Vault-13

ISHARES TR IJK

S&P MC 400GR ETF · ETP · CUSIP 464287606

835 institutional holders +34 vs Q4 2023
86,858,03786.9m shares reported held*
$7.9bnreported value*
84 new 216 added 283 reduced 46 sold out net bought ≈ $418.9m (+4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.35. Options: 7 managers hold calls ($35.8m notional), 1 hold puts ($18.2k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 647Q4 22: 697Q1 23: 719Q2 23: 730Q3 23: 736Q4 23: 801Q1 24: 835835Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022647
Q4 2022697
Q1 2023719
Q2 2023730
Q3 2023736
Q4 2023801
Q1 2024835

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 255 bought or addedQ4 22: 259 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 263 cut or sold outQ1 23Q2 23: 257 bought or addedQ2 23: 270 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 279 cut or sold outQ3 23Q4 23: 288 bought or addedQ4 23: 266 cut or sold outQ4 23Q1 24: 300 bought or addedQ1 24: 329 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022255259
Q1 2023280263
Q2 2023257270
Q3 2023237279
Q4 2023288266
Q1 2024300329

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ2 23 calls: $362.5mQ2 23 puts: $390.0kQ2 23P/C 0.00Q3 23 calls: $26.8mQ3 23 puts: $368.4kQ3 23P/C 0.01Q4 23 calls: $42.8mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $35.8mQ1 24 puts: $18.2kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$362.5m$390.0k0.00
Q3 2023$26.8m$368.4k0.01
Q4 2023$42.8m$00.00
Q1 2024$35.8m$18.2k0.00

Biggest buyers

MORGAN STANLEY Added +6,673,415+6.7m
Christopher J. Hasenberg, Inc New +325,177+325.2k
CAPTRUST FINANCIAL ADVISORS Added +291,305+291.3k
Cetera Investment Advisers Added +264,626+264.6k
Lido Advisors, LLC Added +225,987+226.0k
RAYMOND JAMES & ASSOCIATES Added +163,419+163.4k
ROYAL BANK OF CANADA Added +112,303+112.3k
Main Management ETF Advisors, LLC Added +95,920+95.9k
UBS Group AG Added +86,566+86.6k
Focus Partners Wealth Added +65,811+65.8k

Biggest sellers

USA FINANCIAL FORMULAS Sold out -841,904-841.9k
WELLS FARGO & COMPANY/MN Reduced -543,397-543.4k
Modern Wealth Management, LLC Sold out -411,951-412.0k
PINKERTON WEALTH, LLC Reduced -344,264-344.3k
Cetera Advisor Networks LLC Sold out -252,750-252.8k
BANK OF AMERICA CORP /DE/ Reduced -185,728-185.7k
AMERIPRISE FINANCIAL INC Reduced -142,606-142.6k
Camarda Financial Advisors, LLC Sold out -139,239-139.2k
Concurrent Investment Advisors, LLC Reduced -126,901-126.9k
OSAIC HOLDINGS, INC. Reduced -100,761-100.8k

Biggest calls

JANE STREET GROUP, LLC Reduced $23.0m189.8k shares
IMC-Chicago, LLC Reduced $12.0m87.1k shares
CenterStar Asset Management, LLC New $617.5k4.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $273.8k3.0k shares
CITADEL ADVISORS LLC Reduced $18.2k200 shares
Cutler Group LLC / CA Reduced $1.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $18.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 19,995,30920.0m $1.8bn $1.8bn 0.05% Added +6.7m +6,673,415
2 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 7,255,4307.3m $662.1m $662.1m 0.17% Reduced -543.4k -543,397
3 FMR LLC 0.02% of their portfolio BOSTON, MA 3,788,1563.8m $345.7m $345.7m 0.02% Added +20.4k +20,419
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,533,5663.5m $322.4m $322.4m 0.03% Reduced -185.7k -185,728
5 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 3,403,0823.4m $310.5m $310.5m 0.07% Reduced -17.7k -17,740
6 Main Management ETF Advisors, LLC 13.88% of their portfolio SAN FRANCISCO, CA 2,877,6002.9m $262.6m $262.6m 13.88% Added +95.9k +95,920
7 CAPTRUST FINANCIAL ADVISORS 0.84% of their portfolio RALEIGH, NC 2,516,6852.5m $229.6m $229.6m 0.84% Added +291.3k +291,305
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 2,161,4972.2m $197.2m $197.2m 0.07% Added +86.6k +86,566
9 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 1,932,6841.9m $176.4m $176.4m 0.12% Reduced -9.1k -9,111
10 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,637,2481.6m $149.4m $149.4m 0.01% Reduced -69.2k -69,222
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,569,1241.6m $143.2m $143.2m 0.05% Reduced -14.2k -14,161
12 Financial Engines Advisors L.L.C. 0.32% of their portfolio SANTA CLARA, CA 1,553,6711.6m $141.8m $141.8m 0.32% Reduced -85.6k -85,583
13 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,392,0291.4m $127.3m $127.3m 0.04% Reduced -142.6k -142,606
14 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,177,0221.2m $107.4m $107.4m 0.06% Reduced -43.2k -43,195
15 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,154,4341.2m $105.3m $105.3m 0.07% Added +163.4k +163,419
16 D.A. DAVIDSON & CO. 0.81% of their portfolio GREAT FALLS, MT 982,900982.9k $89.7m $89.7m 0.81% Reduced -8.1k -8,128
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 910,821910.8k $83.1m $83.1m 0.01% Added +39.2k +39,157
18 Main Management LLC 6.55% of their portfolio SAN FRANCISCO, CA 841,507841.5k $76.8m $76.8m 6.55% Added +2.3k +2,263
19 MIDLAND WEALTH ADVISORS, LLC 4.67% of their portfolio EFFINGHAM, IL 830,320830.3k $75.8m $75.8m 4.67% Added +21.1k +21,092
20 MAI Capital Management 0.73% of their portfolio INDEPENDENCE, OH 767,297767.3k $70.0m $70.0m 0.73% Added +10.0k +9,981
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 762,922762.9k $69.6m $69.6m 0.07% Added +11.6k +11,588
22 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 733,318733.3k $66.9m $66.9m 0.11% Reduced -99.4k -99,386
23 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 688,987689.0k $62.9m $62.9m 0.01% Reduced -28.6k -28,601
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 665,675665.7k $60.7m $60.7m 0.01% Added +112.3k +112,303
25 KEYBANK NATIONAL ASSOCIATION/OH 0.23% of their portfolio BROOKLYN, OH 612,657612.7k $55.9m $55.9m 0.23% Reduced -4.0k -3,961
26 Willis Johnson & Associates, Inc. 4.82% of their portfolio Houston, TX 607,670607.7k $55.4m $55.4m 4.82% Added +5.6k +5,649
27 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 585,874585.9k $53.6m $53.6m 0.02% Reduced -33.4k -33,411
28 Wilmington Savings Fund Society, FSB 1.90% of their portfolio WILMINGTON, DE 542,997543.0k $49.5m $49.5m 1.90% First filing
29 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 522,256522.3k $47.7m $47.7m 0.07% Reduced -16.7k -16,705
30 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 499,992500.0k $45.6m $45.6m 0.07% Reduced -30.3k -30,337
31 BOKF, NA 0.81% of their portfolio TULSA, OK 488,300488.3k $44.4m $44.4m 0.81% Reduced -9.6k -9,566
32 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 485,948485.9k $44.4m $44.4m 0.07% Added +32.0k +31,964
33 Lido Advisors, LLC 0.39% of their portfolio Los Angeles, CA 480,363480.4k $43.8m $43.8m 0.39% Added +226.0k +225,987
34 Joel Isaacson & Co., LLC 2.40% of their portfolio NEW YORK, NY 479,510479.5k $43.8m $43.8m 2.40% Added +9.3k +9,337
35 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 454,773454.8k $41.5m $41.5m 0.11% Added +3.9k +3,930
36 REGIONS FINANCIAL CORP 0.31% of their portfolio BIRMINGHAM, AL 447,678447.7k $40.9m $40.9m 0.31% Reduced -10.8k -10,845
37 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 363,889363.9k $33.2m $33.2m 0.08% Added +264.6k +264,626
38 Steward Partners Investment Advisory, LLC 0.33% of their portfolio STAMFORD, CT 328,452328.5k $30.0m $30.0m 0.33% Added +54.6k +54,648
39 Christopher J. Hasenberg, Inc 14.57% of their portfolio EAU CLAIRE, WI 325,177325.2k $29.7m $29.7m 14.57% New
40 Mariner, LLC 0.06% of their portfolio Overland Park, KS 323,353323.4k $29.5m $29.5m 0.06% Added +55.7k +55,720
41 AlTi Global, Inc. 0.79% of their portfolio NEW YORK, NY 310,123310.1k $28.3m $28.3m 0.79% Reduced -8.8k -8,750
42 Salomon & Ludwin, LLC 2.42% of their portfolio RICHMOND, VA 308,209308.2k $28.1m $28.1m 2.42% Reduced -5.2k -5,213
43 World Investment Advisors 3.94% of their portfolio LINCROFT, NJ 301,416301.4k $27.5m $27.5m 3.94% Reduced -95.3k -95,278
44 Savant Capital, LLC 0.30% of their portfolio ROCKFORD, IL 286,091286.1k $26.1m $26.1m 0.30% Reduced -5.7k -5,726
45 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 257,331257.3k $23.5m $23.5m 0.05% Reduced -100.8k -100,761
46 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 251,292251.3k $22.9m $22.9m 0.07% Added +5.8k +5,800
47 1834 INVESTMENT ADVISORS CO 2.62% of their portfolio Milwaukee, WI 241,242241.2k $22.0m $22.0m 2.62% Reduced -36.8k -36,821
48 Capital Advisors, Ltd. LLC 2.82% of their portfolio SHAKER HEIGHTS, OH 236,809236.8k $21.6m $21.6m 2.82% Added +2.5k +2,524
49 COURIER CAPITAL LLC 1.55% of their portfolio BUFFALO, NY 234,492234.5k $21.4m $21.4m 1.55% Added +1.1k +1,059
50 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 231,610231.6k $21.1m $21.1m 0.02% Reduced -11.8k -11,752
51 SPC Financial, Inc. 1.95% of their portfolio ROCKVILLE, MD 227,421227.4k $20.8m $20.8m 1.95% Reduced -94 -94
52 JMAC ENTERPRISES LLC 3.77% of their portfolio NEWTOWN, PA 222,200222.2k $20.3m $20.3m 3.77% Added +13.9k +13,896
53 INSPIRION WEALTH ADVISORS, LLC 3.27% of their portfolio LIBERTYVILLE, IL 216,958217.0k $19.8m $19.8m 3.27% Added +4.1k +4,056
54 COMERICA BANK 0.08% of their portfolio DALLAS, TX 207,362207.4k $18.9m $18.9m 0.08% Reduced -5.3k -5,251
55 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 197,880197.9k $18.1m $18.1m 0.04% Added +5.2k +5,216
56 Cassaday & Co Wealth Management LLC 0.55% of their portfolio MCLEAN, VA 184,240184.2k $16.8m $16.8m 0.55% Reduced -2.4k -2,387
57 Hudson Capital Management LLC 5.77% of their portfolio RAMSEY, NJ 183,290183.3k $16.7m $16.7m 5.77% Reduced -1.9k -1,923
58 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.19% of their portfolio CHICAGO, IL 174,280174.3k $15.9m $15.9m 0.19% Unchanged
59 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 165,227165.2k $15.1m $15.1m 0.02% Reduced -14.2k -14,239
60 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 162,351162.4k $14.8m $14.8m 0.21% Reduced -496 -496
61 Texas Yale Capital Corp. 0.66% of their portfolio ST. PETERSBURG, FL 161,803161.8k $14.8m $14.8m 0.66% Reduced -50 -50
62 Blue Edge Capital, LLC 2.46% of their portfolio RICHMOND, VA 161,545161.5k $14.7m $14.7m 2.46% Added +6.0k +6,001
63 Sterling Financial Planning, Inc. 5.87% of their portfolio SPARTA, NJ 158,735158.7k $14.5m $14.5m 5.87% Reduced -276 -276
64 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 156,972157.0k $14.3m $14.3m 0.10% Reduced -28.3k -28,291
65 FIRST MERCHANTS CORP 1.05% of their portfolio Muncie, IN 152,703152.7k $13.9m $13.9m 1.05% Reduced -31.3k -31,253
66 Ifrah Financial Services, Inc. 3.89% of their portfolio Little Rock, AR 151,963152.0k $13.9m $13.9m 3.89% Reduced -759 -759
67 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 150,178150.2k $13.7m $13.7m 0.05% Reduced -17.6k -17,644
68 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 149,207149.2k $13.6m $13.6m 0.02% Added +24.2k +24,196
69 GHP Investment Advisors, Inc. 0.67% of their portfolio Denver, CO 148,099148.1k $13.5m $13.5m 0.67% Reduced -1.2k -1,194
70 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 141,699141.7k $12.9m $12.9m 0.02% Added +1.1k +1,140
71 Cullen/Frost Bankers, Inc. 0.18% of their portfolio San Antonio, TX 136,721136.7k $12.5m $12.5m 0.18% Added +15.2k +15,188
72 Clear Creek Financial Management, LLC 1.42% of their portfolio SILVERDALE, WA 121,362121.4k $11.1m $11.1m 1.42% Reduced -45.3k -45,312
73 SOA Wealth Advisors, LLC. 2.25% of their portfolio NEW YORK, NY 119,038119.0k $10.9m $10.9m 2.25% Reduced -2.5k -2,513
74 ETFIDEA, LLC 3.64% of their portfolio SYRACUSE, NY 117,087117.1k $10.7m $10.7m 3.64% Added +253 +253
75 MONETA GROUP INVESTMENT ADVISORS LLC 0.17% of their portfolio ST LOUIS, MO 116,711116.7k $10.6m $10.6m 0.17% Added +45.7k +45,729
76 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 110,416110.4k $10.1m $10.1m 0.01% Reduced -825 -825
77 HUNTINGTON NATIONAL BANK 0.08% of their portfolio COLUMBUS, OH 106,498106.5k $9.7m $9.7m 0.08% Added +4.1k +4,104
78 Broadview Financial Management, LLC 7.03% of their portfolio WAUWATOSA, WI 105,774105.8k $9.7m $9.7m 7.03% Reduced -1.2k -1,197
79 GREENUP STREET WEALTH MANAGEMENT LLC 2.37% of their portfolio OVERLAND PARK, KS 103,287103.3k $9.4m $9.4m 2.37% Reduced -18.1k -18,072
80 Mill Creek Capital Advisors, LLC 0.25% of their portfolio Conshohocken, PA 102,732102.7k $9.4m $9.4m 0.25% Reduced -3.0k -3,000
81 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 102,030102.0k $9.3m $9.3m 0.01% Added +7.3k +7,336
82 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 95,20695.2k $8.7m $8.7m 0.07% Reduced -307 -307
83 Callan Family Office, LLC 1.96% of their portfolio RADNOR, PA 91,46991.5k $8.3m $8.3m 1.96% Reduced -115 -115
84 Associated Banc-Corp 0.26% of their portfolio Green Bay, WI 90,79090.8k $8.3m $8.3m 0.26% Added +1.8k +1,779
85 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 90,16990.2k $8.2m $8.2m 0.06% Reduced -1.4k -1,444
86 JFS WEALTH ADVISORS, LLC 0.64% of their portfolio HERMITAGE, PA 88,84888.8k $8.1m $8.1m 0.64% Added +15.9k +15,851
87 GREENLEAF TRUST 0.07% of their portfolio KALAMAZOO, MI 87,45087.5k $8.0m $8.0m 0.07% Reduced -5.2k -5,246
88 MGO ONE SEVEN LLC 0.41% of their portfolio Beachwood, OH 86,02286.0k $7.8m $7.8m 0.41% Added +26.6k +26,610
89 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 82,86682.9k $7.6m $7.6m 0.03% Reduced -100.0k -100,012
90 Mechanics Bank Trust Department 1.10% of their portfolio Walnut Creek, CA 81,93681.9k $7.5m $7.5m 1.10% Reduced -165 -165
91 First Personal Financial Services 1.72% of their portfolio CHARLOTTE, NC 81,47081.5k $7.4m $7.4m 1.72% Reduced -2.0k -1,990
92 Bryn Mawr Trust Advisors, LLC 0.42% of their portfolio PHILADELPHIA, PA 81,31281.3k $7.4m $7.4m 0.42% Reduced -2.0k -1,984
93 Goelzer Investment Management, Inc. 0.41% of their portfolio CARMEL, IN 79,24679.2k $7.2m $7.2m 0.41% Reduced -1.4k -1,388
94 JNBA Financial Advisors 0.75% of their portfolio BLOOMINGTON, MN 78,32078.3k $7.1m $7.1m 0.75% Reduced -2.8k -2,764
95 COLDSTREAM CAPITAL MANAGEMENT INC 0.18% of their portfolio BELLEVUE, WA 76,68376.7k $7.0m $7.0m 0.18% Reduced -1.7k -1,663
96 FIRST HAWAIIAN BANK 0.22% of their portfolio HONOLULU, HI 76,54376.5k $7.0m $7.0m 0.22% Reduced -16.9k -16,892
97 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 76,31676.3k $7.0m $7.0m 0.06% Added +65.8k +65,811
98 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 75,84075.8k $6.9m $6.9m 0.01% Reduced -39.6k -39,631
99 Centerpoint Advisors, LLC 2.58% of their portfolio NEEDHAM, MA 75,45075.5k $6.9m $6.9m 2.58% Reduced -2.3k -2,276
100 Oldfather Financial Services, LLC 2.67% of their portfolio KEARNEY, NE 71,02271.0k $6.5m $6.5m 2.67% Added +1.5k +1,486