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 1,219,5251.2m $200.2m $200.2m 0.13% Added +20.1k +20,081
8 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 1,121,5801.1m $184.1m $184.1m 0.04% Added +38.5k +38,461
9 D.A. DAVIDSON & CO. 1.44% of their portfolio GREAT FALLS, MT 1,080,2531.1m $177.3m $177.3m 1.44% Added +30.3k +30,257
10 M&T Bank Corp 0.58% of their portfolio BUFFALO, NY 1,045,3571.0m $171.6m $171.6m 0.58% Reduced -108.9k -108,942
11 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,019,2061.0m $167.3m $167.3m 0.04% Added +154.2k +154,232
12 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 994,993995.0k $163.3m $163.3m 0.07% Reduced -18.1k -18,115
13 UBS Group AG 0.04% of their portfolio ZURICH, V8 963,573963.6k $158.2m $158.2m 0.04% Reduced -38.9k -38,911
14 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 920,007920.0k $151.0m $151.0m 0.22% Reduced -12.5k -12,461
15 Betterment LLC 0.32% of their portfolio NEW YORK, NY 829,076829.1k $136.1m $136.1m 0.32% Reduced -40.7k -40,655
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 679,484679.5k $111.6m $111.6m 0.02% Reduced -6.6k -6,567
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 619,500619.5k $101.7m $101.7m 0.01% Added +5.9k +5,853
18 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 612,313612.3k $100.5m $100.5m 0.01% Reduced -652.1k -652,101
19 Cassaday & Co Wealth Management LLC 2.70% of their portfolio MCLEAN, VA 603,320603.3k $99.0m $99.0m 2.70% Added +10.2k +10,244
20 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 594,013594.0k $97.5m $97.5m 0.04% First filing
21 VICTORY CAPITAL MANAGEMENT INC 0.09% of their portfolio San Antonio, TX 537,775537.8k $88.3m $88.3m 0.09% Added +219.5k +219,475
22 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 535,177535.2k $87.9m $87.9m 0.02% Added +64.8k +64,840
23 Focus Partners Wealth 0.11% of their portfolio ST LOUIS, MO 520,891520.9k $85.5m $85.5m 0.11% Added +410.6k +410,628
24 BAILARD, INC. 2.11% of their portfolio Foster City, CA 502,799502.8k $82.5m $82.5m 2.11% Reduced -4.1k -4,138
25 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 388,055388.1k $63.7m $63.7m 0.08% Reduced -335.5k -335,520
26 COMMERCE BANK 0.36% of their portfolio KANSAS CITY, MO 357,808357.8k $58.7m $58.7m 0.36% Reduced -7.4k -7,418
27 Pacific Life Fund Advisors LLC 6.07% of their portfolio NEWPORT BEACH, CA 356,563356.6k $58.5m $58.5m 6.07% Added +90.8k +90,849
28 Badgley Phelps Wealth Managers, LLC 1.36% of their portfolio SEATTLE, WA 353,722353.7k $58.1m $58.1m 1.36% Reduced -17 -17
29 Jasper Ridge Partners, L.P. 1.80% of their portfolio MENLO PARK, CA 346,539346.5k $56.9m $56.9m 1.80% Unchanged
30 WHITTIER TRUST CO 0.69% of their portfolio SOUTH PASADENA, CA 317,299317.3k $52.1m $52.1m 0.69% Added +8.6k +8,575
31 Pathstone Holdings, LLC 0.22% of their portfolio ENGLEWOOD, NJ 306,025306.0k $50.2m $50.2m 0.22% Added +2.3k +2,319
32 AMG National Trust Bank 1.31% of their portfolio GREENWOOD VILLAGE, CO 289,605289.6k $47.4m $47.4m 1.31% Reduced -13.5k -13,463
33 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 266,297266.3k $43.7m $43.7m 0.03% Added +1.3k +1,347
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 262,751262.8k $43.1m $43.1m 0.08% Added +2.1k +2,067
35 Facet Wealth, Inc. 1.15% of their portfolio WEST PALM BEACH, FL 258,958259.0k $43.3m $43.3m 1.15% Reduced -190.0k -190,025
36 MAI Capital Management 0.32% of their portfolio INDEPENDENCE, OH 258,696258.7k $42.5m $42.5m 0.32% Added +22.3k +22,281
37 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 258,200258.2k $42.4m $42.4m 0.01% Reduced -22.5k -22,457
38 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 247,881247.9k $40.7m $40.7m 0.05% Reduced -17.7k -17,659
39 CHOREO, LLC 0.56% of their portfolio ROCKFORD, IL 235,553235.6k $38.7m $38.7m 0.56% Added +7.0k +6,961
40 Waldron Private Wealth LLC 1.54% of their portfolio BRIDGEVILLE, PA 232,917232.9k $38.2m $38.2m 1.54% Reduced -3.5k -3,485
41 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 232,740232.7k $38.2m $38.2m 0.01% Added +62.8k +62,832
42 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 232,293232.3k $38.1m $38.1m 0.06% Reduced -3.9k -3,937
43 Comprehensive Financial Management LLC 1.04% of their portfolio Los Gatos, CA 230,481230.5k $37.8m $37.8m 1.04% Unchanged
44 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 227,439227.4k $37.3m $37.3m 0.05% Added +35.4k +35,401
45 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 226,156226.2k $37.1m $37.1m 0.08% Added +4.6k +4,568
46 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.03% of their portfolio LITTLE ROCK, AR 221,933221.9k $36.4m $36.4m 3.03% Reduced -167 -167
47 Wilmington Savings Fund Society, FSB 0.61% of their portfolio WILMINGTON, DE 204,782204.8k $33.6m $33.6m 0.61% Added +39 +39
48 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 201,791201.8k $33.1m $33.1m 0.02% Added +143.9k +143,940
49 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 189,040189.0k $31.0m $31.0m 0.05% Added +979 +979
50 FMR LLC 0.00% of their portfolio BOSTON, MA 184,917184.9k $30.4m $30.4m 0.00% Reduced -12.5k -12,451
51 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.07% of their portfolio LOS ANGELES, CA 184,176184.2k $30.3m $30.3m 0.07% Added +96.2k +96,180
52 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 174,792174.8k $28.7m $28.7m 0.01% Reduced -739 -739
53 WHITTIER TRUST CO OF NEVADA INC 0.70% of their portfolio RENO, NV 172,646172.6k $28.3m $28.3m 0.70% Added +5.7k +5,732
54 BlackRock, Inc. 0.00% of their portfolio New York, NY 169,622169.6k $27.8m $27.8m 0.00% Reduced -17.7k -17,652
55 Mariner, LLC 0.05% of their portfolio Overland Park, KS 165,595165.6k $27.2m $27.2m 0.05% Reduced -3.6k -3,583
56 WoodTrust Financial Corp 3.70% of their portfolio WISCONSIN RAPIDS, WI 160,090160.1k $26.3m $26.3m 3.70% Added +4.8k +4,778
57 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 157,330157.3k $25.8m $25.8m 0.00% Added +35.4k +35,353
58 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 154,850154.8k $25.4m $25.4m 0.02% Added +32.8k +32,788
59 Modera Wealth Management, LLC 0.30% of their portfolio WESTWOOD, NJ 150,218150.2k $24.7m $24.7m 0.30% Reduced -3.9k -3,869
60 COURIER CAPITAL LLC 1.66% of their portfolio BUFFALO, NY 146,287146.3k $24.0m $24.0m 1.66% Added +439 +439
61 JOHNSON INVESTMENT COUNSEL INC 0.23% of their portfolio Cincinnati, OH 144,181144.2k $23.7m $23.7m 0.23% Added +1.2k +1,162
62 Atom Investors LP 2.81% of their portfolio AUSTIN, TX 137,965138.0k $22.6m $22.6m 2.81% Added +18.7k +18,749
63 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 136,764136.8k $22.5m $22.5m 0.02% Added +113.7k +113,697
64 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 135,546135.5k $22.3m $22.3m 0.03% Added +11.1k +11,086
65 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 135,211135.2k $22.2m $22.2m 0.04% Reduced -12.3k -12,281
66 Tower Research Capital LLC (TRC) 0.43% of their portfolio NEW YORK, NY 130,717130.7k $21.5m $21.5m 0.43% Added +130.7k +130,680
67 Arax Advisory Partners 1.34% of their portfolio NEW YORK, NY 130,003130.0k $21.3m $21.3m 1.34% Reduced -1.3k -1,325
68 COMERICA BANK 0.08% of their portfolio DALLAS, TX 127,183127.2k $20.9m $20.9m 0.08% Added +3.1k +3,070
69 LBJ Family Wealth Advisors, Ltd. 6.28% of their portfolio AUSTIN, TX 126,538126.5k $20.4m $20.4m 6.28% Reduced -592 -592
70 GENDELL JEFFREY L 0.63% of their portfolio Greenwich, CT 121,876121.9k $20.0m $20.0m 0.63% Unchanged
71 Calamos Advisors LLC 0.09% of their portfolio NAPERVILLE, IL 113,214113.2k $18.6m $18.6m 0.09% New
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 112,612112.6k $18.5m $18.5m 0.03% Added +34.5k +34,541
73 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 110,646110.6k $18.2m $18.2m 0.05% Added +3.7k +3,695
74 Vestcor Inc 0.60% of their portfolio FREDERICTON, A3 110,500110.5k $18.1m $18.1m 0.60% Unchanged
75 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 108,259108.3k $17.8m $17.8m 0.01% Reduced -2.6k -2,639
76 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 107,555107.6k $17.7m $17.7m 0.04% Added +1.1k +1,070
77 Fiduciary Trust Co 0.23% of their portfolio Boston, MA 106,734106.7k $17.5m $17.5m 0.23% Reduced -901 -901
78 Savant Capital, LLC 0.14% of their portfolio ROCKFORD, IL 105,052105.1k $17.2m $17.2m 0.14% Reduced -3.0k -3,009
79 Zhang Financial LLC 0.97% of their portfolio PORTAGE, MI 103,224103.2k $16.9m $16.9m 0.97% Reduced -1.8k -1,823
80 FULLER & THALER ASSET MANAGEMENT, INC. 0.06% of their portfolio SAN MATEO, CA 102,425102.4k $16.8m $16.8m 0.06% Added +63.1k +63,120
81 STEPHENS INC /AR/ 0.23% of their portfolio LITTLE ROCK, AR 99,952100.0k $16.4m $16.4m 0.23% Added +6.4k +6,380
82 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 98,98299.0k $16.2m $16.2m 0.02% New
83 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 96,21896.2k $15.8m $15.8m 0.06% Reduced -2.2k -2,158
84 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.11% of their portfolio NEW YORK, NY 95,94995.9k $15.8m $15.8m 0.11% Added +26.8k +26,817
85 LHM, INC. 5.00% of their portfolio Sandy, UT 95,76895.8k $15.7m $15.7m 5.00% New
86 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 95,69995.7k $15.7m $15.7m 0.03% Reduced -1.6k -1,553
87 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 94,42794.4k $15.5m $15.5m 0.02% Reduced -17.3k -17,276
88 MONETA GROUP INVESTMENT ADVISORS LLC 0.22% of their portfolio ST LOUIS, MO 94,17194.2k $15.5m $15.5m 0.22% Reduced -3.8k -3,849
89 Powell Investment Advisors, LLC 7.11% of their portfolio MIAMI, FL 93,47793.5k $15.3m $15.3m 7.11% Added +1.7k +1,728
90 SVB WEALTH LLC 0.29% of their portfolio BOSTON, MA 93,31593.3k $15.3m $15.3m 0.29% New
91 THOMPSON SIEGEL & WALMSLEY LLC 0.24% of their portfolio RICHMOND, VA 93,17693.2k $15.3m $15.3m 0.24% Added +12.6k +12,648
92 Waverly Advisors, LLC 0.23% of their portfolio BIRMINGHAM, AL 91,62791.6k $15.0m $15.0m 0.23% Added +8.1k +8,089
93 Covenant Partners, LLC 4.61% of their portfolio Nashville, TN 91,04291.0k $14.9m $14.9m 4.61% Reduced -5.3k -5,339
94 SYNOVUS FINANCIAL CORP 0.19% of their portfolio Columbus, GA 90,87490.9k $14.9m $14.9m 0.19% Added +507 +507
95 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 90,10890.1k $14.8m $14.8m 0.04% Added +14.8k +14,816
96 ASPIRIANT, LLC 0.51% of their portfolio San Francisco, CA 85,84685.8k $14.1m $14.1m 0.51% Added +1.6k +1,564
97 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 83,72283.7k $13.7m $13.7m 0.00% Added +1.8k +1,841
98 Pure Financial Advisors, LLC 0.30% of their portfolio SAN DIEGO, CA 81,44081.4k $13.4m $13.4m 0.30% Added +13.7k +13,691
99 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 78,31678.3k $12.9m $12.9m 0.03% Added +7.8k +7,809
100 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 77,62777.6k $12.7m $12.7m 0.01% Added +69.8k +69,784