Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

284 institutional holders -6 vs Q2 2023
3,586,4933.6m shares reported held*
$1.4bnreported value*
20 new 62 added 92 reduced 25 sold out net sold ≈ $26.6m (-87.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $385.17. Options: 4 managers hold calls ($4.1m notional), 4 hold puts ($4.0m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290Q3 23: 284284Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290
Q3 2023284

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 117 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102
Q3 202382117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $1.4mQ4 22 puts: $952.0kQ4 22P/C 0.68Q1 23 calls: $15.1mQ1 23 puts: $5.8mQ1 23P/C 0.39Q2 23 calls: $22.8mQ2 23 puts: $16.9mQ2 23P/C 0.74Q3 23 calls: $4.1mQ3 23 puts: $4.0mQ3 23P/C 0.97
Numbers
QuarterCallsPutsP/C
Q4 2022$1.4m$952.0k0.68
Q1 2023$15.1m$5.8m0.39
Q2 2023$22.8m$16.9m0.74
Q3 2023$4.1m$4.0m0.97

Biggest buyers

BANK OF MONTREAL /CAN/ Added +136,792+136.8k
BANK OF AMERICA CORP /DE/ Added +35,685+35.7k
WOLVERINE TRADING, LLC Added +22,386+22.4k
Mirae Asset Global Investments Co., Ltd. Added +21,900+21.9k
LPL Financial LLC Added +10,873+10.9k
Meridian Wealth Management, LLC Added +9,768+9.8k
Empowered Funds, LLC New +5,903+5.9k
One Capital Management, LLC New +5,455+5.5k
ROYAL BANK OF CANADA Added +3,799+3.8k
Tower Research Capital LLC (TRC) Added +3,507+3.5k

Biggest sellers

Cerity Partners LLC Reduced -171,568-171.6k
Equitable Holdings, Inc. Reduced -23,300-23.3k
GOLDMAN SACHS GROUP INC Reduced -21,739-21.7k
SteelPeak Wealth, LLC Sold out -21,567-21.6k
MORGAN STANLEY Reduced -16,000-16.0k
Destination Wealth Management Reduced -15,859-15.9k
American Trust Sold out -13,804-13.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,057-12.1k
Gladstone Institutional Advisory LLC Sold out -11,152-11.2k
Rockefeller Capital Management L.P. Sold out -6,603-6.6k

Biggest calls

WOLVERINE TRADING, LLC Added $1.9m5.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.8m4.6k shares
Belvedere Trading LLC Reduced $382.2k1.0k shares
Cutler Group LLC / CA Added $54.0k9.4k shares

Biggest puts

Belvedere Trading LLC Added $1.9m5.0k shares
WELLS FARGO & COMPANY/MN New $1.5m4.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $496.8k1.3k shares
Cutler Group LLC / CA New $90.0k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 429,907429.9k $164.3m $164.3m 0.02% Added +35.7k +35,685
2 Equitable Holdings, Inc. 2.08% of their portfolio NEW YORK, NY 379,950379.9k $145.2m $145.2m 2.08% Reduced -23.3k -23,300
3 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 352,070352.1k $144.1m $144.1m 0.05% Added +136.8k +136,792
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 243,014243.0k $92.9m $92.9m 0.01% Reduced -16.0k -16,000
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 201,477201.5k $77.0m $77.0m 0.02% Added +3.8k +3,799
6 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.45% of their portfolio LOS ANGELES, CA 189,336189.3k $72.4m $72.4m 2.45% Reduced -3.2k -3,163
7 Destination Wealth Management 1.89% of their portfolio Walnut Creek, CA 127,349127.3k $48.7m $48.7m 1.89% Reduced -15.9k -15,859
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 104,227104.2k $39.8m $39.8m 0.03% Added +10.9k +10,873
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 64,08064.1k $24.5m $24.5m 0.02% Reduced -1.1k -1,053
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 60,25360.3k $23.0m $23.0m 0.01% Reduced -5.2k -5,174
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 51,83851.8k $19.8m $19.8m 0.01% Reduced -4.3k -4,337
12 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 51,70051.7k $19.8m $19.8m 0.04% Added +21.9k +21,900
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 51,33051.3k $19.6m $19.6m 0.00% Reduced -21.7k -21,739
14 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 50,39950.4k $19.3m $19.3m 0.04% Added +446 +446
15 GM Advisory Group, LLC 1.47% of their portfolio MELVILLE, NY 46,93546.9k $17.9m $17.9m 1.47% Added +996 +996
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 46,50746.5k $17.8m $17.8m 0.00% Reduced -1.2k -1,209
17 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 44,11044.1k $16.9m $16.9m 0.03% Reduced -667 -667
18 Legacy Financial Strategies, LLC 5.39% of their portfolio OVERLAND PARK, KS 41,85041.9k $16.8m $16.8m 5.39% Added +863 +863
19 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 41,31441.3k $15.8m $15.8m 0.06% Reduced -858 -858
20 Stuart Chaussee & Associates, Inc. 5.23% of their portfolio BEVERLY HILLS, CA 41,12341.1k $15.7m $15.7m 5.23% Reduced -212 -212
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 36,83136.8k $14.1m $14.1m 0.01% Added +149 +149
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,49836.5k $14.0m $14.0m 0.00% Added +955 +955
23 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 35,41335.4k $13.5m $13.5m 0.08% Added +660 +660
24 Avestar Capital, LLC 1.81% of their portfolio New York, NY 30,95331.0k $11.8m $11.8m 1.81% Reduced -5.6k -5,585
25 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 27,61027.6k $10.6m $10.6m 0.05% Reduced -171.6k -171,568
26 Mathes Company, Inc. 4.87% of their portfolio New York, NY 27,45327.5k $10.5m $10.5m 4.87% Reduced -722 -722
27 BAILARD, INC. 0.35% of their portfolio Foster City, CA 27,43227.4k $10.5m $10.5m 0.35% Reduced -1.6k -1,572
28 WOLVERINE TRADING, LLC 0.10% of their portfolio CHICAGO, IL 25,48225.5k $9.7m $9.7m 0.10% Added +22.4k +22,386
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 24,75824.8k $9.5m $9.5m 0.01% Reduced -150 -150
30 Mariner, LLC 0.02% of their portfolio Overland Park, KS 22,06422.1k $8.4m $8.4m 0.02% Added +1.5k +1,486
31 Meridian Wealth Management, LLC 0.52% of their portfolio LEXINGTON, KY 22,03622.0k $8.4m $8.4m 0.52% Added +9.8k +9,768
32 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 21,82221.8k $8.3m $8.3m 0.02% Reduced -5.5k -5,527
33 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 21,35321.4k $8.2m $8.2m 0.03% Reduced -199 -199
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 20,17320.2k $7.7m $7.7m 0.01% Reduced -267 -267
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 19,80919.8k $7.6m $7.6m 0.01% Added +1.6k +1,574
36 CIC Wealth, LLC 2.60% of their portfolio ROCKVILLE, MD 18,95719.0k $7.2m $7.2m 2.60% Reduced -223 -223
37 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 16,53416.5k $6.3m $6.3m 0.01% Reduced -309 -309
38 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 16,12116.1k $6.2m $6.2m 0.03% Added +970 +970
39 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 15,38115.4k $5.9m $5.9m 0.01% Reduced -969 -969
40 White Lighthouse Investment Management Inc. 1.25% of their portfolio BEDFORD, MA 13,42113.4k $5.1m $5.1m 1.25% Reduced -674 -674
41 WealthBridge Capital Management, LLC 1.90% of their portfolio WESTERVILLE, OH 12,02212.0k $4.6m $4.6m 1.90% Added +65 +65
42 Apexium Financial, LP 0.46% of their portfolio Dallas, TX 12,00112.0k $4.6m $4.6m 0.46% Reduced -1.7k -1,745
43 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 11,65811.7k $4.5m $4.5m 0.01% Reduced -305 -305
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,11011.1k $4.2m $4.2m 0.00% Unchanged
45 CWM, LLC 0.03% of their portfolio OMAHA, NE 11,03511.0k $4.2m $4.2m 0.03% Reduced -258 -258
46 HB Wealth Management, LLC 0.07% of their portfolio Atlanta, GA 10,89910.9k $4.2m $4.2m 0.07% Reduced -34 -34
47 Graves Light Lenhart Wealth, Inc. 0.56% of their portfolio HARRISONBURG, VA 10,53910.5k $4.1m $4.1m 0.56% Unchanged
48 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 10,33010.3k $3.9m $3.9m 0.03% Reduced -469 -469
49 Asset Management Group, Inc. 0.85% of their portfolio STAMFORD, CT 10,05310.1k $3.8m $3.8m 0.85% Reduced -51 -51
50 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 9,98910.0k $3.8m $3.8m 0.04% Reduced -693 -693
51 SHELTON WEALTH MANAGEMENT, LLC 3.02% of their portfolio FORT WORTH, TX 9,8789.9k $3.8m $3.8m 3.02% Reduced -640 -640
52 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 9,8719.9k $3.8m $3.8m 0.05% Reduced -446 -446
53 AFT, FORSYTH & COMPANY, INC. 2.67% of their portfolio JUPITER, FL 9,5439.5k $3.6m $3.6m 2.67% Reduced -31 -31
54 Transform Wealth, LLC 0.37% of their portfolio GREENWOOD VILLAGE, CO 9,0719.1k $3.5m $3.5m 0.37% Added +9 +9
55 ACIMA PRIVATE WEALTH, LLC 1.51% of their portfolio RICHMOND, VA 8,9008.9k $3.4m $3.4m 1.51% Unchanged
56 Portfolio Strategies, Inc. 0.64% of their portfolio MONTVALE, NJ 8,6478.6k $3.3m $3.3m 0.64% Reduced -148 -148
57 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,1097.1k $2.7m $2.7m 0.00% Added +144 +144
58 TRAPHAGEN INVESTMENT ADVISORS LLC 0.34% of their portfolio ORADELL, NJ 7,1077.1k $2.7m $2.7m 0.34% Reduced -726 -726
59 MERIDIAN INVESTMENT COUNSEL INC. 0.98% of their portfolio LAFAYETTE, CA 6,8336.8k $2.6m $2.6m 0.98% Reduced -10 -10
60 Milestone Advisory Partners 2.15% of their portfolio Southern Pines, NC 6,7536.8k $2.6m $2.6m 2.15% Added +695 +695
61 INTERACTIVE FINANCIAL ADVISORS, INC. 1.72% of their portfolio New Lenox, IL 6,6626.7k $2.5m $2.5m 1.72% Added +310 +310
62 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 6,5436.5k $2.5m $2.5m 0.04% Reduced -20 -20
63 Milestone Investment Advisors LLC 0.67% of their portfolio MIDDLETON, WI 6,1976.2k $2.4m $2.4m 0.67% Added +81 +81
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,0596.1k $2.3m $2.3m 0.00% Added +477 +477
65 Empowered Funds, LLC 0.07% of their portfolio NEWTOWN SQUARE, PA 5,9035.9k $2.3m $2.3m 0.07% New
66 Campion Asset Management 2.06% of their portfolio Fairfax, VA 5,8255.8k $2.2m $2.2m 2.06% Added +5 +5
67 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 5,7525.8k $2.2m $2.2m 0.06% Reduced -136 -136
68 One Capital Management, LLC 0.09% of their portfolio WESTLAKE VILLAGE, CA 5,4555.5k $2.1m $2.1m 0.09% New
69 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 5,4425.4k $2.1m $2.1m 0.11% Reduced -182 -182
70 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 5,0675.1k $1.9m $1.9m 0.02% Added +618 +618
71 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 4,8984.9k $1.9m $1.9m 0.04% Added +2.0k +2,049
72 Clarity Wealth Advisors, LLC 0.82% of their portfolio SAN JOSE, CA 4,7254.7k $1.8m $1.8m 0.82% Reduced -29 -29
73 Teamwork Financial Advisors, LLC 0.28% of their portfolio San Antonio, TX 4,5204.5k $1.7m $1.7m 0.28% Added +77 +77
74 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 4,4704.5k $1.7m $1.7m 0.03% Added +652 +652
75 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 4,4094.4k $1.7m $1.7m 0.05% Unchanged
76 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 4,0714.1k $1.6m $1.6m 0.05% Added +3.5k +3,507
77 Fort Sheridan Advisors LLC 0.35% of their portfolio HIGHLAND PARK, IL 4,0104.0k $1.5m $1.5m 0.35% Added +490 +490
78 FMR LLC 0.00% of their portfolio BOSTON, MA 3,8313.8k $1.5m $1.5m 0.00% Added +50 +50
79 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,7903.8k $1.5m $1.5m 0.00% Reduced -24 -24
80 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 3,6163.6k $1.4m $1.4m 0.03% Unchanged
81 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 3,6093.6k $1.4m $1.4m 0.01% Reduced -63 -63
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,2323.2k $1.2m $1.2m 0.00% Added +263 +263
83 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,1473.1k $1.2m $1.2m 0.00% Added +184 +184
84 Houlihan Financial Resource Group, Ltd. 0.63% of their portfolio ASHBURN, VA 3,1173.1k $1.2m $1.2m 0.63% New
85 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 3,0433.0k $1.2m $1.2m 0.02% Reduced -192 -192
86 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 3,0293.0k $1.2m $1.2m 0.04% Added +1.2k +1,214
87 WEBSTER BANK, N. A. 0.16% of their portfolio WATERBURY, CT 3,0133.0k $1.2m $1.2m 0.16% Reduced -132 -132
88 Crescent Grove Advisors, LLC 0.14% of their portfolio LAKE FOREST, IL 3,0083.0k $1.2m $1.2m 0.14% Unchanged
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9613.0k $1.1m $1.1m 0.00% Added +127 +127
90 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,8702.9k $1.1m $1.1m 0.00% New
91 Security Financial Services, INC. 0.31% of their portfolio Fort Wayne, IN 2,8552.9k $1.1m $1.1m 0.31% Reduced -21 -21
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,8222.8k $1.1m $1.1m 0.00% Reduced -12.1k -12,057
93 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 2,5712.6k $982.5k $982.5k 0.01% Added +555 +555
94 Nikulski Financial, Inc. 0.40% of their portfolio BETTENDORF, IA 2,5442.5k $972.3k $972.3k 0.40% Added +337 +337
95 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 2,5292.5k $966.5k $966.5k 0.13% Unchanged
96 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.04% of their portfolio PASADENA, CA 2,5002.5k $955.5k $955.5k 0.04% Unchanged
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,4702.5k $944.0k $944.0k 0.00% New
98 Icon Wealth Partners, LLC 0.11% of their portfolio HOUSTON, TX 2,4482.4k $935.6k $935.6k 0.11% Unchanged
99 CALDWELL SUTTER CAPITAL, INC. 0.52% of their portfolio SAUSALITO, CA 2,4442.4k $934.0k $934.0k 0.52% Unchanged
100 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 2,2632.3k $865.1k $865.1k 0.01% New