Vault-13

ISHARES TR IGM

EXPND TEC SC ETF · ETP · CUSIP 464287549

290 institutional holders +28 vs Q1 2023
3,665,7263.7m shares reported held*
$1.4bnreported value*
38 new 58 added 88 reduced 14 sold out net sold ≈ $37.2m (-164.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $391.27. Options: 4 managers hold calls ($22.8m notional), 2 hold puts ($16.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 255Q4 22: 252Q1 23: 262Q2 23: 290290Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022255
Q4 2022252
Q1 2023262
Q2 2023290

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 72 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 96 bought or addedQ2 23: 102 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202272130
Q1 202388106
Q2 202396102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $3.3mQ3 22 puts: $1.7mQ3 22P/C 0.50Q4 22 calls: $1.4mQ4 22 puts: $952.0kQ4 22P/C 0.68Q1 23 calls: $15.1mQ1 23 puts: $5.8mQ1 23P/C 0.39Q2 23 calls: $22.8mQ2 23 puts: $16.9mQ2 23P/C 0.74
Numbers
QuarterCallsPutsP/C
Q3 2022$3.3m$1.7m0.50
Q4 2022$1.4m$952.0k0.68
Q1 2023$15.1m$5.8m0.39
Q2 2023$22.8m$16.9m0.74

Biggest buyers

Avestar Capital, LLC New +36,538+36.5k
Mirae Asset Global Investments Co., Ltd. New +29,800+29.8k
SteelPeak Wealth, LLC New +21,567+21.6k
ENVESTNET ASSET MANAGEMENT INC Added +19,177+19.2k
WELLS FARGO & COMPANY/MN Added +18,562+18.6k
GOLDMAN SACHS GROUP INC Added +12,608+12.6k
PRUDENTIAL FINANCIAL INC New +11,963+12.0k
Gladstone Institutional Advisory LLC New +11,152+11.2k
Soundwatch Capital LLC New +6,413+6.4k
TRUIST FINANCIAL CORP Added +5,583+5.6k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -146,057-146.1k
EP Wealth Advisors, LLC Reduced -74,761-74.8k
Destination Wealth Management Reduced -26,361-26.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,261-20.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -18,692-18.7k
STIFEL FINANCIAL CORP Reduced -11,702-11.7k
MONEY CONCEPTS CAPITAL CORP Sold out -11,665-11.7k
ROYAL BANK OF CANADA Reduced -7,662-7.7k
Equitable Holdings, Inc. Reduced -6,600-6.6k
Janney Montgomery Scott LLC Reduced -6,215-6.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.5m39.5k shares
Belvedere Trading LLC Added $6.2m15.8k shares
WOLVERINE TRADING, LLC New $1.1m2.8k shares
Cutler Group LLC / CA New $28.0k900 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.8m42.8k shares
Belvedere Trading LLC Added $117.9k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Equitable Holdings, Inc. 2.28% of their portfolio NEW YORK, NY 403,250403.2k $158.4m $158.4m 2.28% Reduced -6.6k -6,600
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 394,222394.2k $154.9m $154.9m 0.02% Reduced -4.0k -3,976
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 259,014259.0k $101.8m $101.8m 0.01% Reduced -1.8k -1,800
4 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 215,278215.3k $85.3m $85.3m 0.03% Reduced -146.1k -146,057
5 Cerity Partners LLC 0.30% of their portfolio NEW YORK, NY 199,178199.2k $78.3m $78.3m 0.30% Added +171 +171
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 197,678197.7k $77.7m $77.7m 0.02% Reduced -7.7k -7,662
7 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.51% of their portfolio LOS ANGELES, CA 192,499192.5k $75.6m $75.6m 2.51% Reduced -18.7k -18,692
8 Destination Wealth Management 2.10% of their portfolio Walnut Creek, CA 143,208143.2k $56.3m $56.3m 2.10% Reduced -26.4k -26,361
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 93,35493.4k $36.7m $36.7m 0.03% Added +1.3k +1,317
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 73,06973.1k $28.7m $28.7m 0.01% Added +12.6k +12,608
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 65,42765.4k $25.7m $25.7m 0.01% Added +18.6k +18,562
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 65,13365.1k $25.6m $25.6m 0.02% Reduced -209 -209
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 56,17556.2k $22.1m $22.1m 0.01% Added +908 +908
14 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 49,95350.0k $19.6m $19.6m 0.04% Added +975 +975
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,71647.7k $18.7m $18.7m 0.00% Added +1.8k +1,843
16 GM Advisory Group, LLC 1.49% of their portfolio MELVILLE, NY 45,93945.9k $18.0m $18.0m 1.49% Added +1.5k +1,491
17 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 44,77744.8k $17.6m $17.6m 0.03% Reduced -936 -936
18 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 42,17242.2k $16.6m $16.6m 0.06% Reduced -6.2k -6,215
19 Stuart Chaussee & Associates, Inc. 5.11% of their portfolio BEVERLY HILLS, CA 41,33541.3k $16.2m $16.2m 5.11% Reduced -248 -248
20 Legacy Financial Strategies, LLC 5.38% of their portfolio OVERLAND PARK, KS 40,98741.0k $16.1m $16.1m 5.38% Added +1.6k +1,646
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 36,68236.7k $14.4m $14.4m 0.01% Added +19.2k +19,177
22 Avestar Capital, LLC 2.49% of their portfolio New York, NY 36,53836.5k $14.4m $14.4m 2.49% New
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,54335.5k $14.0m $14.0m 0.00% Added +5.3k +5,277
24 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 34,75334.8k $13.7m $13.7m 0.08% Added +36 +36
25 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 29,80029.8k $11.7m $11.7m 0.03% New
26 BAILARD, INC. 0.40% of their portfolio Foster City, CA 29,00429.0k $11.4m $11.4m 0.40% Reduced -1.6k -1,650
27 Mathes Company, Inc. 4.84% of their portfolio New York, NY 28,17528.2k $11.1m $11.1m 4.84% First filing
28 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 27,34927.3k $10.7m $10.7m 0.06% Added +200 +200
29 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 24,90824.9k $9.8m $9.8m 0.02% Reduced -364 -364
30 SteelPeak Wealth, LLC 0.51% of their portfolio WOODLAND HILLS, CA 21,56721.6k $8.5m $8.5m 0.51% New
31 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 21,55221.6k $8.5m $8.5m 0.03% Reduced -527 -527
32 Mariner, LLC 0.02% of their portfolio Overland Park, KS 20,57820.6k $8.1m $8.1m 0.02% Added +837 +837
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 20,44020.4k $8.0m $8.0m 0.01% Added +5.6k +5,583
34 CIC Wealth, LLC 2.61% of their portfolio ROCKVILLE, MD 19,18019.2k $7.5m $7.5m 2.61% Reduced -296 -296
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 18,23518.2k $7.2m $7.2m 0.01% Reduced -11.7k -11,702
36 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 16,84316.8k $6.6m $6.6m 0.01% Reduced -428 -428
37 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 16,35016.4k $6.4m $6.4m 0.01% Reduced -201 -201
38 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 15,15115.2k $6.0m $6.0m 0.03% Added +1.5k +1,456
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 14,87914.9k $5.8m $5.8m 0.01% Reduced -20.3k -20,261
40 White Lighthouse Investment Management Inc. 1.32% of their portfolio BEDFORD, MA 14,09514.1k $5.5m $5.5m 1.32% Reduced -141 -141
41 American Trust 0.05% of their portfolio LEXINGTON, KY 13,80413.8k $698.1k $698.1k 0.05% Added +1 +1
42 Apexium Financial, LP 0.48% of their portfolio Dallas, TX 13,74613.7k $5.4m $5.4m 0.48% Added +550 +550
43 Meridian Wealth Management, LLC 0.41% of their portfolio LEXINGTON, KY 12,26812.3k $4.8m $4.8m 0.41% Reduced -4.7k -4,726
44 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 11,96312.0k $4.7m $4.7m 0.01% New
45 WealthBridge Capital Management, LLC 1.88% of their portfolio WESTERVILLE, OH 11,95712.0k $4.7m $4.7m 1.88% Added +48 +48
46 CWM, LLC 0.03% of their portfolio OMAHA, NE 11,29311.3k $4.4m $4.4m 0.03% Reduced -102 -102
47 Gladstone Institutional Advisory LLC 0.27% of their portfolio Bedminster, NJ 11,15211.2k $4.4m $4.4m 0.27% New
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,11011.1k $4.4m $4.4m 0.00% Unchanged
49 HB Wealth Management, LLC 0.07% of their portfolio Atlanta, GA 10,93310.9k $4.3m $4.3m 0.07% Added +1.3k +1,292
50 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 10,79910.8k $4.2m $4.2m 0.03% Reduced -2.4k -2,419
51 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 10,68210.7k $4.2m $4.2m 0.05% Reduced -47 -47
52 Graves Light Lenhart Wealth, Inc. 0.56% of their portfolio HARRISONBURG, VA 10,53910.5k $4.1m $4.1m 0.56% Reduced -3.0k -3,000
53 SHELTON WEALTH MANAGEMENT, LLC 3.20% of their portfolio FORT WORTH, TX 10,51810.5k $4.1m $4.1m 3.20% Reduced -3.3k -3,284
54 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.05% of their portfolio Madrid, U3 10,31710.3k $4.1m $4.1m 0.05% Reduced -372 -372
55 Asset Management Group, Inc. 0.84% of their portfolio STAMFORD, CT 10,10410.1k $4.0m $4.0m 0.84% Reduced -40 -40
56 AFT, FORSYTH & COMPANY, INC. 2.67% of their portfolio JUPITER, FL 9,5749.6k $3.8m $3.8m 2.67% Reduced -341 -341
57 Transform Wealth, LLC 0.32% of their portfolio GREENWOOD VILLAGE, CO 9,0629.1k $3.6m $3.6m 0.32% Added +91 +91
58 ACIMA PRIVATE WEALTH, LLC 1.67% of their portfolio RICHMOND, VA 8,9008.9k $3.5m $3.5m 1.67% Unchanged
59 Portfolio Strategies, Inc. 0.62% of their portfolio MONTVALE, NJ 8,7958.8k $3.5m $3.5m 0.62% Reduced -87 -87
60 TRAPHAGEN INVESTMENT ADVISORS LLC 0.40% of their portfolio ORADELL, NJ 7,8337.8k $3.1m $3.1m 0.40% Reduced -506 -506
61 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,9657.0k $2.7m $2.7m 0.00% Reduced -267 -267
62 MERIDIAN INVESTMENT COUNSEL INC. 0.96% of their portfolio LAFAYETTE, CA 6,8436.8k $2.7m $2.7m 0.96% Reduced -114 -114
63 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 6,6036.6k $2.6m $2.6m 0.01% First filing
64 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 6,5636.6k $2.6m $2.6m 0.04% Reduced -490 -490
65 Soundwatch Capital LLC 0.10% of their portfolio DALLAS, TX 6,4136.4k $400.8k $400.8k 0.10% New
66 INTERACTIVE FINANCIAL ADVISORS, INC. 1.70% of their portfolio New Lenox, IL 6,3526.4k $2.5m $2.5m 1.70% Unchanged
67 Milestone Investment Advisors LLC 0.74% of their portfolio MIDDLETON, WI 6,1166.1k $2.4m $2.4m 0.74% Added +1.4k +1,385
68 Milestone Advisory Partners 2.15% of their portfolio Southern Pines, NC 6,0586.1k $2.4m $2.4m 2.15% Added +1.0k +1,047
69 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 5,8885.9k $2.3m $2.3m 0.06% Reduced -173 -173
70 Campion Asset Management 2.04% of their portfolio Fairfax, VA 5,8205.8k $2.3m $2.3m 2.04% Added +745 +745
71 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 5,6245.6k $2.2m $2.2m 0.12% Reduced -3 -3
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5825.6k $2.2m $2.2m 0.00% Added +6 +6
73 Clarity Wealth Advisors, LLC 0.84% of their portfolio SAN JOSE, CA 4,7544.8k $1.9m $1.9m 0.84% Reduced -64 -64
74 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 4,4494.4k $1.8m $1.8m 0.02% Reduced -851 -851
75 Teamwork Financial Advisors, LLC 0.28% of their portfolio San Antonio, TX 4,4434.4k $1.7m $1.7m 0.28% Added +676 +676
76 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 4,4094.4k $1.7m $1.7m 0.04% Reduced -3.7k -3,717
77 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 3,8183.8k $1.5m $1.5m 0.03% Reduced -825 -825
78 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8143.8k $1.5m $1.5m 0.00% Added +51 +51
79 FMR LLC 0.00% of their portfolio BOSTON, MA 3,7813.8k $1.5m $1.5m 0.00% Reduced -4.3k -4,285
80 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 3,6723.7k $1.4m $1.4m 0.01% Reduced -26 -26
81 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 3,6163.6k $1.4m $1.4m 0.03% Reduced -100 -100
82 Fort Sheridan Advisors LLC 0.32% of their portfolio HIGHLAND PARK, IL 3,5203.5k $1.4m $1.4m 0.32% Added +1 +1
83 Keebeck Wealth Management 0.17% of their portfolio Chicago, IL 3,2373.2k $1.3m $1.3m 0.17% Added +1.9k +1,859
84 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 3,2353.2k $1.3m $1.3m 0.02% Added +84 +84
85 WEBSTER BANK, N. A. 0.16% of their portfolio WATERBURY, CT 3,1453.1k $1.2m $1.2m 0.16% Reduced -40 -40
86 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 3,0963.1k $1.2m $1.2m 0.02% New
87 Crescent Grove Advisors, LLC 0.13% of their portfolio LAKE FOREST, IL 3,0083.0k $1.2m $1.2m 0.13% Unchanged
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,9853.0k $1.2m $1.2m 0.00% Reduced -6 -6
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,9693.0k $1.2m $1.2m 0.00% Added +171 +171
90 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,9633.0k $1.2m $1.2m 0.00% Reduced -611 -611
91 Family Firm, Inc. 0.30% of their portfolio BETHESDA, MD 2,9042.9k $1.1m $1.1m 0.30% Reduced -379 -379
92 Security Financial Services, INC. 0.32% of their portfolio Fort Wayne, IN 2,8762.9k $1.1m $1.1m 0.32% Reduced -144 -144
93 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 2,8492.8k $1.1m $1.1m 0.03% New
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,8342.8k $1.1m $1.1m 0.00% Added +711 +711
95 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 2,5292.5k $993.5k $993.5k 0.13% Unchanged
96 WEALTHSOURCE PARTNERS, LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 2,5212.5k $990.4k $990.4k 0.07% Reduced -1 -1
97 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.04% of their portfolio PASADENA, CA 2,5002.5k $982.2k $982.2k 0.04% Reduced -350 -350
98 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 2,4862.5k $976.6k $976.6k 0.04% Added +633 +633
99 BOSTON FAMILY OFFICE LLC 0.07% of their portfolio BOSTON, MA 2,4482.4k $962.0k $962.0k 0.07% Reduced -496 -496
100 Icon Wealth Partners, LLC 0.10% of their portfolio HOUSTON, TX 2,4482.4k $961.7k $961.7k 0.10% Reduced -617 -617