Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,247 institutional holders -9 vs Q1 2024
345,617,628345.6m shares reported held*
$28.0bnreported value*
68 new 421 added 418 reduced 80 sold out net bought ≈ $244.1m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.10. Options: 2 managers hold calls ($7.0m notional), 4 hold puts ($1.1m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,148Q3 23: 1,146Q4 23: 1,250Q1 24: 1,256Q2 24: 1,2471,247Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148
Q3 20231,146
Q4 20231,250
Q1 20241,256
Q2 20241,247

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ2 23: 404 bought or addedQ2 23: 458 cut or sold outQ2 23Q3 23: 409 bought or addedQ3 23: 411 cut or sold outQ4 23: 498 bought or addedQ4 23: 436 cut or sold outQ4 23Q1 24: 462 bought or addedQ1 24: 534 cut or sold outQ2 24: 489 bought or addedQ2 24: 498 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458
Q3 2023409411
Q4 2023498436
Q1 2024462534
Q2 2024489498

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $12.4mQ3 23 puts: $1.8mQ3 23P/C 0.15Q4 23 calls: $14.6mQ4 23 puts: $567.4kQ4 23P/C 0.04Q1 24 calls: $12.4mQ1 24 puts: $975.6kQ1 24P/C 0.08Q2 24 calls: $7.0mQ2 24 puts: $1.1mQ2 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2023$12.4m$1.8m0.15
Q4 2023$14.6m$567.4k0.04
Q1 2024$12.4m$975.6k0.08
Q2 2024$7.0m$1.1m0.16

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +16,641,011+16.6m
NATIXIS ADVISORS, LLC Added +1,286,639+1.3m
Premier Fund Managers Ltd New +1,200,000+1.2m
Clearstead Advisors, LLC Added +655,990+656.0k
ASSETMARK, INC New +486,357+486.4k
Strategic Financial Concepts, LLC Added +456,344+456.3k
Focus Partners Wealth Added +346,047+346.0k
Raymond James Financial Services Advisors, Inc. Added +212,858+212.9k
Koss-Olinger Consulting, LLC New +198,745+198.7k
Baird Financial Group, Inc. Added +183,842+183.8k

Biggest sellers

MORGAN STANLEY Reduced -15,068,041-15.1m
CITIGROUP INC Reduced -598,333-598.3k
Bank of New York Mellon Corp Reduced -593,670-593.7k
WELLS FARGO & COMPANY/MN Reduced -569,572-569.6k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -495,126-495.1k
FACTORY MUTUAL INSURANCE CO Reduced -350,000-350.0k
PNC Financial Services Group, Inc. Reduced -304,269-304.3k
Diversify Advisory Services, LLC Reduced -265,940-265.9k
UBS Group AG Reduced -254,380-254.4k
Starboard Value LP Reduced -225,000-225.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.0m74.1k shares
CITADEL ADVISORS LLC Reduced $956.7k11.8k shares

Biggest puts

SpiderRock Advisors, LLC New $583.8k7.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $308.1k3.8k shares
CITADEL ADVISORS LLC Reduced $194.6k2.4k shares
BANK OF AMERICA CORP /DE/ Reduced $48.6k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.46% of their portfolio CHARLOTTE, NC 58,536,11758.5m $4.7bn $4.7bn 0.46% Added +17.0k +17,040
2 JONES FINANCIAL COMPANIES LLLP 3.87% of their portfolio DES PERES, MO 41,272,20041.3m $3.3bn $3.3bn 3.87% Added +16.6m +16,641,011
3 WELLS FARGO & COMPANY/MN 0.70% of their portfolio SAN FRANCISCO, CA 33,412,74833.4m $2.7bn $2.7bn 0.70% Reduced -569.6k -569,572
4 US BANCORP \DE\ 2.35% of their portfolio MINNEAPOLIS, MN 21,249,47321.2m $1.7bn $1.7bn 2.35% Added +176.9k +176,860
5 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 13,722,39013.7m $1.1bn $1.1bn 0.05% Reduced -167.1k -167,084
6 PNC Financial Services Group, Inc. 0.74% of their portfolio Pittsburgh, PA 13,719,56013.7m $1.1bn $1.1bn 0.74% Reduced -304.3k -304,269
7 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 9,042,4869.0m $733.2m $733.2m 0.12% Added +11.3k +11,287
8 Baird Financial Group, Inc. 1.36% of their portfolio MILWAUKEE, WI 8,105,3758.1m $657.2m $657.2m 1.36% Added +183.8k +183,842
9 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,457,8317.5m $604.7m $604.7m 0.05% Reduced -15.1m -15,068,041
10 Bank of New York Mellon Corp 0.11% of their portfolio NEW YORK, NY 7,360,8287.4m $596.8m $596.8m 0.11% Reduced -593.7k -593,670
11 UBS Group AG 0.13% of their portfolio ZURICH, V8 5,173,1875.2m $419.4m $419.4m 0.13% Reduced -254.4k -254,380
12 TIAA TRUST, NATIONAL ASSOCIATION 1.13% of their portfolio CHARLOTTE, NC 4,498,4014.5m $364.7m $364.7m 1.13% Reduced -495.1k -495,126
13 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 4,442,8094.4m $360.3m $360.3m 0.10% Reduced -134.0k -134,016
14 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 4,403,6014.4m $357.0m $357.0m 0.12% Added +45.3k +45,347
15 Envestnet Portfolio Solutions, Inc. 1.12% of their portfolio BERWYN, PA 3,966,6794.0m $321.6m $321.6m 1.12% Added +98.2k +98,154
16 AMG National Trust Bank 8.44% of their portfolio GREENWOOD VILLAGE, CO 3,846,9133.8m $311.9m $311.9m 8.44% Added +76.0k +76,018
17 TRUIST FINANCIAL CORP 0.45% of their portfolio CHARLOTTE, NC 3,675,3793.7m $298.0m $298.0m 0.45% Reduced -78.1k -78,124
18 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 3,389,1533.4m $274.8m $274.8m 0.05% Added +6.5k +6,533
19 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 3,130,8913.1m $253.9m $253.9m 0.13% Added +84.4k +84,394
20 FMR LLC 0.01% of their portfolio BOSTON, MA 2,809,8292.8m $227.8m $227.8m 0.01% Added +21.7k +21,712
21 JOHNSON INVESTMENT COUNSEL INC 2.01% of their portfolio Cincinnati, OH 2,358,5942.4m $191.2m $191.2m 2.01% Added +137.5k +137,483
22 CIBC Private Wealth Group LLC 0.35% of their portfolio ATLANTA, GA 2,278,8432.3m $184.3m $184.3m 0.35% Reduced -34.8k -34,830
23 FIFTH THIRD BANCORP 0.70% of their portfolio CINCINNATI, OH 2,253,2572.3m $182.7m $182.7m 0.70% Reduced -37.4k -37,368
24 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,137,8282.1m $173.3m $173.3m 0.04% Reduced -30.9k -30,938
25 Pathstone Holdings, LLC 0.73% of their portfolio ENGLEWOOD, NJ 1,996,6522.0m $161.9m $161.9m 0.73% Reduced -25.3k -25,281
26 KEYBANK NATIONAL ASSOCIATION/OH 0.59% of their portfolio BROOKLYN, OH 1,769,0611.8m $143.4m $143.4m 0.59% Reduced -52.0k -51,966
27 NATIXIS ADVISORS, LLC 0.29% of their portfolio Boston, MA 1,668,0381.7m $135.2m $135.2m 0.29% Added +1.3m +1,286,639
28 COMMERCE BANK 0.83% of their portfolio KANSAS CITY, MO 1,585,3691.6m $128.5m $128.5m 0.83% Reduced -86.2k -86,246
29 Mariner, LLC 0.23% of their portfolio Overland Park, KS 1,466,3741.5m $118.9m $118.9m 0.23% Reduced -2.8k -2,830
30 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,417,9601.4m $115.0m $115.0m 0.08% Reduced -16.8k -16,802
31 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 1,219,3501.2m $98.9m $98.9m 0.23% Added +26.6k +26,578
32 Premier Fund Managers Ltd 3.90% of their portfolio GUILDFORD, X0 1,200,0001.2m $97.2m $97.2m 3.90% New
33 First Western Trust Bank 4.48% of their portfolio Denver, CO 1,160,2441.2m $94.1m $94.1m 4.48% Reduced -28.7k -28,730
34 Glenview Trust Co 1.89% of their portfolio Louisville, KY 1,155,8211.2m $93.7m $93.7m 1.89% Added +87.9k +87,905
35 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 1,145,9641.1m $92.9m $92.9m 0.13% Added +212.9k +212,858
36 OAKWORTH CAPITAL, INC. 6.40% of their portfolio BIRMINGHAM, AL 1,079,6971.1m $87.5m $87.5m 6.40% Reduced -7.3k -7,346
37 SYNOVUS FINANCIAL CORP 1.11% of their portfolio Columbus, GA 1,036,6701.0m $84.1m $84.1m 1.11% Reduced -9.8k -9,811
38 AVANTAX ADVISORY SERVICES, INC. 0.60% of their portfolio DALLAS, TX 1,031,5801.0m $83.6m $83.6m 0.60% Reduced -11.9k -11,892
39 WASHINGTON TRUST Co 3.00% of their portfolio WESTERLY, RI 1,009,9901.0m $81.9m $81.9m 3.00% Added +1.0k +1,025
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 995,380995.4k $80.7m $80.7m 0.08% Added +24.8k +24,781
41 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 989,995990.0k $80.3m $80.3m 0.13% Reduced -131.2k -131,157
42 Composition Wealth, LLC 1.91% of their portfolio LOS ANGELES, CA 965,174965.2k $78.3m $78.3m 1.91% Reduced -39.8k -39,845
43 Atlantic Union Bankshares Corp 4.72% of their portfolio GLEN ALLEN, VA 934,014934.0k $75.7m $75.7m 4.72% Added +6.8k +6,821
44 JMG Financial Group, Ltd. 2.83% of their portfolio DOWNERS GROVE, IL 933,520933.5k $75.7m $75.7m 2.83% Reduced -15.0k -14,975
45 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 924,562924.6k $75.0m $75.0m 0.23% Reduced -10.1k -10,132
46 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 918,522918.5k $74.6m $74.6m 0.02% Reduced -12.1k -12,132
47 ALBION FINANCIAL GROUP /UT 5.54% of their portfolio SALT LAKE CITY, UT 906,653906.7k $73.5m $73.5m 5.54% Reduced -1.7k -1,731
48 Gilbert & Cook, Inc. 10.72% of their portfolio WEST DES MOINES, IA 904,844904.8k $73.4m $73.4m 10.72% Reduced -20.3k -20,270
49 GERMAN AMERICAN BANCORP, INC. 7.81% of their portfolio JASPER, IN 839,041839.0k $68.0m $68.0m 7.81% Added +13.1k +13,061
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 819,743819.7k $66.5m $66.5m 0.16% Added +31.0k +31,025
51 Clearstead Advisors, LLC 1.08% of their portfolio CLEVELAND, OH 780,185780.2k $63.3m $63.3m 1.08% Added +656.0k +655,990
52 Pegasus Partners Ltd. 6.15% of their portfolio MEQUON, WI 751,772751.8k $61.0m $61.0m 6.15% Reduced -27.6k -27,614
53 Millburn Ridgefield LLC /DE/ 1.59% of their portfolio New York, NY 733,306733.3k $59.5m $59.5m 1.59% Added +35.5k +35,525
54 Catalyst Capital Advisors LLC 1.37% of their portfolio San Juan, PR 733,306733.3k $59.5m $59.5m 1.37% Added +35.5k +35,525
55 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 710,246710.2k $57.6m $57.6m 0.02% Reduced -10.5k -10,544
56 International City Management Association Retirement Corp 41.60% of their portfolio WASHINGTON, DC 702,067702.1k $56.9m $56.9m 41.60% Unchanged
57 FACTORY MUTUAL INSURANCE CO 0.65% of their portfolio WALTHAM, MA 698,700698.7k $56.7m $56.7m 0.65% Reduced -350.0k -350,000
58 UMB Bank, n.a. 0.88% of their portfolio Kansas City, MO 660,295660.3k $53.5m $53.5m 0.88% Added +36.4k +36,428
59 Citizens Business Bank 10.85% of their portfolio ONTARIO, CA 633,028633.0k $51.3m $51.3m 10.85% Reduced -5.4k -5,397
60 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 631,992632.0k $51.2m $51.2m 0.14% Added +36.0k +35,959
61 Focus Partners Wealth 0.17% of their portfolio ST LOUIS, MO 623,978624.0k $51.4m $51.4m 0.17% Added +346.0k +346,047
62 Badgley Phelps Wealth Managers, LLC 1.22% of their portfolio SEATTLE, WA 608,781608.8k $49.4m $49.4m 1.22% Added +11.0k +10,986
63 COUNTRY TRUST BANK 1.24% of their portfolio Bloomington, IL 606,772606.8k $49.2m $49.2m 1.24% Reduced -203.8k -203,766
64 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 596,489596.5k $48.4m $48.4m 0.11% Added +44.1k +44,148
65 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 575,434575.4k $46.7m $46.7m 0.05% Added +4.6k +4,617
66 COMERICA BANK 0.19% of their portfolio DALLAS, TX 557,523557.5k $45.2m $45.2m 0.19% Added +1.4k +1,355
67 M&T Bank Corp 0.15% of their portfolio BUFFALO, NY 551,811551.8k $44.7m $44.7m 0.15% Reduced -34.7k -34,671
68 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 544,220544.2k $44.1m $44.1m 0.13% Added +2.2k +2,155
69 HUNTINGTON NATIONAL BANK 0.33% of their portfolio COLUMBUS, OH 517,698517.7k $42.0m $42.0m 0.33% Reduced -8.9k -8,920
70 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 515,335515.3k $41.8m $41.8m 0.06% Added +17.3k +17,307
71 AE Wealth Management LLC 0.41% of their portfolio TOPEKA, KS 501,030501.0k $40.6m $40.6m 0.41% Added +10.2k +10,155
72 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 491,410491.4k $39.8m $39.8m 0.15% Added +10.5k +10,502
73 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 486,357486.4k $39.4m $39.4m 0.12% New
74 STOCK YARDS BANK & TRUST CO 1.27% of their portfolio LOUISVILLE, KY 474,336474.3k $38.5m $38.5m 1.27% Added +8.4k +8,446
75 Mesirow Financial Investment Management, Inc. 0.86% of their portfolio CHICAGO, IL 470,970471.0k $38.2m $38.2m 0.86% Added +8.7k +8,673
76 Strategic Financial Concepts, LLC 0.47% of their portfolio SAN ANTONIO, TX 470,035470.0k $807.2k $807.2k 0.47% Added +456.3k +456,344
77 Steward Partners Investment Advisory, LLC 0.39% of their portfolio STAMFORD, CT 452,792452.8k $36.7m $36.7m 0.39% Reduced -4.8k -4,758
78 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 443,929443.9k $36.0m $36.0m 0.06% Added +24.3k +24,314
79 Dakota Wealth Management 0.84% of their portfolio PALM BEACH GARDENS, FL 440,007440.0k $35.7m $35.7m 0.84% Added +11.9k +11,921
80 STEPHENS INC /AR/ 0.54% of their portfolio LITTLE ROCK, AR 435,305435.3k $35.3m $35.3m 0.54% Added +11.3k +11,285
81 FIRST FOUNDATION ADVISORS 1.35% of their portfolio Irvine, CA 435,267435.3k $35.3m $35.3m 1.35% Added +14.1k +14,127
82 ALERUS FINANCIAL NA 2.54% of their portfolio GRAND FORKS, ND 418,596418.6k $33.9m $33.9m 2.54% Added +3.0k +3,034
83 StoneX Group Inc. 2.71% of their portfolio NEW YORK, NY 418,474418.5k $33.9m $33.9m 2.71% Added +22.0k +22,023
84 Texas Capital Bank Wealth Management Services Inc 3.47% of their portfolio Dallas, TX 411,509411.5k $33.4m $33.4m 3.47% Reduced -52.9k -52,920
85 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 360,268360.3k $29.2m $29.2m 0.09% Added +183 +183
86 River Wealth Advisors LLC 4.13% of their portfolio CAMP HILL, PA 355,530355.5k $28.8m $28.8m 4.13% Added +12.8k +12,817
87 Security National Bank 4.04% of their portfolio OMAHA, NE 343,196343.2k $27.8m $27.8m 4.04% Unchanged
88 Stegner Investment Associates Inc. 19.92% of their portfolio LOUISVILLE, KY 341,515341.5k $27.7m $27.7m 19.92% Reduced -5.8k -5,778
89 MAI Capital Management 0.27% of their portfolio INDEPENDENCE, OH 335,930335.9k $27.2m $27.2m 0.27% Added +16.2k +16,228
90 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 322,563322.6k $26.2m $26.2m 0.05% Reduced -986 -986
91 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 322,177322.2k $26.1m $26.1m 0.23% Added +6.3k +6,255
92 BROWN ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 305,995306.0k $24.8m $24.8m 0.03% Added +346 +346
93 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 304,609304.6k $24.7m $24.7m 0.10% Reduced -4.5k -4,514
94 Coastline Trust Co 2.86% of their portfolio PROVIDENCE, RI 301,602301.6k $24.5m $24.5m 2.86% Added +1.9k +1,852
95 COLDSTREAM CAPITAL MANAGEMENT INC 0.59% of their portfolio BELLEVUE, WA 300,271300.3k $24.3m $24.3m 0.59% Reduced -14.0k -14,029
96 Starboard Value LP 0.57% of their portfolio New York, NY 300,000300.0k $24.3m $24.3m 0.57% Reduced -225.0k -225,000
97 Consolidated Investment Group LLC 3.61% of their portfolio ENGLEWOOD, CO 287,160287.2k $23.3m $23.3m 3.61% Unchanged
98 XML Financial, LLC 2.22% of their portfolio BETHESDA, MD 272,395272.4k $22.1m $22.1m 2.22% Reduced -2.8k -2,799
99 BlackRock Inc. 0.00% of their portfolio New York, NY 271,450271.4k $22.0m $22.0m 0.00% Reduced -60.8k -60,760
100 HANTZ FINANCIAL SERVICES, INC. 0.42% of their portfolio SOUTHFIELD, MI 270,015270.0k $21.9m $21.9m 0.42% Reduced -24.9k -24,872