Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,301 institutional holders +54 vs Q2 2024
344,546,762344.5m shares reported held*
$30.4bnreported value*
97 new 403 added 429 reduced 44 sold out net sold ≈ $75.3m (-858.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.14. Options: 5 managers hold calls ($7.9m notional), 4 hold puts ($2.3m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,148Q3 23: 1,146Q4 23: 1,250Q1 24: 1,256Q2 24: 1,247Q3 24: 1,3011,301Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148
Q3 20231,146
Q4 20231,250
Q1 20241,256
Q2 20241,247
Q3 20241,301

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 471 bought or addedQ4 22: 405 cut or sold outQ1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23Q2 23: 404 bought or addedQ2 23: 458 cut or sold outQ3 23: 409 bought or addedQ3 23: 411 cut or sold outQ3 23Q4 23: 498 bought or addedQ4 23: 436 cut or sold outQ1 24: 462 bought or addedQ1 24: 534 cut or sold outQ1 24Q2 24: 489 bought or addedQ2 24: 498 cut or sold outQ3 24: 500 bought or addedQ3 24: 473 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458
Q3 2023409411
Q4 2023498436
Q1 2024462534
Q2 2024489498
Q3 2024500473

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $14.6mQ4 23 puts: $567.4kQ4 23P/C 0.04Q1 24 calls: $12.4mQ1 24 puts: $975.6kQ1 24P/C 0.08Q2 24 calls: $7.0mQ2 24 puts: $1.1mQ2 24P/C 0.16Q3 24 calls: $7.9mQ3 24 puts: $2.3mQ3 24P/C 0.30
Numbers
QuarterCallsPutsP/C
Q4 2023$14.6m$567.4k0.04
Q1 2024$12.4m$975.6k0.08
Q2 2024$7.0m$1.1m0.16
Q3 2024$7.9m$2.3m0.30

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +1,718,140+1.7m
UBS Group AG Added +958,018+958.0k
BANK OF AMERICA CORP /DE/ Added +742,653+742.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +476,137+476.1k
JPMORGAN CHASE & CO Added +397,438+397.4k
LIFE LINE WEALTH MANAGEMENT LLC New +393,365+393.4k
Proficio Capital Partners LLC New +373,107+373.1k
FACTORY MUTUAL INSURANCE CO Added +280,000+280.0k
BW Gestao de Investimentos Ltda. New +188,660+188.7k
Wilmington Savings Fund Society, FSB Added +185,463+185.5k

Biggest sellers

Premier Fund Managers Ltd Sold out -1,200,000-1.2m
GOLDMAN SACHS GROUP INC Reduced -867,701-867.7k
NATIXIS ADVISORS, LLC Reduced -723,956-724.0k
LPL Financial LLC Reduced -517,025-517.0k
ASSETMARK, INC Reduced -484,433-484.4k
AMERIPRISE FINANCIAL INC Reduced -476,673-476.7k
Strategic Financial Concepts, LLC Reduced -464,582-464.6k
AE Wealth Management LLC Reduced -317,045-317.0k
Starboard Value LP Sold out -300,000-300.0k
Focus Partners Wealth Reduced -215,895-215.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.3m59.8k shares
CITADEL ADVISORS LLC Added $1.6m18.7k shares
JANE STREET GROUP, LLC New $528.8k6.0k shares
Belvedere Trading LLC New $379.0k4.3k shares
BANK OF NOVA SCOTIA New $69.9k793 shares

Biggest puts

SpiderRock Advisors, LLC Added $1.3m15.0k shares
CITADEL ADVISORS LLC Added $476.0k5.4k shares
BANK OF AMERICA CORP /DE/ Added $290.9k3.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $246.8k2.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.46% of their portfolio CHARLOTTE, NC 59,278,77059.3m $5.2bn $5.2bn 0.46% Added +742.7k +742,653
2 JONES FINANCIAL COMPANIES LLLP 3.88% of their portfolio DES PERES, MO 42,990,34043.0m $3.8bn $3.8bn 3.88% Added +1.7m +1,718,140
3 WELLS FARGO & COMPANY/MN 0.71% of their portfolio SAN FRANCISCO, CA 33,268,06433.3m $2.9bn $2.9bn 0.71% Reduced -144.7k -144,684
4 US BANCORP \DE\ 2.39% of their portfolio MINNEAPOLIS, MN 21,106,80121.1m $1.9bn $1.9bn 2.39% Reduced -142.7k -142,672
5 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 14,119,82814.1m $1.2bn $1.2bn 0.05% Added +397.4k +397,438
6 PNC Financial Services Group, Inc. 0.76% of their portfolio Pittsburgh, PA 13,509,37113.5m $1.2bn $1.2bn 0.76% Reduced -210.2k -210,189
7 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 9,190,3469.2m $810.0m $810.0m 0.13% Added +147.9k +147,860
8 Baird Financial Group, Inc. 1.37% of their portfolio MILWAUKEE, WI 8,014,7458.0m $706.4m $706.4m 1.37% Reduced -90.6k -90,630
9 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,476,2447.5m $659.0m $659.0m 0.05% Added +18.4k +18,413
10 Bank of New York Mellon Corp 0.12% of their portfolio NEW YORK, NY 7,286,7397.3m $642.3m $642.3m 0.12% Reduced -74.1k -74,089
11 UBS Group AG 0.15% of their portfolio ZURICH, V8 6,131,2056.1m $540.4m $540.4m 0.15% Added +958.0k +958,018
12 TIAA TRUST, NATIONAL ASSOCIATION 1.15% of their portfolio CHARLOTTE, NC 4,363,9754.4m $384.6m $384.6m 1.15% Reduced -134.4k -134,426
13 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 4,245,0504.2m $374.2m $374.2m 0.12% Reduced -158.6k -158,551
14 Envestnet Portfolio Solutions, Inc. 1.15% of their portfolio BERWYN, PA 4,031,5774.0m $355.3m $355.3m 1.15% Added +64.9k +64,898
15 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 3,966,1364.0m $349.7m $349.7m 0.09% Reduced -476.7k -476,673
16 AMG National Trust Bank 9.08% of their portfolio GREENWOOD VILLAGE, CO 3,805,3223.8m $335.4m $335.4m 9.08% Reduced -41.6k -41,591
17 TRUIST FINANCIAL CORP 0.50% of their portfolio CHARLOTTE, NC 3,612,7343.6m $318.4m $318.4m 0.50% Reduced -62.6k -62,645
18 FMR LLC 0.02% of their portfolio BOSTON, MA 2,872,8772.9m $253.2m $253.2m 0.02% Added +63.0k +63,048
19 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 2,613,8662.6m $230.4m $230.4m 0.10% Reduced -517.0k -517,025
20 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 2,521,4522.5m $222.2m $222.2m 0.04% Reduced -867.7k -867,701
21 JOHNSON INVESTMENT COUNSEL INC 2.11% of their portfolio Cincinnati, OH 2,432,5862.4m $214.4m $214.4m 2.11% Added +74.0k +73,992
22 CIBC Private Wealth Group LLC 0.36% of their portfolio ATLANTA, GA 2,272,9722.3m $200.3m $200.3m 0.36% Reduced -5.9k -5,871
23 FIFTH THIRD BANCORP 0.70% of their portfolio CINCINNATI, OH 2,202,2682.2m $194.1m $194.1m 0.70% Reduced -51.0k -50,989
24 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,069,2402.1m $182.4m $182.4m 0.04% Reduced -68.6k -68,588
25 Pathstone Holdings, LLC 0.79% of their portfolio ENGLEWOOD, NJ 1,995,8832.0m $175.9m $175.9m 0.79% Reduced -769 -769
26 KEYBANK NATIONAL ASSOCIATION/OH 0.59% of their portfolio BROOKLYN, OH 1,730,6571.7m $152.5m $152.5m 0.59% Reduced -38.4k -38,404
27 Mariner, LLC 0.25% of their portfolio Overland Park, KS 1,608,9611.6m $141.8m $141.8m 0.25% Added +142.6k +142,587
28 COMMERCE BANK 0.85% of their portfolio KANSAS CITY, MO 1,566,5421.6m $138.1m $138.1m 0.85% Reduced -18.8k -18,827
29 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,454,2151.5m $128.2m $128.2m 0.08% Added +36.3k +36,255
30 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 1,194,6431.2m $105.3m $105.3m 0.23% Reduced -24.7k -24,707
31 Glenview Trust Co 2.02% of their portfolio Louisville, KY 1,192,8831.2m $105.1m $105.1m 2.02% Added +37.1k +37,062
32 First Western Trust Bank 4.54% of their portfolio Denver, CO 1,146,4051.1m $101.0m $101.0m 4.54% Reduced -13.8k -13,839
33 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 1,130,4821.1m $99.6m $99.6m 0.13% Reduced -15.5k -15,482
34 OAKWORTH CAPITAL, INC. 6.68% of their portfolio BIRMINGHAM, AL 1,092,8851.1m $96.3m $96.3m 6.68% Added +13.2k +13,188
35 SYNOVUS FINANCIAL CORP 1.06% of their portfolio Columbus, GA 1,041,9171.0m $91.8m $91.8m 1.06% Added +5.2k +5,247
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,007,7811.0m $88.8m $88.8m 0.08% Added +12.4k +12,401
37 AVANTAX ADVISORY SERVICES, INC. 0.58% of their portfolio DALLAS, TX 996,134996.1k $87.8m $87.8m 0.58% Reduced -35.4k -35,446
38 WASHINGTON TRUST Co 3.04% of their portfolio WESTERLY, RI 983,778983.8k $86.7m $86.7m 3.04% Reduced -26.2k -26,212
39 FACTORY MUTUAL INSURANCE CO 0.89% of their portfolio WALTHAM, MA 978,700978.7k $86.3m $86.3m 0.89% Added +280.0k +280,000
40 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 970,934970.9k $85.6m $85.6m 0.13% Reduced -19.1k -19,061
41 Composition Wealth, LLC 1.98% of their portfolio LOS ANGELES, CA 968,598968.6k $85.4m $85.4m 1.98% Added +3.4k +3,424
42 Gilbert & Cook, Inc. 11.57% of their portfolio WEST DES MOINES, IA 954,994955.0k $84.2m $84.2m 11.57% Added +50.1k +50,150
43 NATIXIS ADVISORS, LLC 0.16% of their portfolio Boston, MA 944,082944.1k $83.2m $83.2m 0.16% Reduced -724.0k -723,956
44 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 934,511934.5k $82.2m $82.2m 0.04% Added +16.0k +15,989
45 JMG Financial Group, Ltd. 2.80% of their portfolio DOWNERS GROVE, IL 930,442930.4k $82.0m $82.0m 2.80% Reduced -3.1k -3,078
46 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 922,630922.6k $81.3m $81.3m 0.23% Reduced -1.9k -1,932
47 GERMAN AMERICAN BANCORP, INC. 8.55% of their portfolio JASPER, IN 916,584916.6k $80.8m $80.8m 8.55% Added +77.5k +77,543
48 ALBION FINANCIAL GROUP /UT 5.54% of their portfolio SALT LAKE CITY, UT 905,836905.8k $79.8m $79.8m 5.54% Reduced -817 -817
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 826,480826.5k $72.8m $72.8m 0.16% Added +6.7k +6,737
50 Clearstead Advisors, LLC 1.07% of their portfolio CLEVELAND, OH 781,250781.2k $68.9m $68.9m 1.07% Added +1.1k +1,065
51 Pegasus Partners Ltd. 6.18% of their portfolio MEQUON, WI 748,362748.4k $66.0m $66.0m 6.18% Reduced -3.4k -3,410
52 Atlantic Union Bankshares Corp 3.80% of their portfolio GLEN ALLEN, VA 741,344741.3k $65.3m $65.3m 3.80% Reduced -192.7k -192,670
53 Millburn Ridgefield LLC /DE/ 1.66% of their portfolio New York, NY 719,519719.5k $63.4m $63.4m 1.66% Reduced -13.8k -13,787
54 Catalyst Capital Advisors LLC 1.43% of their portfolio San Juan, PR 719,519719.5k $63.4m $63.4m 1.43% Reduced -13.8k -13,787
55 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 702,494702.5k $62.9m $62.9m 0.02% Reduced -7.8k -7,752
56 International City Management Association Retirement Corp 40.71% of their portfolio WASHINGTON, DC 702,067702.1k $61.9m $61.9m 40.71% Unchanged
57 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 691,132691.1k $60.9m $60.9m 0.13% Added +59.1k +59,140
58 UMB Bank, n.a. 0.90% of their portfolio Kansas City, MO 659,093659.1k $58.1m $58.1m 0.90% Reduced -1.2k -1,202
59 Citizens Business Bank 11.26% of their portfolio ONTARIO, CA 632,992633.0k $55.8m $55.8m 11.26% Reduced -36 -36
60 Badgley Phelps Wealth Managers, LLC 1.26% of their portfolio SEATTLE, WA 614,997615.0k $54.2m $54.2m 1.26% Added +6.2k +6,216
61 COUNTRY TRUST BANK 1.26% of their portfolio Bloomington, IL 586,682586.7k $51.7m $51.7m 1.26% Reduced -20.1k -20,090
62 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 581,328581.3k $51.2m $51.2m 0.05% Added +5.9k +5,894
63 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 551,969552.0k $48.6m $48.6m 0.13% Added +7.7k +7,749
64 Mesirow Financial Investment Management, Inc. 0.93% of their portfolio CHICAGO, IL 544,936544.9k $48.0m $48.0m 0.93% Added +74.0k +73,966
65 COMERICA BANK 0.18% of their portfolio DALLAS, TX 530,594530.6k $46.8m $46.8m 0.18% Reduced -26.9k -26,929
66 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 527,687527.7k $46.5m $46.5m 0.10% Reduced -68.8k -68,802
67 HUNTINGTON NATIONAL BANK 0.33% of their portfolio COLUMBUS, OH 520,501520.5k $45.9m $45.9m 0.33% Added +2.8k +2,803
68 M&T Bank Corp 0.15% of their portfolio BUFFALO, NY 509,633509.6k $44.9m $44.9m 0.15% Reduced -42.2k -42,178
69 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 502,252502.3k $44.3m $44.3m 0.06% Reduced -13.1k -13,083
70 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 479,217479.2k $5.4k $5.4k 0.01% Added +476.1k +476,137
71 STOCK YARDS BANK & TRUST CO 1.34% of their portfolio LOUISVILLE, KY 471,542471.5k $41.6m $41.6m 1.34% Reduced -2.8k -2,794
72 FIRST FOUNDATION ADVISORS 1.56% of their portfolio Irvine, CA 469,235469.2k $41.4m $41.4m 1.56% Added +34.0k +33,968
73 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 464,142464.1k $40.9m $40.9m 0.14% Reduced -27.3k -27,268
74 STEPHENS INC /AR/ 0.57% of their portfolio LITTLE ROCK, AR 454,262454.3k $40.0m $40.0m 0.57% Added +19.0k +18,957
75 Dakota Wealth Management 0.90% of their portfolio PALM BEACH GARDENS, FL 451,600451.6k $39.8m $39.8m 0.90% Added +11.6k +11,593
76 Steward Partners Investment Advisory, LLC 0.37% of their portfolio STAMFORD, CT 450,815450.8k $39.7m $39.7m 0.37% Reduced -2.0k -1,977
77 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 443,477443.5k $39.1m $39.1m 0.06% Reduced -452 -452
78 Focus Partners Wealth 0.11% of their portfolio ST LOUIS, MO 408,083408.1k $36.0m $36.0m 0.11% Reduced -215.9k -215,895
79 ALERUS FINANCIAL NA 2.59% of their portfolio GRAND FORKS, ND 399,888399.9k $35.2m $35.2m 2.59% Reduced -18.7k -18,708
80 LIFE LINE WEALTH MANAGEMENT LLC 12.39% of their portfolio Beverly Hills, CA 393,365393.4k $34.7m $34.7m 12.39% New
81 Texas Capital Bank Wealth Management Services Inc 3.35% of their portfolio Dallas, TX 386,611386.6k $34.1m $34.1m 3.35% Reduced -24.9k -24,898
82 Proficio Capital Partners LLC 3.27% of their portfolio NEWTON, MA 373,107373.1k $32.9m $32.9m 3.27% New
83 StoneX Group Inc. 2.35% of their portfolio NEW YORK, NY 365,933365.9k $32.3m $32.3m 2.35% Reduced -52.5k -52,541
84 River Wealth Advisors LLC 4.29% of their portfolio CAMP HILL, PA 364,949364.9k $32.2m $32.2m 4.29% Added +9.4k +9,419
85 MAI Capital Management 0.30% of their portfolio INDEPENDENCE, OH 358,564358.6k $31.6m $31.6m 0.30% Added +22.6k +22,634
86 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 353,047353.0k $31.1m $31.1m 0.09% Reduced -7.2k -7,221
87 Security National Bank 4.11% of their portfolio OMAHA, NE 343,196343.2k $30.2m $30.2m 4.11% Unchanged
88 Stegner Investment Associates Inc. 20.08% of their portfolio LOUISVILLE, KY 335,220335.2k $29.5m $29.5m 20.08% Reduced -6.3k -6,295
89 Coastline Trust Co 3.25% of their portfolio PROVIDENCE, RI 313,986314.0k $27.7m $27.7m 3.25% Added +12.4k +12,384
90 COLDSTREAM CAPITAL MANAGEMENT INC 0.59% of their portfolio BELLEVUE, WA 309,573309.6k $27.3m $27.3m 0.59% Added +9.3k +9,302
91 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 308,520308.5k $27.2m $27.2m 0.10% Added +3.9k +3,911
92 BROWN ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 306,165306.2k $27.0m $27.0m 0.03% Added +170 +170
93 D.A. DAVIDSON & CO. 0.22% of their portfolio GREAT FALLS, MT 302,835302.8k $26.7m $26.7m 0.22% Reduced -19.3k -19,342
94 Consolidated Investment Group LLC 3.76% of their portfolio ENGLEWOOD, CO 287,160287.2k $25.3m $25.3m 3.76% Unchanged
95 XML Financial, LLC 2.28% of their portfolio BETHESDA, MD 279,287279.3k $24.6m $24.6m 2.28% Added +6.9k +6,892
96 BlackRock, Inc. 0.00% of their portfolio New York, NY 274,186274.2k $24.2m $24.2m 0.00% First filing
97 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 272,292272.3k $24.0m $24.0m 0.05% Reduced -50.3k -50,271
98 AMARILLO NATIONAL BANK 4.34% of their portfolio AMARILLO, TX 269,651269.7k $23.8m $23.8m 4.34% Added +6.8k +6,849
99 SIGMA INVESTMENT COUNSELORS INC 1.38% of their portfolio NORTHVILLE, MI 266,824266.8k $23.5m $23.5m 1.38% Reduced -1.8k -1,781
100 HANTZ FINANCIAL SERVICES, INC. 0.40% of their portfolio SOUTHFIELD, MI 255,637255.6k $22.5m $22.5m 0.40% Reduced -14.4k -14,378