Vault-13

ISHARES TR IGV

EXPANDED TECH · ETP · CUSIP 464287515 · ISIN US4642875151

379 institutional holders +3 vs Q3 2022
13,509,36813.5m shares reported held*
$3.1bnreported value*
62 new 75 added 152 reduced 55 sold out net sold ≈ $461.5m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $230.40. Options: 18 managers hold calls ($409.0m notional), 11 hold puts ($290.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 376Q4 22: 379379Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022376
Q4 2022379

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $476.3mQ3 22 puts: $242.6mQ3 22P/C 0.51Q4 22 calls: $409.0mQ4 22 puts: $290.2mQ4 22P/C 0.71
Numbers
QuarterCallsPutsP/C
Q3 2022$476.3m$242.6m0.51
Q4 2022$409.0m$290.2m0.71

Biggest buyers

UBS Group AG Added +362,011+362.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +149,300+149.3k
Main Management ETF Advisors, LLC New +138,195+138.2k
Polar Asset Management Partners Inc. New +134,700+134.7k
MARSHALL WACE, LLP Added +96,991+97.0k
GOLDMAN SACHS GROUP INC Added +92,928+92.9k
Baymount Management LP New +79,000+79.0k
J. Goldman & Co LP New +46,989+47.0k
Main Management LLC Added +44,594+44.6k
Crestwood Advisors Group, LLC Added +39,897+39.9k

Biggest sellers

Fisher Asset Management, LLC Reduced -1,445,567-1.4m
BNP PARIBAS FINANCIAL MARKETS Reduced -164,385-164.4k
MORGAN STANLEY Reduced -145,201-145.2k
Cinctive Capital Management LP Reduced -137,797-137.8k
BANK OF MONTREAL /CAN/ Reduced -108,538-108.5k
BANK OF AMERICA CORP /DE/ Reduced -106,654-106.7k
Johns Hopkins University Reduced -100,000-100.0k
MOORE CAPITAL MANAGEMENT, LP Sold out -83,607-83.6k
TWO SIGMA ADVISERS, LP Reduced -82,400-82.4k
Twin Tree Management, LP Sold out -66,480-66.5k

Biggest calls

MILLENNIUM MANAGEMENT LLC Reduced $92.3m360.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $84.6m330.7k shares
CITADEL ADVISORS LLC Added $73.8m288.4k shares
Candlestick Capital Management LP New $51.2m200.0k shares
UBS Group AG Reduced $30.0m117.4k shares
SOROS FUND MANAGEMENT LLC New $25.6m100.0k shares
North Fourth Asset Management, LP New $11.5m45.0k shares
BANK OF AMERICA CORP /DE/ Unchanged $7.3m28.5k shares
WOLVERINE TRADING, LLC Reduced $7.1m27.9k shares
BANK OF MONTREAL /CAN/ New $6.6m25.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $114.4m447.1k shares
CITIGROUP INC Added $102.3m400.0k shares
CITADEL ADVISORS LLC Reduced $45.5m177.9k shares
WOLVERINE TRADING, LLC Reduced $8.9m34.6k shares
CAPITAL FUND MANAGEMENT S.A. Added $7.6m29.7k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $4.5m175 shares
MILLENNIUM MANAGEMENT LLC Reduced $4.3m17.0k shares
PEAK6 Investments LLC Added $2.2m8.7k shares
Cutler Group LLC / CA Added $402.0k31.4k shares
MARSHALL WACE, LLP Reduced $51.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.60% of their portfolio PLANO, TX 3,456,3743.5m $884.3m $884.3m 0.60% Reduced -1.4m -1,445,567
2 Wellspring Financial Advisors, LLC 1.40% of their portfolio CLEVELAND, OH 1,352,7961.4m $4.2m $4.2m 1.40% Reduced -14.1k -14,065
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 1,105,8171.1m $282.9m $282.9m 0.03% Reduced -145.2k -145,201
4 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 1,050,8601.1m $268.9m $268.9m 0.08% Added +92.9k +92,928
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 529,743529.7k $135.5m $135.5m 0.02% Reduced -106.7k -106,654
6 UBS Group AG 0.06% of their portfolio ZURICH, V8 474,896474.9k $121.5m $121.5m 0.06% Added +362.0k +362,011
7 CITIGROUP INC 0.15% of their portfolio NEW YORK, NY 408,562408.6k $104.5m $104.5m 0.15% Reduced -60.4k -60,425
8 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.45% of their portfolio TORONTO, A6 349,300349.3k $89.4m $89.4m 0.45% Added +149.3k +149,300
9 Migdal Insurance & Financial Holdings Ltd. 1.66% of their portfolio Petach Tikva, L3 291,914291.9k $74.7m $74.7m 1.66% Reduced -33.2k -33,185
10 TWO SIGMA INVESTMENTS, LP 0.20% of their portfolio NEW YORK, NY 241,000241.0k $61.7m $61.7m 0.20% Added +31.8k +31,800
11 BW Gestao de Investimentos Ltda. 6.67% of their portfolio SAO PAULO, D5 168,000168.0k $43.0m $43.0m 6.67% Reduced -19.4k -19,362
12 TWO SIGMA ADVISERS, LP 0.11% of their portfolio NEW YORK, NY 147,800147.8k $37.8m $37.8m 0.11% Reduced -82.4k -82,400
13 BNP PARIBAS FINANCIAL MARKETS 0.09% of their portfolio PARIS, I0 145,157145.2k $37.1m $37.1m 0.09% Reduced -164.4k -164,385
14 MARSHALL WACE, LLP 0.09% of their portfolio LONDON, X0 143,945143.9k $36.8m $36.8m 0.09% Added +97.0k +96,991
15 Main Management ETF Advisors, LLC 3.30% of their portfolio SAN FRANCISCO, CA 138,195138.2k $35.4m $35.4m 3.30% New
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 137,645137.6k $35.2m $35.2m 0.01% Added +10.6k +10,565
17 Polar Asset Management Partners Inc. 0.49% of their portfolio TORONTO, A6 134,700134.7k $34.5m $34.5m 0.49% New
18 Harel Insurance Investments & Financial Services Ltd. 0.65% of their portfolio Ramat Gan, L3 115,923115.9k $29.7m $29.7m 0.65% Reduced -305 -305
19 SFMG, LLC 2.83% of their portfolio PLANO, TX 99,53799.5k $25.5m $25.5m 2.83% Reduced -1.5k -1,487
20 MEITAV INVESTMENT HOUSE LTD 0.43% of their portfolio BENE-BERAQ, L3 97,58797.6k $25.1m $25.1m 0.43% Reduced -2.9k -2,893
21 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 91,15891.2k $23.3m $23.3m 0.01% Reduced -46.0k -45,974
22 SP Asset Management LLC 2.90% of their portfolio CUPERTINO, CA 84,76584.8k $21.7m $21.7m 2.90% First filing
23 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 81,35481.4k $20.8m $20.8m 0.02% Reduced -10.6k -10,585
24 Baymount Management LP 17.57% of their portfolio MIAMI, FL 79,00079.0k $20.2m $20.2m 17.57% New
25 Northeast Financial Consultants Inc 1.13% of their portfolio WESTPORT, CT 65,23465.2k $16.7m $16.7m 1.13% Reduced -2.2k -2,197
26 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 62,59762.6k $16.0m $16.0m 0.04% Reduced -22.2k -22,153
27 Main Management LLC 1.83% of their portfolio SAN FRANCISCO, CA 62,06662.1k $15.9m $15.9m 1.83% Added +44.6k +44,594
28 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.30% of their portfolio Tel Aviv, L3 61,46961.5k $15.8m $15.8m 1.30% Unchanged
29 Wealth High Governance Capital Ltda 11.03% of their portfolio SAO PAULO, D5 60,00060.0k $15.4m $15.4m 11.03% First filing
30 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 58,76358.8k $15.0m $15.0m 0.03% Added +16.3k +16,324
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,74354.7k $14.0m $14.0m 0.00% Reduced -8.7k -8,672
32 Crestwood Advisors Group, LLC 0.46% of their portfolio BOSTON, MA 52,95353.0k $13.5m $13.5m 0.46% Added +39.9k +39,897
33 J. Goldman & Co LP 0.85% of their portfolio NEW YORK, NY 46,98947.0k $12.0m $12.0m 0.85% New
34 FIL Ltd 0.01% of their portfolio HAMILTON, D0 46,22146.2k $11.8m $11.8m 0.01% Reduced -4.0k -4,008
35 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 43,65343.7k $11.2m $11.2m 0.01% Reduced -19.6k -19,604
36 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 40,93040.9k $10.5m $10.5m 0.02% Added +21.5k +21,490
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 39,37239.4k $10.1m $10.1m 0.02% Reduced -5.3k -5,299
38 Altus Wealth Management, LLC 8.76% of their portfolio FT MITCHELL, KY 38,86738.9k $9.9m $9.9m 8.76% Reduced -2.2k -2,205
39 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 38,86438.9k $9.9m $9.9m 0.01% Added +32.7k +32,726
40 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 0.63% of their portfolio Altamonte Springs, FL 36,95037.0k $9.5m $9.5m 0.63% Reduced -5.1k -5,134
41 FengHe Fund Management Pte. Ltd. 1.22% of their portfolio Singapore, U0 35,30035.3k $9.0m $9.0m 1.22% New
42 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 35,22035.2k $9.0m $9.0m 0.06% Added +3.8k +3,825
43 Fiduciary Trust Co 0.17% of their portfolio Boston, MA 33,70633.7k $8.6m $8.6m 0.17% Reduced -40 -40
44 HRT FINANCIAL LP 0.13% of their portfolio NEW YORK, NY 33,63933.6k $8.6m $8.6m 0.13% Reduced -50.3k -50,257
45 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 33,57333.6k $8.6m $8.6m 0.02% Added +1.5k +1,467
46 GREENWOOD GEARHART LLC 1.21% of their portfolio FAYETTEVILLE, AR 33,46533.5k $8.6m $8.6m 1.21% Added +1.6k +1,603
47 Praesidium Investment Management Company, LLC 0.87% of their portfolio New York, NY 33,33033.3k $8.5m $8.5m 0.87% New
48 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 33,16533.2k $8.5m $8.5m 0.02% Reduced -4.3k -4,282
49 Financial Advantage, Inc. 7.25% of their portfolio Columbia, MD 30,53030.5k $7.8m $7.8m 7.25% Reduced -230 -230
50 FUKOKU MUTUAL LIFE INSURANCE Co 0.65% of their portfolio TOKYO, M0 30,00030.0k $7.7m $7.7m 0.65% Unchanged
51 BANK HAPOALIM BM 0.96% of their portfolio TEL AVIV, L3 29,95530.0k $7.7m $7.7m 0.96% Reduced -2.1k -2,059
52 Phoenix Financial Ltd. 0.14% of their portfolio Givatayim, L3 28,57528.6k $7.3m $7.3m 0.14% Reduced -463 -463
53 NOESIS CAPITAL MANGEMENT CORP 2.07% of their portfolio BOCA RATON, FL 28,52728.5k $7.3m $7.3m 2.07% Reduced -438 -438
54 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 26,75726.8k $6.8m $6.8m 0.04% Reduced -2.2k -2,201
55 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 26,53926.5k $6.8m $6.8m 0.01% Reduced -1.5k -1,506
56 Public Sector Pension Investment Board 0.05% of their portfolio MONTREAL, A8 25,00025.0k $6.4m $6.4m 0.05% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,46724.5k $6.3m $6.3m 0.00% Added +2.8k +2,759
58 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 23,33023.3k $6.0m $6.0m 0.03% Added +428 +428
59 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 23,25123.3k $5.9m $5.9m 0.01% Reduced -63.7k -63,660
60 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 22,85422.9k $5.8m $5.8m 0.02% Reduced -295 -295
61 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 22,58922.6k $5.8m $5.8m 0.02% First filing
62 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.33% of their portfolio Tel Aviv, L3 22,32822.3k $5.7m $5.7m 1.33% Unchanged
63 Mariner, LLC 0.02% of their portfolio Overland Park, KS 21,77921.8k $5.6m $5.6m 0.02% Reduced -526 -526
64 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 21,11121.1k $5.4m $5.4m 0.03% Reduced -1.7k -1,668
65 NorthCoast Asset Management LLC 0.10% of their portfolio STAMFORD, CT 20,61920.6k $5.3m $5.3m 0.10% Added +19.1k +19,105
66 Cinctive Capital Management LP 0.26% of their portfolio New York, NY 20,04220.0k $5.1m $5.1m 0.26% Reduced -137.8k -137,797
67 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 18,96919.0k $4.9m $4.9m 0.09% Added +651 +651
68 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 18,81318.8k $4.8m $4.8m 0.06% Reduced -1.4k -1,364
69 GRIMES & Co WEALTH MANAGEMENT, LLC 0.20% of their portfolio WESTBOROUGH, MA 18,80318.8k $4.8m $4.8m 0.20% New
70 COLONY GROUP LLC 0.07% of their portfolio Boston, MA 18,40918.4k $4.7m $4.7m 0.07% Added +1.9k +1,875
71 Itau Unibanco Holding S.A. 0.19% of their portfolio SAO PAULO, D5 18,38518.4k $4.7m $4.7m 0.19% New
72 Baker Avenue Asset Management, LP 0.28% of their portfolio SAN FRANCISCO, CA 18,33118.3k $4.7m $4.7m 0.28% Reduced -3.2k -3,159
73 Lido Advisors, LLC 0.08% of their portfolio Los Angeles, CA 17,61417.6k $4.5m $4.5m 0.08% Added +830 +830
74 BREAKLINE CAPITAL LLC 4.90% of their portfolio NEW YORK, NY 17,45117.5k $4.5m $4.5m 4.90% Added +1.8k +1,765
75 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 17,34217.3k $4.4m $4.4m 0.01% Added +809 +809
76 LOWE BROCKENBROUGH & CO INC 0.37% of their portfolio RICHMOND, VA 16,74416.7k $4.3m $4.3m 0.37% Added +64 +64
77 WOLVERINE TRADING, LLC 0.07% of their portfolio CHICAGO, IL 16,50616.5k $4.2m $4.2m 0.07% Added +12.5k +12,522
78 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 16,40616.4k $4.2m $4.2m 0.07% Reduced -1.7k -1,706
79 Dash Acquisitions Inc. 2.09% of their portfolio WOODLAND HILLS, CA 15,51215.5k $4.0m $4.0m 2.09% New
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 15,16715.2k $3.9m $3.9m 0.01% Reduced -26.8k -26,785
81 SFI Advisors, LLC 4.16% of their portfolio Montclair, NJ 14,99215.0k $3.8m $3.8m 4.16% Reduced -54 -54
82 MCMILLION CAPITAL MANAGEMENT INC 3.44% of their portfolio GREENSBORO, NC 14,84114.8k $3.8m $3.8m 3.44% Reduced -186 -186
83 Focused Wealth Management, Inc 0.77% of their portfolio Newburgh, NY 14,74014.7k $3.8m $3.8m 0.77% Added +529 +529
84 KWMG, LLC 0.53% of their portfolio OVERLAND PARK, KS 14,52914.5k $3.7m $3.7m 0.53% Added +567 +567
85 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 13,61013.6k $3.5m $3.5m 0.03% Reduced -7.2k -7,196
86 GPS Wealth Strategies Group, LLC 1.04% of their portfolio CENTENNIAL, CO 13,47413.5k $3.4m $3.4m 1.04% Reduced -9.2k -9,190
87 Gemmer Asset Management LLC 0.54% of their portfolio WALNUT CREEK, CA 13,41313.4k $3.4m $3.4m 0.54% Reduced -9.4k -9,387
88 Ayalon Insurance Comp Ltd. 1.61% of their portfolio Ramat Gan, L3 13,38913.4k $3.4m $3.4m 1.61% Reduced -329 -329
89 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 13,06013.1k $3.3m $3.3m 0.01% Reduced -3.5k -3,526
90 Tower Research Capital LLC (TRC) 0.13% of their portfolio NEW YORK, NY 12,71712.7k $3.3m $3.3m 0.13% Reduced -9.6k -9,608
91 Mathes Company, Inc. 1.63% of their portfolio New York, NY 12,59512.6k $3.2m $3.2m 1.63% Reduced -50 -50
92 Legacy Capital Wealth Partners, LLC 1.47% of their portfolio LITTLE ROCK, AR 12,00012.0k $3.1m $3.1m 1.47% New
93 Cutler Group LLC / CA 0.37% of their portfolio SAN FRANCISCO, CA 11,72211.7k $3.0m $3.0m 0.37% Added +6.4k +6,372
94 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,99111.0k $22.0k $22.0k 0.00% Reduced -2.8k -2,770
95 Summit Trail Advisors, LLC 0.12% of their portfolio NEW YORK, NY 10,98011.0k $2.8m $2.8m 0.12% Reduced -1.2k -1,234
96 Carlson Capital, L.P. 0.21% of their portfolio DALLAS, TX 10,74310.7k $2.7m $2.7m 0.21% New
97 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 10,63510.6k $2.7m $2.7m 0.00% Added +5.8k +5,768
98 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.10% of their portfolio TOKYO, M0 10,59010.6k $2.7m $2.7m 0.10% Reduced -1.3k -1,300
99 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.45% of their portfolio TEL-AVIV, L3 10,06210.1k $2.6m $2.6m 2.45% Unchanged
100 Canal Capital Management, LLC 0.62% of their portfolio Richmond, VA 9,96510.0k $2.5m $2.5m 0.62% New