Vault-13

ISHARES TR SOXX

ISHARES SEMICDTR · ETP · CUSIP 464287523 · ISIN US4642875235

461 institutional holders +45 vs Q3 2022
7,124,9347.1m shares reported held*
$2.5bnreported value*
86 new 139 added 142 reduced 53 sold out net bought ≈ $12.4m (+31.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $347.62. Options: 11 managers hold calls ($403.7m notional), 16 hold puts ($405.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 416Q4 22: 461461Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022416
Q4 2022461

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $280.6mQ3 22 puts: $427.8mQ3 22P/C 1.52Q4 22 calls: $403.7mQ4 22 puts: $405.1mQ4 22P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2022$280.6m$427.8m1.52
Q4 2022$403.7m$405.1m1.00

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +180,000+180.0k
JPMORGAN CHASE & CO Added +139,258+139.3k
MORGAN STANLEY Added +100,052+100.1k
BNP PARIBAS FINANCIAL MARKETS Added +91,850+91.8k
Twin Tree Management, LP Added +82,251+82.3k
Southpoint Capital Advisors LP New +80,000+80.0k
CITIGROUP INC Added +56,857+56.9k
BANK OF AMERICA CORP /DE/ Added +55,600+55.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +41,837+41.8k
Yarbrough Capital, LLC New +27,461+27.5k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -265,363-265.4k
WELLS FARGO & COMPANY/MN Reduced -102,595-102.6k
Main Management ETF Advisors, LLC Sold out -95,373-95.4k
GMT Capital Corp Sold out -71,000-71.0k
Portfolio Strategies, Inc. Sold out -63,972-64.0k
NFJ INVESTMENT GROUP, LLC Sold out -51,378-51.4k
TWO SIGMA ADVISERS, LP Sold out -41,800-41.8k
Cetera Advisor Networks LLC Reduced -38,984-39.0k
NewEdge Wealth, LLC Reduced -34,969-35.0k
ASSETMARK, INC Reduced -29,659-29.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $251.9m723.9k shares
CITADEL ADVISORS LLC Reduced $72.1m207.3k shares
MARSHALL WACE, LLP Added $53.1m152.5k shares
Parallax Volatility Advisers, L.P. Added $7.8m22.3k shares
GOLDMAN SACHS GROUP INC Added $7.7m22.0k shares
BANK OF AMERICA CORP /DE/ Unchanged $7.0m20.0k shares
PEAK6 Investments LLC Added $2.7m7.9k shares
UBS Group AG Added $922.1k2.6k shares
Cutler Group LLC / CA Reduced $312.0k8.2k shares
XR Securities LLC New $243.6k700 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $188.5m541.8k shares
CITADEL ADVISORS LLC Added $99.6m286.2k shares
BANK OF AMERICA CORP /DE/ Added $23.6m67.9k shares
MARSHALL WACE, LLP Added $16.8m48.3k shares
BARCLAYS PLC First filing $16.0m46.0k shares
Parallax Volatility Advisers, L.P. Added $15.0m43.2k shares
GOLDMAN SACHS GROUP INC Added $12.9m37.0k shares
Strategic Vision Investment Ltd New $12.7m36.5k shares
UBS Group AG Reduced $8.7m25.0k shares
PEAK6 Investments LLC Added $3.8m10.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 701,831701.8k $244.2m $244.2m 0.03% Added +100.1k +100,052
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 667,982668.0k $232.4m $232.4m 0.03% Added +55.6k +55,600
3 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 609,587609.6k $212.1m $212.1m 0.06% Reduced -265.4k -265,363
4 UBS Group AG 0.07% of their portfolio ZURICH, V8 395,063395.1k $137.5m $137.5m 0.07% Added +26.1k +26,083
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.58% of their portfolio TORONTO, A6 330,000330.0k $114.8m $114.8m 0.58% Added +180.0k +180,000
6 ASSETMARK, INC 0.48% of their portfolio CONCORD, CA 316,017316.0k $110.0m $110.0m 0.48% Reduced -29.7k -29,659
7 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 274,541274.5k $95.5m $95.5m 0.01% Added +139.3k +139,258
8 BNP PARIBAS FINANCIAL MARKETS 0.20% of their portfolio PARIS, I0 229,196229.2k $79.8m $79.8m 0.20% Added +91.8k +91,850
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 209,180209.2k $72.8m $72.8m 0.02% Reduced -102.6k -102,595
10 Twin Tree Management, LP 1.82% of their portfolio DALLAS, TX 170,221170.2k $59.2m $59.2m 1.82% Added +82.3k +82,251
11 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 164,856164.9k $57.4m $57.4m 0.08% Added +56.9k +56,857
12 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 154,348154.3k $53.7m $53.7m 0.05% Added +9.9k +9,946
13 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 152,213152.2k $53.0m $53.0m 0.02% Reduced -2.7k -2,699
14 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 113,383113.4k $39.5m $39.5m 0.03% First filing
15 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 83,92183.9k $29.2m $29.2m 0.05% Reduced -20.0k -19,971
16 Southpoint Capital Advisors LP 0.72% of their portfolio NEW YORK, NY 80,00080.0k $27.8m $27.8m 0.72% New
17 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 78,85678.9k $27.5m $27.5m 0.06% Reduced -22 -22
18 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 76,28776.3k $26.5m $26.5m 0.06% Reduced -37 -37
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 71,09971.1k $24.8m $24.8m 0.01% Reduced -25.7k -25,718
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 60,64660.6k $21.1m $21.1m 0.03% Added +7.3k +7,304
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.12% of their portfolio IRVING, TX 60,52260.5k $21.1m $21.1m 0.12% Reduced -569 -569
22 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.72% of their portfolio TOKYO, M0 54,44654.4k $18.9m $18.9m 0.72% Reduced -1.0k -1,017
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 54,15654.2k $18.8m $18.8m 0.01% Reduced -14.2k -14,242
24 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 48,04248.0k $16.7m $16.7m 0.04% Added +4.4k +4,372
25 AFFINITY WEALTH MANAGEMENT LLC 3.77% of their portfolio WILMINGTON, DE 45,64245.6k $15.9m $15.9m 3.77% Reduced -6.0k -5,951
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 45,53945.5k $15.8m $15.8m 0.03% Added +41.8k +41,837
27 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 43,69143.7k $15.2m $15.2m 0.03% Reduced -1.0k -1,049
28 Bulltick Wealth Management, LLC 3.94% of their portfolio Miami, FL 39,56439.6k $13.8m $13.8m 3.94% Reduced -1.7k -1,714
29 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 37,54237.5k $13.1m $13.1m 0.05% First filing
30 Laurel Wealth Advisors, Inc. 1.26% of their portfolio SOLANA BEACH, CA 36,64836.6k $12.8m $12.8m 1.26% Reduced -1.9k -1,944
31 FIRST NATIONAL CORP /MA/ /ADV 3.13% of their portfolio ROCKLAND, MA 36,42136.4k $12.7m $12.7m 3.13% Added +18.6k +18,567
32 HRT FINANCIAL LP 0.18% of their portfolio NEW YORK, NY 34,64634.6k $12.1m $12.1m 0.18% Reduced -29.2k -29,153
33 Albar Capital Ltd 4.50% of their portfolio LONDON, X0 34,57634.6k $12.0m $12.0m 4.50% Added +25.2k +25,248
34 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 31,74831.7k $11.0m $11.0m 0.03% Reduced -6.2k -6,243
35 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.16% of their portfolio Madrid, U3 31,24731.2k $10.8m $10.8m 0.16% Added +6.9k +6,883
36 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 31,02931.0k $10.8m $10.8m 0.01% Reduced -3.5k -3,514
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 28,54828.5k $9.9m $9.9m 0.00% Added +26.0k +25,969
38 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 28,37828.4k $9.9m $9.9m 0.08% Reduced -39.0k -38,984
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 28,11728.1k $9.8m $9.8m 0.01% Reduced -9.1k -9,141
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 27,69827.7k $9.6m $9.6m 0.01% Reduced -11.2k -11,244
41 Yarbrough Capital, LLC 0.76% of their portfolio FRANKLIN, TN 27,46127.5k $9.6m $9.6m 0.76% New
42 GREENWOOD GEARHART LLC 1.33% of their portfolio FAYETTEVILLE, AR 26,94826.9k $9.4m $9.4m 1.33% Reduced -15.8k -15,800
43 Tower Research Capital LLC (TRC) 0.39% of their portfolio NEW YORK, NY 26,81826.8k $9.3m $9.3m 0.39% New
44 MIRABELLA FINANCIAL SERVICES LLP 0.81% of their portfolio London, X0 26,17126.2k $9.1m $9.1m 0.81% Reduced -6.8k -6,762
45 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 26,07226.1k $6.3m $6.3m 0.16% Added +2.1k +2,082
46 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 25,66525.7k $8.9m $8.9m 0.05% Reduced -9.7k -9,698
47 OPPENHEIMER & CO INC 0.20% of their portfolio NEW YORK, NY 24,86824.9k $8.7m $8.7m 0.20% Reduced -2.0k -1,998
48 Hobart Private Capital, LLC 5.74% of their portfolio CHARLOTTE, NC 24,37324.4k $8.5m $8.5m 5.74% Added +1.2k +1,237
49 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 24,14424.1k $8.6m $8.6m 0.01% Reduced -641 -641
50 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 22,24522.2k $7.7m $7.7m 0.07% Added +686 +686
51 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 22,11822.1k $7.7m $7.7m 0.12% Reduced -2.7k -2,735
52 Legend Financial Advisors, Inc. 6.60% of their portfolio PITTSBURGH, PA 21,68521.7k $7.5m $7.5m 6.60% Reduced -34 -34
53 Traynor Capital Management, Inc. 1.27% of their portfolio MALVERN, PA 20,77520.8k $7.2m $7.2m 1.27% Reduced -10.6k -10,629
54 Analyst IMS Investment Management Services Ltd. 0.58% of their portfolio Tel-aviv, L3 19,39819.4k $6.8m $6.8m 0.58% Added +68 +68
55 GM Advisory Group, LLC 0.72% of their portfolio MELVILLE, NY 19,36319.4k $6.7m $6.7m 0.72% New
56 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 18,74818.7k $6.5m $6.5m 0.02% New
57 Quantitative Investment Management, LLC 1.23% of their portfolio CHARLOTTESVILLE, VA 18,54818.5k $6.5m $6.5m 1.23% Reduced -5.0k -5,049
58 TD Waterhouse Canada Inc. 0.07% of their portfolio TORONTO, A6 18,18818.2k $6.8m $6.8m 0.07% Added +99 +99
59 360 Financial, Inc. 3.72% of their portfolio WAYZATA, MN 17,96118.0k $5.7m $5.7m 3.72% Unchanged
60 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 17,73317.7k $6.2m $6.2m 0.04% Reduced -4.3k -4,302
61 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 17,61117.6k $6.1m $6.1m 0.02% Reduced -9.9k -9,925
62 CMH Wealth Management LLC 1.79% of their portfolio PORTSMOUTH, NH 15,99016.0k $5.6m $5.6m 1.79% Reduced -154 -154
63 BANK HAPOALIM BM 0.68% of their portfolio TEL AVIV, L3 15,73015.7k $5.5m $5.5m 0.68% Reduced -11.4k -11,354
64 COMMERCE BANK 0.04% of their portfolio KANSAS CITY, MO 15,50115.5k $5.4m $5.4m 0.04% New
65 Financial Partners Group, Inc 1.35% of their portfolio Overland Park, KS 14,50214.5k $6.1m $6.1m 1.35% Added +9.6k +9,582
66 Safeguard Investment Advisory Group, LLC 2.98% of their portfolio Corona, CA 13,87613.9k $4.8m $4.8m 2.98% Added +271 +271
67 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,39413.4k $4.7m $4.7m 0.00% Added +5.1k +5,079
68 MARTIN & CO INC /TN/ 1.21% of their portfolio Knoxville, TN 13,22513.2k $4.6m $4.6m 1.21% Added +182 +182
69 DONALDSON CAPITAL MANAGEMENT, LLC 0.22% of their portfolio EVANSVILLE, IN 12,69012.7k $4.4m $4.4m 0.22% Reduced -1.8k -1,807
70 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 12,12612.1k $4.2m $4.2m 0.03% Added +822 +822
71 Advisory Services Network, LLC 0.13% of their portfolio ATLANTA, GA 11,81011.8k $4.1m $4.1m 0.13% Added +806 +806
72 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 11,78911.8k $4.1m $4.1m 0.01% Reduced -131 -131
73 BANQUE PICTET & CIE SA 0.04% of their portfolio GENEVA 73, V8 11,70011.7k $4.1m $4.1m 0.04% Reduced -233 -233
74 NOVARE CAPITAL MANAGEMENT LLC 0.48% of their portfolio CHARLOTTE, NC 11,57311.6k $4.0m $4.0m 0.48% Added +338 +338
75 Lindbrook Capital, LLC 0.49% of their portfolio CALABASAS, CA 11,32211.3k $3.9m $3.9m 0.49% Added +10.6k +10,556
76 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 11,20011.2k $3.9m $3.9m 0.01% Added +10.2k +10,202
77 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 11,15411.2k $3.9m $3.9m 0.05% Added +1.8k +1,838
78 MANCHESTER FINANCIAL INC 1.02% of their portfolio Westlake Village, CA 10,86310.9k $3.8m $3.8m 1.02% Added +277 +277
79 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 10,76610.8k $3.7m $3.7m 0.17% Added +8.1k +8,067
80 TOTH FINANCIAL ADVISORY CORP 0.59% of their portfolio LEESBURG, VA 10,45510.5k $3.6m $3.6m 0.59% Added +119 +119
81 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 10,24210.2k $3.6m $3.6m 0.01% Added +304 +304
82 Migdal Insurance & Financial Holdings Ltd. 0.08% of their portfolio Petach Tikva, L3 10,05510.1k $3.5m $3.5m 0.08% Reduced -9.8k -9,806
83 Adams Wealth Management 1.23% of their portfolio LOGAN, UT 10,03410.0k $3.5m $3.5m 1.23% Added +9.0k +9,025
84 Fulton Bank, N.A. 0.20% of their portfolio Lancaster, PA 9,96410.0k $3.5m $3.5m 0.20% Reduced -31 -31
85 THEORY FINANCIAL LLC 2.28% of their portfolio FORT COLLINS, CO 9,9129.9k $3.4m $3.4m 2.28% First filing
86 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 9,8419.8k $3.4m $3.4m 0.03% Added +4.8k +4,837
87 Annandale Capital, LLC 1.13% of their portfolio DALLAS, TX 9,8009.8k $3.4m $3.4m 1.13% New
88 RWQ Financial Management Services, Inc. 6.68% of their portfolio NAPLES, FL 9,6929.7k $3.4m $3.4m 6.68% New
89 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 9,5629.6k $1.9m $1.9m 0.05% Reduced -1.3k -1,315
90 Norris Financial Group, LLC 2.81% of their portfolio GREENVILLE, SC 9,5459.5k $3.3m $3.3m 2.81% Reduced -34 -34
91 Banco Santander, S.A. 0.05% of their portfolio Madrid, U3 9,5029.5k $3.3m $3.3m 0.05% Added +3.0k +2,995
92 Mariner, LLC 0.01% of their portfolio Overland Park, KS 9,1879.2k $3.2m $3.2m 0.01% Added +4.5k +4,465
93 Bremer Bank National Association 0.61% of their portfolio ST PAUL, MN 9,1319.1k $3.2m $3.2m 0.61% Unchanged
94 Concentrum Wealth Management 2.82% of their portfolio SAN JOSE, CA 9,0599.1k $3.2m $3.2m 2.82% Reduced -159 -159
95 Gerber Kawasaki Wealth & Investment Management 0.28% of their portfolio SANTA MONICA, CA 9,0409.0k $3.1m $3.1m 0.28% Reduced -465 -465
96 Virtue Capital Management, LLC 0.48% of their portfolio BRENTWOOD, TN 8,9989.0k $3.1m $3.1m 0.48% Added +3.9k +3,890
97 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.76% of their portfolio New Cumberland, PA 8,7738.8k $3.1m $3.1m 1.76% Added +820 +820
98 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 8,7198.7k $3.0m $3.0m 0.05% Reduced -717 -717
99 Harel Insurance Investments & Financial Services Ltd. 0.06% of their portfolio Ramat Gan, L3 8,4408.4k $2.9m $2.9m 0.06% Reduced -340 -340
100 COTTONWOOD CAPITAL ADVISORS, LLC 2.56% of their portfolio SALT LAKE CITY, UT 8,2208.2k $2.9m $2.9m 2.56% Reduced -46 -46