Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

385 institutional holders +14 vs Q2 2024
26,329,67926.3m shares reported held*
$2.5bnreported value*
37 new 125 added 105 reduced 21 sold out net bought ≈ $113.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.88. Options: 3 managers hold calls ($4.2m notional), 5 hold puts ($2.6m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284Q4 23: 322Q1 24: 340Q2 24: 371Q3 24: 385385Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284
Q4 2023322
Q1 2024340
Q2 2024371
Q3 2024385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ1 23: 88 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 102 cut or sold outQ3 23: 82 bought or addedQ3 23: 117 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 88 cut or sold outQ1 24: 140 bought or addedQ1 24: 122 cut or sold outQ1 24Q2 24: 162 bought or addedQ2 24: 102 cut or sold outQ3 24: 162 bought or addedQ3 24: 126 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102
Q3 202382117
Q4 202312088
Q1 2024140122
Q2 2024162102
Q3 2024162126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 23 calls: $1.5mQ4 23 puts: $3.0kQ4 23P/C 0.00Q1 24 calls: $3.8mQ1 24 puts: $1.2mQ1 24P/C 0.30Q2 24 calls: $18.3mQ2 24 puts: $2.9mQ2 24P/C 0.16Q3 24 calls: $4.2mQ3 24 puts: $2.6mQ3 24P/C 0.63
Numbers
QuarterCallsPutsP/C
Q4 2023$1.5m$3.0k0.00
Q1 2024$3.8m$1.2m0.30
Q2 2024$18.3m$2.9m0.16
Q3 2024$4.2m$2.6m0.63

Biggest buyers

BANK OF MONTREAL /CAN/ Added +471,204+471.2k
WELLINGTON MANAGEMENT GROUP LLP New +421,471+421.5k
JPMORGAN CHASE & CO Added +176,178+176.2k
MORGAN STANLEY Added +160,475+160.5k
ENVESTNET ASSET MANAGEMENT INC Added +111,158+111.2k
TRUIST FINANCIAL CORP Added +86,923+86.9k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +71,852+71.9k
OVERSEA-CHINESE BANKING Corp Ltd New +65,711+65.7k
Meridian Wealth Management, LLC New +63,442+63.4k
Baker Avenue Asset Management, LP Added +55,633+55.6k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -196,326-196.3k
GM Advisory Group, LLC Reduced -194,305-194.3k
SteelPeak Wealth, LLC Reduced -132,669-132.7k
Raymond James Financial Services Advisors, Inc. Reduced -92,286-92.3k
Avestar Capital, LLC Reduced -82,787-82.8k
Equitable Holdings, Inc. Reduced -39,324-39.3k
Mariner, LLC Reduced -37,945-37.9k
Pinnacle Family Advisors, LLC Sold out -33,171-33.2k
U.S. Capital Wealth Advisors, LLC Reduced -22,281-22.3k
Fortis Group Advisors, LLC Reduced -19,863-19.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.9m29.8k shares
CITADEL ADVISORS LLC New $1.2m12.2k shares
Belvedere Trading LLC Added $182.3k1.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m11.0k shares
WELLS FARGO & COMPANY/MN Reduced $1.0m10.8k shares
WOLVERINE TRADING, LLC New $411.2k4.3k shares
CITADEL ADVISORS LLC New $124.7k1.3k shares
Belvedere Trading LLC Reduced $19.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,842,5272.8m $272.7m $272.7m 0.02% Added +26.2k +26,218
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,125,5332.1m $203.9m $203.9m 0.01% Added +160.5k +160,475
3 Equitable Holdings, Inc. 1.83% of their portfolio NEW YORK, NY 1,966,5492.0m $188.7m $188.7m 1.83% Reduced -39.3k -39,324
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4.11% of their portfolio LOS ANGELES, CA 1,855,1151.9m $178.0m $178.0m 4.11% Added +71.9k +71,852
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,470,7281.5m $141.1m $141.1m 0.01% Added +176.2k +176,178
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,209,5591.2m $116.0m $116.0m 0.03% Added +15.9k +15,862
7 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 1,199,1461.2m $114.7m $114.7m 0.05% Added +471.2k +471,204
8 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 989,609989.6k $94.9m $94.9m 0.21% Added +720 +720
9 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 896,091896.1k $86.0m $86.0m 0.04% Added +27.3k +27,322
10 Destination Wealth Management 1.99% of their portfolio Walnut Creek, CA 669,441669.4k $64.2m $64.2m 1.99% Reduced -3.1k -3,055
11 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 609,399609.4k $58.6m $58.6m 0.02% Reduced -196.3k -196,326
12 Gray Foundation 14.86% of their portfolio Cohoes, NY 522,084522.1k $50.1m $50.1m 14.86% Unchanged
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 447,215447.2k $42.9m $42.9m 0.01% Added +11.9k +11,851
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 424,530424.5k $40.7m $40.7m 0.01% Added +111.2k +111,158
15 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 421,471421.5k $40.4m $40.4m 0.01% New
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 409,058409.1k $39.2m $39.2m 0.01% Added +8.3k +8,305
17 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 335,430335.4k $32.2m $32.2m 0.04% Reduced -92.3k -92,286
18 Portfolio Strategies, Inc. 3.95% of their portfolio MONTVALE, NJ 304,701304.7k $29.2m $29.2m 3.95% Reduced -4.1k -4,120
19 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 287,037287.0k $27.5m $27.5m 0.04% Added +35.7k +35,700
20 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 284,903284.9k $27.3m $27.3m 0.02% Reduced -15.1k -15,129
21 Mirae Asset Global Investments Co., Ltd. 0.11% of their portfolio SEOUL, M5 257,000257.0k $24.6m $24.6m 0.11% Reduced -4.0k -4,000
22 Legacy Financial Strategies, LLC 5.20% of their portfolio OVERLAND PARK, KS 245,622245.6k $23.6m $23.6m 5.20% Reduced -16.7k -16,683
23 Stuart Chaussee & Associates, Inc. 5.85% of their portfolio BEVERLY HILLS, CA 232,276232.3k $22.3m $22.3m 5.85% Reduced -2.4k -2,370
24 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 207,919207.9k $19.9m $19.9m 0.06% Added +820 +820
25 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 198,039198.0k $19.0m $19.0m 0.03% Added +86.9k +86,923
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 183,219183.2k $17.6m $17.6m 0.00% Added +4.1k +4,130
27 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 175,854175.9k $16.9m $16.9m 0.02% Added +41.2k +41,194
28 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 167,106167.1k $16.0m $16.0m 0.04% Added +15.5k +15,466
29 Mathes Company, Inc. 5.53% of their portfolio New York, NY 163,283163.3k $15.7m $15.7m 5.53% Reduced -75 -75
30 BAILARD, INC. 0.38% of their portfolio Foster City, CA 151,798151.8k $14.6m $14.6m 0.38% Reduced -516 -516
31 Mariner, LLC 0.02% of their portfolio Overland Park, KS 135,686135.7k $13.0m $13.0m 0.02% Reduced -37.9k -37,945
32 HB Wealth Management, LLC 0.13% of their portfolio Atlanta, GA 130,115130.1k $12.5m $12.5m 0.13% Added +10.3k +10,330
33 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 127,378127.4k $12.2m $12.2m 0.02% Added +13.2k +13,223
34 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 120,338120.3k $11.5m $11.5m 0.03% Reduced -4.8k -4,805
35 Northeast Financial Consultants Inc 0.48% of their portfolio WESTPORT, CT 115,348115.3k $11.1m $11.1m 0.48% Added +1.4k +1,400
36 CIC Wealth, LLC 2.57% of their portfolio ROCKVILLE, MD 103,759103.8k $10.0m $10.0m 2.57% Added +1.4k +1,438
37 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 102,721102.7k $9.9m $9.9m 0.03% Reduced -4.5k -4,538
38 GM Advisory Group, LLC 0.57% of their portfolio MELVILLE, NY 99,37299.4k $9.5m $9.5m 0.57% Reduced -194.3k -194,305
39 Belpointe Asset Management LLC 0.57% of their portfolio RENO, NV 98,64798.6k $9.5m $9.5m 0.57% Added +31.5k +31,543
40 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 92,59792.6k $8.9m $8.9m 0.01% Reduced -1.6k -1,645
41 Transform Wealth, LLC 0.59% of their portfolio GREENWOOD VILLAGE, CO 92,53392.5k $8.9m $8.9m 0.59% Added +29.5k +29,490
42 Fairscale Capital, LLC 6.89% of their portfolio NASHUA, NH 81,92581.9k $7.9m $7.9m 6.89% Added +3.4k +3,443
43 White Lighthouse Investment Management Inc. 1.36% of their portfolio BEDFORD, MA 78,89478.9k $7.6m $7.6m 1.36% Added +966 +966
44 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 77,34677.3k $7.4m $7.4m 0.05% Reduced -10.0k -9,998
45 MIDLAND WEALTH ADVISORS, LLC 0.41% of their portfolio EFFINGHAM, IL 73,57673.6k $7.1m $7.1m 0.41% Reduced -45 -45
46 WealthBridge Capital Management, LLC 1.90% of their portfolio WESTERVILLE, OH 68,81868.8k $6.6m $6.6m 1.90% Reduced -114 -114
47 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 66,66066.7k $6.4m $6.4m 0.00% Unchanged
48 OVERSEA-CHINESE BANKING Corp Ltd 0.18% of their portfolio SINGAPORE, U0 65,71165.7k $6.3m $6.3m 0.18% New
49 Dynamic Wealth Strategies, LLC 5.12% of their portfolio GRANITE BAY, CA 65,39665.4k $6.3m $6.3m 5.12% Reduced -526 -526
50 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 63,95564.0k $6.1m $6.1m 0.03% Added +767 +767
51 Meridian Wealth Management, LLC 0.30% of their portfolio LEXINGTON, KY 63,44263.4k $6.1m $6.1m 0.30% New
52 CWM, LLC 0.03% of their portfolio OMAHA, NE 62,39062.4k $6.0m $6.0m 0.03% Reduced -1.5k -1,528
53 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 62,07862.1k $6.0m $6.0m 0.04% Added +571 +571
54 Asset Management Group, Inc. 1.00% of their portfolio STAMFORD, CT 59,70859.7k $5.7m $5.7m 1.00% Reduced -195 -195
55 Baker Avenue Asset Management, LP 0.18% of their portfolio SAN FRANCISCO, CA 58,27358.3k $5.6m $5.6m 0.18% Added +55.6k +55,633
56 Graves Light Lenhart Wealth, Inc. 0.67% of their portfolio HARRISONBURG, VA 56,89256.9k $5.5m $5.5m 0.67% Reduced -132 -132
57 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 56,74056.7k $5.4m $5.4m 0.01% Reduced -3.4k -3,425
58 AFT, FORSYTH & COMPANY, INC. 2.65% of their portfolio JUPITER, FL 56,03956.0k $5.4m $5.4m 2.65% Reduced -204 -204
59 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 55,21955.2k $5.3m $5.3m 0.01% Added +7.1k +7,055
60 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 54,61254.6k $5.5m $5.5m 0.03% Added +26.2k +26,185
61 ACIMA PRIVATE WEALTH, LLC 1.72% of their portfolio RICHMOND, VA 53,40053.4k $5.1m $5.1m 1.72% Unchanged
62 Apexium Financial, LP 0.34% of their portfolio Dallas, TX 53,33153.3k $5.1m $5.1m 0.34% Reduced -2.6k -2,639
63 RWA WEALTH PARTNERS, LLC 0.06% of their portfolio BOSTON, MA 49,82149.8k $4.8m $4.8m 0.06% Added +31.7k +31,719
64 Humankind Investments LLC 1.69% of their portfolio NEW YORK, NY 48,93048.9k $4.7m $4.7m 1.69% Unchanged
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 47,05847.1k $4.5m $4.5m 0.00% Added +1.1k +1,079
66 INTERACTIVE FINANCIAL ADVISORS, INC. 2.12% of their portfolio New Lenox, IL 42,91942.9k $4.1m $4.1m 2.12% Added +1.7k +1,656
67 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 42,81242.8k $4.1m $4.1m 0.01% Added +2.2k +2,183
68 Empirical Asset Management, LLC 0.34% of their portfolio WELLESLEY, MA 41,36941.4k $945.2k $945.2k 0.34% Unchanged
69 MERIDIAN INVESTMENT COUNSEL INC. 1.14% of their portfolio LAFAYETTE, CA 39,18039.2k $3.8m $3.8m 1.14% Reduced -800 -800
70 KKM Financial LLC 1.81% of their portfolio CHICAGO, IL 38,08938.1k $3.7m $3.7m 1.81% Reduced -4.7k -4,695
71 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,28637.3k $3.6m $3.6m 0.01% Reduced -18.0k -18,045
72 One Capital Management, LLC 0.11% of their portfolio WESTLAKE VILLAGE, CA 36,95537.0k $3.5m $3.5m 0.11% Added +6.5k +6,451
73 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 36,62436.6k $3.5m $3.5m 0.07% Unchanged
74 Campion Asset Management 2.47% of their portfolio Fairfax, VA 35,02835.0k $3.4m $3.4m 2.47% Added +66 +66
75 SHEETS SMITH WEALTH MANAGEMENT 0.40% of their portfolio WINSTON-SALEM, NC 34,37034.4k $3.3m $3.3m 0.40% Reduced -13.3k -13,295
76 Milestone Investment Advisors LLC 0.90% of their portfolio MIDDLETON, WI 33,42833.4k $3.2m $3.2m 0.90% Reduced -2.3k -2,290
77 TRAPHAGEN INVESTMENT ADVISORS LLC 0.32% of their portfolio ORADELL, NJ 33,30933.3k $3.2m $3.2m 0.32% Reduced -345 -345
78 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 32,08932.1k $3.1m $3.1m 0.09% Added +568 +568
79 FMR LLC 0.00% of their portfolio BOSTON, MA 31,27231.3k $3.0m $3.0m 0.00% Added +2.5k +2,519
80 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 30,03930.0k $2.9m $2.9m 0.08% Added +857 +857
81 Spectrum Wealth Counsel, LLC 0.34% of their portfolio INDIANAPOLIS, IN 29,60529.6k $2.8m $2.8m 0.34% New
82 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 28,71728.7k $2.8m $2.8m 0.00% Added +8.6k +8,612
83 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 27,48727.5k $2.6m $2.6m 0.12% Added +2 +2
84 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 26,00326.0k $2.5m $2.5m 0.04% Reduced -1.2k -1,190
85 SHELTON WEALTH MANAGEMENT, LLC 1.41% of their portfolio FORT WORTH, TX 25,79925.8k $2.5m $2.5m 1.41% Reduced -2.3k -2,303
86 Clarity Wealth Advisors, LLC 0.68% of their portfolio SAN JOSE, CA 24,34024.3k $2.3m $2.3m 0.68% Reduced -573 -573
87 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,24324.2k $2.3m $2.3m 0.01% Reduced -36 -36
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,94723.9k $2.3m $2.3m 0.00% Added +3.4k +3,362
89 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 22,92622.9k $2.2m $2.2m 0.01% Unchanged
90 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 22,87922.9k $2.2m $2.2m 0.03% Added +1.5k +1,476
91 Fort Sheridan Advisors LLC 0.32% of their portfolio HIGHLAND PARK, IL 22,17922.2k $2.1m $2.1m 0.32% Added +387 +387
92 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 22,00022.0k $2.1m $2.1m 0.00% Reduced -7.8k -7,800
93 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 21,91421.9k $2.1m $2.1m 0.00% Reduced -111 -111
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,78521.8k $2.1m $2.1m 0.00% Reduced -932 -932
95 HARMONY ASSET MANAGEMENT LLC 0.75% of their portfolio SCOTTSDALE, AZ 21,14121.1k $2.0m $2.0m 0.75% Added +3.4k +3,405
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 20,77620.8k $2.0m $2.0m 0.00% Reduced -1.5k -1,496
97 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 20,45320.5k $2.0m $2.0m 0.05% Added +854 +854
98 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 20,31920.3k $1.9m $1.9m 0.02% Added +317 +317
99 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 19,87519.9k $1.9m $1.9m 0.02% Added +4.9k +4,890
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,57518.6k $1.8m $1.8m 0.00% Reduced -778 -778