Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,099 institutional holders -9 vs Q2 2023
98,631,30998.6m shares reported held*
$23.2bnreported value*
50 new 260 added 409 reduced 57 sold out net sold ≈ $401.7m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $235.23. Options: 4 managers hold calls ($15.3m notional), 3 hold puts ($1.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,065Q2 23: 1,108Q3 23: 1,0991,099Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065
Q2 20231,108
Q3 20231,099

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 472 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23Q2 23: 370 bought or addedQ2 23: 439 cut or sold outQ2 23Q3 23: 310 bought or addedQ3 23: 466 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487
Q2 2023370439
Q3 2023310466

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $8.0mQ4 22 puts: $2.1mQ4 22P/C 0.26Q1 23 calls: $9.2mQ1 23 puts: $1.6mQ1 23P/C 0.18Q2 23 calls: $13.0mQ2 23 puts: $139.5mQ2 23P/C 10.76Q3 23 calls: $15.3mQ3 23 puts: $1.7mQ3 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q4 2022$8.0m$2.1m0.26
Q1 2023$9.2m$1.6m0.18
Q2 2023$13.0m$139.5m10.76
Q3 2023$15.3m$1.7m0.11

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +1,119,893+1.1m
COMERICA BANK New +717,071+717.1k
US BANCORP \DE\ Added +568,134+568.1k
BlackRock Inc. Added +386,045+386.0k
RHUMBLINE ADVISERS Added +222,325+222.3k
HighTower Advisors, LLC Added +188,926+188.9k
ROYAL BANK OF CANADA Added +179,008+179.0k
JONES FINANCIAL COMPANIES LLLP Added +159,730+159.7k
Single Point Partners, LLC New +135,284+135.3k
OSAIC HOLDINGS, INC. Added +113,222+113.2k

Biggest sellers

FMR LLC Reduced -1,399,287-1.4m
Veritable, L.P. Sold out -1,163,456-1.2m
JPMORGAN CHASE & CO Reduced -772,447-772.4k
MILLENNIUM MANAGEMENT LLC Reduced -629,475-629.5k
CIBC Private Wealth Group LLC Reduced -369,355-369.4k
GOLDMAN SACHS GROUP INC Reduced -295,433-295.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -294,179-294.2k
National Mutual Insurance Federation of Agricultural Cooperatives Reduced -287,000-287.0k
Employees' Retirement Fund of the City of Fort Worth Sold out -165,588-165.6k
J.P. Morgan Private Wealth Advisors LLC Reduced -125,943-125.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.9m50.6k shares
CITADEL ADVISORS LLC Added $2.4m10.4k shares
Belvedere Trading LLC Reduced $704.7k3.0k shares
Cutler Group LLC / CA Added $239.0k22.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m6.8k shares
CITADEL ADVISORS LLC Reduced $47.0k200 shares
Cutler Group LLC / CA Added $7.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.21% of their portfolio BOSTON, MA 10,418,74510.4m $2.4bn $2.4bn 0.21% Reduced -1.4m -1,399,287
2 JONES FINANCIAL COMPANIES LLLP 3.15% of their portfolio DES PERES, MO 8,152,5638.2m $1.9bn $1.9bn 3.15% Added +159.7k +159,730
3 BlackRock Inc. 0.03% of their portfolio New York, NY 4,649,1324.6m $1.1bn $1.1bn 0.03% Added +386.0k +386,045
4 ENVESTNET ASSET MANAGEMENT INC 0.47% of their portfolio Berwyn, PA 4,365,8504.4m $1.0bn $1.0bn 0.47% Reduced -294.2k -294,179
5 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 3,465,6563.5m $814.1m $814.1m 0.10% Reduced -3.3k -3,310
6 M&T Bank Corp 2.74% of their portfolio BUFFALO, NY 2,923,1232.9m $686.7m $686.7m 2.74% Added +49.6k +49,597
7 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 2,811,1722.8m $660.4m $660.4m 0.13% Reduced -125.6k -125,621
8 PNC Financial Services Group, Inc. 0.52% of their portfolio Pittsburgh, PA 2,603,1452.6m $611.5m $611.5m 0.52% Reduced -91.5k -91,503
9 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 2,373,6292.4m $557.6m $557.6m 0.06% Reduced -14.0k -13,988
10 LPL Financial LLC 0.37% of their portfolio FORT MILL, SC 2,249,9212.2m $528.5m $528.5m 0.37% Added +38.8k +38,800
11 GOLDMAN SACHS GROUP INC 0.12% of their portfolio NEW YORK, NY 2,056,1622.1m $483.0m $483.0m 0.12% Reduced -295.4k -295,433
12 Millburn Ridgefield LLC /DE/ 12.40% of their portfolio New York, NY 1,627,9181.6m $382.4m $382.4m 12.40% Reduced -75.1k -75,072
13 Catalyst Capital Advisors LLC 10.70% of their portfolio San Juan, PR 1,627,9181.6m $382.4m $382.4m 10.70% Reduced -75.1k -75,072
14 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 1,396,6131.4m $328.1m $328.1m 0.10% Added +12.6k +12,596
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.39% of their portfolio MILWAUKEE, WI 1,284,6871.3m $301.8m $301.8m 0.39% Reduced -27.9k -27,926
16 BOKF, NA 6.20% of their portfolio TULSA, OK 1,226,3861.2m $281.2m $281.2m 6.20% Reduced -35.5k -35,488
17 National Mutual Insurance Federation of Agricultural Cooperatives 3.48% of their portfolio TOKYO, JAPAN, M0 1,203,0001.2m $282.6m $282.6m 3.48% Reduced -287.0k -287,000
18 JOHNSON INVESTMENT COUNSEL INC 3.63% of their portfolio Cincinnati, OH 1,200,3651.2m $282.0m $282.0m 3.63% Added +6.9k +6,945
19 PATHSTONE FAMILY OFFICE, LLC 2.14% of their portfolio ENGLEWOOD, NJ 1,170,0281.2m $274.9m $274.9m 2.14% Added +1.1m +1,119,893
20 DAIDO LIFE INSURANCE CO 34.86% of their portfolio TOKYO, M0 1,130,3981.1m $265.5m $265.5m 34.86% Unchanged
21 J.P. Morgan Private Wealth Advisors LLC 0.73% of their portfolio SAN FRANCISCO, CA 1,094,2371.1m $257.0m $257.0m 0.73% Reduced -125.9k -125,943
22 UBS Group AG 0.12% of their portfolio ZURICH, V8 1,068,5491.1m $251.0m $251.0m 0.12% Added +102.8k +102,850
23 MERCER GLOBAL ADVISORS INC /ADV 0.74% of their portfolio DENVER, CO 832,971833.0k $195.7m $195.7m 0.74% Reduced -43.5k -43,457
24 CAPTRUST FINANCIAL ADVISORS 0.74% of their portfolio RALEIGH, NC 821,719821.7k $193.0m $193.0m 0.74% Added +14.1k +14,121
25 Legacy Wealth Management, LLC 16.49% of their portfolio MEMPHIS, TN 803,398803.4k $188.7m $188.7m 16.49% Reduced -6.9k -6,869
26 CHURCHILL MANAGEMENT Corp 3.13% of their portfolio Los Angeles, CA 789,060789.1k $185.4m $185.4m 3.13% Reduced -17.7k -17,700
27 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 735,741735.7k $173.0m $173.0m 0.26% Added +113.2k +113,222
28 Capstone Financial Advisors, Inc. 13.46% of their portfolio DOWNERS GROVE, IL 726,208726.2k $170.6m $170.6m 13.46% Reduced -13.6k -13,587
29 COMERICA BANK 0.88% of their portfolio DALLAS, TX 717,071717.1k $168.4m $168.4m 0.88% New
30 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 707,557707.6k $166.2m $166.2m 0.60% First filing
31 Creative Planning 0.20% of their portfolio OVERLAND PARK, KS 646,288646.3k $151.8m $151.8m 0.20% Reduced -7.8k -7,849
32 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.69% of their portfolio TORONTO, A6 641,000641.0k $150.6m $150.6m 0.69% Unchanged
33 HighTower Advisors, LLC 0.28% of their portfolio CHICAGO, IL 633,816633.8k $148.9m $148.9m 0.28% Added +188.9k +188,926
34 SCHRODER INVESTMENT MANAGEMENT GROUP 0.22% of their portfolio London, X0 623,641623.6k $146.5m $146.5m 0.22% Reduced -33.0k -32,960
35 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 607,459607.5k $142.7m $142.7m 0.23% Added +568.1k +568,134
36 Cerity Partners LLC 0.68% of their portfolio NEW YORK, NY 593,963594.0k $139.6m $139.6m 0.68% Reduced -121.9k -121,903
37 RED CEDAR INVESTMENT MANAGEMENT, LLC 21.23% of their portfolio GRAND RAPIDS, MI 590,869590.9k $138.8m $138.8m 21.23% Added +30.6k +30,583
38 Empower Advisory Group, LLC 0.60% of their portfolio Greenwood Village, CO 581,383581.4k $136.6m $136.6m 0.60% Reduced -9.8k -9,773
39 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 574,320574.3k $135.0m $135.0m 0.04% Reduced -1.9k -1,904
40 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 550,062550.1k $129.2m $129.2m 0.04% Added +179.0k +179,008
41 COLONY GROUP LLC 1.90% of their portfolio Boston, MA 539,374539.4k $126.7m $126.7m 1.90% Reduced -367 -367
42 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 527,190527.2k $123.8m $123.8m 0.01% Reduced -772.4k -772,447
43 Mariner, LLC 0.32% of their portfolio Overland Park, KS 508,071508.1k $119.4m $119.4m 0.32% Added +26.7k +26,698
44 HALBERT HARGROVE GLOBAL ADVISORS, LLC 8.68% of their portfolio LONG BEACH, CA 489,975490.0k $115.1m $115.1m 8.68% Added +1.9k +1,876
45 STATE OF WISCONSIN INVESTMENT BOARD 0.32% of their portfolio MADISON, WI 436,500436.5k $102.5m $102.5m 0.32% Added +76.1k +76,100
46 FIFTH THIRD BANCORP 0.47% of their portfolio CINCINNATI, OH 432,774432.8k $101.7m $101.7m 0.47% Reduced -70.8k -70,823
47 TRUIST FINANCIAL CORP 0.16% of their portfolio CHARLOTTE, NC 406,273406.3k $95.4m $95.4m 0.16% Added +1.1k +1,120
48 HSBC HOLDINGS PLC 0.10% of their portfolio LONDON, X0 376,351376.4k $88.4m $88.4m 0.10% Reduced -21.7k -21,703
49 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 373,278373.3k $87.7m $87.7m 0.16% Added +74.6k +74,614
50 CIBC Private Wealth Group LLC 0.20% of their portfolio ATLANTA, GA 367,557367.6k $86.3m $86.3m 0.20% Reduced -369.4k -369,355
51 MPS Loria Financial Planners, LLC 33.64% of their portfolio Burr Ridge, IL 365,564365.6k $85.9m $85.9m 33.64% Added +5.6k +5,630
52 Twele Capital Management, Inc. 14.43% of their portfolio MINNETONKA, MN 358,022358.0k $84.1m $84.1m 14.43% Reduced -33.1k -33,110
53 Arbor Investment Advisors, LLC 14.63% of their portfolio WINSTON SALEM, NC 356,525356.5k $83.8m $83.8m 14.63% Added +1.3k +1,299
54 Waverly Advisors, LLC 3.55% of their portfolio BIRMINGHAM, AL 346,585346.6k $81.4m $81.4m 3.55% Reduced -5.7k -5,676
55 RHUMBLINE ADVISERS 0.09% of their portfolio BOSTON, MA 337,312337.3k $79.2m $79.2m 0.09% Added +222.3k +222,325
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 304,729304.7k $71.6m $71.6m 0.24% Added +88.4k +88,373
57 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 266,459266.5k $65.6m $65.6m 0.02% Reduced -2.0k -1,969
58 AMG National Trust Bank 2.15% of their portfolio GREENWOOD VILLAGE, CO 261,879261.9k $61.5m $61.5m 2.15% Reduced -1.9k -1,855
59 Winthrop Advisory Group LLC 9.99% of their portfolio BOSTON, MA 257,850257.9k $60.8m $60.8m 9.99% Reduced -2.3k -2,310
60 BOK Financial Private Wealth, Inc. 5.30% of their portfolio DENVER, CO 256,894256.9k $60.6m $60.6m 5.30% Reduced -5.9k -5,910
61 Baird Financial Group, Inc. 0.16% of their portfolio MILWAUKEE, WI 248,287248.3k $58.3m $58.3m 0.16% Reduced -7.2k -7,222
62 Ballentine Partners, LLC 1.28% of their portfolio Waltham, MA 232,080232.1k $54.5m $54.5m 1.28% Reduced -2.2k -2,151
63 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 227,106227.1k $53.3m $53.3m 0.01% Reduced -914 -914
64 McKinley Carter Wealth Services, Inc. 4.21% of their portfolio WHEELING, WV 225,430225.4k $53.0m $53.0m 4.21% Reduced -4.3k -4,309
65 Parkside Advisors LLC 16.35% of their portfolio BERKELEY, CA 223,114223.1k $52.6m $52.6m 16.35% Reduced -791 -791
66 WASHINGTON TRUST Co 2.23% of their portfolio WESTERLY, RI 216,008216.0k $50.7m $50.7m 2.23% Added +746 +746
67 LAKE STREET ADVISORS GROUP, LLC 2.98% of their portfolio PORTSMOUTH, NH 213,272213.3k $50.1m $50.1m 2.98% Reduced -16.8k -16,780
68 JFS WEALTH ADVISORS, LLC 4.64% of their portfolio HERMITAGE, PA 209,548209.5k $49.2m $49.2m 4.64% Reduced -3.1k -3,068
69 Column Capital Advisors, LLC 6.72% of their portfolio INDIANAPOLIS, IN 194,427194.4k $45.7m $45.7m 6.72% Reduced -4.2k -4,172
70 OBSIDIAN CIO, LLC 15.73% of their portfolio NEW YORK, NY 191,051191.1k $44.9m $44.9m 15.73% Added +7.3k +7,271
71 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 183,410183.4k $43.1m $43.1m 0.09% Added +2.0k +2,019
72 EPIQ Capital Group, LLC 23.06% of their portfolio San Francisco, CA 179,717179.7k $42.4m $42.4m 23.06% Added +214 +214
73 BRIGHTON JONES LLC 2.14% of their portfolio SEATTLE, WA 179,664179.7k $42.2m $42.2m 2.14% Added +2.4k +2,443
74 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 176,685176.7k $41.5m $41.5m 0.03% Added +5.6k +5,607
75 TELEMUS CAPITAL, LLC 3.80% of their portfolio Southfield, MI 175,001175.0k $41.1m $41.1m 3.80% Reduced -3.2k -3,218
76 HBC Financial Services, PLLC 30.20% of their portfolio SEATTLE, WA 171,367171.4k $40.3m $40.3m 30.20% Added +17 +17
77 Envestnet Portfolio Solutions, Inc. 0.19% of their portfolio BERWYN, PA 170,162170.2k $40.0m $40.0m 0.19% First filing
78 Equitable Holdings, Inc. 0.56% of their portfolio NEW YORK, NY 167,218167.2k $39.3m $39.3m 0.56% Reduced -17.5k -17,470
79 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 162,315162.3k $38.1m $38.1m 0.21% Reduced -1.4k -1,404
80 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 162,178162.2k $38.1m $38.1m 0.09% Added +3.5k +3,510
81 CHOREO, LLC 1.30% of their portfolio ROCKFORD, IL 156,153156.2k $36.8m $36.8m 1.30% Reduced -4.5k -4,548
82 Geisinger Health 12.31% of their portfolio DANVILLE, PA 154,732154.7k $36.3m $36.3m 12.31% Added +67 +67
83 Jordan Park Group LLC 2.54% of their portfolio SAN FRANCISCO, CA 150,707150.7k $35.4m $35.4m 2.54% Reduced -1.1k -1,060
84 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 146,002146.0k $34.3m $34.3m 0.06% Reduced -19.2k -19,228
85 Conservest Capital Advisors, Inc. 4.11% of their portfolio WYNNEWOOD, PA 144,970145.0k $34.1m $34.1m 4.11% Added +410 +410
86 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 143,457143.5k $33.7m $33.7m 0.05% Added +8.0k +8,015
87 ETF Portfolio Partners, Inc. 12.26% of their portfolio LEAWOOD, KS 141,418141.4k $33.2m $33.2m 12.26% Reduced -2.6k -2,569
88 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 139,654139.7k $32.8m $32.8m 0.21% Added +23.8k +23,780
89 COMERICA SECURITIES,INC. 2.72% of their portfolio DETROIT, MI 138,910138.9k $32.8m $32.8m 2.72% Reduced -26.1k -26,116
90 St. Louis Trust Co 6.13% of their portfolio SAINT LOUIS, MO 138,593138.6k $32.6m $32.6m 6.13% Reduced -317 -317
91 Single Point Partners, LLC 8.38% of their portfolio BOSTON, MA 135,284135.3k $31.9m $31.9m 8.38% New
92 Brewster Financial Planning LLC 30.12% of their portfolio BROOKLYN, NY 128,098128.1k $30.1m $30.1m 30.12% Reduced -2.4k -2,372
93 Keel Point, LLC 4.10% of their portfolio HUNTSVILLE, AL 127,289127.3k $29.9m $29.9m 4.10% Reduced -1.9k -1,866
94 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 127,236127.2k $29.9m $29.9m 0.14% Reduced -2.4k -2,379
95 US FINANCIAL ADVISORS, LLC 12.28% of their portfolio BRAINTREE, MA 125,833125.8k $29.6m $29.6m 12.28% Added +6.7k +6,706
96 DT Investment Partners, LLC 3.55% of their portfolio CHADDS FORD, PA 124,749124.7k $29.3m $29.3m 3.55% Reduced -1.1k -1,110
97 COMMERCE BANK 0.23% of their portfolio KANSAS CITY, MO 123,303123.3k $29.0m $29.0m 0.23% Reduced -4.0k -4,036
98 Beacon Pointe Advisors, LLC 0.36% of their portfolio NEWPORT BEACH, CA 122,693122.7k $28.8m $28.8m 0.36% Added +10.7k +10,692
99 Franklin, Parlapiano, Turner & Welch, LLC 8.75% of their portfolio HOUSTON, TX 120,017120.0k $28.2m $28.2m 8.75% Reduced -4.5k -4,495
100 Busey Bank 1.19% of their portfolio URBANA, IL 118,497118.5k $27.8m $27.8m 1.19% Reduced -2.5k -2,547