Vault-13

ISHARES TR IWN

RUS 2000 VAL ETF · ETP · CUSIP 464287630

979 institutional holders +46 vs Q2 2024
56,285,15556.3m shares reported held*
$9.3bnreported value*
92 new 282 added 352 reduced 45 sold out net sold ≈ $39.6m (-762.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $166.12. Options: 7 managers hold calls ($156.5m notional), 6 hold puts ($34.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 843Q4 22: 936Q1 23: 873Q2 23: 888Q3 23: 889Q4 23: 974Q1 24: 956Q2 24: 933Q3 24: 979979Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022843
Q4 2022936
Q1 2023873
Q2 2023888
Q3 2023889
Q4 2023974
Q1 2024956
Q2 2024933
Q3 2024979

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 412 bought or addedQ4 22: 332 cut or sold outQ1 23: 330 bought or addedQ1 23: 438 cut or sold outQ1 23Q2 23: 318 bought or addedQ2 23: 397 cut or sold outQ3 23: 294 bought or addedQ3 23: 396 cut or sold outQ3 23Q4 23: 391 bought or addedQ4 23: 382 cut or sold outQ1 24: 355 bought or addedQ1 24: 448 cut or sold outQ1 24Q2 24: 336 bought or addedQ2 24: 438 cut or sold outQ3 24: 374 bought or addedQ3 24: 397 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022412332
Q1 2023330438
Q2 2023318397
Q3 2023294396
Q4 2023391382
Q1 2024355448
Q2 2024336438
Q3 2024374397

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 23 calls: $90.1mQ4 23 puts: $94.2mQ4 23P/C 1.05Q1 24 calls: $74.4mQ1 24 puts: $40.4mQ1 24P/C 0.54Q2 24 calls: $42.7mQ2 24 puts: $21.3mQ2 24P/C 0.50Q3 24 calls: $156.5mQ3 24 puts: $34.4mQ3 24P/C 0.22
Numbers
QuarterCallsPutsP/C
Q4 2023$90.1m$94.2m1.05
Q1 2024$74.4m$40.4m0.54
Q2 2024$42.7m$21.3m0.50
Q3 2024$156.5m$34.4m0.22

Biggest buyers

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Added +622,725+622.7k
Alaska Permanent Fund Corp Added +564,826+564.8k
BAILARD, INC. Added +449,917+449.9k
MORGAN STANLEY Added +278,857+278.9k
BNP PARIBAS FINANCIAL MARKETS Added +200,069+200.1k
M&T Bank Corp Added +196,988+197.0k
LPL Financial LLC Added +192,439+192.4k
Wilmington Savings Fund Society, FSB Added +191,666+191.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +149,677+149.7k
JPMORGAN CHASE & CO Added +140,246+140.2k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -828,706-828.7k
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM Sold out -720,322-720.3k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -464,349-464.3k
BANK OF AMERICA CORP /DE/ Reduced -347,829-347.8k
WOLVERINE TRADING, LLC Reduced -344,668-344.7k
Focus Partners Wealth Reduced -314,639-314.6k
PICTON MAHONEY ASSET MANAGEMENT Reduced -167,712-167.7k
VICTORY CAPITAL MANAGEMENT INC Reduced -124,900-124.9k
SVB WEALTH LLC Sold out -111,892-111.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -106,310-106.3k

Biggest calls

Calamos Advisors LLC New $85.3m559.8k shares
CITADEL ADVISORS LLC Reduced $28.4m170.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.5m146.8k shares
Twin Tree Management, LP New $8.6m51.3k shares
GTS SECURITIES LLC Reduced $5.0m29.8k shares
WOLVERINE TRADING, LLC Added $3.1m18.5k shares
JANE STREET GROUP, LLC New $1.7m10.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.0m89.9k shares
Twin Tree Management, LP Added $9.3m55.6k shares
CITADEL ADVISORS LLC Added $5.9m35.6k shares
JANE STREET GROUP, LLC New $2.0m11.7k shares
WOLVERINE TRADING, LLC Added $1.4m8.5k shares
GTS SECURITIES LLC New $867.5k5.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 6,318,1386.3m $1.1bn $1.1bn 0.09% Reduced -347.8k -347,829
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 5,190,8965.2m $865.9m $865.9m 0.06% Added +278.9k +278,857
3 TIAA TRUST, NATIONAL ASSOCIATION 1.36% of their portfolio CHARLOTTE, NC 2,732,7112.7m $455.9m $455.9m 1.36% Added +98.1k +98,082
4 JONES FINANCIAL COMPANIES LLLP 0.44% of their portfolio DES PERES, MO 2,584,6532.6m $430.0m $430.0m 0.44% Added +107.4k +107,413
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 1,975,8102.0m $329.6m $329.6m 0.11% Added +19.9k +19,920
6 Alaska Permanent Fund Corp 3.46% of their portfolio JUNEAU, AK 1,414,8731.4m $236.0m $236.0m 3.46% Added +564.8k +564,826
7 Starboard Value LP 4.81% of their portfolio New York, NY 1,355,0001.4m $226.0m $226.0m 4.81% Added +75.0k +75,000
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,264,4141.3m $210.9m $210.9m 0.01% Added +140.2k +140,246
9 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 1,199,4441.2m $200.1m $200.1m 0.13% Added +6.7k +6,684
10 M&T Bank Corp 0.63% of their portfolio BUFFALO, NY 1,154,2991.2m $192.6m $192.6m 0.63% Added +197.0k +196,988
11 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,083,1191.1m $180.7m $180.7m 0.03% Reduced -18.3k -18,335
12 D.A. DAVIDSON & CO. 1.45% of their portfolio GREAT FALLS, MT 1,049,9961.0m $175.2m $175.2m 1.45% Added +15.9k +15,867
13 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,013,1081.0m $169.0m $169.0m 0.08% Added +192.4k +192,439
14 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,002,4841.0m $167.2m $167.2m 0.05% Reduced -15.3k -15,339
15 COMMONWEALTH EQUITY SERVICES, LLC 0.24% of their portfolio WALTHAM, MA 932,468932.5k $155.6m $155.6m 0.24% Reduced -106.3k -106,310
16 Betterment LLC 0.35% of their portfolio NEW YORK, NY 869,731869.7k $145.1m $145.1m 0.35% Reduced -23.8k -23,774
17 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 864,974865.0k $144.3m $144.3m 0.03% Reduced -43.5k -43,538
18 US BANCORP \DE\ 0.15% of their portfolio MINNEAPOLIS, MN 723,575723.6k $120.7m $120.7m 0.15% Reduced -41.9k -41,911
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 686,051686.1k $114.4m $114.4m 0.02% Added +17.1k +17,051
20 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 0.99% of their portfolio HOUSTON, TX 665,455665.5k $111.0m $111.0m 0.99% Added +622.7k +622,725
21 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 613,647613.6k $102.4m $102.4m 0.02% Reduced -17.2k -17,188
22 Cassaday & Co Wealth Management LLC 2.80% of their portfolio MCLEAN, VA 593,076593.1k $98.9m $98.9m 2.80% Added +13.3k +13,309
23 BAILARD, INC. 2.20% of their portfolio Foster City, CA 506,937506.9k $84.6m $84.6m 2.20% Added +449.9k +449,917
24 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 470,337470.3k $78.5m $78.5m 0.02% Added +20.4k +20,441
25 Facet Wealth, Inc. 2.10% of their portfolio WEST PALM BEACH, FL 448,983449.0k $73.8m $73.8m 2.10% Added +27.3k +27,316
26 COMMERCE BANK 0.37% of their portfolio KANSAS CITY, MO 365,226365.2k $60.9m $60.9m 0.37% Reduced -11.0k -10,971
27 Badgley Phelps Wealth Managers, LLC 1.37% of their portfolio SEATTLE, WA 353,739353.7k $59.0m $59.0m 1.37% Added +2.2k +2,211
28 Jasper Ridge Partners, L.P. 1.65% of their portfolio MENLO PARK, CA 346,539346.5k $57.8m $57.8m 1.65% Unchanged
29 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 319,734319.7k $53.3m $53.3m 0.07% Reduced -76.2k -76,171
30 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 318,300318.3k $53.1m $53.1m 0.05% Reduced -124.9k -124,900
31 WHITTIER TRUST CO 0.69% of their portfolio SOUTH PASADENA, CA 308,724308.7k $51.5m $51.5m 0.69% Reduced -1.6k -1,615
32 Pathstone Holdings, LLC 0.23% of their portfolio ENGLEWOOD, NJ 303,706303.7k $50.7m $50.7m 0.23% Added +330 +330
33 AMG National Trust Bank 1.37% of their portfolio GREENWOOD VILLAGE, CO 303,068303.1k $50.6m $50.6m 1.37% Reduced -7.8k -7,755
34 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 280,657280.7k $46.8m $46.8m 0.01% Reduced -37.6k -37,641
35 Pacific Life Fund Advisors LLC 4.38% of their portfolio NEWPORT BEACH, CA 265,714265.7k $44.3m $44.3m 4.38% Added +51.7k +51,743
36 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 265,540265.5k $44.3m $44.3m 0.06% Reduced -32.0k -32,014
37 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 264,950264.9k $44.2m $44.2m 0.04% Added +200.1k +200,069
38 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 261,013261.0k $43.5m $43.5m 0.03% Reduced -16.9k -16,893
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 260,684260.7k $43.5m $43.5m 0.09% Reduced -6.4k -6,386
40 MAI Capital Management 0.38% of their portfolio INDEPENDENCE, OH 236,415236.4k $39.4m $39.4m 0.38% Reduced -2.5k -2,508
41 Waldron Private Wealth LLC 1.64% of their portfolio BRIDGEVILLE, PA 236,402236.4k $39.4m $39.4m 1.64% Reduced -7.4k -7,381
42 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 236,230236.2k $39.4m $39.4m 0.06% Added +2.4k +2,393
43 Comprehensive Financial Management LLC 1.07% of their portfolio Los Gatos, CA 230,481230.5k $38.4m $38.4m 1.07% Unchanged
44 CHOREO, LLC 0.55% of their portfolio ROCKFORD, IL 228,592228.6k $37.6m $37.6m 0.55% Added +767 +767
45 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.10% of their portfolio LITTLE ROCK, AR 222,100222.1k $37.1m $37.1m 3.10% Reduced -2.9k -2,850
46 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 221,588221.6k $37.0m $37.0m 0.08% Reduced -739 -739
47 Wilmington Savings Fund Society, FSB 0.61% of their portfolio WILMINGTON, DE 204,743204.7k $34.2m $34.2m 0.61% Added +191.7k +191,666
48 FMR LLC 0.00% of their portfolio BOSTON, MA 197,368197.4k $32.9m $32.9m 0.00% Reduced -226 -226
49 BROWN ADVISORY INC 0.04% of their portfolio BALTIMORE, MD 192,038192.0k $32.0m $32.0m 0.04% Reduced -4.0k -3,957
50 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 188,061188.1k $31.4m $31.4m 0.05% Reduced -13.9k -13,854
51 BlackRock, Inc. 0.00% of their portfolio New York, NY 187,274187.3k $31.2m $31.2m 0.00% First filing
52 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 175,531175.5k $29.2m $29.2m 0.01% Reduced -6.0k -5,982
53 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 169,908169.9k $28.3m $28.3m 0.01% Reduced -11.5k -11,472
54 Mariner, LLC 0.05% of their portfolio Overland Park, KS 169,178169.2k $28.2m $28.2m 0.05% Added +950 +950
55 WHITTIER TRUST CO OF NEVADA INC 0.72% of their portfolio RENO, NV 166,914166.9k $27.8m $27.8m 0.72% Reduced -3.6k -3,573
56 WoodTrust Financial Corp 3.68% of their portfolio WISCONSIN RAPIDS, WI 155,312155.3k $25.9m $25.9m 3.68% Added +6.6k +6,553
57 Modera Wealth Management, LLC 0.33% of their portfolio WESTWOOD, NJ 154,087154.1k $25.7m $25.7m 0.33% Reduced -4.9k -4,913
58 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 150,960151.0k $905 $905 0.00% Added +149.7k +149,677
59 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 147,492147.5k $24.6m $24.6m 0.04% Reduced -67 -67
60 COURIER CAPITAL LLC 1.67% of their portfolio BUFFALO, NY 145,848145.8k $24.3m $24.3m 1.67% Added +501 +501
61 JOHNSON INVESTMENT COUNSEL INC 0.23% of their portfolio Cincinnati, OH 143,019143.0k $23.9m $23.9m 0.23% Reduced -3.3k -3,286
62 NATIXIS ADVISORS, LLC 0.05% of their portfolio Boston, MA 142,334142.3k $23.7m $23.7m 0.05% Added +127.8k +127,831
63 Arax Advisory Partners 1.96% of their portfolio NEW YORK, NY 131,328131.3k $21.9m $21.9m 1.96% Reduced -1.9k -1,939
64 SHAPIRO CAPITAL MANAGEMENT LLC 0.67% of their portfolio ATLANTA, GA 128,620128.6k $21.5m $21.5m 0.67% Added +90.6k +90,588
65 LBJ Family Wealth Advisors, Ltd. 6.35% of their portfolio AUSTIN, TX 127,130127.1k $20.7m $20.7m 6.35% Reduced -63 -63
66 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 124,460124.5k $20.8m $20.8m 0.03% Reduced -66.0k -65,987
67 COMERICA BANK 0.08% of their portfolio DALLAS, TX 124,113124.1k $20.7m $20.7m 0.08% Added +8.6k +8,615
68 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 122,062122.1k $20.4m $20.4m 0.02% Reduced -73.1k -73,064
69 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 121,977122.0k $20.3m $20.3m 0.00% Reduced -13.9k -13,859
70 GENDELL JEFFREY L 0.64% of their portfolio Greenwich, CT 121,876121.9k $20.3m $20.3m 0.64% Unchanged
71 Atom Investors LP 2.08% of their portfolio AUSTIN, TX 119,216119.2k $19.9m $19.9m 2.08% Added +9.8k +9,829
72 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 111,703111.7k $18.6m $18.6m 0.03% Reduced -3.9k -3,898
73 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 110,898110.9k $18.5m $18.5m 0.01% Reduced -2.5k -2,469
74 Vestcor Inc 0.58% of their portfolio FREDERICTON, A3 110,500110.5k $18.4m $18.4m 0.58% Unchanged
75 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 110,263110.3k $18.4m $18.4m 0.06% Reduced -314.6k -314,639
76 Savant Capital, LLC 0.15% of their portfolio ROCKFORD, IL 108,061108.1k $18.0m $18.0m 0.15% Reduced -993 -993
77 Fiduciary Trust Co 0.25% of their portfolio Boston, MA 107,635107.6k $18.0m $18.0m 0.25% Reduced -2.1k -2,129
78 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 106,951107.0k $17.8m $17.8m 0.05% Reduced -17.3k -17,284
79 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 106,485106.5k $17.8m $17.8m 0.04% Added +11.2k +11,161
80 MMA ASSET MANAGEMENT LLC 4.05% of their portfolio New York, NY 105,564105.6k $15.2m $15.2m 4.05% Added +49.6k +49,629
81 Zhang Financial LLC 1.11% of their portfolio PORTAGE, MI 105,047105.0k $17.5m $17.5m 1.11% Reduced -1.8k -1,804
82 Advisors Preferred, LLC 2.59% of their portfolio ROCKVILLE, MD 103,349103.3k $17.0m $17.0m 2.59% New
83 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 98,37698.4k $16.4m $16.4m 0.06% Reduced -1.1k -1,099
84 MONETA GROUP INVESTMENT ADVISORS LLC 0.24% of their portfolio ST LOUIS, MO 98,02098.0k $16.4m $16.4m 0.24% Reduced -1.8k -1,752
85 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 97,25297.3k $16.2m $16.2m 0.03% Added +745 +745
86 Covenant Partners, LLC 4.68% of their portfolio Nashville, TN 96,38196.4k $16.1m $16.1m 4.68% Reduced -6.6k -6,553
87 STEPHENS INC /AR/ 0.22% of their portfolio LITTLE ROCK, AR 93,57293.6k $15.6m $15.6m 0.22% Added +957 +957
88 CASTLEARK MANAGEMENT LLC 0.63% of their portfolio CHICAGO, IL 92,38092.4k $15.4m $15.4m 0.63% Reduced -71.3k -71,330
89 Powell Investment Advisors, LLC 7.15% of their portfolio MIAMI, FL 91,74991.7k $15.3m $15.3m 7.15% Added +12.5k +12,509
90 SYNOVUS FINANCIAL CORP 0.17% of their portfolio Columbus, GA 90,36790.4k $15.1m $15.1m 0.17% Reduced -644 -644
91 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 87,99688.0k $14.7m $14.7m 0.03% Reduced -96.4k -96,417
92 ASPIRIANT, LLC 0.53% of their portfolio San Francisco, CA 84,28284.3k $14.1m $14.1m 0.53% Reduced -4.9k -4,908
93 Waverly Advisors, LLC 0.26% of their portfolio BIRMINGHAM, AL 83,53883.5k $13.9m $13.9m 0.26% Reduced -874 -874
94 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 81,88181.9k $13.7m $13.7m 0.00% Added +2.2k +2,210
95 ROYCE & ASSOCIATES LP 0.12% of their portfolio New York, NY 81,34381.3k $13.6m $13.6m 0.12% Added +25.2k +25,153
96 THOMPSON SIEGEL & WALMSLEY LLC 0.20% of their portfolio RICHMOND, VA 80,52880.5k $13.4m $13.4m 0.20% Reduced -17.5k -17,513
97 CHURCHILL MANAGEMENT Corp 0.15% of their portfolio Los Angeles, CA 79,08679.1k $13.2m $13.2m 0.15% Reduced -1.4k -1,380
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 78,07178.1k $13.0m $13.0m 0.02% Reduced -2.0k -2,020
99 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 77,13777.1k $12.9m $12.9m 0.01% Reduced -8.1k -8,080
100 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 75,29275.3k $12.6m $12.6m 0.04% Reduced -2.5k -2,450