Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

322 institutional holders +38 vs Q3 2023
4,403,6964.4m shares reported held*
$2.0bnreported value*
35 new 85 added 75 reduced 13 sold out net bought ≈ $324.1m (+723.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $448.34. Options: 3 managers hold calls ($1.5m notional), 1 hold puts ($3.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284Q4 23: 322322Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284
Q4 2023322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 117 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 88 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102
Q3 202382117
Q4 202312088

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $15.1mQ1 23 puts: $5.8mQ1 23P/C 0.39Q2 23 calls: $22.8mQ2 23 puts: $16.9mQ2 23P/C 0.74Q3 23 calls: $4.1mQ3 23 puts: $4.0mQ3 23P/C 0.97Q4 23 calls: $1.5mQ4 23 puts: $3.0kQ4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$15.1m$5.8m0.39
Q2 2023$22.8m$16.9m0.74
Q3 2023$4.1m$4.0m0.97
Q4 2023$1.5m$3.0k0.00

Biggest buyers

MORGAN STANLEY Added +311,184+311.2k
JPMORGAN CHASE & CO Added +166,697+166.7k
Cerity Partners LLC Added +149,399+149.4k
BANK OF MONTREAL /CAN/ Added +65,296+65.3k
SteelPeak Wealth, LLC New +22,705+22.7k
BANK OF AMERICA CORP /DE/ Added +19,310+19.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,159+18.2k
AMERIPRISE FINANCIAL INC Added +13,945+13.9k
DAGCO, INC. New +11,712+11.7k
FIRST TRUST ADVISORS LP New +8,728+8.7k

Biggest sellers

WOLVERINE TRADING, LLC Sold out -25,482-25.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -18,185-18.2k
AE Wealth Management LLC Reduced -11,801-11.8k
Meridian Wealth Management, LLC Reduced -10,434-10.4k
OSAIC HOLDINGS, INC. Reduced -6,119-6.1k
Empowered Funds, LLC Sold out -5,903-5.9k
Equitable Holdings, Inc. Reduced -5,000-5.0k
Avestar Capital, LLC Reduced -4,690-4.7k
Teamwork Financial Advisors, LLC Sold out -4,520-4.5k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -4,429-4.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m2.7k shares
Belvedere Trading LLC Reduced $134.5k300 shares
Cutler Group LLC / CA Reduced $122.0k2.7k shares

Biggest puts

Cutler Group LLC / CA Reduced $3.0k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 554,198554.2k $248.4m $248.4m 0.01% Added +311.2k +311,184
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 449,217449.2k $201.3m $201.3m 0.02% Added +19.3k +19,310
3 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 417,366417.4k $188.4m $188.4m 0.06% Added +65.3k +65,296
4 Equitable Holdings, Inc. 2.07% of their portfolio NEW YORK, NY 374,950374.9k $168.0m $168.0m 2.07% Reduced -5.0k -5,000
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 213,204213.2k $95.6m $95.6m 0.00% Added +166.7k +166,697
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 202,016202.0k $90.5m $90.5m 0.02% Added +539 +539
7 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.44% of their portfolio LOS ANGELES, CA 184,907184.9k $82.9m $82.9m 2.44% Reduced -4.4k -4,429
8 Cerity Partners LLC 0.27% of their portfolio NEW YORK, NY 177,009177.0k $79.3m $79.3m 0.27% Added +149.4k +149,399
9 Destination Wealth Management 1.91% of their portfolio Walnut Creek, CA 123,194123.2k $55.2m $55.2m 1.91% Reduced -4.2k -4,155
10 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 111,243111.2k $49.9m $49.9m 0.03% Added +7.0k +7,016
11 Gray Foundation 13.79% of their portfolio Cohoes, NY 87,01487.0k $39.0m $39.0m 13.79% First filing
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 64,21664.2k $28.8m $28.8m 0.02% Added +136 +136
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 61,77861.8k $27.7m $27.7m 0.01% Added +1.5k +1,525
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 58,93858.9k $26.4m $26.4m 0.01% Added +7.1k +7,100
15 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 53,03853.0k $23.8m $23.8m 0.01% Added +1.7k +1,708
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 50,44350.4k $22.6m $22.6m 0.01% Added +13.9k +13,945
17 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 48,30048.3k $21.6m $21.6m 0.04% Reduced -3.4k -3,400
18 GM Advisory Group, LLC 1.53% of their portfolio MELVILLE, NY 45,12245.1k $20.2m $20.2m 1.53% Reduced -1.8k -1,813
19 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 44,48344.5k $19.9m $19.9m 0.03% Added +373 +373
20 Legacy Financial Strategies, LLC 5.47% of their portfolio OVERLAND PARK, KS 42,83742.8k $19.2m $19.2m 5.47% Added +987 +987
21 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 40,39540.4k $18.1m $18.1m 0.06% Reduced -919 -919
22 Stuart Chaussee & Associates, Inc. 5.26% of their portfolio BEVERLY HILLS, CA 40,19440.2k $18.0m $18.0m 5.26% Reduced -929 -929
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 39,17339.2k $17.6m $17.6m 0.01% Added +2.3k +2,342
24 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 32,21432.2k $14.4m $14.4m 0.03% Reduced -18.2k -18,185
25 BAILARD, INC. 0.37% of their portfolio Foster City, CA 27,95628.0k $12.5m $12.5m 0.37% Added +524 +524
26 Mathes Company, Inc. 5.06% of their portfolio New York, NY 27,41627.4k $12.3m $12.3m 5.06% Reduced -37 -37
27 Mariner, LLC 0.03% of their portfolio Overland Park, KS 26,41226.4k $11.8m $11.8m 0.03% Added +4.3k +4,348
28 Avestar Capital, LLC 1.45% of their portfolio New York, NY 26,26326.3k $11.8m $11.8m 1.45% Reduced -4.7k -4,690
29 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 23,61223.6k $11.3m $11.3m 0.06% Reduced -11.8k -11,801
30 SteelPeak Wealth, LLC 0.60% of their portfolio WOODLAND HILLS, CA 22,70522.7k $10.2m $10.2m 0.60% New
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 21,27221.3k $9.5m $9.5m 0.01% Added +1.5k +1,463
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 20,98121.0k $9.4m $9.4m 0.02% Added +18.2k +18,159
33 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 20,68320.7k $9.3m $9.3m 0.03% Reduced -670 -670
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 18,81118.8k $8.4m $8.4m 0.01% Reduced -1.4k -1,362
35 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 18,63918.6k $8.4m $8.4m 0.01% Reduced -6.1k -6,119
36 CIC Wealth, LLC 2.45% of their portfolio ROCKVILLE, MD 17,26617.3k $7.7m $7.7m 2.45% Reduced -1.7k -1,691
37 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 16,68016.7k $7.5m $7.5m 0.01% Added +146 +146
38 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 15,81615.8k $7.1m $7.1m 0.03% Reduced -305 -305
39 White Lighthouse Investment Management Inc. 1.30% of their portfolio BEDFORD, MA 13,27913.3k $6.0m $6.0m 1.30% Reduced -142 -142
40 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 12,70612.7k $5.7m $5.7m 0.01% Reduced -2.7k -2,675
41 WealthBridge Capital Management, LLC 2.01% of their portfolio WESTERVILLE, OH 11,96812.0k $5.4m $5.4m 2.01% Reduced -54 -54
42 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 11,92111.9k $5.3m $5.3m 0.01% Added +263 +263
43 DAGCO, INC. 4.83% of their portfolio WESTLAKE, OH 11,71211.7k $5.2m $5.2m 4.83% New
44 Dynamic Wealth Strategies, LLC 4.83% of their portfolio GRANITE BAY, CA 11,71211.7k $5.2m $5.2m 4.83% First filing
45 Meridian Wealth Management, LLC 0.33% of their portfolio LEXINGTON, KY 11,60211.6k $5.2m $5.2m 0.33% Reduced -10.4k -10,434
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,11011.1k $5.0m $5.0m 0.00% Unchanged
47 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 11,04911.0k $5.0m $5.0m 0.03% Added +719 +719
48 HB Wealth Management, LLC 0.07% of their portfolio Atlanta, GA 10,88910.9k $4.9m $4.9m 0.07% Reduced -10 -10
49 CWM, LLC 0.03% of their portfolio OMAHA, NE 10,69210.7k $4.8m $4.8m 0.03% Reduced -343 -343
50 Graves Light Lenhart Wealth, Inc. 0.58% of their portfolio HARRISONBURG, VA 10,50410.5k $4.7m $4.7m 0.58% Reduced -35 -35
51 Asset Management Group, Inc. 0.90% of their portfolio STAMFORD, CT 10,04010.0k $4.5m $4.5m 0.90% Reduced -13 -13
52 Apexium Financial, LP 0.31% of their portfolio Dallas, TX 9,7809.8k $4.4m $4.4m 0.31% Reduced -2.2k -2,221
53 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 9,6789.7k $4.3m $4.3m 0.05% Reduced -193 -193
54 Transform Wealth, LLC 0.42% of their portfolio GREENWOOD VILLAGE, CO 9,6639.7k $4.3m $4.3m 0.42% Added +592 +592
55 AFT, FORSYTH & COMPANY, INC. 2.65% of their portfolio JUPITER, FL 9,3809.4k $4.2m $4.2m 2.65% Reduced -163 -163
56 ACIMA PRIVATE WEALTH, LLC 1.56% of their portfolio RICHMOND, VA 8,9008.9k $4.0m $4.0m 1.56% Unchanged
57 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 8,7288.7k $3.9m $3.9m 0.00% New
58 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 8,5928.6k $3.9m $3.9m 0.03% Added +3.5k +3,525
59 Portfolio Strategies, Inc. 0.64% of their portfolio MONTVALE, NJ 8,5608.6k $3.8m $3.8m 0.64% Reduced -87 -87
60 Humankind Investments LLC 1.08% of their portfolio NEW YORK, NY 8,1558.2k $3.7m $3.7m 1.08% New
61 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 7,9718.0k $3.6m $3.6m 0.01% Added +1.9k +1,912
62 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 7,9678.0k $3.6m $3.6m 0.05% Added +1.4k +1,424
63 SHELTON WEALTH MANAGEMENT, LLC 2.31% of their portfolio FORT WORTH, TX 7,2637.3k $3.3m $3.3m 2.31% Reduced -2.6k -2,615
64 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 7,1947.2k $3.2m $3.2m 0.03% Reduced -2.8k -2,795
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,9406.9k $3.1m $3.1m 0.00% Reduced -169 -169
66 MERIDIAN INVESTMENT COUNSEL INC. 1.05% of their portfolio LAFAYETTE, CA 6,8336.8k $3.1m $3.1m 1.05% Unchanged
67 Milestone Investment Advisors LLC 0.80% of their portfolio MIDDLETON, WI 6,1746.2k $2.8m $2.8m 0.80% Reduced -23 -23
68 TRAPHAGEN INVESTMENT ADVISORS LLC 0.31% of their portfolio ORADELL, NJ 5,9235.9k $2.7m $2.7m 0.31% Reduced -1.2k -1,184
69 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 5,7015.7k $2.6m $2.6m 0.06% Reduced -51 -51
70 National Philanthropic Trust 0.07% of their portfolio Jenkintown, PA 5,6935.7k $2.6m $2.6m 0.07% First filing
71 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 5,4775.5k $2.5m $2.5m 0.11% Added +35 +35
72 Campion Asset Management 2.05% of their portfolio Fairfax, VA 5,4155.4k $2.4m $2.4m 2.05% Reduced -410 -410
73 One Capital Management, LLC 0.09% of their portfolio WESTLAKE VILLAGE, CA 4,9755.0k $2.2m $2.2m 0.09% Reduced -480 -480
74 KKM Financial LLC 1.40% of their portfolio CHICAGO, IL 4,9735.0k $2.2m $2.2m 1.40% First filing
75 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 4,8674.9k $2.2m $2.2m 0.03% Added +397 +397
76 Clarity Wealth Advisors, LLC 0.77% of their portfolio SAN JOSE, CA 4,5524.6k $2.0m $2.0m 0.77% Reduced -173 -173
77 INTERACTIVE FINANCIAL ADVISORS, INC. 0.29% of their portfolio New Lenox, IL 4,5004.5k $541.0k $541.0k 0.29% Reduced -2.2k -2,162
78 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 4,4644.5k $2.0m $2.0m 0.04% Reduced -434 -434
79 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 4,2844.3k $1.9m $1.9m 0.05% Reduced -125 -125
80 MIDLAND WEALTH ADVISORS, LLC 0.13% of their portfolio EFFINGHAM, IL 4,1064.1k $1.8m $1.8m 0.13% First filing
81 FMR LLC 0.00% of their portfolio BOSTON, MA 4,0794.1k $1.8m $1.8m 0.00% Added +248 +248
82 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 3,9183.9k $1.8m $1.8m 0.07% New
83 Fort Sheridan Advisors LLC 0.34% of their portfolio HIGHLAND PARK, IL 3,8373.8k $1.7m $1.7m 0.34% Reduced -173 -173
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,6603.7k $1.6m $1.6m 0.00% Reduced -130 -130
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,6233.6k $1.6m $1.6m 0.00% Added +476 +476
86 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 3,6093.6k $1.6m $1.6m 0.01% Unchanged
87 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 3,5633.6k $1.6m $1.6m 0.03% Reduced -53 -53
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,4393.4k $1.5m $1.5m 0.00% Added +207 +207
89 Houlihan Financial Resource Group, Ltd. 0.70% of their portfolio ASHBURN, VA 3,2173.2k $1.4m $1.4m 0.70% Added +100 +100
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 3,1963.2k $1.4m $1.4m 0.02% Added +153 +153
91 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 3,1473.1k $1.4m $1.4m 0.05% Added +118 +118
92 WESPAC Advisors, LLC 0.98% of their portfolio ORINDA, CA 3,1403.1k $1.4m $1.4m 0.98% New
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,1203.1k $1.4m $1.4m 0.00% Added +250 +250
94 WEBSTER BANK, N. A. 0.17% of their portfolio WATERBURY, CT 3,0133.0k $1.4m $1.4m 0.17% Unchanged
95 Crescent Grove Advisors, LLC 0.15% of their portfolio LAKE FOREST, IL 3,0083.0k $1.3m $1.3m 0.15% Unchanged
96 CALDWELL SUTTER CAPITAL, INC. 0.66% of their portfolio SAUSALITO, CA 2,9202.9k $1.3m $1.3m 0.66% Added +476 +476
97 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 2,9142.9k $1.3m $1.3m 0.00% Added +764 +764
98 SMITH, MOORE & CO. 0.15% of their portfolio CLAYTON, MO 2,8592.9k $1.3m $1.3m 0.15% Added +330 +330
99 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 2,8292.8k $1.3m $1.3m 0.01% Added +258 +258
100 Security Financial Services, INC. 0.31% of their portfolio Fort Wayne, IN 2,7902.8k $1.3m $1.3m 0.31% Reduced -65 -65