Vault-13

ISHARES TR IGV

EXPANDED TECH · ETP · CUSIP 464287515 · ISIN US4642875151

419 institutional holders +6 vs Q2 2023
13,991,58914.0m shares reported held*
$4.3bnreported value*
51 new 117 added 128 reduced 46 sold out net bought ≈ $116.5m (+327.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $308.70. Options: 10 managers hold calls ($140.4m notional), 15 hold puts ($154.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 376Q4 22: 379Q1 23: 375Q2 23: 413Q3 23: 419419Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022376
Q4 2022379
Q1 2023375
Q2 2023413
Q3 2023419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 137 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 144 bought or addedQ1 23: 197 cut or sold outQ1 23Q2 23: 179 bought or addedQ2 23: 163 cut or sold outQ2 23Q3 23: 168 bought or addedQ3 23: 174 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022137207
Q1 2023144197
Q2 2023179163
Q3 2023168174

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ4 22 calls: $409.0mQ4 22 puts: $290.2mQ4 22P/C 0.71Q1 23 calls: $184.3mQ1 23 puts: $203.0mQ1 23P/C 1.10Q2 23 calls: $143.9mQ2 23 puts: $148.1mQ2 23P/C 1.03Q3 23 calls: $140.4mQ3 23 puts: $154.2mQ3 23P/C 1.10
Numbers
QuarterCallsPutsP/C
Q4 2022$409.0m$290.2m0.71
Q1 2023$184.3m$203.0m1.10
Q2 2023$143.9m$148.1m1.03
Q3 2023$140.4m$154.2m1.10

Biggest buyers

Harel Insurance Investments & Financial Services Ltd. Added +328,584+328.6k
BNP PARIBAS FINANCIAL MARKETS Added +158,949+158.9k
Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) New +143,500+143.5k
CITIGROUP INC Added +142,523+142.5k
BANK OF AMERICA CORP /DE/ Added +101,977+102.0k
WELLINGTON MANAGEMENT GROUP LLP New +89,454+89.5k
MILLENNIUM MANAGEMENT LLC Added +68,980+69.0k
CITADEL ADVISORS LLC Added +61,812+61.8k
OSAIC HOLDINGS, INC. Added +47,060+47.1k
PRUDENTIAL PLC New +39,900+39.9k

Biggest sellers

SUMITOMO MITSUI FINANCIAL GROUP, INC. Reduced -291,591-291.6k
MORGAN STANLEY Reduced -146,940-146.9k
Migdal Insurance & Financial Holdings Ltd. Reduced -100,023-100.0k
MEITAV INVESTMENT HOUSE LTD Reduced -96,843-96.8k
Fisher Asset Management, LLC Reduced -86,579-86.6k
BANK OF NOVA SCOTIA Sold out -58,348-58.3k
UBS Group AG Reduced -45,663-45.7k
ROYAL BANK OF CANADA Reduced -44,246-44.2k
MARSHALL WACE, LLP Reduced -28,588-28.6k
Gladstone Institutional Advisory LLC Sold out -19,979-20.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $80.4m235.5k shares
CITADEL ADVISORS LLC Reduced $29.9m87.6k shares
WOLVERINE TRADING, LLC Added $10.0m29.2k shares
CAPITAL FUND MANAGEMENT S.A. Added $7.7m22.6k shares
Invesco Ltd. Added $3.4m10.0k shares
GTS SECURITIES LLC New $2.9m8.5k shares
PEAK6 Investments LLC Added $2.9m8.4k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $2.4m70 shares
Parallax Volatility Advisers, L.P. Reduced $546.0k1.6k shares
Cutler Group LLC / CA Reduced $374.0k5.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $55.8m163.5k shares
CITADEL ADVISORS LLC Added $32.9m96.4k shares
KINGDON CAPITAL MANAGEMENT, L.L.C. New $22.2m65.0k shares
CAPITAL FUND MANAGEMENT S.A. Added $18.8m55.1k shares
MARSHALL WACE, LLP Reduced $8.6m25.3k shares
GTS SECURITIES LLC New $6.2m18.1k shares
WOLVERINE TRADING, LLC Reduced $4.0m11.8k shares
PEAK6 Investments LLC Reduced $2.6m7.5k shares
Hel Ved Capital Management Ltd New $1.5m4.3k shares
MILLENNIUM MANAGEMENT LLC New $1.4m4.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.61% of their portfolio PLANO, TX 3,153,6003.2m $1.1bn $1.1bn 0.61% Reduced -86.6k -86,579
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 1,400,4821.4m $477.9m $477.9m 0.05% Reduced -146.9k -146,940
3 Wellspring Financial Advisors, LLC 1.49% of their portfolio CLEVELAND, OH 1,352,6171.4m $5.1m $5.1m 1.49% Added +95 +95
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 678,390678.4k $231.5m $231.5m 0.03% Added +102.0k +101,977
5 Migdal Insurance & Financial Holdings Ltd. 4.89% of their portfolio Petach Tikva, L3 670,289670.3k $228.7m $228.7m 4.89% Reduced -100.0k -100,023
6 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 629,115629.1k $214.7m $214.7m 0.05% Added +10.9k +10,892
7 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 585,531585.5k $199.8m $199.8m 0.02% Reduced -14.5k -14,537
8 BNP PARIBAS FINANCIAL MARKETS 0.37% of their portfolio PARIS, I0 490,541490.5k $167.4m $167.4m 0.37% Added +158.9k +158,949
9 CITIGROUP INC 0.17% of their portfolio NEW YORK, NY 353,826353.8k $120.7m $120.7m 0.17% Added +142.5k +142,523
10 Harel Insurance Investments & Financial Services Ltd. 2.22% of their portfolio Ramat Gan, L3 329,403329.4k $112.4m $112.4m 2.22% Added +328.6k +328,584
11 UBS Group AG 0.05% of their portfolio ZURICH, V8 317,046317.0k $108.2m $108.2m 0.05% Reduced -45.7k -45,663
12 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.39% of their portfolio TORONTO, A6 250,000250.0k $85.3m $85.3m 0.39% Unchanged
13 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 168,394168.4k $57.5m $57.5m 0.04% Added +8.1k +8,100
14 Main Management ETF Advisors, LLC 3.87% of their portfolio SAN FRANCISCO, CA 159,525159.5k $54.4m $54.4m 3.87% Added +8.1k +8,100
15 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 4.20% of their portfolio Tel Aviv, L3 143,500143.5k $49.0m $49.0m 4.20% New
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 129,322129.3k $44.1m $44.1m 0.01% Reduced -18.6k -18,647
17 MEITAV INVESTMENT HOUSE LTD 0.55% of their portfolio BENE-BERAQ, L3 98,40798.4k $33.7m $33.7m 0.55% Reduced -96.8k -96,843
18 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 98,24598.2k $33.5m $33.5m 0.05% Added +47.1k +47,060
19 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 94,21994.2k $32.2m $32.2m 0.01% Reduced -44.2k -44,246
20 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 89,45489.5k $30.5m $30.5m 0.01% New
21 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 89,36489.4k $30.5m $30.5m 0.17% Added +7.2k +7,171
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 83,70783.7k $28.6m $28.6m 0.01% Reduced -4.3k -4,321
23 SP Asset Management LLC 3.01% of their portfolio CUPERTINO, CA 78,60078.6k $26.8m $26.8m 3.01% Reduced -742 -742
24 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 70,05670.1k $23.9m $23.9m 0.02% Added +69.0k +68,980
25 Main Management LLC 2.36% of their portfolio SAN FRANCISCO, CA 68,09568.1k $23.2m $23.2m 2.36% Added +109 +109
26 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 67,90067.9k $23.2m $23.2m 0.01% Added +18.9k +18,905
27 SFMG, LLC 2.29% of their portfolio PLANO, TX 65,19165.2k $22.2m $22.2m 2.29% Added +840 +840
28 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 64,24264.2k $21.9m $21.9m 0.02% Added +61.8k +61,812
29 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 63,39863.4k $21.6m $21.6m 0.04% Added +3.5k +3,524
30 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.55% of their portfolio Tel Aviv, L3 61,46961.5k $21.1m $21.1m 1.55% Unchanged
31 BW Gestao de Investimentos Ltda. 2.54% of their portfolio SAO PAULO, D5 60,39060.4k $20.6m $20.6m 2.54% Unchanged
32 Northeast Financial Consultants Inc 1.18% of their portfolio WESTPORT, CT 55,10055.1k $18.8m $18.8m 1.18% Added +322 +322
33 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 52,00152.0k $17.7m $17.7m 0.08% Added +14.0k +13,968
34 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 46,61946.6k $15.9m $15.9m 0.03% Added +2.2k +2,164
35 Crestwood Advisors Group, LLC 0.41% of their portfolio BOSTON, MA 45,39145.4k $15.5m $15.5m 0.41% Reduced -700 -700
36 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 44,01244.0k $15.0m $15.0m 0.02% Reduced -791 -791
37 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 43,40843.4k $14.8m $14.8m 0.04% Added +897 +897
38 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 0.80% of their portfolio Altamonte Springs, FL 41,92041.9k $14.3m $14.3m 0.80% Reduced -19.5k -19,530
39 PRUDENTIAL PLC 0.16% of their portfolio LONDON, X0 39,90039.9k $13.6m $13.6m 0.16% New
40 GTS SECURITIES LLC 0.28% of their portfolio NEW YORK, NY 39,03339.0k $13.3m $13.3m 0.28% Added +9.9k +9,902
41 GREENWOOD GEARHART LLC 1.57% of their portfolio FAYETTEVILLE, AR 38,81238.8k $13.2m $13.2m 1.57% Added +154 +154
42 Varma Mutual Pension Insurance Co 0.15% of their portfolio Varma, H9 37,15637.2k $12.7m $12.7m 0.15% Unchanged
43 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 34,82034.8k $11.9m $11.9m 0.02% Added +1.8k +1,758
44 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 31,65331.7k $10.8m $10.8m 0.01% Added +412 +412
45 Fiduciary Trust Co 0.19% of their portfolio Boston, MA 30,89630.9k $10.5m $10.5m 0.19% Reduced -509 -509
46 FIL Ltd 0.01% of their portfolio HAMILTON, D0 29,01429.0k $9.9m $9.9m 0.01% Reduced -9.0k -9,018
47 NOESIS CAPITAL MANGEMENT CORP 2.50% of their portfolio BOCA RATON, FL 27,88227.9k $9.5m $9.5m 2.50% Reduced -520 -520
48 Phoenix Financial Ltd. 0.09% of their portfolio Givatayim, L3 27,15627.2k $9.3m $9.3m 0.09% Added +13.7k +13,694
49 MinichMacGregor Wealth Management, LLC 3.05% of their portfolio Saratoga Springs, NY 27,02327.0k $9.2m $9.2m 3.05% Reduced -1.4k -1,370
50 BANK HAPOALIM BM 1.38% of their portfolio TEL AVIV, L3 25,04625.0k $8.5m $8.5m 1.38% Reduced -398 -398
51 Chicago Wealth Management, Inc. 6.41% of their portfolio CHICAGO, IL 23,83523.8k $8.1m $8.1m 6.41% Added +36 +36
52 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 22,61122.6k $7.7m $7.7m 0.08% Reduced -2.3k -2,271
53 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.63% of their portfolio Tel Aviv, L3 22,32822.3k $7.6m $7.6m 1.63% Unchanged
54 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 22,25222.3k $7.6m $7.6m 0.03% Reduced -1.3k -1,267
55 Baker Avenue Asset Management, LP 0.37% of their portfolio SAN FRANCISCO, CA 21,83621.8k $7.5m $7.5m 0.37% Reduced -233 -233
56 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 21,57021.6k $7.4m $7.4m 0.02% Added +62 +62
57 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 20,82820.8k $7.1m $7.1m 0.03% Added +100 +100
58 Mariner, LLC 0.02% of their portfolio Overland Park, KS 20,28720.3k $6.9m $6.9m 0.02% Reduced -742 -742
59 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 20,22320.2k $6.9m $6.9m 0.03% Reduced -361 -361
60 CWM, LLC 0.04% of their portfolio OMAHA, NE 20,17520.2k $6.9m $6.9m 0.04% Added +18.2k +18,186
61 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 19,77019.8k $6.7m $6.7m 0.01% New
62 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 19,22419.2k $6.6m $6.6m 0.07% Added +846 +846
63 Cetera Advisors LLC 0.10% of their portfolio DENVER, CO 18,87918.9k $6.4m $6.4m 0.10% Added +328 +328
64 Riggs Asset Managment Co. Inc. 2.25% of their portfolio DALLAS, PA 18,55118.6k $6.3m $6.3m 2.25% Added +7.1k +7,089
65 Financial Advantage, Inc. 9.68% of their portfolio Columbia, MD 18,48518.5k $6.3m $6.3m 9.68% Reduced -12.0k -12,046
66 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 18,39218.4k $6.3m $6.3m 0.07% Added +24 +24
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 18,39218.4k $6.3m $6.3m 0.02% New
68 Altus Wealth Management, LLC 4.31% of their portfolio FT MITCHELL, KY 18,17818.2k $6.2m $6.2m 4.31% Added +598 +598
69 Principle Wealth Partners LLC 0.59% of their portfolio MADISON, CT 17,25717.3k $5.9m $5.9m 0.59% Reduced -85 -85
70 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 16,96517.0k $5.8m $5.8m 0.06% New
71 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 16,16916.2k $5.5m $5.5m 0.03% Added +3.3k +3,344
72 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 15,64315.6k $5.3m $5.3m 0.07% Added +757 +757
73 Focused Wealth Management, Inc 0.93% of their portfolio Newburgh, NY 15,48815.5k $5.3m $5.3m 0.93% Added +717 +717
74 KWMG, LLC 0.66% of their portfolio OVERLAND PARK, KS 15,38615.4k $5.3m $5.3m 0.66% Reduced -51 -51
75 COLONY GROUP LLC 0.08% of their portfolio Boston, MA 14,92814.9k $5.1m $5.1m 0.08% Reduced -225 -225
76 Fifth Third Securities, Inc. 0.53% of their portfolio Cincinnati, OH 13,96514.0k $4.8m $4.8m 0.53% Added +207 +207
77 Heck Capital Advisors, LLC 0.87% of their portfolio Rhinelander, WI 13,77913.8k $4.7m $4.7m 0.87% New
78 Gemmer Asset Management LLC 0.63% of their portfolio WALNUT CREEK, CA 13,61713.6k $4.6m $4.6m 0.63% Reduced -1.4k -1,444
79 Walleye Trading LLC 0.11% of their portfolio NEW YORK, NY 13,41513.4k $4.6m $4.6m 0.11% Reduced -2.3k -2,335
80 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 13,16213.2k $4.5m $4.5m 0.01% New
81 SFI Advisors, LLC 4.37% of their portfolio Montclair, NJ 13,09513.1k $4.5m $4.5m 4.37% Reduced -698 -698
82 Robertson Stephens Wealth Management, LLC 0.30% of their portfolio San Francisco, CA 13,00913.0k $4.4m $4.4m 0.30% Added +921 +921
83 Mathes Company, Inc. 1.99% of their portfolio New York, NY 12,59512.6k $4.3m $4.3m 1.99% Unchanged
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 11,38311.4k $3.9m $3.9m 0.01% New
85 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 11,35511.4k $3.9m $3.9m 0.01% Added +181 +181
86 Norris Financial Group, LLC 2.67% of their portfolio GREENVILLE, SC 11,29411.3k $3.9m $3.9m 2.67% Reduced -1.3k -1,308
87 Well Done, LLC 0.84% of their portfolio HOLLAND, MI 11,08611.1k $3.8m $3.8m 0.84% New
88 LOWE BROCKENBROUGH & CO INC 0.29% of their portfolio RICHMOND, VA 10,94810.9k $3.7m $3.7m 0.29% Added +262 +262
89 SMI Advisory Services, LLC 1.44% of their portfolio COLUMBUS, IN 10,80810.8k $3.9m $3.9m 1.44% First filing
90 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.11% of their portfolio TOKYO, M0 10,30210.3k $3.5m $3.5m 0.11% Reduced -291.6k -291,591
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,23910.2k $3.5m $3.5m 0.00% Reduced -759 -759
92 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.98% of their portfolio TEL-AVIV, L3 10,06210.1k $3.4m $3.4m 2.98% Unchanged
93 GPS Wealth Strategies Group, LLC 0.64% of their portfolio CENTENNIAL, CO 9,8099.8k $3.3m $3.3m 0.64% Reduced -1.2k -1,173
94 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 9,5009.5k $3.2m $3.2m 0.01% Added +6.7k +6,700
95 Milestone Advisory Partners 2.65% of their portfolio Southern Pines, NC 9,3309.3k $3.2m $3.2m 2.65% Added +603 +603
96 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 9,0789.1k $3.1m $3.1m 0.03% Added +7.6k +7,636
97 Turim 21 Investimentos Ltda. 1.34% of their portfolio RIO DE JANEIRO, D5 8,9468.9k $3.1m $3.1m 1.34% New
98 VALLEY WEALTH MANAGERS, INC. 0.25% of their portfolio PARAMUS, NJ 8,8318.8k $3.0m $3.0m 0.25% New
99 Cadent Capital Advisors, LLC 1.46% of their portfolio TULSA, OK 8,8188.8k $3.0m $3.0m 1.46% Added +3.5k +3,481
100 CPR Investments Inc. 3.21% of their portfolio Rochester, MI 8,7598.8k $3.0m $3.0m 3.21% New