Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

766 institutional holders +19 vs Q3 2024
28,264,57528.3m shares reported held*
$6.1bnreported value*
64 new 281 added 243 reduced 79 sold out net sold ≈ $395.8m (-24.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $215.53. Options: 14 managers hold calls ($494.0m notional), 19 hold puts ($1.1bn).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524Q3 23: 525Q4 23: 630Q1 24: 690Q2 24: 741Q3 24: 747Q4 24: 766766Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524
Q3 2023525
Q4 2023630
Q1 2024690
Q2 2024741
Q3 2024747
Q4 2024766

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q1 23: 243 bought or addedQ1 23: 215 cut or sold outQ2 23: 241 bought or addedQ2 23: 233 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 219 cut or sold outQ4 23: 323 bought or addedQ4 23: 214 cut or sold outQ4 23Q1 24: 364 bought or addedQ1 24: 281 cut or sold outQ2 24: 405 bought or addedQ2 24: 260 cut or sold outQ2 24Q3 24: 375 bought or addedQ3 24: 317 cut or sold outQ4 24: 345 bought or addedQ4 24: 322 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023243215
Q2 2023241233
Q3 2023241219
Q4 2023323214
Q1 2024364281
Q2 2024405260
Q3 2024375317
Q4 2024345322

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ1 24 calls: $592.0mQ1 24 puts: $851.1mQ1 24P/C 1.44Q2 24 calls: $444.5mQ2 24 puts: $895.7mQ2 24P/C 2.02Q3 24 calls: $478.7mQ3 24 puts: $2.0bnQ3 24P/C 4.28Q4 24 calls: $494.0mQ4 24 puts: $1.1bnQ4 24P/C 2.18
Numbers
QuarterCallsPutsP/C
Q1 2024$592.0m$851.1m1.44
Q2 2024$444.5m$895.7m2.02
Q3 2024$478.7m$2.0bn4.28
Q4 2024$494.0m$1.1bn2.18

Biggest buyers

Clal Insurance Enterprises Holdings Ltd New +1,343,000+1.3m
UBS Group AG Added +594,564+594.6k
D. E. Shaw & Co., Inc. New +443,158+443.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +253,085+253.1k
Twin Tree Management, LP Added +214,837+214.8k
Provida Pension Fund Administrator Added +191,315+191.3k
Squarepoint Ops LLC Added +184,302+184.3k
IMC-Chicago, LLC New +135,309+135.3k
BANK OF NOVA SCOTIA Added +103,622+103.6k
Focus Partners Wealth Added +92,273+92.3k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -15,221,560-15.2m
MERCER GLOBAL ADVISORS INC /ADV Reduced -8,710,845-8.7m
JPMORGAN CHASE & CO Reduced -1,377,750-1.4m
BANK OF AMERICA CORP /DE/ Reduced -394,089-394.1k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -370,000-370.0k
JANE STREET GROUP, LLC Sold out -303,113-303.1k
MORGAN STANLEY Reduced -298,755-298.8k
GOLDMAN SACHS GROUP INC Reduced -250,093-250.1k
WELLS FARGO & COMPANY/MN Reduced -200,033-200.0k
MIRAE ASSET SECURITIES (USA) INC. Reduced -199,753-199.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $165.8m769.5k shares
CITADEL ADVISORS LLC Reduced $135.3m628.1k shares
Twin Tree Management, LP Reduced $104.3m484.2k shares
JANE STREET GROUP, LLC Reduced $49.5m229.7k shares
Walleye Trading LLC Added $14.6m67.9k shares
UBS Group AG Added $10.3m47.8k shares
PEAK6 LLC First filing $6.5m30.2k shares
Squarepoint Ops LLC New $3.9m17.9k shares
MARSHALL WACE, LLP Reduced $1.8m8.4k shares
Qube Research & Technologies Ltd Added $689.6k3.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $370.9m1.7m shares
Twin Tree Management, LP Added $359.9m1.7m shares
CITADEL ADVISORS LLC Reduced $154.9m718.9k shares
JANE STREET GROUP, LLC Reduced $70.8m328.5k shares
Walleye Trading LLC Added $46.0m213.3k shares
Squarepoint Ops LLC Added $23.5m109.1k shares
Parallax Volatility Advisers, L.P. Unchanged $12.7m59.1k shares
MARSHALL WACE, LLP Reduced $11.3m52.4k shares
PEAK6 LLC First filing $6.6m30.8k shares
NOMURA HOLDINGS INC Unchanged $5.4m25.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.12% of their portfolio NEW YORK, NY 2,995,6133.0m $645.5m $645.5m 0.12% Reduced -250.1k -250,093
2 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.20% of their portfolio TORONTO, A6 2,590,0002.6m $558.1m $558.1m 1.20% Reduced -370.0k -370,000
3 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 2,221,1802.2m $478.6m $478.6m 0.04% Reduced -394.1k -394,089
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 2,027,0432.0m $436.8m $436.8m 0.03% Reduced -298.8k -298,755
5 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,380,6961.4m $297.5m $297.5m 0.07% Added +594.6k +594,564
6 Clal Insurance Enterprises Holdings Ltd 2.61% of their portfolio Tel-aviv, L3 1,343,0001.3m $289.4m $289.4m 2.61% New
7 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,111,3301.1m $239.5m $239.5m 0.02% Reduced -1.4m -1,377,750
8 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 786,645786.6k $169.5m $169.5m 0.07% Added +21.3k +21,341
9 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 751,370751.4k $161.9m $161.9m 0.04% Reduced -200.0k -200,033
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 445,806445.8k $96.1m $96.1m 0.02% Added +39.6k +39,604
11 D. E. Shaw & Co., Inc. 0.11% of their portfolio New York, NY 443,158443.2k $95.5m $95.5m 0.11% New
12 MILLENNIUM MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 356,490356.5k $76.8m $76.8m 0.07% Added +87.5k +87,522
13 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 323,086323.1k $69.6m $69.6m 0.03% First filing
14 DONALDSON CAPITAL MANAGEMENT, LLC 2.57% of their portfolio EVANSVILLE, IN 312,449312.4k $67.3m $67.3m 2.57% Added +10.5k +10,513
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio BALA CYNWYD, PA 311,947311.9k $67.2m $67.2m 0.10% Added +253.1k +253,085
16 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 311,536311.5k $67.1m $67.1m 0.03% Reduced -114.5k -114,499
17 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 302,395302.4k $65.2m $65.2m 0.05% Added +51.3k +51,318
18 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 278,935278.9k $60.1m $60.1m 0.02% Reduced -6.3k -6,308
19 BANK OF NOVA SCOTIA 0.10% of their portfolio TORONTO, A6 264,372264.4k $57.0m $57.0m 0.10% Added +103.6k +103,622
20 Twin Tree Management, LP 1.36% of their portfolio DALLAS, TX 261,652261.7k $56.4m $56.4m 1.36% Added +214.8k +214,837
21 LMR Partners LLP 0.97% of their portfolio LONDON, X0 260,000260.0k $56.0m $56.0m 0.97% Added +60.0k +60,000
22 Provida Pension Fund Administrator 1.07% of their portfolio LAS CONDES, SANTIAGO, F3 243,875243.9k $52.6m $52.6m 1.07% Added +191.3k +191,315
23 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 240,364240.4k $51.8m $51.8m 0.13% Reduced -3 -3
24 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 234,645234.6k $50.6m $50.6m 0.07% Added +7.9k +7,913
25 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 213,610213.6k $46.0m $46.0m 0.15% Reduced -1.9k -1,949
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 206,366206.4k $44.5m $44.5m 0.04% Reduced -5.1k -5,145
27 Squarepoint Ops LLC 0.11% of their portfolio NEW YORK, NY 203,436203.4k $43.8m $43.8m 0.11% Added +184.3k +184,302
28 MIRAE ASSET SECURITIES (USA) INC. 2.02% of their portfolio NEW YORK, NY 200,247200.2k $43.2m $43.2m 2.02% Reduced -199.8k -199,753
29 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 197,562197.6k $42.6m $42.6m 0.04% Added +60.5k +60,510
30 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 188,761188.8k $40.7m $40.7m 0.09% Reduced -35.6k -35,607
31 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 154,119154.1k $33.2m $33.2m 0.07% Reduced -38.8k -38,754
32 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 150,220150.2k $32.4m $32.4m 0.04% Reduced -7.4k -7,408
33 AFFINITY WEALTH MANAGEMENT LLC 5.35% of their portfolio WILMINGTON, DE 140,084140.1k $30.2m $30.2m 5.35% Reduced -1.2k -1,223
34 IMC-Chicago, LLC 0.79% of their portfolio CHICAGO, IL 135,309135.3k $29.2m $29.2m 0.79% New
35 EDMOND DE ROTHSCHILD HOLDING S.A. 0.47% of their portfolio CHAMBESY, V8 127,310127.3k $27.4m $27.4m 0.47% Reduced -13.4k -13,393
36 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 117,672117.7k $25.4m $25.4m 0.01% Reduced -457 -457
37 Analyst IMS Investment Management Services Ltd. 0.92% of their portfolio Tel-aviv, L3 116,475116.5k $25.1m $25.1m 0.92% Added +7.1k +7,067
38 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 112,338112.3k $24.2m $24.2m 0.04% Added +86 +86
39 Integrated Wealth Concepts LLC 0.27% of their portfolio WALTHAM, MA 109,635109.6k $23.6m $23.6m 0.27% Added +652 +652
40 GREENWOOD GEARHART LLC 1.59% of their portfolio FAYETTEVILLE, AR 107,139107.1k $23.1m $23.1m 1.59% Added +11.3k +11,278
41 GM Advisory Group, LLC 1.21% of their portfolio MELVILLE, NY 101,075101.1k $21.8m $21.8m 1.21% Added +5.0k +4,997
42 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 100,450100.5k $21.7m $21.7m 0.03% Added +92.3k +92,273
43 FIRST MANHATTAN CO. LLC. 0.06% of their portfolio NEW YORK, NY 99,78699.8k $21.5m $21.5m 0.06% Added +8.5k +8,469
44 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 96,00096.0k $20.7m $20.7m 0.07% Reduced -100.6k -100,583
45 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 94,99195.0k $20.5m $20.5m 0.03% Reduced -1.4k -1,420
46 Yarbrough Capital, LLC 0.68% of their portfolio FRANKLIN, TN 82,38382.4k $17.8m $17.8m 0.68% Unchanged
47 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 81,48681.5k $17.6m $17.6m 0.10% Added +10.9k +10,939
48 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 78,47978.5k $16.9m $16.9m 0.02% Added +29.7k +29,747
49 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 74,58374.6k $16.1m $16.1m 0.02% Reduced -4.7k -4,706
50 OPPENHEIMER & CO INC 0.23% of their portfolio NEW YORK, NY 71,92771.9k $15.5m $15.5m 0.23% Reduced -1.1k -1,066
51 J. Goldman & Co LP 0.53% of their portfolio NEW YORK, NY 69,20069.2k $14.9m $14.9m 0.53% New
52 SG Americas Securities, LLC 0.06% of their portfolio NEW YORK, NY 67,95268.0k $14.6m $14.6m 0.06% Reduced -21.0k -21,019
53 Turim 21 Investimentos Ltda. 3.79% of their portfolio RIO DE JANEIRO, D5 66,63366.6k $14.5m $14.5m 3.79% Reduced -3.1k -3,071
54 Jump Financial, LLC 0.28% of their portfolio Chicago, IL 62,54162.5k $13.5m $13.5m 0.28% Reduced -10.3k -10,299
55 Mariner, LLC 0.02% of their portfolio Overland Park, KS 62,53862.5k $13.5m $13.5m 0.02% Reduced -1.7k -1,666
56 TD Waterhouse Canada Inc. 0.10% of their portfolio TORONTO, A6 56,31056.3k $12.1m $12.1m 0.10% Reduced -2.9k -2,907
57 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 51,80151.8k $11.2m $11.2m 0.12% Reduced -6.2k -6,167
58 Legend Financial Advisors, Inc. 7.60% of their portfolio PITTSBURGH, PA 50,01450.0k $10.8m $10.8m 7.60% Reduced -494 -494
59 BANK HAPOALIM BM 1.74% of their portfolio TEL AVIV, L3 49,80849.8k $10.7m $10.7m 1.74% Reduced -3.3k -3,299
60 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 49,47949.5k $10.7m $10.7m 0.01% Added +36.0k +35,964
61 Symmetry Investments LP 0.63% of their portfolio ST HELIER, Y9 49,24149.2k $10.6m $10.6m 0.63% Added +26.5k +26,541
62 COMMERCE BANK 0.06% of their portfolio KANSAS CITY, MO 47,80947.8k $10.3m $10.3m 0.06% Added +96 +96
63 Advisory Services Network, LLC 0.19% of their portfolio ATLANTA, GA 47,35347.4k $10.2m $10.2m 0.19% Reduced -53.4k -53,375
64 Legacy Edge Advisors, LLC 1.62% of their portfolio SYOSSET, NY 47,10547.1k $10.2m $10.2m 1.62% Reduced -549 -549
65 WOODMONT INVESTMENT COUNSEL LLC 0.72% of their portfolio NASHVILLE, TN 45,04445.0k $9.7m $9.7m 0.72% Added +656 +656
66 Capital Investment Counsel, LLC 1.61% of their portfolio DENVER, CO 44,66944.7k $9.6m $9.6m 1.61% Reduced -839 -839
67 Gerber Kawasaki Wealth & Investment Management 0.41% of their portfolio SANTA MONICA, CA 43,99044.0k $9.5m $9.5m 0.41% Reduced -86.4k -86,430
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.16% of their portfolio AUSTIN, TX 43,87043.9k $9.5m $9.5m 0.16% Added +3.3k +3,315
69 TOTH FINANCIAL ADVISORY CORP 1.11% of their portfolio LEESBURG, VA 43,78343.8k $9.4m $9.4m 1.11% Reduced -1.1k -1,098
70 Royal Fund Management, LLC 1.02% of their portfolio Lady Lake, FL 43,54543.5k $9.4m $9.4m 1.02% Reduced -77.6k -77,625
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 42,68642.7k $9.2m $9.2m 0.00% Reduced -4.5k -4,547
72 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 41,84141.8k $9.0m $9.0m 0.01% Added +27.3k +27,260
73 Financial Partners Group, Inc 1.29% of their portfolio Overland Park, KS 41,13141.1k $8.9m $8.9m 1.29% Reduced -1.9k -1,851
74 Wellington Shields Capital Management, LLC 1.56% of their portfolio NEW YORK, NY 40,95041.0k $8.8m $8.8m 1.56% Added +2.0k +1,951
75 Curi Capital, LLC 0.19% of their portfolio CHICAGO, IL 38,39238.4k $8.3m $8.3m 0.19% New
76 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 38,23438.2k $8.2m $8.2m 0.05% Reduced -2.1k -2,066
77 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 38,17638.2k $8.2m $8.2m 0.05% Added +751 +751
78 Walleye Trading LLC 0.16% of their portfolio NEW YORK, NY 38,11038.1k $8.2m $8.2m 0.16% Reduced -16.2k -16,174
79 RFG Advisory, LLC 0.22% of their portfolio BIRMINGHAM, AL 36,62136.6k $7.9m $7.9m 0.22% Added +4.9k +4,942
80 Gray Foundation 2.11% of their portfolio Cohoes, NY 34,37134.4k $7.4m $7.4m 2.11% Unchanged
81 Meridian Wealth Management, LLC 0.34% of their portfolio LEXINGTON, KY 33,38333.4k $7.2m $7.2m 0.34% Reduced -330 -330
82 Traynor Capital Management, Inc. 0.55% of their portfolio MALVERN, PA 32,77332.8k $7.1m $7.1m 0.55% Reduced -3.7k -3,715
83 NOVARE CAPITAL MANAGEMENT LLC 0.59% of their portfolio CHARLOTTE, NC 32,71532.7k $7.0m $7.0m 0.59% Added +827 +827
84 LOWE BROCKENBROUGH & CO INC 0.45% of their portfolio RICHMOND, VA 32,61632.6k $7.0m $7.0m 0.45% Added +557 +557
85 Fulton Bank, N.A. 0.26% of their portfolio Lancaster, PA 31,76231.8k $6.8m $6.8m 0.26% Reduced -730 -730
86 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 30,57130.6k $6.6m $6.6m 0.02% Reduced -8.7m -8,710,845
87 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 29,80129.8k $6.4m $6.4m 0.01% Added +145 +145
88 David J Yvars Group 3.90% of their portfolio UNIVERSITY PARK, FL 29,67229.7k $6.4m $6.4m 3.90% Reduced -43 -43
89 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 29,57729.6k $6.4m $6.4m 0.01% Reduced -112 -112
90 FLOW TRADERS U.S. LLC 0.25% of their portfolio NEW YORK, NY 29,44829.4k $6.3m $6.3m 0.25% New
91 CMH Wealth Management LLC 1.45% of their portfolio PORTSMOUTH, NH 29,32729.3k $6.3m $6.3m 1.45% Added +283 +283
92 CREDIT AGRICOLE S A 0.02% of their portfolio Montrouge Cedex, I0 29,18129.2k $6.3m $6.3m 0.02% Added +20.9k +20,925
93 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 29,11529.1k $6.3m $6.3m 0.02% Reduced -4.1k -4,138
94 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 28,97829.0k $6.2m $6.2m 0.05% Added +4.1k +4,104
95 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 28,83728.8k $6.2m $6.2m 0.02% Added +3.2k +3,179
96 Alpha Cubed Investments, LLC 0.28% of their portfolio COSTA MESA, CA 28,35028.4k $6.1m $6.1m 0.28% Added +27.3k +27,306
97 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 28,18728.2k $6.1m $6.1m 0.01% Added +1.6k +1,634
98 Strategic Blueprint, LLC 0.36% of their portfolio ATLANTA, GA 28,07728.1k $6.1m $6.1m 0.36% Reduced -2.8k -2,761
99 Wall Street Financial Group, Inc. 5.88% of their portfolio CARLINVILLE, IL 27,94227.9k $6.0m $6.0m 5.88% Added +3.9k +3,864
100 Lindbrook Capital, LLC 0.53% of their portfolio CALABASAS, CA 27,48927.5k $5.9m $5.9m 0.53% Reduced -617 -617