Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

340 institutional holders +18 vs Q4 2023
26,848,23426.8m shares reported held*
$2.3bnreported value*
42 new 98 added 100 reduced 22 sold out net bought ≈ $41.8m (+468.1k shares)

Q4 2023 share counts are adjusted for a 6-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $86.30. Options: 3 managers hold calls ($3.8m notional), 3 hold puts ($1.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284Q4 23: 322Q1 24: 340340Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284
Q4 2023322
Q1 2024340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 117 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 140 bought or addedQ1 24: 122 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102
Q3 202382117
Q4 202312088
Q1 2024140122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $22.8mQ2 23 puts: $16.9mQ2 23P/C 0.74Q3 23 calls: $4.1mQ3 23 puts: $4.0mQ3 23P/C 0.97Q4 23 calls: $1.5mQ4 23 puts: $3.0kQ4 23P/C 0.00Q1 24 calls: $3.8mQ1 24 puts: $1.2mQ1 24P/C 0.30
Numbers
QuarterCallsPutsP/C
Q2 2023$22.8m$16.9m0.74
Q3 2023$4.1m$4.0m0.97
Q4 2023$1.5m$3.0k0.00
Q1 2024$3.8m$1.2m0.30

Biggest buyers

MORGAN STANLEY Added +1,773,840+1.8m
Portfolio Strategies, Inc. Added +225,767+225.8k
BANK OF AMERICA CORP /DE/ Added +96,633+96.6k
Northeast Financial Consultants Inc New +77,994+78.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +72,740+72.7k
LPL Financial LLC Added +70,692+70.7k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Added +60,756+60.8k
JPMORGAN CHASE & CO Added +56,304+56.3k
SHEETS SMITH WEALTH MANAGEMENT New +47,595+47.6k
Cetera Investment Advisers Added +45,213+45.2k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -1,318,259-1.3m
Equitable Holdings, Inc. Reduced -144,112-144.1k
GOLDMAN SACHS GROUP INC Reduced -142,938-142.9k
AE Wealth Management LLC Sold out -141,672-141.7k
SteelPeak Wealth, LLC Sold out -136,230-136.2k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -100,371-100.4k
RAYMOND JAMES & ASSOCIATES Reduced -79,226-79.2k
CITADEL ADVISORS LLC Sold out -76,236-76.2k
DAGCO, INC. Sold out -70,272-70.3k
Avestar Capital, LLC Reduced -55,139-55.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.1m24.3k shares
Belvedere Trading LLC Added $1.6m18.3k shares
Cutler Group LLC / CA Reduced $138.0k7.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.1m12.2k shares
Belvedere Trading LLC New $103.4k1.2k shares
Cutler Group LLC / CA Added $2.0k8.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,099,0285.1m $439.4m $439.4m 0.01% Added +1.8m +1,773,840
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,791,9352.8m $240.6m $240.6m 0.02% Added +96.6k +96,633
3 Equitable Holdings, Inc. 2.04% of their portfolio NEW YORK, NY 2,105,5882.1m $181.5m $181.5m 2.04% Reduced -144.1k -144,112
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,335,5281.3m $115.1m $115.1m 0.01% Added +56.3k +56,304
5 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 1,185,9371.2m $103.9m $103.9m 0.03% Reduced -1.3m -1,318,259
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,184,0671.2m $102.0m $102.0m 0.02% Reduced -28.0k -28,029
7 Cerity Partners LLC 0.24% of their portfolio NEW YORK, NY 1,043,4751.0m $89.9m $89.9m 0.24% Reduced -18.6k -18,579
8 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.46% of their portfolio LOS ANGELES, CA 1,009,0711.0m $87.0m $87.0m 2.46% Reduced -100.4k -100,371
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 738,150738.1k $63.6m $63.6m 0.03% Added +70.7k +70,692
10 Destination Wealth Management 2.02% of their portfolio Walnut Creek, CA 705,942705.9k $60.8m $60.8m 2.02% Reduced -33.2k -33,222
11 Gray Foundation 14.06% of their portfolio Cohoes, NY 522,084522.1k $45.0m $45.0m 14.06% Unchanged
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 408,265408.3k $35.2m $35.2m 0.01% Added +37.6k +37,597
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 389,368389.4k $33.6m $33.6m 0.01% Added +35.7k +35,740
14 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 325,000325.0k $28.0m $28.0m 0.06% Added +35.2k +35,200
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 307,474307.5k $26.5m $26.5m 0.01% Added +4.8k +4,816
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 306,070306.1k $26.4m $26.4m 0.02% Reduced -79.2k -79,226
17 GM Advisory Group, LLC 1.74% of their portfolio MELVILLE, NY 287,719287.7k $24.8m $24.8m 1.74% Added +17.0k +16,987
18 Portfolio Strategies, Inc. 1.62% of their portfolio MONTVALE, NJ 277,127277.1k $23.9m $23.9m 1.62% Added +225.8k +225,767
19 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 271,599271.6k $23.4m $23.4m 0.03% Added +4.7k +4,701
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 267,266267.3k $23.0m $23.0m 0.01% Added +32.2k +32,228
21 Legacy Financial Strategies, LLC 5.51% of their portfolio OVERLAND PARK, KS 247,896247.9k $21.4m $21.4m 5.51% Reduced -9.1k -9,126
22 Stuart Chaussee & Associates, Inc. 5.87% of their portfolio BEVERLY HILLS, CA 236,766236.8k $20.4m $20.4m 5.87% Reduced -4.4k -4,398
23 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 204,773204.8k $17.6m $17.6m 0.05% Reduced -37.6k -37,597
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 198,626198.6k $17.1m $17.1m 0.03% Added +72.7k +72,740
25 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 189,817189.8k $16.4m $16.4m 0.03% Reduced -3.5k -3,467
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 175,290175.3k $15.1m $15.1m 0.00% Reduced -142.9k -142,938
27 Mathes Company, Inc. 5.31% of their portfolio New York, NY 164,496164.5k $14.2m $14.2m 5.31% Unchanged
28 Mariner, LLC 0.03% of their portfolio Overland Park, KS 164,412164.4k $14.2m $14.2m 0.03% Added +5.9k +5,940
29 BAILARD, INC. 0.37% of their portfolio Foster City, CA 156,937156.9k $13.5m $13.5m 0.37% Reduced -10.8k -10,799
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 125,807125.8k $10.8m $10.8m 0.01% Reduced -1.8k -1,825
31 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 123,066123.1k $10.6m $10.6m 0.03% Reduced -1.0k -1,032
32 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.12% of their portfolio Madrid, U3 118,824118.8k $10.2m $10.2m 0.12% Added +60.8k +60,756
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 108,862108.9k $9.4m $9.4m 0.01% Reduced -4.0k -4,004
34 CIC Wealth, LLC 2.57% of their portfolio ROCKVILLE, MD 102,577102.6k $8.8m $8.8m 2.57% Reduced -1.0k -1,019
35 Avestar Capital, LLC 1.01% of their portfolio New York, NY 102,439102.4k $8.8m $8.8m 1.01% Reduced -55.1k -55,139
36 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 99,65299.7k $8.6m $8.6m 0.02% Reduced -12.2k -12,182
37 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 97,55197.6k $8.4m $8.4m 0.01% Reduced -2.5k -2,529
38 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 97,00997.0k $8.4m $8.4m 0.03% Added +2.1k +2,113
39 HB Wealth Management, LLC 0.10% of their portfolio Atlanta, GA 94,80194.8k $8.2m $8.2m 0.10% Added +29.5k +29,467
40 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 92,13492.1k $7.9m $7.9m 0.01% Added +20.6k +20,608
41 Northeast Financial Consultants Inc 0.33% of their portfolio WESTPORT, CT 77,99478.0k $6.7m $6.7m 0.33% New
42 White Lighthouse Investment Management Inc. 1.33% of their portfolio BEDFORD, MA 75,82375.8k $6.5m $6.5m 1.33% Reduced -3.9k -3,851
43 WealthBridge Capital Management, LLC 2.07% of their portfolio WESTERVILLE, OH 71,39371.4k $6.2m $6.2m 2.07% Reduced -415 -415
44 Meridian Wealth Management, LLC 1.00% of their portfolio LEXINGTON, KY 69,61269.6k $6.0m $6.0m 1.00% Unchanged
45 Dynamic Wealth Strategies, LLC 5.11% of their portfolio GRANITE BAY, CA 69,33869.3k $6.0m $6.0m 5.11% Reduced -934 -934
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 66,66066.7k $5.7m $5.7m 0.00% Unchanged
47 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 66,64866.6k $5.7m $5.7m 0.03% Added +354 +354
48 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 66,33366.3k $5.7m $5.7m 0.01% Added +14.0k +13,965
49 CWM, LLC 0.03% of their portfolio OMAHA, NE 63,94163.9k $5.5m $5.5m 0.03% Reduced -211 -211
50 Transform Wealth, LLC 0.51% of their portfolio GREENWOOD VILLAGE, CO 62,67862.7k $5.4m $5.4m 0.51% Added +4.7k +4,700
51 Asset Management Group, Inc. 0.97% of their portfolio STAMFORD, CT 59,93959.9k $5.2m $5.2m 0.97% Reduced -301 -301
52 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 59,62959.6k $5.1m $5.1m 0.04% Added +8.1k +8,077
53 Graves Light Lenhart Wealth, Inc. 0.57% of their portfolio HARRISONBURG, VA 57,02457.0k $4.9m $4.9m 0.57% Reduced -6.0k -6,000
54 Apexium Financial, LP 0.37% of their portfolio Dallas, TX 56,57256.6k $4.9m $4.9m 0.37% Reduced -2.1k -2,108
55 AFT, FORSYTH & COMPANY, INC. 2.75% of their portfolio JUPITER, FL 56,09756.1k $4.8m $4.8m 2.75% Reduced -183 -183
56 ACIMA PRIVATE WEALTH, LLC 1.70% of their portfolio RICHMOND, VA 53,40053.4k $4.6m $4.6m 1.70% Unchanged
57 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,23151.2k $4.4m $4.4m 0.01% Added +45.2k +45,213
58 Humankind Investments LLC 1.12% of their portfolio NEW YORK, NY 48,93048.9k $4.2m $4.2m 1.12% Unchanged
59 KKM Financial LLC 2.05% of their portfolio CHICAGO, IL 48,81748.8k $4.2m $4.2m 2.05% Added +19.0k +18,979
60 SHEETS SMITH WEALTH MANAGEMENT 0.46% of their portfolio WINSTON-SALEM, NC 47,59547.6k $4.1m $4.1m 0.46% New
61 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 45,43145.4k $3.9m $3.9m 0.03% Added +2.3k +2,267
62 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 43,45443.5k $3.7m $3.7m 0.00% Added +1.8k +1,814
63 INTERACTIVE FINANCIAL ADVISORS, INC. 1.96% of their portfolio New Lenox, IL 41,17841.2k $3.5m $3.5m 1.96% Added +14.2k +14,178
64 MERIDIAN INVESTMENT COUNSEL INC. 1.15% of their portfolio LAFAYETTE, CA 39,98040.0k $3.4m $3.4m 1.15% Reduced -1.0k -1,018
65 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 39,46139.5k $3.4m $3.4m 0.01% New
66 Milestone Investment Advisors LLC 0.85% of their portfolio MIDDLETON, WI 36,68036.7k $3.2m $3.2m 0.85% Reduced -364 -364
67 TRAPHAGEN INVESTMENT ADVISORS LLC 0.31% of their portfolio ORADELL, NJ 33,78633.8k $2.9m $2.9m 0.31% Reduced -1.8k -1,752
68 Campion Asset Management 2.23% of their portfolio Fairfax, VA 33,53433.5k $2.9m $2.9m 2.23% Added +1.0k +1,044
69 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 33,49433.5k $2.9m $2.9m 0.06% Reduced -712 -712
70 SHELTON WEALTH MANAGEMENT, LLC 1.80% of their portfolio FORT WORTH, TX 33,21633.2k $2.9m $2.9m 1.80% Reduced -10.4k -10,362
71 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 32,56432.6k $2.8m $2.8m 0.11% Reduced -298 -298
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,50532.5k $2.8m $2.8m 0.00% Reduced -15.3k -15,321
73 One Capital Management, LLC 0.09% of their portfolio WESTLAKE VILLAGE, CA 29,85029.9k $2.6m $2.6m 0.09% Unchanged
74 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 28,06128.1k $2.4m $2.4m 0.00% New
75 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 27,51427.5k $2.4m $2.4m 0.11% New
76 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 27,23427.2k $2.3m $2.3m 0.04% Added +450 +450
77 Clarity Wealth Advisors, LLC 0.79% of their portfolio SAN JOSE, CA 27,16627.2k $2.3m $2.3m 0.79% Reduced -146 -146
78 National Philanthropic Trust 0.05% of their portfolio Jenkintown, PA 27,08327.1k $2.3m $2.3m 0.05% Reduced -7.1k -7,075
79 FMR LLC 0.00% of their portfolio BOSTON, MA 24,96025.0k $2.2m $2.2m 0.00% Added +486 +486
80 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 24,58924.6k $2.1m $2.1m 0.03% Reduced -4.6k -4,613
81 MIDLAND WEALTH ADVISORS, LLC 0.13% of their portfolio EFFINGHAM, IL 24,55824.6k $2.1m $2.1m 0.13% Reduced -78 -78
82 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,30324.3k $2.1m $2.1m 0.01% Added +10.7k +10,725
83 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 23,68023.7k $2.0m $2.0m 0.01% Added +1.9k +1,942
84 U.S. Capital Wealth Advisors, LLC 0.08% of their portfolio AUSTIN, TX 23,63423.6k $2.0m $2.0m 0.08% Added +126 +126
85 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 22,96223.0k $2.0m $2.0m 0.01% Added +1.3k +1,308
86 Fort Sheridan Advisors LLC 0.37% of their portfolio HIGHLAND PARK, IL 22,94922.9k $2.0m $2.0m 0.37% Reduced -73 -73
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 22,27322.3k $1.9m $1.9m 0.00% Added +313 +313
88 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 22,08022.1k $1.9m $1.9m 0.00% Added +15.3k +15,318
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,41621.4k $1.8m $1.8m 0.00% Added +782 +782
90 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 21,04421.0k $1.8m $1.8m 0.03% Reduced -334 -334
91 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 20,36120.4k $1.8m $1.8m 0.05% Added +1.5k +1,479
92 WESPAC Advisors, LLC 1.01% of their portfolio ORINDA, CA 20,10620.1k $1.7m $1.7m 1.01% Added +1.3k +1,266
93 Houlihan Financial Resource Group, Ltd. 0.75% of their portfolio ASHBURN, VA 19,32219.3k $1.7m $1.7m 0.75% Added +20 +20
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,90718.9k $1.6m $1.6m 0.00% Added +187 +187
95 SMITH, MOORE & CO. 0.17% of their portfolio CLAYTON, MO 18,35318.4k $1.6m $1.6m 0.17% Added +1.2k +1,199
96 RWA WEALTH PARTNERS, LLC 0.02% of their portfolio BOSTON, MA 18,10218.1k $1.6m $1.6m 0.02% Added +6.0k +6,030
97 WEBSTER BANK, N. A. 0.17% of their portfolio WATERBURY, CT 18,07818.1k $1.6m $1.6m 0.17% Unchanged
98 HARMONY ASSET MANAGEMENT LLC 0.63% of their portfolio SCOTTSDALE, AZ 17,80417.8k $1.5m $1.5m 0.63% Added +4.9k +4,886
99 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 17,50817.5k $1.5m $1.5m 0.01% Added +24 +24
100 Nikulski Financial, Inc. 0.50% of their portfolio BETTENDORF, IA 17,34617.3k $1.5m $1.5m 0.50% Added +2.5k +2,526