Vault-13

ISHARES TR IBB

ISHARES BIOTECH · ETP · CUSIP 464287556 · ISIN US4642875565

898 institutional holders -4 vs Q2 2024
36,019,39336.0m shares reported held*
$5.2bnreported value*
65 new 245 added 321 reduced 75 sold out net sold ≈ $720.6m (-5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($467.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $145.53. Options: 17 managers hold calls ($496.2m notional), 23 hold puts ($810.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 830Q4 22: 905Q1 23: 867Q2 23: 845Q3 23: 837Q4 23: 878Q1 24: 903Q2 24: 902Q3 24: 898898Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022830
Q4 2022905
Q1 2023867
Q2 2023845
Q3 2023837
Q4 2023878
Q1 2024903
Q2 2024902
Q3 2024898

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 341 bought or addedQ4 22: 334 cut or sold outQ1 23: 259 bought or addedQ1 23: 434 cut or sold outQ1 23Q2 23: 247 bought or addedQ2 23: 374 cut or sold outQ3 23: 223 bought or addedQ3 23: 399 cut or sold outQ3 23Q4 23: 260 bought or addedQ4 23: 451 cut or sold outQ1 24: 341 bought or addedQ1 24: 378 cut or sold outQ1 24Q2 24: 264 bought or addedQ2 24: 398 cut or sold outQ3 24: 310 bought or addedQ3 24: 396 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022341334
Q1 2023259434
Q2 2023247374
Q3 2023223399
Q4 2023260451
Q1 2024341378
Q2 2024264398
Q3 2024310396

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ4 23 calls: $353.2mQ4 23 puts: $1.4bnQ4 23P/C 4.02Q1 24 calls: $221.6mQ1 24 puts: $1.1bnQ1 24P/C 4.82Q2 24 calls: $301.2mQ2 24 puts: $1.3bnQ2 24P/C 4.23Q3 24 calls: $496.2mQ3 24 puts: $810.4mQ3 24P/C 1.63
Numbers
QuarterCallsPutsP/C
Q4 2023$353.2m$1.4bn4.02
Q1 2024$221.6m$1.1bn4.82
Q2 2024$301.2m$1.3bn4.23
Q3 2024$496.2m$810.4m1.63

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +538,899+538.9k
JANE STREET GROUP, LLC Added +452,038+452.0k
MORGAN STANLEY Added +438,850+438.9k
BARCLAYS PLC Added +315,994+316.0k
ROYAL BANK OF CANADA Added +194,889+194.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +164,000+164.0k
WELLS FARGO & COMPANY/MN Added +89,265+89.3k
DRW Securities, LLC New +41,139+41.1k
Trek Financial, LLC New +40,561+40.6k
Erste Asset Management GmbH New +39,000+39.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,873,580-2.9m
GOLDMAN SACHS GROUP INC Reduced -1,786,690-1.8m
CITIGROUP INC Reduced -1,109,021-1.1m
BANK OF AMERICA CORP /DE/ Reduced -367,544-367.5k
Johns Hopkins University Sold out -229,449-229.4k
CITADEL ADVISORS LLC Sold out -217,695-217.7k
TWO SIGMA INVESTMENTS, LP Reduced -139,200-139.2k
Aristides Capital LLC Sold out -133,760-133.8k
TWO SIGMA ADVISERS, LP Reduced -129,700-129.7k
Focus Partners Wealth Reduced -78,569-78.6k

Biggest calls

PEAK6 Investments LLC Added $233.4m1.6m shares
CITADEL ADVISORS LLC Added $79.7m547.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $67.5m463.8k shares
Squarepoint Ops LLC Reduced $22.2m152.5k shares
Balyasny Asset Management L.P. Reduced $21.8m150.0k shares
JANE STREET GROUP, LLC New $19.5m133.6k shares
Hudson Bay Capital Management LP New $17.5m120.0k shares
Parallax Volatility Advisers, L.P. Added $10.8m74.1k shares
Centiva Capital, LP Added $4.7m32.0k shares
WELLS FARGO & COMPANY/MN Unchanged $4.4m30.0k shares

Biggest puts

FARALLON CAPITAL MANAGEMENT, L.L.C. Reduced $291.2m2.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $233.0m1.6m shares
CITADEL ADVISORS LLC Reduced $88.8m609.6k shares
Balyasny Asset Management L.P. Added $36.6m251.1k shares
CITIGROUP INC New $27.6m189.7k shares
BARCLAYS PLC New $26.3m180.3k shares
JANE STREET GROUP, LLC New $19.2m131.6k shares
BANK OF AMERICA CORP /DE/ Reduced $18.0m123.3k shares
Parallax Volatility Advisers, L.P. Added $11.6m79.7k shares
GTS SECURITIES LLC Reduced $10.4m71.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 7,152,5737.2m $1.0bn $1.0bn 0.09% Reduced -367.5k -367,544
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,161,4473.2m $460.3m $460.3m 0.03% Added +438.9k +438,850
3 BNP PARIBAS FINANCIAL MARKETS 0.34% of their portfolio PARIS, I0 2,380,2292.4m $346.6m $346.6m 0.34% Added +538.9k +538,899
4 CITIGROUP INC 0.27% of their portfolio NEW YORK, NY 1,979,6002.0m $288.2m $288.2m 0.27% Reduced -1.1m -1,109,021
5 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,472,4251.5m $214.4m $214.4m 0.05% Added +194.9k +194,889
6 JANE STREET GROUP, LLC 0.34% of their portfolio NEW YORK, NY 1,436,2661.4m $209.1m $209.1m 0.34% Added +452.0k +452,038
7 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 1,367,1781.4m $199.1m $199.1m 0.04% Reduced -1.8m -1,786,690
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,141,6841.1m $166.2m $166.2m 0.01% Reduced -2.9m -2,873,580
9 UBS Group AG 0.04% of their portfolio ZURICH, V8 878,499878.5k $127.9m $127.9m 0.04% Reduced -27.1k -27,111
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 783,346783.3k $114.1m $114.1m 0.03% Added +89.3k +89,265
11 COMMERCE BANK 0.66% of their portfolio KANSAS CITY, MO 743,366743.4k $108.2m $108.2m 0.66% Added +12.9k +12,921
12 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.23% of their portfolio TORONTO, A6 663,000663.0k $96.5m $96.5m 0.23% Added +164.0k +164,000
13 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 612,455612.5k $89.2m $89.2m 0.04% Reduced -832 -832
14 Main Management ETF Advisors, LLC 4.10% of their portfolio SAN FRANCISCO, CA 593,370593.4k $86.4m $86.4m 4.10% Added +14.5k +14,535
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 395,900395.9k $57.6m $57.6m 0.00% First filing
16 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 358,192358.2k $52.2m $52.2m 0.03% Reduced -10.5k -10,473
17 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 357,085357.1k $52.0m $52.0m 0.02% Added +316.0k +315,994
18 TWO SIGMA INVESTMENTS, LP 0.09% of their portfolio NEW YORK, NY 284,207284.2k $41.4m $41.4m 0.09% Reduced -139.2k -139,200
19 Bronte Capital Management Pty Ltd. 3.23% of their portfolio Bondi Junction, C3 272,955273.0k $39.7m $39.7m 3.23% Added +512 +512
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.07% of their portfolio BALA CYNWYD, PA 270,700270.7k $39.4m $39.4m 0.07% Reduced -10.0k -10,025
21 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 216,543216.5k $31.5m $31.5m 0.04% Reduced -504 -504
22 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 180,419180.4k $26.3m $26.3m 0.04% Reduced -9.3k -9,325
23 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 176,121176.1k $25.6m $25.6m 0.02% Reduced -13.6k -13,645
24 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 162,025162.0k $23.6m $23.6m 0.01% Added +11.8k +11,788
25 TWO SIGMA ADVISERS, LP 0.05% of their portfolio NEW YORK, NY 155,699155.7k $22.7m $22.7m 0.05% Reduced -129.7k -129,700
26 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 146,794146.8k $21.4m $21.4m 0.06% Reduced -8.9k -8,860
27 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 143,707143.7k $20.9m $20.9m 0.02% Reduced -2.3k -2,269
28 STATE OF MICHIGAN RETIREMENT SYSTEM 0.10% of their portfolio EAST LANSING, MI 137,000137.0k $19.9m $19.9m 0.10% Added +12.0k +12,000
29 Gray Foundation 5.69% of their portfolio Cohoes, NY 131,693131.7k $19.2m $19.2m 5.69% Unchanged
30 ALBION FINANCIAL GROUP /UT 1.31% of their portfolio SALT LAKE CITY, UT 129,980130.0k $18.9m $18.9m 1.31% Added +356 +356
31 Avalon Trust Co 1.37% of their portfolio SANTA FE, NM 126,958127.0k $18.5m $18.5m 1.37% Reduced -1.2k -1,245
32 CANADA LIFE ASSURANCE Co 0.03% of their portfolio WINNIPEG, A2 109,268109.3k $15.9m $15.9m 0.03% Reduced -260 -260
33 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 106,338106.3k $15.5m $15.5m 0.03% Reduced -12.0k -11,991
34 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 104,971105.0k $18.1m $18.1m 0.06% Reduced -6.7k -6,747
35 DAFNA Capital Management LLC 3.53% of their portfolio LOS ANGELES, CA 102,500102.5k $14.9m $14.9m 3.53% Unchanged
36 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 98,23198.2k $14.3m $14.3m 0.01% Added +32.9k +32,928
37 MAI Capital Management 0.12% of their portfolio INDEPENDENCE, OH 89,40289.4k $13.0m $13.0m 0.12% Reduced -1.1k -1,081
38 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 85,01485.0k $12.4m $12.4m 0.02% Reduced -4.0k -4,003
39 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 82,80582.8k $12.1m $12.1m 0.02% Reduced -79 -79
40 Miller Investment Management, LP 1.25% of their portfolio WEST CONSHOHOCKEN, PA 82,56382.6k $12.0m $12.0m 1.25% Reduced -1.5k -1,521
41 INVESTMENT HOUSE LLC 0.64% of their portfolio REDONDO BEACH, CA 81,82881.8k $11.9m $11.9m 0.64% Added +1.1k +1,090
42 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 80,04880.0k $11.7m $11.7m 0.03% Reduced -11.4k -11,371
43 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 79,89779.9k $11.6m $11.6m 0.02% Reduced -734 -734
44 MMBG INVESTMENT ADVISORS CO. 1.19% of their portfolio MIAMI, FL 78,55078.5k $11.4m $11.4m 1.19% Unchanged
45 CUMBERLAND ADVISORS INC 4.45% of their portfolio SARASOTA, FL 76,95377.0k $11.2m $11.2m 4.45% Reduced -3.3k -3,270
46 APPLETON PARTNERS INC/MA 0.81% of their portfolio BOSTON, MA 75,69975.7k $11.0m $11.0m 0.81% Added +2.0k +2,032
47 FACTORY MUTUAL INSURANCE CO 0.11% of their portfolio WALTHAM, MA 71,00071.0k $10.3m $10.3m 0.11% Unchanged
48 GYL Financial Synergies, LLC 0.77% of their portfolio West Hartford, CT 70,37970.4k $10.2m $10.2m 0.77% Added +485 +485
49 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 68,71268.7k $10.0m $10.0m 0.03% Reduced -10.0k -9,979
50 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 68,33268.3k $9.9m $9.9m 0.03% Reduced -7.2k -7,151
51 RAELIPSKIE PARTNERSHIP 4.81% of their portfolio WATERLOO, A6 67,80267.8k $9.9m $9.9m 4.81% Added +5 +5
52 McGuire Investment Group, LLC 1.38% of their portfolio WAKEFIELD, RI 67,35567.4k $9.8m $9.8m 1.38% Reduced -366 -366
53 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 0.96% of their portfolio WASHINGTON, DC 66,66066.7k $9.7m $9.7m 0.96% Added +308 +308
54 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 66,65766.7k $9.7m $9.7m 0.01% Reduced -1.2k -1,245
55 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 66,51166.5k $9.7m $9.7m 0.14% Reduced -3.0k -2,951
56 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 64,90164.9k $9.4m $9.4m 0.03% Reduced -1.5k -1,511
57 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 63,89963.9k $9.3m $9.3m 0.03% Added +16.8k +16,755
58 Pacific Capital Wealth Advisors, Inc. 1.55% of their portfolio CORONA, CA 63,38463.4k $9.2m $9.2m 1.55% Reduced -717 -717
59 Destiny Wealth Partners, LLC 1.61% of their portfolio TAVARES, FL 63,04463.0k $9.2m $9.2m 1.61% Reduced -13.6k -13,556
60 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 58,49958.5k $8.1m $8.1m 0.05% Reduced -5.7k -5,681
61 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 56,29556.3k $8.2m $8.2m 0.04% Unchanged
62 Tradition Wealth Management, LLC 0.72% of their portfolio EDINA, MN 55,84755.8k $8.1m $8.1m 0.72% Added +1.8k +1,790
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 55,83155.8k $8.1m $8.1m 0.00% Reduced -6.8k -6,827
64 NTV Asset Management LLC 1.07% of their portfolio Charleston, WV 54,92854.9k $8.0m $8.0m 1.07% Added +1.6k +1,640
65 Williams Jones Wealth Management, LLC. 0.09% of their portfolio NEW YORK, NY 54,82654.8k $8.0m $8.0m 0.09% Reduced -3.2k -3,160
66 SP Asset Management LLC 0.64% of their portfolio CUPERTINO, CA 53,01553.0k $7.7m $7.7m 0.64% Added +71 +71
67 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 52,72552.7k $7.7m $7.7m 0.09% Added +4.5k +4,469
68 Blume Capital Management, Inc. 1.70% of their portfolio BERKELEY, CA 51,69951.7k $7.5m $7.5m 1.70% Reduced -505 -505
69 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 50,21350.2k $7.3m $7.3m 0.02% Reduced -3.1k -3,061
70 GTS SECURITIES LLC 0.14% of their portfolio NEW YORK, NY 49,38849.4k $7.2m $7.2m 0.14% Reduced -5.4k -5,381
71 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 48,47648.5k $7.1m $7.1m 0.01% Added +37.8k +37,814
72 Sicart Associates LLC 2.43% of their portfolio NEW YORK, NY 47,47847.5k $6.9m $6.9m 2.43% Unchanged
73 NEVILLE RODIE & SHAW INC 0.50% of their portfolio NEW YORK, NY 46,80246.8k $6.8m $6.8m 0.50% Reduced -50 -50
74 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 46,48646.5k $6.8m $6.8m 0.02% Reduced -1.7k -1,680
75 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 45,48745.5k $6.6m $6.6m 0.02% Reduced -78.6k -78,569
76 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 45,23245.2k $6.6m $6.6m 0.01% Added +28.1k +28,087
77 Associated Banc-Corp 0.19% of their portfolio Green Bay, WI 44,97645.0k $6.5m $6.5m 0.19% Added +2.4k +2,425
78 Howard Capital Management Group, LLC 0.45% of their portfolio Los Angeles, CA 43,59243.6k $6.3m $6.3m 0.45% Reduced -175 -175
79 Michelson Medical Research Foundation, Inc. 4.45% of their portfolio Los Angeles, CA 43,39543.4k $6.3m $6.3m 4.45% Unchanged
80 Crescent Grove Advisors, LLC 0.64% of their portfolio LAKE FOREST, IL 42,80042.8k $6.2m $6.2m 0.64% Reduced -749 -749
81 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 42,20442.2k $6.1m $6.1m 0.03% Reduced -3.1k -3,061
82 HARBOUR INVESTMENT MANAGEMENT LLC 2.72% of their portfolio EDMONDS, WA 42,10442.1k $6.1m $6.1m 2.72% Reduced -251 -251
83 TOTH FINANCIAL ADVISORY CORP 0.72% of their portfolio LEESBURG, VA 41,86241.9k $6.1m $6.1m 0.72% Added +6.7k +6,715
84 Colonial Trust Advisors 0.52% of their portfolio SPARTANBURG, SC 41,61341.6k $6.1m $6.1m 0.52% Reduced -1.1k -1,105
85 DRW Securities, LLC 0.33% of their portfolio CHICAGO, IL 41,13941.1k $6.0m $6.0m 0.33% New
86 FORBES J M & CO LLP 0.58% of their portfolio Boston, MA 40,91040.9k $6.0m $6.0m 0.58% Reduced -477 -477
87 Family Firm, Inc. 0.36% of their portfolio BETHESDA, MD 40,67440.7k $1.7m $1.7m 0.36% Added +2.9k +2,852
88 Trek Financial, LLC 0.44% of their portfolio Scottsdale, AZ 40,56140.6k $5.9m $5.9m 0.44% New
89 First Interstate Bank 0.35% of their portfolio Billings, MT 40,09140.1k $5.8m $5.8m 0.35% Reduced -440 -440
90 Erste Asset Management GmbH 0.07% of their portfolio VIENNA, C4 39,00039.0k $5.7m $5.7m 0.07% New
91 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 38,11738.1k $5.5m $5.5m 0.01% Added +2.8k +2,758
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,76037.8k $5.5m $5.5m 0.00% Added +128 +128
93 FRG Family Wealth Advisors LLC 0.96% of their portfolio BELLEVUE, WA 36,89536.9k $5.4m $5.4m 0.96% Reduced -200 -200
94 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 36,02336.0k $5.2m $5.2m 0.04% Reduced -4.3k -4,336
95 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 35,66335.7k $5.2m $5.2m 0.08% Added +237 +237
96 SOL Capital Management CO 0.57% of their portfolio ROCKVILLE, MD 35,16535.2k $5.1m $5.1m 0.57% Added +190 +190
97 Alpha Family Trust 2.81% of their portfolio Los Angeles, CA 34,60834.6k $5.0m $5.0m 2.81% Unchanged
98 Analyst IMS Investment Management Services Ltd. 0.19% of their portfolio Tel-aviv, L3 33,75833.8k $4.9m $4.9m 0.19% Unchanged
99 EVERGREEN CAPITAL MANAGEMENT LLC 0.16% of their portfolio Bellevue, WA 33,73533.7k $4.9m $4.9m 0.16% Reduced -999 -999
100 LMR Partners LLP 0.11% of their portfolio LONDON, X0 33,67833.7k $4.9m $4.9m 0.11% New