Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

690 institutional holders +60 vs Q4 2023
31,139,27131.1m shares reported held*
$6.9bnreported value*
121 new 243 added 218 reduced 63 sold out net bought ≈ $1.1bn (+5.2m shares)

Q4 2023 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $222.52. Options: 12 managers hold calls ($592.0m notional), 19 hold puts ($851.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 416Q4 22: 461Q1 23: 506Q2 23: 524Q3 23: 525Q4 23: 630Q1 24: 690690Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022416
Q4 2022461
Q1 2023506
Q2 2023524
Q3 2023525
Q4 2023630
Q1 2024690

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 225 bought or addedQ4 22: 195 cut or sold outQ4 22Q1 23: 243 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 241 bought or addedQ2 23: 233 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 219 cut or sold outQ3 23Q4 23: 323 bought or addedQ4 23: 214 cut or sold outQ4 23Q1 24: 364 bought or addedQ1 24: 281 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022225195
Q1 2023243215
Q2 2023241233
Q3 2023241219
Q4 2023323214
Q1 2024364281

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ2 23 calls: $524.9mQ2 23 puts: $569.1mQ2 23P/C 1.08Q3 23 calls: $306.9mQ3 23 puts: $663.8mQ3 23P/C 2.16Q4 23 calls: $425.6mQ4 23 puts: $850.4mQ4 23P/C 2.00Q1 24 calls: $592.0mQ1 24 puts: $851.1mQ1 24P/C 1.44
Numbers
QuarterCallsPutsP/C
Q2 2023$524.9m$569.1m1.08
Q3 2023$306.9m$663.8m2.16
Q4 2023$425.6m$850.4m2.00
Q1 2024$592.0m$851.1m1.44

Biggest buyers

MORGAN STANLEY Added +1,952,373+2.0m
GOLDMAN SACHS GROUP INC Added +1,360,689+1.4m
CITIGROUP INC Added +625,883+625.9k
BNP PARIBAS FINANCIAL MARKETS Added +484,598+484.6k
Global Assets Advisory, LLC New +475,321+475.3k
JPMORGAN CHASE & CO Added +318,886+318.9k
WELLS FARGO & COMPANY/MN Added +290,803+290.8k
Twin Tree Management, LP Added +221,211+221.2k
DONALDSON CAPITAL MANAGEMENT, LLC Added +213,212+213.2k
SCHRODER INVESTMENT MANAGEMENT GROUP New +203,500+203.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -609,189-609.2k
SUMITOMO MITSUI FINANCIAL GROUP, INC. Reduced -380,371-380.4k
ASSETMARK, INC Reduced -318,592-318.6k
Squarepoint Ops LLC Sold out -315,081-315.1k
CITADEL ADVISORS LLC Reduced -273,860-273.9k
IMC-Chicago, LLC Reduced -146,395-146.4k
EDMOND DE ROTHSCHILD HOLDING S.A. Reduced -144,246-144.2k
Harel Insurance Investments & Financial Services Ltd. Reduced -82,575-82.6k
Turim 21 Investimentos Ltda. Reduced -76,899-76.9k
Cetera Advisor Networks LLC Sold out -75,570-75.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $264.0m1.2m shares
CITADEL ADVISORS LLC Added $249.2m1.1m shares
WOLVERINE TRADING, LLC Reduced $34.1m151.1k shares
GTS SECURITIES LLC Added $17.5m77.3k shares
LMR Partners LLP New $11.3m50.0k shares
PEAK6 Investments LLC Added $10.4m46.0k shares
UBS Group AG Reduced $2.5m11.3k shares
Parallax Volatility Advisers, L.P. Added $1.8m8.0k shares
Qube Research & Technologies Ltd New $722.9k3.2k shares
MILLENNIUM MANAGEMENT LLC Unchanged $406.7k1.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $415.6m1.8m shares
Valiant Capital Management, L.P. New $169.4m750.0k shares
CITADEL ADVISORS LLC Reduced $130.4m577.3k shares
WOLVERINE TRADING, LLC Reduced $39.5m174.8k shares
GTS SECURITIES LLC Reduced $23.6m104.5k shares
Strategic Vision Investment Ltd New $15.6m69.0k shares
Walleye Capital LLC Reduced $14.2m63.0k shares
Walleye Trading LLC Added $14.1m62.2k shares
Parallax Volatility Advisers, L.P. Added $13.1m58.2k shares
Squarepoint Ops LLC Reduced $4.9m21.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,086,1075.1m $1.1bn $1.1bn 0.03% Added +2.0m +1,952,373
2 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 4,209,5144.2m $951.0m $951.0m 0.04% Added +318.9k +318,886
3 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 2,354,2402.4m $531.9m $531.9m 0.05% Added +103.5k +103,514
4 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 1,953,9752.0m $441.4m $441.4m 0.09% Added +1.4m +1,360,689
5 MERCER GLOBAL ADVISORS INC /ADV 0.92% of their portfolio DENVER, CO 1,431,3051.4m $323.3m $323.3m 0.92% Added +22.2k +22,190
6 BNP PARIBAS FINANCIAL MARKETS 0.40% of their portfolio PARIS, I0 1,427,4651.4m $322.5m $322.5m 0.40% Added +484.6k +484,598
7 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,007,7131.0m $227.7m $227.7m 0.06% Added +290.8k +290,803
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 945,333945.3k $213.6m $213.6m 0.07% Added +186.5k +186,513
9 CITIGROUP INC 0.22% of their portfolio NEW YORK, NY 894,689894.7k $202.1m $202.1m 0.22% Added +625.9k +625,883
10 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 727,407727.4k $164.3m $164.3m 0.09% Added +117.9k +117,891
11 Global Assets Advisory, LLC 0.08% of their portfolio ORLANDO, FL 475,321475.3k $2.1k $2.1k 0.08% New
12 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 390,356390.4k $88.2m $88.2m 0.02% Added +38.3k +38,261
13 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 295,116295.1k $66.6m $66.6m 0.02% Added +45.7k +45,669
14 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 281,965282.0k $63.7m $63.7m 0.14% Reduced -31.6k -31,610
15 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 262,774262.8k $59.4m $59.4m 0.10% Added +48.1k +48,070
16 DONALDSON CAPITAL MANAGEMENT, LLC 2.32% of their portfolio EVANSVILLE, IN 246,737246.7k $55.7m $55.7m 2.32% Added +213.2k +213,212
17 Cambridge Investment Research Advisors, Inc. 0.21% of their portfolio FAIRFIELD, IA 244,955245.0k $55.3m $55.3m 0.21% Added +72.5k +72,461
18 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.19% of their portfolio TORONTO, A6 240,000240.0k $54.2m $54.2m 0.19% Unchanged
19 Twin Tree Management, LP 1.14% of their portfolio DALLAS, TX 222,369222.4k $50.2m $50.2m 1.14% Added +221.2k +221,211
20 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 217,663217.7k $49.2m $49.2m 0.02% Added +35.5k +35,479
21 SCHRODER INVESTMENT MANAGEMENT GROUP 0.05% of their portfolio London, X0 203,500203.5k $46.0m $46.0m 0.05% New
22 Greenwoods Asset Management Hong Kong Ltd. 1.42% of their portfolio HONG KONG, K3 202,260202.3k $45.7m $45.7m 1.42% New
23 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 195,894195.9k $44.3m $44.3m 0.18% Added +15.9k +15,888
24 Rockefeller Capital Management L.P. 0.12% of their portfolio NEW YORK, NY 185,256185.3k $41.9m $41.9m 0.12% Added +22.5k +22,482
25 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 169,252169.3k $38.2m $38.2m 0.06% Reduced -3.4k -3,431
26 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 167,798167.8k $37.9m $37.9m 0.08% Added +30.1k +30,056
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 157,761157.8k $35.6m $35.6m 0.04% Added +27.4k +27,372
28 Avalon Trust Co 2.81% of their portfolio SANTA FE, NM 151,795151.8k $34.3m $34.3m 2.81% Added +820 +820
29 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 146,981147.0k $33.2m $33.2m 0.08% Added +112.1k +112,058
30 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 139,863139.9k $31.6m $31.6m 0.04% Added +10.4k +10,428
31 AFFINITY WEALTH MANAGEMENT LLC 5.35% of their portfolio WILMINGTON, DE 127,928127.9k $28.9m $28.9m 5.35% Reduced -1.4k -1,408
32 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 127,734127.7k $28.9m $28.9m 0.04% Added +38.9k +38,865
33 SPC Financial, Inc. 2.48% of their portfolio ROCKVILLE, MD 116,740116.7k $26.4m $26.4m 2.48% Reduced -1.4k -1,364
34 Integrated Wealth Concepts LLC 0.37% of their portfolio WALTHAM, MA 113,782113.8k $25.7m $25.7m 0.37% Reduced -9.7k -9,683
35 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 111,926111.9k $25.3m $25.3m 0.05% Added +2.5k +2,453
36 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 110,731110.7k $25.0m $25.0m 0.01% Added +84.2k +84,151
37 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 105,143105.1k $23.8m $23.8m 0.02% Added +11.4k +11,351
38 Bulltick Wealth Management, LLC 4.58% of their portfolio Miami, FL 97,36297.4k $22.0m $22.0m 4.58% Reduced -4.3k -4,296
39 Advisory Services Network, LLC 0.47% of their portfolio ATLANTA, GA 93,29093.3k $21.1m $21.1m 0.47% Reduced -2.2k -2,236
40 Jump Financial, LLC 0.57% of their portfolio Chicago, IL 92,00092.0k $20.8m $20.8m 0.57% Added +66.7k +66,659
41 GREENWOOD GEARHART LLC 1.94% of their portfolio FAYETTEVILLE, AR 87,88887.9k $19.9m $19.9m 1.94% Added +576 +576
42 Yarbrough Capital, LLC 0.81% of their portfolio FRANKLIN, TN 82,38382.4k $18.6m $18.6m 0.81% Unchanged
43 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 81,31981.3k $18.4m $18.4m 0.03% Added +4.1k +4,147
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 76,00876.0k $17.2m $17.2m 0.03% Added +72.3k +72,342
45 Gerber Kawasaki Wealth & Investment Management 0.93% of their portfolio SANTA MONICA, CA 75,82975.8k $17.1m $17.1m 0.93% Added +47.1k +47,116
46 OPPENHEIMER & CO INC 0.28% of their portfolio NEW YORK, NY 73,67673.7k $16.6m $16.6m 0.28% Reduced -595 -595
47 TD Waterhouse Canada Inc. 0.13% of their portfolio TORONTO, A6 69,03369.0k $16.8m $16.8m 0.13% Added +13.2k +13,224
48 Analyst IMS Investment Management Services Ltd. 0.66% of their portfolio Tel-aviv, L3 66,98067.0k $15.1m $15.1m 0.66% Added +8.2k +8,231
49 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 65,76865.8k $14.9m $14.9m 0.10% Added +5.2k +5,150
50 GM Advisory Group, LLC 1.03% of their portfolio MELVILLE, NY 65,28565.3k $14.7m $14.7m 1.03% Added +2.8k +2,804
51 BANK HAPOALIM BM 1.85% of their portfolio TEL AVIV, L3 63,34163.3k $14.3m $14.3m 1.85% Added +4.8k +4,802
52 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 63,33063.3k $14.3m $14.3m 0.16% Reduced -13.4k -13,440
53 FIL Ltd 0.01% of their portfolio HAMILTON, D0 60,74560.7k $13.7m $13.7m 0.01% Reduced -34.8k -34,808
54 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 60,40860.4k $13.6m $13.6m 0.02% Reduced -609.2k -609,189
55 SURIENCE PRIVATE WEALTH LLC 12.84% of their portfolio YAKIMA, WA 59,99360.0k $13.6m $13.6m 12.84% New
56 Mariner, LLC 0.03% of their portfolio Overland Park, KS 59,67159.7k $13.5m $13.5m 0.03% Added +5.3k +5,305
57 SG Americas Securities, LLC 0.07% of their portfolio NEW YORK, NY 57,73357.7k $13.0m $13.0m 0.07% Reduced -6.2k -6,161
58 360 Financial, Inc. 5.02% of their portfolio WAYZATA, MN 57,16457.2k $12.9m $12.9m 5.02% Added +1.7k +1,682
59 Gray Foundation 3.97% of their portfolio Cohoes, NY 56,30156.3k $12.7m $12.7m 3.97% Unchanged
60 Legend Financial Advisors, Inc. 8.98% of their portfolio PITTSBURGH, PA 54,85854.9k $12.4m $12.4m 8.98% Added +372 +372
61 Portfolio Strategies, Inc. 0.80% of their portfolio MONTVALE, NJ 52,00552.0k $11.7m $11.7m 0.80% Added +1.1k +1,104
62 MinichMacGregor Wealth Management, LLC 2.87% of their portfolio Saratoga Springs, NY 48,95249.0k $11.3m $11.3m 2.87% Added +7.8k +7,834
63 MONTAG A & ASSOCIATES INC 0.54% of their portfolio ATLANTA, GA 47,44847.4k $10.7m $10.7m 0.54% Added +1.9k +1,857
64 VALLEY WEALTH MANAGERS, INC. 0.80% of their portfolio PARAMUS, NJ 46,76946.8k $10.6m $10.6m 0.80% Reduced -5.5k -5,527
65 COMMERCE BANK 0.07% of their portfolio KANSAS CITY, MO 46,52746.5k $10.5m $10.5m 0.07% Added +270 +270
66 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.12% of their portfolio Madrid, U3 45,41745.4k $10.3m $10.3m 0.12% Reduced -13.5k -13,473
67 TOTH FINANCIAL ADVISORY CORP 1.28% of their portfolio LEESBURG, VA 45,22545.2k $10.2m $10.2m 1.28% Reduced -528 -528
68 CMH Wealth Management LLC 2.56% of their portfolio PORTSMOUTH, NH 44,58844.6k $10.1m $10.1m 2.56% Reduced -4.3k -4,318
69 Capital Investment Counsel, LLC 2.14% of their portfolio DENVER, CO 44,17144.2k $10.0m $10.0m 2.14% Added +20.5k +20,528
70 Chicago Wealth Management, Inc. 5.89% of their portfolio CHICAGO, IL 43,90243.9k $9.9m $9.9m 5.89% Reduced -4.1k -4,107
71 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 41,19841.2k $9.3m $9.3m 0.07% Added +32.8k +32,786
72 Financial Partners Group, Inc 1.46% of their portfolio Overland Park, KS 40,61540.6k $9.2m $9.2m 1.46% Added +1.4k +1,408
73 Turim 21 Investimentos Ltda. 2.33% of their portfolio RIO DE JANEIRO, D5 40,57840.6k $9.2m $9.2m 2.33% Reduced -76.9k -76,899
74 BARINGS LLC 0.23% of their portfolio CHARLOTTE, NC 40,14640.1k $9.1m $9.1m 0.23% New
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 40,14440.1k $9.1m $9.1m 0.00% Added +35.0k +34,981
76 Fulton Bank, N.A. 0.36% of their portfolio Lancaster, PA 39,15039.1k $8.8m $8.8m 0.36% Reduced -39 -39
77 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.25% of their portfolio CHICAGO, IL 38,00038.0k $8.6m $8.6m 0.25% Not comparable
78 Wellington Shields Capital Management, LLC 1.58% of their portfolio NEW YORK, NY 37,07737.1k $8.4m $8.4m 1.58% Added +6.2k +6,216
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.19% of their portfolio AUSTIN, TX 37,00537.0k $8.4m $8.4m 0.19% Reduced -756 -756
80 Legacy Edge Advisors, LLC 1.72% of their portfolio SYOSSET, NY 36,48636.5k $8.2m $8.2m 1.72% Added +1.9k +1,920
81 WOODMONT INVESTMENT COUNSEL LLC 0.68% of their portfolio NASHVILLE, TN 35,85035.9k $8.1m $8.1m 0.68% Reduced -18 -18
82 NOVARE CAPITAL MANAGEMENT LLC 0.71% of their portfolio CHARLOTTE, NC 34,67334.7k $7.8m $7.8m 0.71% Added +2 +2
83 Traynor Capital Management, Inc. 0.73% of their portfolio MALVERN, PA 34,13734.1k $7.7m $7.7m 0.73% Reduced -1.6k -1,551
84 Lindbrook Capital, LLC 0.71% of their portfolio CALABASAS, CA 33,76833.8k $7.6m $7.6m 0.71% Reduced -564 -564
85 Meridian Wealth Management, LLC 1.27% of their portfolio LEXINGTON, KY 33,74933.7k $7.6m $7.6m 1.27% Reduced -436 -436
86 Royal Fund Management, LLC 0.85% of their portfolio Lady Lake, FL 32,80732.8k $7.4m $7.4m 0.85% Added +35 +35
87 Strategic Blueprint, LLC 0.51% of their portfolio ATLANTA, GA 31,58731.6k $7.1m $7.1m 0.51% Added +1.4k +1,404
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 30,51230.5k $6.9m $6.9m 0.02% Added +3.0k +2,963
89 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 30,48330.5k $6.9m $6.9m 0.01% Added +5.7k +5,739
90 GTS SECURITIES LLC 0.18% of their portfolio NEW YORK, NY 29,67829.7k $6.7m $6.7m 0.18% Added +10.9k +10,895
91 Dynamic Advisor Solutions LLC 0.22% of their portfolio PHOENIX, AZ 28,91528.9k $6.5m $6.5m 0.22% Added +5.9k +5,914
92 Sterling Manor Financial, LLC 4.90% of their portfolio Saratoga Springs, NY 28,90928.9k $6.5m $6.5m 4.90% Reduced -6.0k -6,032
93 KKM Financial LLC 3.16% of their portfolio CHICAGO, IL 28,73528.7k $6.5m $6.5m 3.16% Added +12.5k +12,478
94 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 28,30428.3k $6.4m $6.4m 0.00% Reduced -6.7k -6,661
95 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 28,09128.1k $6.3m $6.3m 0.05% Added +1.9k +1,904
96 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 27,29527.3k $6.2m $6.2m 0.05% Reduced -938 -938
97 INDEPENDENT FINANCIAL GROUP, LLC 0.28% of their portfolio SAN DIEGO, CA 27,27627.3k $6.2m $6.2m 0.28% Added +3.2k +3,171
98 Eagle Strategies LLC 1.34% of their portfolio NEW YORK, NY 26,75726.8k $6.0m $6.0m 1.34% New
99 David J Yvars Group 4.07% of their portfolio UNIVERSITY PARK, FL 26,71326.7k $6.0m $6.0m 4.07% Added +1.1k +1,108
100 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 26,57926.6k $6.0m $6.0m 0.05% Added +4.8k +4,772