Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

419 institutional holders +34 vs Q3 2024
26,660,63126.7m shares reported held*
$2.7bnreported value*
38 new 133 added 104 reduced 18 sold out net bought ≈ $20.9m (+177.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $102.17. Options: 3 managers hold calls ($14.6m notional), 2 hold puts ($694.2k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284Q4 23: 322Q1 24: 340Q2 24: 371Q3 24: 385Q4 24: 419419Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284
Q4 2023322
Q1 2024340
Q2 2024371
Q3 2024385
Q4 2024419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 117 cut or sold outQ4 23: 120 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 140 bought or addedQ1 24: 122 cut or sold outQ2 24: 162 bought or addedQ2 24: 102 cut or sold outQ2 24Q3 24: 162 bought or addedQ3 24: 126 cut or sold outQ4 24: 171 bought or addedQ4 24: 122 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202388106
Q2 202396102
Q3 202382117
Q4 202312088
Q1 2024140122
Q2 2024162102
Q3 2024162126
Q4 2024171122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ1 24 calls: $3.8mQ1 24 puts: $1.2mQ1 24P/C 0.30Q2 24 calls: $18.3mQ2 24 puts: $2.9mQ2 24P/C 0.16Q3 24 calls: $4.2mQ3 24 puts: $2.6mQ3 24P/C 0.63Q4 24 calls: $14.6mQ4 24 puts: $694.2kQ4 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q1 2024$3.8m$1.2m0.30
Q2 2024$18.3m$2.9m0.16
Q3 2024$4.2m$2.6m0.63
Q4 2024$14.6m$694.2k0.05

Biggest buyers

SteelPeak Wealth, LLC Added +369,690+369.7k
LPL Financial LLC Added +265,134+265.1k
Allworth Financial LP Added +252,342+252.3k
MORGAN STANLEY Added +225,857+225.9k
Independent Advisor Alliance Added +102,647+102.6k
Apollon Wealth Management, LLC Added +100,944+100.9k
&PARTNERS Added +80,996+81.0k
BANK OF AMERICA CORP /DE/ Added +70,407+70.4k
OVERSEA-CHINESE BANKING Corp Ltd Added +55,724+55.7k
Gray Foundation Added +37,032+37.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -685,614-685.6k
WELLINGTON MANAGEMENT GROUP LLP Reduced -266,083-266.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -153,856-153.9k
PRUDENTIAL FINANCIAL INC Sold out -127,378-127.4k
Equitable Holdings, Inc. Reduced -119,072-119.1k
Cerity Partners LLC Reduced -89,366-89.4k
WELLS FARGO & COMPANY/MN Reduced -45,872-45.9k
Bank of New York Mellon Corp Reduced -39,458-39.5k
MIDLAND WEALTH ADVISORS, LLC Reduced -36,211-36.2k
Empirical Asset Management, LLC Reduced -31,531-31.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.5m122.4k shares
CITADEL ADVISORS LLC Added $1.8m17.9k shares
WOLVERINE TRADING, LLC New $319.1k3.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $398.2k3.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $296.1k2.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,912,9342.9m $297.4m $297.4m 0.03% Added +70.4k +70,407
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,351,3902.4m $240.1m $240.1m 0.02% Added +225.9k +225,857
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.74% of their portfolio LOS ANGELES, CA 1,855,4541.9m $189.4m $189.4m 4.74% Added +339 +339
4 Equitable Holdings, Inc. 1.79% of their portfolio NEW YORK, NY 1,847,4771.8m $188.6m $188.6m 1.79% Reduced -119.1k -119,072
5 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,221,2721.2m $124.7m $124.7m 0.03% Added +11.7k +11,713
6 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 1,181,5531.2m $120.6m $120.6m 0.06% Reduced -17.6k -17,593
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,161,2251.2m $118.5m $118.5m 0.05% Added +265.1k +265,134
8 Cerity Partners LLC 0.20% of their portfolio NEW YORK, NY 900,243900.2k $91.9m $91.9m 0.20% Reduced -89.4k -89,366
9 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 785,114785.1k $80.2m $80.2m 0.01% Reduced -685.6k -685,614
10 Destination Wealth Management 2.05% of their portfolio Walnut Creek, CA 641,603641.6k $65.5m $65.5m 2.05% Reduced -27.8k -27,838
11 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 632,889632.9k $64.6m $64.6m 0.02% Added +23.5k +23,490
12 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 631,982632.0k $64.5m $64.5m 0.02% First filing
13 Gray Foundation 16.28% of their portfolio Cohoes, NY 559,116559.1k $57.1m $57.1m 16.28% Added +37.0k +37,032
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 424,146424.1k $43.3m $43.3m 0.01% Added +15.1k +15,088
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 401,343401.3k $41.0m $41.0m 0.01% Reduced -45.9k -45,872
16 SteelPeak Wealth, LLC 1.61% of their portfolio WOODLAND HILLS, CA 379,180379.2k $38.7m $38.7m 1.61% Added +369.7k +369,690
17 Portfolio Strategies, Inc. 4.34% of their portfolio MONTVALE, NJ 299,283299.3k $30.6m $30.6m 4.34% Reduced -5.4k -5,418
18 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 296,086296.1k $30.2m $30.2m 0.04% Added +9.0k +9,049
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 270,674270.7k $27.6m $27.6m 0.01% Reduced -153.9k -153,856
20 Mirae Asset Global Investments Co., Ltd. 0.11% of their portfolio SEOUL, M5 267,000267.0k $27.5m $27.5m 0.11% Added +10.0k +10,000
21 Legacy Financial Strategies, LLC 5.57% of their portfolio OVERLAND PARK, KS 253,112253.1k $25.9m $25.9m 5.57% Added +7.5k +7,490
22 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 252,651252.7k $27.0m $27.0m 0.15% Added +252.3k +252,342
23 Stuart Chaussee & Associates, Inc. 5.86% of their portfolio BEVERLY HILLS, CA 231,592231.6k $23.6m $23.6m 5.86% Reduced -684 -684
24 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 204,865204.9k $20.9m $20.9m 0.06% Reduced -3.1k -3,054
25 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 178,969179.0k $18.3m $18.3m 0.02% Added +3.1k +3,115
26 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 174,479174.5k $17.8m $17.8m 0.03% Reduced -23.6k -23,560
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 168,887168.9k $17.2m $17.2m 0.00% Reduced -14.3k -14,332
28 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 155,388155.4k $15.9m $15.9m 0.00% Reduced -266.1k -266,083
29 Mathes Company, Inc. 5.69% of their portfolio New York, NY 152,819152.8k $15.6m $15.6m 5.69% Reduced -10.5k -10,464
30 BAILARD, INC. 0.40% of their portfolio Foster City, CA 151,791151.8k $15.5m $15.5m 0.40% Reduced -7 -7
31 RFG - Bristol Wealth Advisors, LLC 5.06% of their portfolio TAUNTON, MA 151,132151.1k $15.4m $15.4m 5.06% First filing
32 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 150,999151.0k $15.4m $15.4m 0.03% Reduced -16.1k -16,107
33 Mariner, LLC 0.03% of their portfolio Overland Park, KS 146,458146.5k $15.0m $15.0m 0.03% Added +10.8k +10,772
34 HB Wealth Management, LLC 0.14% of their portfolio Atlanta, GA 133,620133.6k $13.6m $13.6m 0.14% Added +3.5k +3,505
35 OVERSEA-CHINESE BANKING Corp Ltd 0.35% of their portfolio SINGAPORE, U0 121,435121.4k $12.4m $12.4m 0.35% Added +55.7k +55,724
36 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 117,681117.7k $12.0m $12.0m 0.04% Added +15.0k +14,960
37 Northeast Financial Consultants Inc 0.49% of their portfolio WESTPORT, CT 113,796113.8k $11.6m $11.6m 0.49% Reduced -1.6k -1,552
38 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 113,048113.0k $11.5m $11.5m 0.03% Reduced -7.3k -7,290
39 Independent Advisor Alliance 0.14% of their portfolio CHARLOTTE, NC 105,954106.0k $10.8m $10.8m 0.14% Added +102.6k +102,647
40 Apollon Wealth Management, LLC 0.24% of their portfolio MOUNT PLEASANT, SC 103,367103.4k $10.6m $10.6m 0.24% Added +100.9k +100,944
41 GM Advisory Group, LLC 0.56% of their portfolio MELVILLE, NY 98,90098.9k $10.1m $10.1m 0.56% Reduced -472 -472
42 Belpointe Asset Management LLC 0.55% of their portfolio RENO, NV 98,60698.6k $9.2m $9.2m 0.55% Reduced -41 -41
43 Transform Wealth, LLC 0.56% of their portfolio GREENWOOD VILLAGE, CO 98,56798.6k $10.1m $10.1m 0.56% Added +6.0k +6,034
44 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 90,14990.1k $9.2m $9.2m 0.01% Reduced -2.4k -2,448
45 &PARTNERS 0.11% of their portfolio NASHVILLE, TN 88,41888.4k $9.2m $9.2m 0.11% Added +81.0k +80,996
46 Fairscale Capital, LLC 7.18% of their portfolio NASHUA, NH 81,67981.7k $8.3m $8.3m 7.18% Reduced -246 -246
47 White Lighthouse Investment Management Inc. 1.41% of their portfolio BEDFORD, MA 78,81578.8k $8.0m $8.0m 1.41% Reduced -79 -79
48 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 77,01677.0k $7.9m $7.9m 0.05% Reduced -330 -330
49 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 75,61475.6k $7.7m $7.7m 0.02% Added +20.4k +20,395
50 WealthBridge Capital Management, LLC 1.96% of their portfolio WESTERVILLE, OH 68,97969.0k $7.0m $7.0m 1.96% Added +161 +161
51 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 66,91366.9k $6.8m $6.8m 0.04% Added +3.0k +2,958
52 Baker Avenue Asset Management, LP 0.21% of their portfolio SAN FRANCISCO, CA 66,89266.9k $6.8m $6.8m 0.21% Added +8.6k +8,619
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 66,66066.7k $6.8m $6.8m 0.00% Unchanged
54 Dynamic Wealth Strategies, LLC 5.98% of their portfolio GRANITE BAY, CA 65,81265.8k $6.7m $6.7m 5.98% Added +416 +416
55 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 63,03463.0k $6.4m $6.4m 0.04% Added +956 +956
56 Meridian Wealth Management, LLC 0.30% of their portfolio LEXINGTON, KY 62,93862.9k $6.4m $6.4m 0.30% Reduced -504 -504
57 CWM, LLC 0.03% of their portfolio OMAHA, NE 62,75762.8k $6.4m $6.4m 0.03% Added +367 +367
58 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 62,34062.3k $6.6m $6.6m 0.04% Added +7.7k +7,728
59 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 59,28359.3k $6.1m $6.1m 0.01% Added +2.5k +2,543
60 Asset Management Group, Inc. 1.07% of their portfolio STAMFORD, CT 58,72858.7k $6.0m $6.0m 1.07% Reduced -980 -980
61 Graves Light Lenhart Wealth, Inc. 0.72% of their portfolio HARRISONBURG, VA 56,63456.6k $5.8m $5.8m 0.72% Reduced -258 -258
62 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 55,92155.9k $5.7m $5.7m 0.00% Added +33.9k +33,921
63 AFT, FORSYTH & COMPANY, INC. 2.71% of their portfolio JUPITER, FL 54,09354.1k $5.5m $5.5m 2.71% Reduced -1.9k -1,946
64 ACIMA PRIVATE WEALTH, LLC 1.84% of their portfolio RICHMOND, VA 53,40053.4k $5.5m $5.5m 1.84% Unchanged
65 KKM Financial LLC 2.29% of their portfolio CHICAGO, IL 53,11253.1k $5.5m $5.5m 2.29% Added +15.0k +15,023
66 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 50,97051.0k $5.2m $5.2m 0.10% Added +14.3k +14,346
67 Apexium Financial, LP 0.31% of their portfolio Dallas, TX 50,65850.7k $5.2m $5.2m 0.31% Reduced -2.7k -2,673
68 RWA WEALTH PARTNERS, LLC 0.06% of their portfolio BOSTON, MA 49,82149.8k $5.1m $5.1m 0.06% Unchanged
69 Humankind Investments LLC 1.26% of their portfolio NEW YORK, NY 48,93048.9k $5.0m $5.0m 1.26% Unchanged
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 46,67646.7k $4.8m $4.8m 0.01% Added +24.9k +24,891
71 INTERACTIVE FINANCIAL ADVISORS, INC. 2.45% of their portfolio New Lenox, IL 45,70445.7k $4.7m $4.7m 2.45% Added +2.8k +2,785
72 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 45,26645.3k $4.6m $4.6m 0.01% Added +2.5k +2,454
73 MIDLAND WEALTH ADVISORS, LLC 0.23% of their portfolio EFFINGHAM, IL 37,36537.4k $3.8m $3.8m 0.23% Reduced -36.2k -36,211
74 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,31837.3k $3.8m $3.8m 0.01% Added +32 +32
75 MERIDIAN INVESTMENT COUNSEL INC. 1.13% of their portfolio LAFAYETTE, CA 37,23037.2k $3.8m $3.8m 1.13% Reduced -1.9k -1,950
76 Milestone Investment Advisors LLC 1.01% of their portfolio MIDDLETON, WI 36,40236.4k $3.7m $3.7m 1.01% Added +3.0k +2,974
77 One Capital Management, LLC 0.12% of their portfolio WESTLAKE VILLAGE, CA 35,97136.0k $3.7m $3.7m 0.12% Reduced -984 -984
78 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 34,74234.7k $3.5m $3.5m 0.12% Added +4.7k +4,703
79 SHEETS SMITH WEALTH MANAGEMENT 0.43% of their portfolio WINSTON-SALEM, NC 34,40034.4k $3.5m $3.5m 0.43% Added +30 +30
80 Campion Asset Management 2.65% of their portfolio Fairfax, VA 34,33634.3k $3.5m $3.5m 2.65% Reduced -692 -692
81 TRAPHAGEN INVESTMENT ADVISORS LLC 0.34% of their portfolio ORADELL, NJ 32,77832.8k $3.3m $3.3m 0.34% Reduced -531 -531
82 FMR LLC 0.00% of their portfolio BOSTON, MA 32,58432.6k $3.3m $3.3m 0.00% Added +1.3k +1,312
83 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 31,10431.1k $3.2m $3.2m 0.10% Reduced -985 -985
84 Spectrum Wealth Counsel, LLC 0.36% of their portfolio INDIANAPOLIS, IN 29,68229.7k $3.0m $3.0m 0.36% Added +77 +77
85 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 29,01829.0k $3.0m $3.0m 0.02% Added +13.1k +13,068
86 Sowell Financial Services LLC 0.15% of their portfolio NORTH LITTLE ROCK, AR 27,88527.9k $2.8m $2.8m 0.15% Added +398 +398
87 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 25,43925.4k $2.6m $2.6m 0.01% Added +4.7k +4,663
88 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 24,53524.5k $2.5m $2.5m 0.04% Added +1.7k +1,656
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,18724.2k $2.5m $2.5m 0.00% Added +5.6k +5,612
90 SHELTON WEALTH MANAGEMENT, LLC 1.33% of their portfolio FORT WORTH, TX 23,84123.8k $2.4m $2.4m 1.33% Reduced -2.0k -1,958
91 Clarity Wealth Advisors, LLC 0.65% of their portfolio SAN JOSE, CA 23,38923.4k $2.4m $2.4m 0.65% Reduced -951 -951
92 Journey Beyond Wealth, LLC 2.24% of their portfolio ROSWELL, GA 23,33723.3k $2.4m $2.4m 2.24% First filing
93 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 23,08123.1k $2.4m $2.4m 0.01% Added +155 +155
94 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 22,68922.7k $2.3m $2.3m 0.00% Added +6.8k +6,815
95 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 22,34722.3k $2.3m $2.3m 0.03% Reduced -3.7k -3,656
96 Fort Sheridan Advisors LLC 0.33% of their portfolio HIGHLAND PARK, IL 22,18422.2k $2.3m $2.3m 0.33% Added +5 +5
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,04222.0k $2.3m $2.3m 0.00% Reduced -1.9k -1,905
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 21,51221.5k $2.2m $2.2m 0.00% Reduced -402 -402
99 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 20,90120.9k $2.1m $2.1m 0.00% Added +8.8k +8,839
100 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,35620.4k $2.1m $2.1m 0.01% Added +4.5k +4,468