Vault-13

ISHARES TR IGV

EXPANDED TECH · ETP · CUSIP 464287515 · ISIN US4642875151

484 institutional holders +65 vs Q3 2023
14,857,27814.9m shares reported held*
$5.5bnreported value*
78 new 126 added 133 reduced 37 sold out net bought ≈ $337.4m (+832.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $369.12. Options: 14 managers hold calls ($244.5m notional), 16 hold puts ($488.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 376Q4 22: 379Q1 23: 375Q2 23: 413Q3 23: 419Q4 23: 484484Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022376
Q4 2022379
Q1 2023375
Q2 2023413
Q3 2023419
Q4 2023484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 137 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 144 bought or addedQ1 23: 197 cut or sold outQ1 23Q2 23: 179 bought or addedQ2 23: 163 cut or sold outQ2 23Q3 23: 168 bought or addedQ3 23: 174 cut or sold outQ3 23Q4 23: 204 bought or addedQ4 23: 170 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022137207
Q1 2023144197
Q2 2023179163
Q3 2023168174
Q4 2023204170

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ1 23 calls: $184.3mQ1 23 puts: $203.0mQ1 23P/C 1.10Q2 23 calls: $143.9mQ2 23 puts: $148.1mQ2 23P/C 1.03Q3 23 calls: $140.4mQ3 23 puts: $154.2mQ3 23P/C 1.10Q4 23 calls: $244.5mQ4 23 puts: $488.9mQ4 23P/C 2.00
Numbers
QuarterCallsPutsP/C
Q1 2023$184.3m$203.0m1.10
Q2 2023$143.9m$148.1m1.03
Q3 2023$140.4m$154.2m1.10
Q4 2023$244.5m$488.9m2.00

Biggest buyers

MORGAN STANLEY Added +1,009,354+1.0m
JPMORGAN CHASE & CO Added +836,415+836.4k
TWO SIGMA ADVISERS, LP Added +176,000+176.0k
Ardmore Road Asset Management LP New +60,000+60.0k
CHURCHILL MANAGEMENT Corp New +55,683+55.7k
Price Capital Management, Inc. New +55,500+55.5k
UBS Group AG Added +53,008+53.0k
LPL Financial LLC Added +44,530+44.5k
COATUE MANAGEMENT LLC New +39,497+39.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +34,471+34.5k

Biggest sellers

Fisher Asset Management, LLC Reduced -623,140-623.1k
GOLDMAN SACHS GROUP INC Reduced -340,852-340.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -250,000-250.0k
CITIGROUP INC Reduced -194,883-194.9k
BANK OF AMERICA CORP /DE/ Reduced -131,147-131.1k
WELLINGTON MANAGEMENT GROUP LLP Sold out -89,454-89.5k
BW Gestao de Investimentos Ltda. Sold out -60,390-60.4k
MILLENNIUM MANAGEMENT LLC Reduced -45,391-45.4k
PRUDENTIAL PLC Sold out -39,900-39.9k
GREENWOOD GEARHART LLC Reduced -38,549-38.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $102.9m253.6k shares
CITADEL ADVISORS LLC Added $49.7m122.5k shares
MILLENNIUM MANAGEMENT LLC New $43.0m106.1k shares
WOLVERINE TRADING, LLC Added $13.1m32.3k shares
CAPITAL FUND MANAGEMENT S.A. Added $12.5m30.8k shares
BANK OF MONTREAL /CAN/ New $7.9m19.3k shares
Invesco Ltd. Reduced $3.9m9.5k shares
GTS SECURITIES LLC Reduced $3.4m8.3k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $2.8m70 shares
GOLDMAN SACHS GROUP INC New $2.6m6.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $136.0m335.3k shares
Candlestick Capital Management LP New $121.7m300.0k shares
CITADEL ADVISORS LLC Added $52.0m128.2k shares
MILLENNIUM MANAGEMENT LLC Added $50.6m124.8k shares
Interval Partners, LP New $42.3m1.0k shares
GOLDMAN SACHS GROUP INC New $25.9m63.9k shares
CAPITAL FUND MANAGEMENT S.A. Added $23.2m57.2k shares
WOLVERINE TRADING, LLC Added $10.7m26.4k shares
AMH Equity Ltd New $8.1m20.0k shares
MARSHALL WACE, LLP Reduced $5.8m14.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.54% of their portfolio PLANO, TX 2,530,4602.5m $1.0bn $1.0bn 0.54% Reduced -623.1k -623,140
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 2,409,8362.4m $977.5m $977.5m 0.04% Added +1.0m +1,009,354
3 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 1,421,9461.4m $576.8m $576.8m 0.03% Added +836.4k +836,415
4 Wellspring Financial Advisors, LLC 1.37% of their portfolio CLEVELAND, OH 1,351,8611.4m $5.5m $5.5m 1.37% Reduced -756 -756
5 Migdal Insurance & Financial Holdings Ltd. 5.61% of their portfolio Petach Tikva, L3 686,289686.3k $278.4m $278.4m 5.61% Added +16.0k +16,000
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 547,243547.2k $222.0m $222.0m 0.03% Reduced -131.1k -131,147
7 BNP PARIBAS FINANCIAL MARKETS 0.36% of their portfolio PARIS, I0 482,946482.9k $195.9m $195.9m 0.36% Reduced -7.6k -7,595
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 370,054370.1k $150.1m $150.1m 0.06% Added +53.0k +53,008
9 Harel Insurance Investments & Financial Services Ltd. 2.35% of their portfolio Ramat Gan, L3 330,204330.2k $133.9m $133.9m 2.35% Added +801 +801
10 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 288,263288.3k $116.9m $116.9m 0.03% Reduced -340.9k -340,852
11 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 212,924212.9k $86.4m $86.4m 0.05% Added +44.5k +44,530
12 TWO SIGMA ADVISERS, LP 0.18% of their portfolio NEW YORK, NY 185,500185.5k $75.2m $75.2m 0.18% Added +176.0k +176,000
13 Main Management ETF Advisors, LLC 4.11% of their portfolio SAN FRANCISCO, CA 172,485172.5k $70.0m $70.0m 4.11% Added +13.0k +12,960
14 CITIGROUP INC 0.09% of their portfolio NEW YORK, NY 158,943158.9k $64.5m $64.5m 0.09% Reduced -194.9k -194,883
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 146,780146.8k $59.5m $59.5m 0.02% Added +17.5k +17,458
16 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 4.55% of their portfolio Tel Aviv, L3 143,500143.5k $58.2m $58.2m 4.55% Unchanged
17 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 107,200107.2k $43.5m $43.5m 0.20% Added +17.8k +17,836
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 106,358106.4k $43.1m $43.1m 0.01% Added +12.1k +12,139
19 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 91,51391.5k $37.1m $37.1m 0.06% Reduced -6.7k -6,732
20 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 88,64688.6k $36.0m $36.0m 0.04% Added +24.4k +24,404
21 SP Asset Management LLC 3.27% of their portfolio CUPERTINO, CA 78,77178.8k $32.0m $32.0m 3.27% Added +171 +171
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 78,24578.2k $31.8m $31.8m 0.01% Reduced -5.5k -5,462
23 MEITAV INVESTMENT HOUSE LTD 0.46% of their portfolio BENE-BERAQ, L3 76,77876.8k $31.1m $31.1m 0.46% Reduced -21.6k -21,629
24 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 69,36669.4k $28.1m $28.1m 0.01% Added +1.5k +1,466
25 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 66,43266.4k $26.9m $26.9m 0.04% Added +19.8k +19,813
26 SFMG, LLC 2.47% of their portfolio PLANO, TX 65,73765.7k $26.7m $26.7m 2.47% Added +546 +546
27 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 62,90062.9k $25.5m $25.5m 0.04% Reduced -498 -498
28 Northeast Financial Consultants Inc 1.41% of their portfolio WESTPORT, CT 62,89562.9k $25.5m $25.5m 1.41% Added +7.8k +7,795
29 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 60,20460.2k $24.4m $24.4m 0.10% Added +8.2k +8,203
30 Ardmore Road Asset Management LP 5.53% of their portfolio WESTPORT, CT 60,00060.0k $24.3m $24.3m 5.53% New
31 Main Management LLC 2.30% of their portfolio SAN FRANCISCO, CA 57,77857.8k $23.4m $23.4m 2.30% Reduced -10.3k -10,317
32 CHURCHILL MANAGEMENT Corp 0.35% of their portfolio Los Angeles, CA 55,68355.7k $22.6m $22.6m 0.35% New
33 Price Capital Management, Inc. 9.97% of their portfolio LAFAYETTE, LA 55,50055.5k $22.5m $22.5m 9.97% New
34 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 47,71847.7k $19.4m $19.4m 0.02% Added +3.7k +3,706
35 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.30% of their portfolio Tel Aviv, L3 46,68546.7k $18.9m $18.9m 1.30% Reduced -14.8k -14,784
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 45,85445.9k $18.6m $18.6m 0.03% Added +34.5k +34,471
37 Crestwood Advisors Group, LLC 0.42% of their portfolio BOSTON, MA 44,65344.7k $18.1m $18.1m 0.42% Reduced -738 -738
38 COATUE MANAGEMENT LLC 0.07% of their portfolio New York, NY 39,49739.5k $16.0m $16.0m 0.07% New
39 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 38,32938.3k $15.5m $15.5m 0.03% Added +3.5k +3,509
40 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 33,80333.8k $13.7m $13.7m 0.01% Added +32.3k +32,281
41 Gimbal Financial 13.53% of their portfolio CARMEL, IN 33,26133.3k $13.5m $13.5m 13.53% First filing
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 32,30532.3k $13.1m $13.1m 0.01% Added +652 +652
43 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 0.97% of their portfolio Altamonte Springs, FL 30,97031.0k $12.6m $12.6m 0.97% Reduced -10.9k -10,950
44 CWM, LLC 0.07% of their portfolio OMAHA, NE 30,74530.7k $12.5m $12.5m 0.07% Added +10.6k +10,570
45 Riggs Asset Managment Co. Inc. 3.88% of their portfolio DALLAS, PA 30,06630.1k $12.2m $12.2m 3.88% Added +11.5k +11,515
46 Fiduciary Trust Co 0.20% of their portfolio Boston, MA 29,55329.6k $12.0m $12.0m 0.20% Reduced -1.3k -1,343
47 Turim 21 Investimentos Ltda. 3.83% of their portfolio RIO DE JANEIRO, D5 29,54829.5k $12.0m $12.0m 3.83% Added +20.6k +20,602
48 Mariner, LLC 0.03% of their portfolio Overland Park, KS 28,65828.7k $11.6m $11.6m 0.03% Added +8.4k +8,371
49 NOESIS CAPITAL MANGEMENT CORP 2.64% of their portfolio BOCA RATON, FL 27,63527.6k $11.2m $11.2m 2.64% Reduced -247 -247
50 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 26,20026.2k $10.6m $10.6m 0.03% New
51 FIL Ltd 0.01% of their portfolio HAMILTON, D0 26,09526.1k $10.6m $10.6m 0.01% Reduced -2.9k -2,919
52 GTS SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 25,44125.4k $10.3m $10.3m 0.22% Reduced -13.6k -13,592
53 MinichMacGregor Wealth Management, LLC 2.97% of their portfolio Saratoga Springs, NY 25,31325.3k $10.3m $10.3m 2.97% Reduced -1.7k -1,710
54 BANK HAPOALIM BM 1.37% of their portfolio TEL AVIV, L3 24,77924.8k $10.1m $10.1m 1.37% Reduced -267 -267
55 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 24,66524.7k $10.0m $10.0m 0.01% Reduced -45.4k -45,391
56 Chicago Wealth Management, Inc. 6.57% of their portfolio CHICAGO, IL 23,68923.7k $9.6m $9.6m 6.57% Reduced -146 -146
57 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 23,08023.1k $9.4m $9.4m 0.03% Added +2.9k +2,857
58 360 Financial, Inc. 4.13% of their portfolio WAYZATA, MN 23,05623.1k $9.4m $9.4m 4.13% Added +22.4k +22,447
59 Nan Shan Life Insurance Co., Ltd. 0.22% of their portfolio Taipei City, F5 22,92922.9k $9.3m $9.3m 0.22% New
60 Baker Avenue Asset Management, LP 0.40% of their portfolio SAN FRANCISCO, CA 22,15922.2k $9.0m $9.0m 0.40% Added +323 +323
61 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 21,48321.5k $8.7m $8.7m 0.02% Reduced -87 -87
62 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 21,35921.4k $8.7m $8.7m 0.03% Reduced -893 -893
63 Lido Advisors, LLC 0.08% of their portfolio Los Angeles, CA 20,97821.0k $8.5m $8.5m 0.08% Added +1.8k +1,754
64 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 20,60920.6k $8.4m $8.4m 0.06% New
65 Tower Research Capital LLC (TRC) 0.10% of their portfolio NEW YORK, NY 20,28520.3k $8.2m $8.2m 0.10% Added +18.9k +18,940
66 Phoenix Financial Ltd. 0.14% of their portfolio Givatayim, L3 20,27420.3k $8.2m $8.2m 0.14% Reduced -6.9k -6,882
67 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 19,86519.9k $8.1m $8.1m 0.07% Added +2.9k +2,900
68 Principle Wealth Partners LLC 0.69% of their portfolio MADISON, CT 19,76919.8k $8.0m $8.0m 0.69% Added +2.5k +2,512
69 Gemmer Asset Management LLC 0.97% of their portfolio WALNUT CREEK, CA 19,47719.5k $7.9m $7.9m 0.97% Added +5.9k +5,860
70 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 19,34319.3k $7.8m $7.8m 0.03% Reduced -1.5k -1,485
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 18,57518.6k $7.5m $7.5m 0.02% Added +183 +183
72 Altus Wealth Management, LLC 4.48% of their portfolio FT MITCHELL, KY 18,45118.5k $7.5m $7.5m 4.48% Added +273 +273
73 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 17,72217.7k $7.2m $7.2m 0.07% Reduced -670 -670
74 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 17,06117.1k $6.9m $6.9m 0.04% Added +892 +892
75 Focus Partners Wealth 0.08% of their portfolio ST LOUIS, MO 15,75915.8k $6.4m $6.4m 0.08% First filing
76 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.25% of their portfolio Tel Aviv, L3 15,57215.6k $6.3m $6.3m 1.25% Reduced -6.8k -6,756
77 FLOW TRADERS U.S. LLC 0.19% of their portfolio NEW YORK, NY 14,98415.0k $6.1m $6.1m 0.19% New
78 Focused Wealth Management, Inc 0.98% of their portfolio Newburgh, NY 14,72614.7k $6.0m $6.0m 0.98% Reduced -762 -762
79 KWMG, LLC 0.70% of their portfolio OVERLAND PARK, KS 14,71014.7k $6.0m $6.0m 0.70% Reduced -676 -676
80 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 14,67814.7k $6.0m $6.0m 0.07% Reduced -965 -965
81 Cutler Group LLC / CA 0.83% of their portfolio SAN FRANCISCO, CA 14,65014.7k $5.9m $5.9m 0.83% Added +12.1k +12,050
82 Norris Financial Group, LLC 3.53% of their portfolio GREENVILLE, SC 14,32814.3k $5.8m $5.8m 3.53% Added +3.0k +3,034
83 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 14,31414.3k $5.8m $5.8m 0.08% Reduced -4.6k -4,565
84 Legacy Edge Advisors, LLC 1.31% of their portfolio SYOSSET, NY 14,14214.1k $5.7m $5.7m 1.31% First filing
85 Fifth Third Securities, Inc. 0.56% of their portfolio Cincinnati, OH 13,42713.4k $5.4m $5.4m 0.56% Reduced -538 -538
86 LOWE BROCKENBROUGH & CO INC 0.41% of their portfolio RICHMOND, VA 12,92412.9k $5.2m $5.2m 0.41% Added +2.0k +1,976
87 SFI Advisors, LLC 4.39% of their portfolio Montclair, NJ 12,68212.7k $5.1m $5.1m 4.39% Reduced -413 -413
88 Mathes Company, Inc. 2.11% of their portfolio New York, NY 12,59512.6k $5.1m $5.1m 2.11% Unchanged
89 Spectrum Wealth Counsel, LLC 0.71% of their portfolio INDIANAPOLIS, IN 12,56212.6k $5.1m $5.1m 0.71% First filing
90 SMI Advisory Services, LLC 1.29% of their portfolio COLUMBUS, IN 12,48612.5k $5.1m $5.1m 1.29% Added +1.7k +1,678
91 Arlington Capital Management, Inc. 4.18% of their portfolio ARLINGTON HEIGHTS, IL 11,32711.3k $4.6m $4.6m 4.18% New
92 IMC-Chicago, LLC 0.14% of their portfolio CHICAGO, IL 11,03311.0k $4.5m $4.5m 0.14% New
93 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.14% of their portfolio TOKYO, M0 10,88010.9k $4.4m $4.4m 0.14% Added +578 +578
94 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 10,87410.9k $4.4m $4.4m 0.04% Added +1.8k +1,796
95 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 10,73910.7k $4.4m $4.4m 0.01% Reduced -616 -616
96 Well Done, LLC 0.82% of their portfolio HOLLAND, MI 10,37810.4k $4.2m $4.2m 0.82% Reduced -708 -708
97 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 3.42% of their portfolio TEL-AVIV, L3 10,06210.1k $4.1m $4.1m 3.42% Unchanged
98 HOLDERNESS INVESTMENTS CO 1.12% of their portfolio GREENSBORO, NC 10,02910.0k $4.1m $4.1m 1.12% New
99 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 9,7219.7k $3.9m $3.9m 0.01% Reduced -3.4k -3,441
100 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 9,6739.7k $3.9m $3.9m 0.03% Added +8.9k +8,902