Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

720 institutional holders -46 vs Q4 2024
24,384,28124.4m shares reported held*
$4.6bnreported value*
61 new 264 added 262 reduced 99 sold out net sold ≈ $855.0m (-4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $188.18. Options: 12 managers hold calls ($669.7m notional), 19 hold puts ($841.1m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524Q3 23: 525Q4 23: 630Q1 24: 690Q2 24: 741Q3 24: 747Q4 24: 766Q1 25: 720720Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524
Q3 2023525
Q4 2023630
Q1 2024690
Q2 2024741
Q3 2024747
Q4 2024766
Q1 2025720

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q2 23: 241 bought or addedQ2 23: 233 cut or sold outQ3 23: 241 bought or addedQ3 23: 219 cut or sold outQ3 23Q4 23: 323 bought or addedQ4 23: 214 cut or sold outQ1 24: 364 bought or addedQ1 24: 281 cut or sold outQ1 24Q2 24: 405 bought or addedQ2 24: 260 cut or sold outQ3 24: 375 bought or addedQ3 24: 317 cut or sold outQ3 24Q4 24: 345 bought or addedQ4 24: 322 cut or sold outQ1 25: 325 bought or addedQ1 25: 361 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023241233
Q3 2023241219
Q4 2023323214
Q1 2024364281
Q2 2024405260
Q3 2024375317
Q4 2024345322
Q1 2025325361

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ2 24 calls: $444.5mQ2 24 puts: $895.7mQ2 24P/C 2.02Q3 24 calls: $478.7mQ3 24 puts: $2.0bnQ3 24P/C 4.28Q4 24 calls: $494.0mQ4 24 puts: $1.1bnQ4 24P/C 2.18Q1 25 calls: $669.7mQ1 25 puts: $841.1mQ1 25P/C 1.26
Numbers
QuarterCallsPutsP/C
Q2 2024$444.5m$895.7m2.02
Q3 2024$478.7m$2.0bn4.28
Q4 2024$494.0m$1.1bn2.18
Q1 2025$669.7m$841.1m1.26

Biggest buyers

FIL Ltd Added +276,370+276.4k
Quadrature Capital Ltd New +261,752+261.8k
CITADEL ADVISORS LLC Added +230,048+230.0k
Corient Private Wealth LP Added +106,690+106.7k
BARCLAYS PLC Added +81,345+81.3k
Rockefeller Capital Management L.P. Added +80,282+80.3k
LPL Financial LLC Added +57,350+57.4k
GROUP ONE TRADING LLC New +55,327+55.3k
SG Americas Securities, LLC Added +33,908+33.9k
Clark Capital Management Group, Inc. New +32,680+32.7k

Biggest sellers

Clal Insurance Enterprises Holdings Ltd Reduced -1,338,778-1.3m
JPMORGAN CHASE & CO Reduced -747,896-747.9k
GOLDMAN SACHS GROUP INC Reduced -509,671-509.7k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -500,000-500.0k
D. E. Shaw & Co., Inc. Reduced -408,343-408.3k
UBS Group AG Reduced -384,587-384.6k
BANK OF NOVA SCOTIA Reduced -253,855-253.9k
Provida Pension Fund Administrator Reduced -232,264-232.3k
MORGAN STANLEY Reduced -210,946-210.9k
Squarepoint Ops LLC Reduced -182,758-182.8k

Biggest calls

Twin Tree Management, LP Added $395.6m2.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $64.4m342.4k shares
JANE STREET GROUP, LLC Added $61.6m327.3k shares
CITADEL ADVISORS LLC Reduced $60.2m319.7k shares
MARSHALL WACE, LLP Added $46.6m247.4k shares
Parallax Volatility Advisers, L.P. Added $16.7m88.6k shares
Walleye Trading LLC Reduced $9.8m52.2k shares
UBS Group AG Reduced $6.9m36.8k shares
PEAK6 LLC Added $6.4m34.1k shares
Squarepoint Ops LLC Reduced $1.0m5.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $329.9m1.8m shares
CITADEL ADVISORS LLC Reduced $126.6m672.8k shares
JANE STREET GROUP, LLC Added $126.5m672.2k shares
Twin Tree Management, LP Reduced $96.7m513.9k shares
MARSHALL WACE, LLP Added $37.9m201.5k shares
CREDIT AGRICOLE S A New $18.8m100.0k shares
TUDOR INVESTMENT CORP ET AL New $18.3m97.0k shares
Walleye Trading LLC Reduced $18.2m96.7k shares
UBS Group AG New $17.0m90.3k shares
CloudAlpha Capital Management Limited/Hong Kong New $14.1m75.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 2,485,9422.5m $467.8m $467.8m 0.09% Reduced -509.7k -509,671
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 2,202,3162.2m $414.4m $414.4m 0.04% Reduced -18.9k -18,864
3 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.87% of their portfolio TORONTO, A6 2,090,0002.1m $393.3m $393.3m 0.87% Reduced -500.0k -500,000
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,816,0971.8m $341.7m $341.7m 0.02% Reduced -210.9k -210,946
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 996,109996.1k $187.4m $187.4m 0.04% Reduced -384.6k -384,587
6 BNP PARIBAS FINANCIAL MARKETS 0.14% of their portfolio PARIS, I0 968,262968.3k $182.2m $182.2m 0.14% First filing
7 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 843,995844.0k $158.8m $158.8m 0.06% Added +57.4k +57,350
8 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 698,539698.5k $131.4m $131.4m 0.03% Reduced -52.8k -52,831
9 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 392,881392.9k $73.9m $73.9m 0.03% Added +81.3k +81,345
10 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 363,434363.4k $68.4m $68.4m 0.01% Reduced -747.9k -747,896
11 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 345,761345.8k $65.1m $65.1m 0.02% Added +22.7k +22,675
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 339,402339.4k $63.9m $63.9m 0.01% Reduced -106.4k -106,404
13 Rockefeller Capital Management L.P. 0.15% of their portfolio NEW YORK, NY 320,646320.6k $60.3m $60.3m 0.15% Added +80.3k +80,282
14 DONALDSON CAPITAL MANAGEMENT, LLC 2.27% of their portfolio EVANSVILLE, IN 319,441319.4k $60.1m $60.1m 2.27% Added +7.0k +6,992
15 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 295,310295.3k $55.6m $55.6m 0.05% Reduced -61.2k -61,180
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 284,042284.0k $53.4m $53.4m 0.01% Added +5.1k +5,107
17 FIL Ltd 0.05% of their portfolio HAMILTON, D0 281,024281.0k $52.9m $52.9m 0.05% Added +276.4k +276,370
18 LMR Partners LLP 1.06% of their portfolio LONDON, X0 280,000280.0k $52.7m $52.7m 1.06% Added +20.0k +20,000
19 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 271,889271.9k $51.2m $51.2m 0.05% Added +230.0k +230,048
20 Quadrature Capital Ltd 1.09% of their portfolio LONDON, X0 261,752261.8k $49.2m $49.2m 1.09% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 230,679230.7k $43.4m $43.4m 0.06% Reduced -4.0k -3,966
22 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 225,083225.1k $42.4m $42.4m 0.03% Added +27.5k +27,521
23 Twin Tree Management, LP 0.92% of their portfolio DALLAS, TX 222,529222.5k $41.9m $41.9m 0.92% Reduced -39.1k -39,123
24 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 219,028219.0k $41.2m $41.2m 0.07% Added +106.7k +106,690
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 204,276204.3k $38.4m $38.4m 0.06% Reduced -107.7k -107,671
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 198,310198.3k $37.3m $37.3m 0.03% Reduced -8.1k -8,056
27 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 191,426191.4k $36.0m $36.0m 0.12% Reduced -22.2k -22,184
28 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 186,578186.6k $35.1m $35.1m 0.08% Reduced -2.2k -2,183
29 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 174,594174.6k $32.9m $32.9m 0.06% Added +20.5k +20,475
30 EDMOND DE ROTHSCHILD HOLDING S.A. 0.51% of their portfolio CHAMBESY, V8 153,218153.2k $28.8m $28.8m 0.51% Added +25.9k +25,908
31 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 151,681151.7k $28.5m $28.5m 0.04% Added +1.5k +1,461
32 Analyst IMS Investment Management Services Ltd. 1.05% of their portfolio Tel-aviv, L3 142,893142.9k $26.9m $26.9m 1.05% Added +26.4k +26,418
33 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 129,461129.5k $24.4m $24.4m 0.01% Added +11.8k +11,789
34 IMC-Chicago, LLC 0.81% of their portfolio CHICAGO, IL 110,586110.6k $20.8m $20.8m 0.81% Reduced -24.7k -24,723
35 GM Advisory Group, LLC 1.11% of their portfolio MELVILLE, NY 109,200109.2k $20.5m $20.5m 1.11% Added +8.1k +8,125
36 Integrated Wealth Concepts LLC 0.24% of their portfolio WALTHAM, MA 108,764108.8k $20.5m $20.5m 0.24% Reduced -871 -871
37 GREENWOOD GEARHART LLC 1.40% of their portfolio FAYETTEVILLE, AR 107,850107.8k $20.3m $20.3m 1.40% Added +711 +711
38 SG Americas Securities, LLC 0.07% of their portfolio NEW YORK, NY 101,860101.9k $19.2m $19.2m 0.07% Added +33.9k +33,908
39 FIRST MANHATTAN CO. LLC. 0.06% of their portfolio NEW YORK, NY 101,375101.4k $19.1m $19.1m 0.06% Added +1.6k +1,589
40 MIRAE ASSET SECURITIES (USA) INC. 0.81% of their portfolio NEW YORK, NY 100,000100.0k $18.8m $18.8m 0.81% Reduced -100.2k -100,247
41 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 94,13794.1k $17.7m $17.7m 0.03% Reduced -854 -854
42 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 93,06993.1k $17.5m $17.5m 0.06% Reduced -2.9k -2,931
43 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 89,96690.0k $17.0m $17.0m 0.02% Added +11.5k +11,487
44 Jump Financial, LLC 0.25% of their portfolio Chicago, IL 87,71287.7k $16.5m $16.5m 0.25% Added +25.2k +25,171
45 Yarbrough Capital, LLC 0.67% of their portfolio FRANKLIN, TN 82,38382.4k $15.5m $15.5m 0.67% Unchanged
46 OPPENHEIMER & CO INC 0.21% of their portfolio NEW YORK, NY 72,21572.2k $13.6m $13.6m 0.21% Added +288 +288
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 71,79371.8k $13.5m $13.5m 0.01% Reduced -2.8k -2,790
48 Mariner, LLC 0.02% of their portfolio Overland Park, KS 56,29656.3k $10.6m $10.6m 0.02% Reduced -6.2k -6,242
49 GROUP ONE TRADING LLC 0.43% of their portfolio CHICAGO, IL 55,32755.3k $10.4m $10.4m 0.43% New
50 Legend Financial Advisors, Inc. 7.62% of their portfolio PITTSBURGH, PA 55,14655.1k $10.4m $10.4m 7.62% Added +5.1k +5,132
51 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 53,76153.8k $10.1m $10.1m 0.01% Added +11.1k +11,075
52 TD Waterhouse Canada Inc. 0.08% of their portfolio TORONTO, A6 53,30353.3k $10.0m $10.0m 0.08% Reduced -3.0k -3,007
53 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.09% of their portfolio Madrid, U3 49,73149.7k $9.2m $9.2m 0.09% Added +22.6k +22,648
54 Advisory Services Network, LLC 0.18% of their portfolio ATLANTA, GA 49,04949.0k $9.2m $9.2m 0.18% Added +1.7k +1,696
55 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 48,53148.5k $9.1m $9.1m 0.02% Reduced -51.9k -51,919
56 COMMERCE BANK 0.06% of their portfolio KANSAS CITY, MO 47,84047.8k $9.0m $9.0m 0.06% Added +31 +31
57 BANK HAPOALIM BM 1.25% of their portfolio TEL AVIV, L3 45,77345.8k $8.6m $8.6m 1.25% Reduced -4.0k -4,035
58 Legacy Edge Advisors, LLC 1.34% of their portfolio SYOSSET, NY 45,63445.6k $8.6m $8.6m 1.34% Reduced -1.5k -1,471
59 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 45,23145.2k $8.5m $8.5m 0.02% Added +16.1k +16,116
60 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 44,91144.9k $8.5m $8.5m 0.10% Reduced -6.9k -6,890
61 Wellington Shields Capital Management, LLC 1.51% of their portfolio NEW YORK, NY 44,12644.1k $8.3m $8.3m 1.51% Added +3.2k +3,176
62 Financial Partners Group, Inc 1.26% of their portfolio Overland Park, KS 43,50143.5k $8.2m $8.2m 1.26% Added +2.4k +2,370
63 CREDIT AGRICOLE S A 0.03% of their portfolio Montrouge Cedex, I0 43,48943.5k $8.2m $8.2m 0.03% Added +14.3k +14,308
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 43,17743.2k $8.1m $8.1m 0.14% Reduced -693 -693
65 Capital Investment Counsel, LLC 1.34% of their portfolio DENVER, CO 43,06343.1k $8.1m $8.1m 1.34% Reduced -1.6k -1,606
66 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 41,96542.0k $7.9m $7.9m 0.01% Reduced -7.5k -7,514
67 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 40,46240.5k $7.6m $7.6m 0.04% Reduced -41.0k -41,024
68 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 39,12839.1k $7.4m $7.4m 0.03% Added +20.3k +20,346
69 Gerber Kawasaki Wealth & Investment Management 0.33% of their portfolio SANTA MONICA, CA 38,63538.6k $7.3m $7.3m 0.33% Reduced -5.4k -5,355
70 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 37,34137.3k $7.0m $7.0m 0.01% Added +27.8k +27,817
71 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 36,14536.1k $6.8m $6.8m 0.04% Reduced -2.0k -2,031
72 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 36,03736.0k $6.8m $6.8m 0.04% Reduced -2.2k -2,197
73 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 34,81534.8k $6.6m $6.6m 0.01% Reduced -408.3k -408,343
74 Gray Foundation 2.02% of their portfolio Cohoes, NY 34,37134.4k $6.5m $6.5m 2.02% Unchanged
75 Meridian Wealth Management, LLC 0.31% of their portfolio LEXINGTON, KY 33,50333.5k $6.3m $6.3m 0.31% Added +120 +120
76 NOVARE CAPITAL MANAGEMENT LLC 0.54% of their portfolio CHARLOTTE, NC 33,00433.0k $6.2m $6.2m 0.54% Added +289 +289
77 LOWE BROCKENBROUGH & CO INC 0.41% of their portfolio RICHMOND, VA 32,96633.0k $6.2m $6.2m 0.41% Added +350 +350
78 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 32,68032.7k $6.1m $6.1m 0.04% New
79 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 31,80631.8k $6.0m $6.0m 0.01% Added +2.0k +2,005
80 Traynor Capital Management, Inc. 0.50% of their portfolio MALVERN, PA 31,58631.6k $5.9m $5.9m 0.50% Reduced -1.2k -1,187
81 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 31,33031.3k $5.9m $5.9m 0.02% Added +11.3k +11,255
82 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 30,00030.0k $5.6m $5.6m 0.02% Added +1.2k +1,163
83 CMH Wealth Management LLC 1.38% of their portfolio PORTSMOUTH, NH 29,32629.3k $5.5m $5.5m 1.38% Reduced -1 -1
84 TOTH FINANCIAL ADVISORY CORP 0.66% of their portfolio LEESBURG, VA 29,30029.3k $5.5m $5.5m 0.66% Reduced -14.5k -14,483
85 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 28,60328.6k $5.4m $5.4m 0.04% Reduced -375 -375
86 STEPHENS INC /AR/ 0.08% of their portfolio LITTLE ROCK, AR 28,51128.5k $5.4m $5.4m 0.08% Added +15.3k +15,291
87 Fulton Bank, N.A. 0.22% of their portfolio Lancaster, PA 28,35028.4k $5.3m $5.3m 0.22% Reduced -3.4k -3,412
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 27,43327.4k $5.2m $5.2m 0.01% Reduced -2.1k -2,144
89 Lindbrook Capital, LLC 0.47% of their portfolio CALABASAS, CA 27,25627.3k $5.1m $5.1m 0.47% Reduced -233 -233
90 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 27,25127.3k $5.1m $5.1m 0.05% New
91 ABSOLUTE CAPITAL MANAGEMENT, LLC 2.92% of their portfolio Pittsburgh, PA 26,85026.9k $5.1m $5.1m 2.92% Unchanged
92 Wall Street Financial Group, Inc. 5.14% of their portfolio CARLINVILLE, IL 26,38026.4k $5.0m $5.0m 5.14% Reduced -1.6k -1,562
93 Dynamic Advisor Solutions LLC 0.16% of their portfolio PHOENIX, AZ 26,32726.3k $5.0m $5.0m 0.16% Reduced -371 -371
94 COTTONWOOD CAPITAL ADVISORS, LLC 3.62% of their portfolio SALT LAKE CITY, UT 26,18126.2k $4.9m $4.9m 3.62% Added +1.4k +1,443
95 Walleye Trading LLC 0.14% of their portfolio NEW YORK, NY 26,12826.1k $4.9m $4.9m 0.14% Reduced -12.0k -11,982
96 First Interstate Bank 0.29% of their portfolio Billings, MT 26,10426.1k $4.9m $4.9m 0.29% Reduced -453 -453
97 CREDIT INDUSTRIEL ET COMMERCIAL 0.88% of their portfolio PARIS FRANCE, I0 25,95025.9k $4.9m $4.9m 0.88% New
98 Portfolio Strategies, Inc. 0.74% of their portfolio MONTVALE, NJ 25,53825.5k $4.8m $4.8m 0.74% Reduced -790 -790
99 SPINNAKER TRUST 0.31% of their portfolio PORTLAND, ME 25,47325.5k $4.8m $4.8m 0.31% Added +1.3k +1,325
100 ALEXANDER LABRUNERIE & CO., INC. 2.05% of their portfolio COLUMBIA, MO 25,18225.2k $4.7m $4.7m 2.05% Reduced -279 -279