Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

747 institutional holders +6 vs Q2 2024
52,558,16152.6m shares reported held*
$6.9bnreported value*
82 new 293 added 238 reduced 79 sold out net bought ≈ $488.3m (+24.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $131.71. Options: 13 managers hold calls ($478.7m notional), 21 hold puts ($2.0bn).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524Q3 23: 525Q4 23: 630Q1 24: 690Q2 24: 741Q3 24: 747747Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524
Q3 2023525
Q4 2023630
Q1 2024690
Q2 2024741
Q3 2024747

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 225 bought or addedQ4 22: 195 cut or sold outQ1 23: 243 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 241 bought or addedQ2 23: 233 cut or sold outQ3 23: 241 bought or addedQ3 23: 219 cut or sold outQ3 23Q4 23: 323 bought or addedQ4 23: 214 cut or sold outQ1 24: 364 bought or addedQ1 24: 281 cut or sold outQ1 24Q2 24: 405 bought or addedQ2 24: 260 cut or sold outQ3 24: 375 bought or addedQ3 24: 317 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022225195
Q1 2023243215
Q2 2023241233
Q3 2023241219
Q4 2023323214
Q1 2024364281
Q2 2024405260
Q3 2024375317

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ4 23 calls: $425.6mQ4 23 puts: $850.4mQ4 23P/C 2.00Q1 24 calls: $592.0mQ1 24 puts: $851.1mQ1 24P/C 1.44Q2 24 calls: $444.5mQ2 24 puts: $895.7mQ2 24P/C 2.02Q3 24 calls: $478.7mQ3 24 puts: $2.0bnQ3 24P/C 4.28
Numbers
QuarterCallsPutsP/C
Q4 2023$425.6m$850.4m2.00
Q1 2024$592.0m$851.1m1.44
Q2 2024$444.5m$895.7m2.02
Q3 2024$478.7m$2.0bn4.28

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +15,221,700+15.2m
MERCER GLOBAL ADVISORS INC /ADV Added +7,284,515+7.3m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +950,000+950.0k
GOLDMAN SACHS GROUP INC Added +652,262+652.3k
MORGAN STANLEY Added +514,753+514.8k
JANE STREET GROUP, LLC Added +298,134+298.1k
MILLENNIUM MANAGEMENT LLC New +268,968+269.0k
BANK OF NOVA SCOTIA New +160,750+160.8k
MIRAE ASSET SECURITIES (USA) INC. Added +150,000+150.0k
BANK OF AMERICA CORP /DE/ Added +144,739+144.7k

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Reduced -740,687-740.7k
Strategic Financial Concepts, LLC Reduced -263,840-263.8k
UBS Group AG Reduced -260,820-260.8k
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -194,500-194.5k
Quadrature Capital Ltd Sold out -140,860-140.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -115,119-115.1k
SPC Financial, Inc. Reduced -87,231-87.2k
WELLS FARGO & COMPANY/MN Reduced -74,622-74.6k
BANK OF MONTREAL /CAN/ Reduced -67,699-67.7k
Mirae Asset Global Investments Co., Ltd. Reduced -66,402-66.4k

Biggest calls

CITADEL ADVISORS LLC Added $176.9m767.2k shares
Twin Tree Management, LP Added $112.8m489.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $106.7m462.6k shares
JANE STREET GROUP, LLC New $54.7m237.3k shares
GTS SECURITIES LLC Reduced $8.7m37.9k shares
UBS Group AG Added $7.3m31.8k shares
PEAK6 Investments LLC Reduced $4.8m21.0k shares
MARSHALL WACE, LLP Added $3.4m14.8k shares
Walleye Trading LLC Added $2.2m9.7k shares
Qube Research & Technologies Ltd Reduced $714.8k3.1k shares

Biggest puts

BNP PARIBAS FINANCIAL MARKETS New $507.3m22.0k shares
JANE STREET GROUP, LLC New $493.1m2.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $415.1m1.8m shares
Twin Tree Management, LP Added $284.4m1.2m shares
CITADEL ADVISORS LLC Added $176.2m764.3k shares
MARSHALL WACE, LLP Added $53.1m230.3k shares
Walleye Trading LLC Added $37.1m160.9k shares
GTS SECURITIES LLC Added $20.6m89.3k shares
UBS Group AG New $14.4m62.4k shares
Parallax Volatility Advisers, L.P. Reduced $13.6m59.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 1.06% of their portfolio ORLANDO, FL 15,225,40815.2m $385.6k $385.6k 1.06% Added +15.2m +15,221,700
2 MERCER GLOBAL ADVISORS INC /ADV 0.77% of their portfolio DENVER, CO 8,741,4168.7m $327.2m $327.2m 0.77% Added +7.3m +7,284,515
3 GOLDMAN SACHS GROUP INC 0.14% of their portfolio NEW YORK, NY 3,245,7063.2m $748.4m $748.4m 0.14% Added +652.3k +652,262
4 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.66% of their portfolio TORONTO, A6 2,960,0003.0m $682.5m $682.5m 1.66% Added +950.0k +950,000
5 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 2,615,2692.6m $603.1m $603.1m 0.05% Added +144.7k +144,739
6 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,489,0802.5m $574.0m $574.0m 0.02% Added +48.1k +48,110
7 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 2,325,7982.3m $536.3m $536.3m 0.04% Added +514.8k +514,753
8 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 951,403951.4k $219.4m $219.4m 0.05% Reduced -74.6k -74,622
9 UBS Group AG 0.05% of their portfolio ZURICH, V8 786,132786.1k $181.3m $181.3m 0.05% Reduced -260.8k -260,820
10 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 765,304765.3k $176.5m $176.5m 0.08% Reduced -11.3k -11,330
11 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 426,035426.0k $98.2m $98.2m 0.04% Added +83.2k +83,163
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 406,202406.2k $93.7m $93.7m 0.02% Added +15.8k +15,797
13 MIRAE ASSET SECURITIES (USA) INC. 5.33% of their portfolio NEW YORK, NY 400,000400.0k $92.2m $92.2m 5.33% Added +150.0k +150,000
14 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 303,113303.1k $69.9m $69.9m 0.11% Added +298.1k +298,134
15 DONALDSON CAPITAL MANAGEMENT, LLC 2.68% of their portfolio EVANSVILLE, IN 301,936301.9k $69.6m $69.6m 2.68% Added +52.8k +52,757
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 285,243285.2k $65.8m $65.8m 0.02% Reduced -28.8k -28,785
17 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 268,968269.0k $62.0m $62.0m 0.05% New
18 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 251,077251.1k $57.9m $57.9m 0.06% Reduced -740.7k -740,687
19 Rockefeller Capital Management L.P. 0.15% of their portfolio NEW YORK, NY 240,367240.4k $55.4m $55.4m 0.15% Added +12.6k +12,628
20 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 226,732226.7k $52.3m $52.3m 0.08% Reduced -35.3k -35,276
21 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 224,368224.4k $51.8m $51.8m 0.12% Reduced -26.4k -26,429
22 Cambridge Investment Research Advisors, Inc. 0.17% of their portfolio FAIRFIELD, IA 215,559215.6k $49.7m $49.7m 0.17% Reduced -25.7k -25,675
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 211,511211.5k $48.8m $48.8m 0.04% Added +34.9k +34,878
24 LMR Partners LLP 1.01% of their portfolio LONDON, X0 200,000200.0k $46.1m $46.1m 1.01% Added +32.8k +32,750
25 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 196,583196.6k $45.3m $45.3m 0.17% Reduced -9.5k -9,516
26 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 192,873192.9k $44.5m $44.5m 0.10% Added +15.0k +14,993
27 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 181,082181.1k $41.8m $41.8m 0.06% Added +40.8k +40,811
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 162,706162.7k $37.5m $37.5m 0.02% Added +54.3k +54,287
29 BANK OF NOVA SCOTIA 0.07% of their portfolio TORONTO, A6 160,750160.8k $37.1m $37.1m 0.07% New
30 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 157,628157.6k $36.4m $36.4m 0.05% Reduced -8.7k -8,680
31 AFFINITY WEALTH MANAGEMENT LLC 5.78% of their portfolio WILMINGTON, DE 141,307141.3k $32.6m $32.6m 5.78% Reduced -1.2k -1,159
32 EDMOND DE ROTHSCHILD HOLDING S.A. 0.52% of their portfolio CHAMBESY, V8 140,703140.7k $32.4m $32.4m 0.52% Added +71.8k +71,756
33 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 137,052137.1k $31.6m $31.6m 0.03% Reduced -64.9k -64,856
34 Gerber Kawasaki Wealth & Investment Management 1.38% of their portfolio SANTA MONICA, CA 130,420130.4k $30.1m $30.1m 1.38% Added +43.7k +43,663
35 Royal Fund Management, LLC 1.98% of their portfolio Lady Lake, FL 121,170121.2k $27.9m $27.9m 1.98% Added +88.1k +88,099
36 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 118,129118.1k $27.2m $27.2m 0.01% Reduced -115.1k -115,119
37 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 112,252112.3k $25.8m $25.8m 0.04% Reduced -939 -939
38 Analyst IMS Investment Management Services Ltd. 0.97% of their portfolio Tel-aviv, L3 109,408109.4k $25.2m $25.2m 0.97% Added +37.1k +37,052
39 Integrated Wealth Concepts LLC 0.31% of their portfolio WALTHAM, MA 108,983109.0k $25.1m $25.1m 0.31% Reduced -3.4k -3,409
40 Advisory Services Network, LLC 0.51% of their portfolio ATLANTA, GA 100,728100.7k $24.8m $24.8m 0.51% Unchanged
41 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.14% of their portfolio VICTORIA, A1 98,30098.3k $22.7m $22.7m 0.14% Added +26.7k +26,700
42 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 96,41196.4k $22.2m $22.2m 0.03% Added +9.3k +9,291
43 GM Advisory Group, LLC 1.33% of their portfolio MELVILLE, NY 96,07896.1k $22.2m $22.2m 1.33% Added +4.2k +4,171
44 GREENWOOD GEARHART LLC 1.84% of their portfolio FAYETTEVILLE, AR 95,86195.9k $22.1m $22.1m 1.84% Added +8.4k +8,389
45 FIRST MANHATTAN CO. LLC. 0.06% of their portfolio NEW YORK, NY 91,31791.3k $21.1m $21.1m 0.06% Added +90.1k +90,090
46 SG Americas Securities, LLC 0.08% of their portfolio NEW YORK, NY 88,97189.0k $20.5m $20.5m 0.08% Added +22.3k +22,304
47 Wharton Business Group, LLC 0.86% of their portfolio MALVERN, PA 82,88982.9k $19.1m $19.1m 0.86% New
48 Yarbrough Capital, LLC 0.77% of their portfolio FRANKLIN, TN 82,38382.4k $19.0m $19.0m 0.77% Unchanged
49 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 79,28979.3k $18.3m $18.3m 0.02% Reduced -54.5k -54,535
50 OPPENHEIMER & CO INC 0.26% of their portfolio NEW YORK, NY 72,99373.0k $16.8m $16.8m 0.26% Reduced -1.8k -1,824
51 Jump Financial, LLC 0.34% of their portfolio Chicago, IL 72,84072.8k $16.8m $16.8m 0.34% Added +14.4k +14,405
52 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 70,54770.5k $16.3m $16.3m 0.09% Reduced -12.9k -12,930
53 Turim 21 Investimentos Ltda. 4.42% of their portfolio RIO DE JANEIRO, D5 69,70469.7k $16.1m $16.1m 4.42% Added +42.1k +42,105
54 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 65,57165.6k $15.3m $15.3m 0.07% Reduced -66.4k -66,402
55 Mariner, LLC 0.03% of their portfolio Overland Park, KS 64,20464.2k $14.8m $14.8m 0.03% Added +280 +280
56 Albar Capital Ltd 3.07% of their portfolio LONDON, X0 59,25959.3k $13.7m $13.7m 3.07% New
57 TD Waterhouse Canada Inc. 0.11% of their portfolio TORONTO, A6 59,21759.2k $13.3m $13.3m 0.11% Reduced -5.8k -5,782
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 58,86258.9k $13.6m $13.6m 0.02% Reduced -16.6k -16,620
59 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 57,96858.0k $13.4m $13.4m 0.15% Reduced -74 -74
60 Quantitative Investment Management, LLC 1.30% of their portfolio CHARLOTTESVILLE, VA 57,14757.1k $13.2m $13.2m 1.30% New
61 360 Financial, Inc. 4.83% of their portfolio WAYZATA, MN 56,73056.7k $13.1m $13.1m 4.83% Reduced -228 -228
62 Walleye Trading LLC 0.30% of their portfolio NEW YORK, NY 54,28454.3k $12.5m $12.5m 0.30% Added +53.8k +53,805
63 BANK HAPOALIM BM 1.86% of their portfolio TEL AVIV, L3 53,10753.1k $12.2m $12.2m 1.86% Reduced -5.0k -5,025
64 Provida Pension Fund Administrator 0.26% of their portfolio LAS CONDES, SANTIAGO, F3 52,56052.6k $12.1m $12.1m 0.26% Not comparable
65 Portfolio Strategies, Inc. 1.58% of their portfolio MONTVALE, NJ 50,77450.8k $11.7m $11.7m 1.58% Reduced -945 -945
66 Legend Financial Advisors, Inc. 8.04% of their portfolio PITTSBURGH, PA 50,50850.5k $11.6m $11.6m 8.04% Reduced -1.1k -1,124
67 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 48,73248.7k $11.3m $11.3m 0.01% Added +19.7k +19,685
68 COMMERCE BANK 0.07% of their portfolio KANSAS CITY, MO 47,71347.7k $11.0m $11.0m 0.07% Added +204 +204
69 Legacy Edge Advisors, LLC 1.76% of their portfolio SYOSSET, NY 47,65447.7k $11.0m $11.0m 1.76% Added +5.7k +5,650
70 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.07% of their portfolio Tokyo, M0 47,59447.6k $11.0m $11.0m 0.07% Reduced -8.7k -8,655
71 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 47,23347.2k $11.0m $11.0m 0.01% Reduced -67.7k -67,699
72 Twin Tree Management, LP 0.25% of their portfolio DALLAS, TX 46,81546.8k $10.8m $10.8m 0.25% Added +44.0k +44,014
73 Capital Investment Counsel, LLC 1.82% of their portfolio DENVER, CO 45,50845.5k $10.5m $10.5m 1.82% Reduced -38 -38
74 TOTH FINANCIAL ADVISORY CORP 1.22% of their portfolio LEESBURG, VA 44,88144.9k $10.3m $10.3m 1.22% Added +458 +458
75 WOODMONT INVESTMENT COUNSEL LLC 0.77% of their portfolio NASHVILLE, TN 44,38844.4k $10.2m $10.2m 0.77% Added +7.8k +7,804
76 MONTAG A & ASSOCIATES INC 0.48% of their portfolio ATLANTA, GA 44,00244.0k $10.1m $10.1m 0.48% Reduced -3.3k -3,260
77 Financial Partners Group, Inc 1.47% of their portfolio Overland Park, KS 42,98243.0k $9.9m $9.9m 1.47% Added +523 +523
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.17% of their portfolio AUSTIN, TX 40,55540.6k $9.4m $9.4m 0.17% Added +376 +376
79 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 40,30040.3k $9.3m $9.3m 0.06% Reduced -651 -651
80 Wellington Shields Capital Management, LLC 1.56% of their portfolio NEW YORK, NY 38,99939.0k $9.0m $9.0m 1.56% Added +1.1k +1,125
81 Aster Capital Management (DIFC) Ltd 1.90% of their portfolio DUBAI, C0 38,02438.0k $8.8m $8.8m 1.90% First filing
82 GTS SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 37,60937.6k $8.7m $8.7m 0.17% New
83 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 37,42537.4k $8.6m $8.6m 0.05% Added +1.4k +1,378
84 Traynor Capital Management, Inc. 0.69% of their portfolio MALVERN, PA 36,48836.5k $8.4m $8.4m 0.69% Added +2.5k +2,546
85 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 36,47536.5k $8.4m $8.4m 0.05% New
86 Cadent Capital Advisors, LLC 2.81% of their portfolio TULSA, OK 35,91535.9k $8.3m $8.3m 2.81% Added +13.4k +13,400
87 FIRST NATIONAL CORP /MA/ /ADV 1.80% of their portfolio ROCKLAND, MA 35,13335.1k $8.1m $8.1m 1.80% Added +11.8k +11,790
88 Gray Foundation 2.35% of their portfolio Cohoes, NY 34,37134.4k $7.9m $7.9m 2.35% Unchanged
89 Meridian Wealth Management, LLC 0.38% of their portfolio LEXINGTON, KY 33,71333.7k $7.8m $7.8m 0.38% New
90 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 33,25333.3k $7.7m $7.7m 0.02% Added +8.2k +8,248
91 Fulton Bank, N.A. 0.29% of their portfolio Lancaster, PA 32,49232.5k $7.5m $7.5m 0.29% Reduced -1.1k -1,100
92 LOWE BROCKENBROUGH & CO INC 0.47% of their portfolio RICHMOND, VA 32,05932.1k $7.4m $7.4m 0.47% Added +7.2k +7,190
93 NOVARE CAPITAL MANAGEMENT LLC 0.62% of their portfolio CHARLOTTE, NC 31,88831.9k $7.4m $7.4m 0.62% Reduced -260 -260
94 RFG Advisory, LLC 0.22% of their portfolio BIRMINGHAM, AL 31,67931.7k $7.3m $7.3m 0.22% Added +30.2k +30,197
95 Strategic Blueprint, LLC 0.44% of their portfolio ATLANTA, GA 30,83830.8k $7.1m $7.1m 0.44% Reduced -1.9k -1,917
96 David J Yvars Group 4.24% of their portfolio UNIVERSITY PARK, FL 29,71529.7k $6.9m $6.9m 4.24% Added +988 +988
97 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 29,68929.7k $6.8m $6.8m 0.01% Reduced -2.5k -2,509
98 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 29,65629.7k $6.8m $6.8m 0.02% Added +10.7k +10,725
99 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 29,56429.6k $6.4m $6.4m 0.04% Reduced -1.6k -1,623
100 SPC Financial, Inc. 0.59% of their portfolio ROCKVILLE, MD 29,17629.2k $6.7m $6.7m 0.59% Reduced -87.2k -87,231