Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,274 institutional holders +15 vs Q2 2024
96,909,61396.9m shares reported held*
$30.2bnreported value*
72 new 376 added 433 reduced 54 sold out net sold ≈ $382.6m (-535.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $312.11. Options: 3 managers hold calls ($68.7m notional), 4 hold puts ($2.9m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,065Q2 23: 1,108Q3 23: 1,099Q4 23: 1,218Q1 24: 1,228Q2 24: 1,259Q3 24: 1,2741,274Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065
Q2 20231,108
Q3 20231,099
Q4 20231,218
Q1 20241,228
Q2 20241,259
Q3 20241,274

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 472 bought or addedQ4 22: 357 cut or sold outQ1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23Q2 23: 370 bought or addedQ2 23: 439 cut or sold outQ3 23: 310 bought or addedQ3 23: 466 cut or sold outQ3 23Q4 23: 483 bought or addedQ4 23: 415 cut or sold outQ1 24: 410 bought or addedQ1 24: 518 cut or sold outQ1 24Q2 24: 446 bought or addedQ2 24: 482 cut or sold outQ3 24: 448 bought or addedQ3 24: 487 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487
Q2 2023370439
Q3 2023310466
Q4 2023483415
Q1 2024410518
Q2 2024446482
Q3 2024448487

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 23 calls: $24.8mQ4 23 puts: $31.4mQ4 23P/C 1.27Q1 24 calls: $17.1mQ1 24 puts: $33.1mQ1 24P/C 1.94Q2 24 calls: $16.2mQ2 24 puts: $862.9kQ2 24P/C 0.05Q3 24 calls: $68.7mQ3 24 puts: $2.9mQ3 24P/C 0.04
Numbers
QuarterCallsPutsP/C
Q4 2023$24.8m$31.4m1.27
Q1 2024$17.1m$33.1m1.94
Q2 2024$16.2m$862.9k0.05
Q3 2024$68.7m$2.9m0.04

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +796,000+796.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +602,911+602.9k
Johns Hopkins University Added +473,559+473.6k
JONES FINANCIAL COMPANIES LLLP Added +405,129+405.1k
Financial Advocates Investment Management New +91,935+91.9k
ROYAL BANK OF CANADA Added +91,202+91.2k
Tower Research Capital LLC (TRC) Added +84,817+84.8k
Wilmington Savings Fund Society, FSB Added +78,000+78.0k
Wealthspire Advisors, LLC Added +57,070+57.1k
HALBERT HARGROVE GLOBAL ADVISORS, LLC Added +54,548+54.5k

Biggest sellers

Focus Partners Wealth Reduced -906,604-906.6k
MILLENNIUM MANAGEMENT LLC Reduced -346,269-346.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -253,635-253.6k
DAIDO LIFE INSURANCE CO Reduced -234,315-234.3k
GOLDMAN SACHS GROUP INC Reduced -204,138-204.1k
TWO SIGMA ADVISERS, LP Reduced -168,200-168.2k
HRT FINANCIAL LP Sold out -135,341-135.3k
TWO SIGMA INVESTMENTS, LP Reduced -109,200-109.2k
FMR LLC Reduced -103,767-103.8k
Millburn Ridgefield LLC /DE/ Reduced -98,514-98.5k

Biggest calls

CITADEL ADVISORS LLC Added $50.8m161.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.0m47.6k shares
JANE STREET GROUP, LLC New $2.9m9.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m3.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.0m3.2k shares
WOLVERINE TRADING, LLC New $626.5k2.0k shares
TWO SIGMA SECURITIES, LLC New $283.0k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.19% of their portfolio BOSTON, MA 9,983,81410.0m $3.1bn $3.1bn 0.19% Reduced -103.8k -103,767
2 JONES FINANCIAL COMPANIES LLLP 2.98% of their portfolio DES PERES, MO 9,279,9439.3m $2.9bn $2.9bn 2.98% Added +405.1k +405,129
3 ENVESTNET ASSET MANAGEMENT INC 0.43% of their portfolio Berwyn, PA 4,259,8414.3m $1.3bn $1.3bn 0.43% Reduced -253.6k -253,635
4 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 3,640,1673.6m $1.1bn $1.1bn 0.10% Reduced -5.4k -5,424
5 M&T Bank Corp 3.21% of their portfolio BUFFALO, NY 3,108,5113.1m $977.3m $977.3m 3.21% Reduced -52.8k -52,761
6 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 2,820,1282.8m $886.6m $886.6m 0.06% Added +22.7k +22,741
7 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 2,707,2302.7m $851.1m $851.1m 0.14% Reduced -30.9k -30,927
8 PNC Financial Services Group, Inc. 0.50% of their portfolio Pittsburgh, PA 2,469,5042.5m $776.4m $776.4m 0.50% Reduced -14.6k -14,582
9 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 2,394,0072.4m $752.7m $752.7m 0.34% Added +52.6k +52,616
10 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,375,1402.4m $746.7m $746.7m 0.03% Reduced -4.0k -3,950
11 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 2,210,4512.2m $694.9m $694.9m 0.13% Reduced -204.1k -204,138
12 BlackRock, Inc. 0.01% of their portfolio New York, NY 1,732,2571.7m $544.6m $544.6m 0.01% First filing
13 Millburn Ridgefield LLC /DE/ 12.59% of their portfolio New York, NY 1,527,6281.5m $480.3m $480.3m 12.59% Reduced -98.5k -98,514
14 Catalyst Capital Advisors LLC 10.82% of their portfolio San Juan, PR 1,527,6281.5m $480.3m $480.3m 10.82% Reduced -98.5k -98,514
15 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 1,465,1691.5m $460.6m $460.6m 0.11% Added +26.9k +26,852
16 JOHNSON INVESTMENT COUNSEL INC 3.99% of their portfolio Cincinnati, OH 1,290,0641.3m $405.6m $405.6m 3.99% Added +11.0k +10,996
17 BOKF, NA 6.91% of their portfolio TULSA, OK 1,252,0401.3m $389.5m $389.5m 6.91% Reduced -8.5k -8,545
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.34% of their portfolio MILWAUKEE, WI 1,219,2361.2m $383.3m $383.3m 0.34% Reduced -3.0k -2,965
19 Pathstone Holdings, LLC 1.61% of their portfolio ENGLEWOOD, NJ 1,147,6741.1m $360.5m $360.5m 1.61% Added +4.4k +4,412
20 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.76% of their portfolio TORONTO, A6 996,000996.0k $313.1m $313.1m 0.76% Added +796.0k +796,000
21 CAPTRUST FINANCIAL ADVISORS 0.89% of their portfolio RALEIGH, NC 952,195952.2k $299.4m $299.4m 0.89% Reduced -20.6k -20,559
22 UBS Group AG 0.08% of their portfolio ZURICH, V8 923,663923.7k $290.4m $290.4m 0.08% Added +14.7k +14,658
23 National Mutual Insurance Federation of Agricultural Cooperatives 2.24% of their portfolio TOKYO, JAPAN, M0 791,000791.0k $248.7m $248.7m 2.24% Unchanged
24 MERCER GLOBAL ADVISORS INC /ADV 0.57% of their portfolio DENVER, CO 785,820785.8k $244.9m $244.9m 0.57% Reduced -12.1k -12,120
25 Legacy Wealth Management, LLC 15.92% of their portfolio MEMPHIS, TN 781,596781.6k $245.7m $245.7m 15.92% Reduced -5.4k -5,423
26 Focus Partners Wealth 0.76% of their portfolio ST LOUIS, MO 753,274753.3k $236.8m $236.8m 0.76% Reduced -906.6k -906,604
27 CHURCHILL MANAGEMENT Corp 2.70% of their portfolio Los Angeles, CA 747,501747.5k $235.0m $235.0m 2.70% Added +1.7k +1,677
28 Capstone Financial Advisors, Inc. 13.45% of their portfolio DOWNERS GROVE, IL 695,547695.5k $218.7m $218.7m 13.45% Added +7.0k +7,045
29 Cerity Partners LLC 0.48% of their portfolio NEW YORK, NY 685,829685.8k $215.6m $215.6m 0.48% Added +20.9k +20,924
30 Creative Planning 0.20% of their portfolio OVERLAND PARK, KS 658,314658.3k $207.0m $207.0m 0.20% Reduced -11.9k -11,936
31 Johns Hopkins University 7.48% of their portfolio BALTIMORE, MD 634,929634.9k $199.6m $199.6m 7.48% Added +473.6k +473,559
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 605,201605.2k $1.9k $1.9k 0.01% Added +602.9k +602,911
33 TIAA TRUST, NATIONAL ASSOCIATION 0.56% of their portfolio CHARLOTTE, NC 592,796592.8k $186.4m $186.4m 0.56% Reduced -54.3k -54,349
34 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 583,684583.7k $183.5m $183.5m 0.04% Added +91.2k +91,202
35 COMERICA BANK 0.71% of their portfolio DALLAS, TX 573,298573.3k $180.2m $180.2m 0.71% Reduced -89.6k -89,569
36 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 572,258572.3k $179.9m $179.9m 0.23% Reduced -32.4k -32,365
37 DAIDO LIFE INSURANCE CO 22.50% of their portfolio TOKYO, M0 537,123537.1k $168.9m $168.9m 22.50% Reduced -234.3k -234,315
38 RED CEDAR INVESTMENT MANAGEMENT, LLC 21.03% of their portfolio GRAND RAPIDS, MI 527,447527.4k $165.8m $165.8m 21.03% Reduced -3.4k -3,369
39 HALBERT HARGROVE GLOBAL ADVISORS, LLC 8.95% of their portfolio LONG BEACH, CA 514,129514.1k $161.6m $161.6m 8.95% Added +54.5k +54,548
40 Empower Advisory Group, LLC 0.55% of their portfolio Greenwood Village, CO 513,334513.3k $161.4m $161.4m 0.55% Reduced -10.4k -10,442
41 Mariner, LLC 0.28% of their portfolio Overland Park, KS 503,559503.6k $158.3m $158.3m 0.28% Added +1.7k +1,670
42 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 483,777483.8k $152.1m $152.1m 0.22% Reduced -2.4k -2,445
43 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 474,660474.7k $150.0m $150.0m 0.04% Reduced -9.2k -9,205
44 FIFTH THIRD BANCORP 0.46% of their portfolio CINCINNATI, OH 406,431406.4k $127.8m $127.8m 0.46% Reduced -7.6k -7,595
45 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 405,136405.1k $127.4m $127.4m 0.20% Reduced -860 -860
46 CIBC Private Wealth Group LLC 0.22% of their portfolio ATLANTA, GA 391,659391.7k $123.1m $123.1m 0.22% Reduced -4.8k -4,783
47 MPS Loria Financial Planners, LLC 36.01% of their portfolio Burr Ridge, IL 384,285384.3k $120.8m $120.8m 36.01% Added +4.6k +4,552
48 HSBC HOLDINGS PLC 0.07% of their portfolio LONDON, X0 381,730381.7k $120.0m $120.0m 0.07% Reduced -31.1k -31,132
49 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 375,997376.0k $118.2m $118.2m 0.16% Reduced -41.9k -41,895
50 Arbor Investment Advisors, LLC 14.59% of their portfolio WINSTON SALEM, NC 350,393350.4k $110.2m $110.2m 14.59% Reduced -2.3k -2,283
51 Waverly Advisors, LLC 1.95% of their portfolio BIRMINGHAM, AL 336,365336.4k $105.7m $105.7m 1.95% Reduced -9.4k -9,380
52 McKinley Carter Wealth Services, Inc. 6.08% of their portfolio WHEELING, WV 320,104320.1k $100.6m $100.6m 6.08% Reduced -4.0k -3,965
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% of their portfolio PLYMOUTH, MN 307,437307.4k $96.7m $96.7m 0.21% Added +6.5k +6,505
54 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 284,410284.4k $89.1m $89.1m 0.04% Added +4.0k +4,005
55 SCHRODER INVESTMENT MANAGEMENT GROUP 0.08% of their portfolio London, X0 264,327264.3k $82.8m $82.8m 0.08% Reduced -11.0k -10,971
56 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 261,978262.0k $82.4m $82.4m 0.18% Added +2.2k +2,203
57 AMG National Trust Bank 2.18% of their portfolio GREENWOOD VILLAGE, CO 256,458256.5k $80.6m $80.6m 2.18% Reduced -17.9k -17,894
58 Winthrop Advisory Group LLC 9.78% of their portfolio BOSTON, MA 251,728251.7k $79.1m $79.1m 9.78% Reduced -1.5k -1,506
59 Baird Financial Group, Inc. 0.15% of their portfolio MILWAUKEE, WI 240,738240.7k $75.7m $75.7m 0.15% Reduced -709 -709
60 Parkside Advisors LLC 17.24% of their portfolio BERKELEY, CA 230,953231.0k $72.6m $72.6m 17.24% Added +1.0k +1,023
61 BOK Financial Private Wealth, Inc. 5.19% of their portfolio DENVER, CO 228,137228.1k $71.7m $71.7m 5.19% Reduced -3.7k -3,734
62 Ballentine Partners, LLC 1.23% of their portfolio Waltham, MA 228,060228.1k $71.7m $71.7m 1.23% Reduced -3.5k -3,466
63 JFS WEALTH ADVISORS, LLC 4.59% of their portfolio HERMITAGE, PA 218,246218.2k $68.6m $68.6m 4.59% Reduced -5.4k -5,360
64 LAKE STREET ADVISORS GROUP, LLC 3.10% of their portfolio PORTSMOUTH, NH 213,682213.7k $67.2m $67.2m 3.10% Added +52 +52
65 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 206,792206.8k $65.0m $65.0m 0.10% Added +2.2k +2,173
66 WASHINGTON TRUST Co 2.23% of their portfolio WESTERLY, RI 202,375202.4k $63.6m $63.6m 2.23% Reduced -1.2k -1,162
67 Envestnet Portfolio Solutions, Inc. 0.20% of their portfolio BERWYN, PA 200,533200.5k $63.0m $63.0m 0.20% Reduced -975 -975
68 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 200,115200.1k $62.9m $62.9m 0.07% Added +13.9k +13,901
69 EPIQ Capital Group, LLC 17.85% of their portfolio San Francisco, CA 197,277197.3k $62.0m $62.0m 17.85% Added +7.5k +7,480
70 NorthCoast Asset Management LLC 0.37% of their portfolio STAMFORD, CT 193,957194.0k $52.6m $52.6m 0.37% Added +9.1k +9,147
71 OBSIDIAN CIO, LLC 12.34% of their portfolio NEW YORK, NY 186,968187.0k $58.8m $58.8m 12.34% Reduced -8.6k -8,595
72 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 185,277185.3k $58.2m $58.2m 0.04% Added +8.7k +8,650
73 Enclave Advisors LLC 9.55% of their portfolio AUSTIN, TX 179,205179.2k $56.3m $56.3m 9.55% First filing
74 Jordan Park Group LLC 3.84% of their portfolio SAN FRANCISCO, CA 179,123179.1k $56.3m $56.3m 3.84% Reduced -1.8k -1,833
75 BRIGHTON JONES LLC 2.09% of their portfolio SEATTLE, WA 176,535176.5k $55.5m $55.5m 2.09% Reduced -4.0k -4,032
76 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 173,234173.2k $54.5m $54.5m 0.01% Reduced -2.1k -2,150
77 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 169,201169.2k $47.9m $47.9m 0.08% Added +3.6k +3,589
78 CHOREO, LLC 0.75% of their portfolio ROCKFORD, IL 163,653163.7k $51.0m $51.0m 0.75% Reduced -1.1k -1,141
79 PRINCIPAL SECURITIES, INC. 1.22% of their portfolio DES MOINES, IA 160,217160.2k $50.4m $50.4m 1.22% Reduced -445 -445
80 HBC Financial Services, PLLC 30.51% of their portfolio SEATTLE, WA 157,871157.9k $50.2m $50.2m 30.51% Reduced -1.5k -1,506
81 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 152,979153.0k $48.1m $48.1m 0.18% Added +1.3k +1,344
82 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 147,775147.8k $46.5m $46.5m 0.16% Reduced -22.5k -22,533
83 NIXON PEABODY TRUST CO 3.82% of their portfolio BOSTON, MA 145,855145.9k $45.9m $45.9m 3.82% Added +5.3k +5,316
84 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 1.69% of their portfolio BOSTON, MA 143,760143.8k $45.2m $45.2m 1.69% Unchanged
85 Conservest Capital Advisors, Inc. 4.18% of their portfolio WYNNEWOOD, PA 141,647141.6k $40.8m $40.8m 4.18% Unchanged
86 St. Louis Trust Co 6.15% of their portfolio SAINT LOUIS, MO 139,103139.1k $43.7m $43.7m 6.15% Reduced -3.0k -3,048
87 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 139,010139.0k $43.7m $43.7m 0.05% Reduced -5.6k -5,626
88 TWO SIGMA INVESTMENTS, LP 0.10% of their portfolio NEW YORK, NY 137,400137.4k $43.2m $43.2m 0.10% Reduced -109.2k -109,200
89 US FINANCIAL ADVISORS, LLC 13.41% of their portfolio BRAINTREE, MA 136,930136.9k $43.0m $43.0m 13.41% Added +2.6k +2,633
90 Equitable Holdings, Inc. 0.42% of their portfolio NEW YORK, NY 136,416136.4k $42.9m $42.9m 0.42% Reduced -7.0k -6,951
91 DT Investment Partners, LLC 3.30% of their portfolio CHADDS FORD, PA 129,376129.4k $40.7m $40.7m 3.30% Reduced -125 -125
92 COMMERCE BANK 0.25% of their portfolio KANSAS CITY, MO 128,682128.7k $40.5m $40.5m 0.25% Added +3.3k +3,271
93 American Financial Advisors, LLC 5.30% of their portfolio Marietta, GA 123,390123.4k $38.8m $38.8m 5.30% Reduced -1.6k -1,577
94 Brewster Financial Planning LLC 30.06% of their portfolio BROOKLYN, NY 123,303123.3k $38.8m $38.8m 30.06% Reduced -568 -568
95 Keel Point, LLC 3.22% of their portfolio HUNTSVILLE, AL 123,132123.1k $38.7m $38.7m 3.22% Reduced -1.4k -1,381
96 IEQ CAPITAL, LLC 0.47% of their portfolio Foster City, CA 121,770121.8k $38.3m $38.3m 0.47% Reduced -1.0k -1,014
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 117,194117.2k $36.8m $36.8m 0.06% Added +33.2k +33,171
98 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 115,503115.5k $36.3m $36.3m 0.24% Added +2.2k +2,192
99 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 114,661114.7k $36.1m $36.1m 0.08% Reduced -86 -86
100 SACHEM HILL LLC 7.29% of their portfolio DENVER, CO 114,277114.3k $35.9m $35.9m 7.29% Reduced -2.2k -2,191