Vault-13

ISHARES TR SHY

1 3 YR TREAS BD · ETP · CUSIP 464287457

1,227 institutional holders +19 vs Q4 2025
232,939,352232.9m shares reported held*
$19.1bnreported value*
99 new 537 added 403 reduced 86 sold out net bought ≈ $848.6m (+10.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.95. Options: 3 managers hold calls ($20.4m notional), 3 hold puts ($4.9m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,114Q1 23: 1,111Q2 23: 1,091Q3 23: 1,076Q4 23: 1,127Q1 24: 1,109Q2 24: 1,094Q3 24: 1,104Q4 24: 1,177Q1 25: 1,177Q2 25: 1,191Q3 25: 1,161Q4 25: 1,208Q1 26: 1,2271,227Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,114
Q1 20231,111
Q2 20231,091
Q3 20231,076
Q4 20231,127
Q1 20241,109
Q2 20241,094
Q3 20241,104
Q4 20241,177
Q1 20251,177
Q2 20251,191
Q3 20251,161
Q4 20251,208
Q1 20261,227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ2 24: 468 bought or addedQ2 24: 560 cut or sold outQ3 24: 497 bought or addedQ3 24: 526 cut or sold outQ3 24Q4 24: 513 bought or addedQ4 24: 511 cut or sold outQ1 25: 528 bought or addedQ1 25: 552 cut or sold outQ1 25Q2 25: 569 bought or addedQ2 25: 533 cut or sold outQ3 25: 520 bought or addedQ3 25: 553 cut or sold outQ3 25Q4 25: 554 bought or addedQ4 25: 492 cut or sold outQ1 26: 636 bought or addedQ1 26: 489 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024468560
Q3 2024497526
Q4 2024513511
Q1 2025528552
Q2 2025569533
Q3 2025520553
Q4 2025554492
Q1 2026636489

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ2 25 calls: $2.1mQ2 25 puts: $3.4mQ2 25P/C 1.61Q3 25 calls: $20.1mQ3 25 puts: $17.6mQ3 25P/C 0.88Q4 25 calls: $38.8mQ4 25 puts: $31.7mQ4 25P/C 0.82Q1 26 calls: $20.4mQ1 26 puts: $4.9mQ1 26P/C 0.24
Numbers
QuarterCallsPutsP/C
Q2 2025$2.1m$3.4m1.61
Q3 2025$20.1m$17.6m0.88
Q4 2025$38.8m$31.7m0.82
Q1 2026$20.4m$4.9m0.24

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,451,890+3.5m
FMR LLC Added +3,169,398+3.2m
JPMORGAN CHASE & CO Added +1,897,603+1.9m
AMERIPRISE FINANCIAL INC Added +1,608,875+1.6m
CAPTRUST FINANCIAL ADVISORS Added +1,226,127+1.2m
McElhenny Sheffield Capital Management, LLC New +1,065,147+1.1m
ASSETMARK, INC Added +1,002,453+1.0m
GenWealth Group, Inc. New +996,294+996.3k
Americana Partners, LLC Added +946,208+946.2k
Tanglewood Wealth Management, Inc. Added +924,949+924.9k

Biggest sellers

MORGAN STANLEY Reduced -4,115,838-4.1m
BlackRock, Inc. Reduced -1,922,861-1.9m
MIZUHO MARKETS AMERICAS LLC Reduced -1,683,067-1.7m
BARCLAYS PLC Reduced -1,215,983-1.2m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -1,149,833-1.1m
Mizuho Markets Cayman LP Reduced -822,100-822.1k
JANE STREET GROUP, LLC Reduced -626,721-626.7k
CITIGROUP INC Reduced -536,208-536.2k
PINEBRIDGE INVESTMENTS ASIA LTD Reduced -530,000-530.0k
LPL Financial LLC Reduced -424,413-424.4k

Biggest calls

JANE STREET GROUP, LLC Added $13.4m162.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.6m43.2k shares
CITADEL ADVISORS LLC Reduced $3.4m41.3k shares

Biggest puts

JANE STREET GROUP, LLC New $2.9m34.8k shares
CITADEL ADVISORS LLC Added $1.5m17.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $511.9k6.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (4.8%, 2026-01-21)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 22,530,44322.5m $1.9bn $1.9bn 0.11% Reduced -4.1m -4,115,838
2 CAPTRUST FINANCIAL ADVISORS 2.77% of their portfolio RALEIGH, NC 19,190,88619.2m $1.6bn $1.6bn 2.77% Added +1.2m +1,226,127
3 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 15,649,53215.6m $1.3bn $1.3bn 0.09% Added +3.5m +3,451,890
4 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 12,507,30412.5m $1.0bn $1.0bn 0.07% Added +1.9m +1,897,603
5 BlackRock, Inc. 0.02% of their portfolio New York, NY 11,690,65511.7m $965.3m $965.3m 0.02% Reduced -1.9m -1,922,861
6 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 6,404,9246.4m $528.9m $528.9m 0.12% Added +1.6m +1,608,875
7 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 5,873,2495.9m $485.0m $485.0m 0.13% Reduced -424.4k -424,413
8 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 5,714,8535.7m $471.9m $471.9m 0.09% Added +500.9k +500,912
9 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 5,713,7365.7m $471.8m $471.8m 0.09% Added +165.5k +165,473
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 4,824,3104.8m $398.3m $398.3m 0.07% Reduced -96.5k -96,499
11 RAYMOND JAMES FINANCIAL INC 0.12% of their portfolio ST. PETERSBURG, FL 4,578,6044.6m $378.1m $378.1m 0.12% Added +322.5k +322,542
12 FMR LLC 0.02% of their portfolio BOSTON, MA 4,078,8174.1m $336.8m $336.8m 0.02% Added +3.2m +3,169,398
13 BANK OF MONTREAL /CAN/ 0.12% of their portfolio TORONTO, A6 3,667,7733.7m $302.8m $302.8m 0.12% Added +319.7k +319,708
14 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 3,589,9973.6m $296.4m $296.4m 0.08% Added +96.9k +96,911
15 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 3,515,6523.5m $290.3m $290.3m 0.06% Reduced -51.3k -51,268
16 ASSETMARK, INC 0.53% of their portfolio CONCORD, CA 3,175,6803.2m $262.2m $262.2m 0.53% Added +1.0m +1,002,453
17 PINEBRIDGE INVESTMENTS ASIA LTD 78.12% of their portfolio HONG KONG, F4 2,737,0002.7m $226.0m $226.0m 78.12% Reduced -530.0k -530,000
18 Cerity Partners LLC 0.29% of their portfolio NEW YORK, NY 2,503,6412.5m $206.7m $206.7m 0.29% Reduced -153.7k -153,722
19 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 2,428,7402.4m $200.5m $200.5m 0.12% Added +372.5k +372,529
20 TRUIST FINANCIAL CORP 0.26% of their portfolio CHARLOTTE, NC 2,303,3772.3m $190.2m $190.2m 0.26% Added +4.8k +4,765
21 CRITERIA CAIXA, S.A.U. 50.24% of their portfolio BARCELONA, U3 2,000,0002.0m $11.8m $11.8m 50.24% Unchanged
22 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 1,505,9221.5m $124.3m $124.3m 0.11% Added +124.5k +124,501
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,481,5061.5m $122.3m $122.3m 0.08% Added +191.4k +191,403
24 Focus Partners Wealth 0.11% of their portfolio ST LOUIS, MO 1,249,7771.2m $103.2m $103.2m 0.11% Reduced -69.8k -69,759
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,222,3421.2m $100.9m $100.9m 0.02% Reduced -7.7k -7,702
26 Smithfield Trust Co 4.02% of their portfolio PITTSBURGH, PA 1,116,6821.1m $92.2m $92.2m 4.02% Added +4.9k +4,881
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.08% of their portfolio Toronto, A6 1,090,8791.1m $90.1m $90.1m 0.08% Reduced -1.1m -1,149,833
28 Steward Partners Investment Advisory, LLC 0.45% of their portfolio STAMFORD, CT 1,073,0291.1m $88.6m $88.6m 0.45% Reduced -399.7k -399,695
29 McElhenny Sheffield Capital Management, LLC 21.80% of their portfolio DALLAS, TX 1,065,1471.1m $87.9m $87.9m 21.80% New
30 Wealthfront Advisers LLC 0.18% of their portfolio Palo Alto, CA 1,014,7781.0m $83.8m $83.8m 0.18% Added +267.6k +267,633
31 GenWealth Group, Inc. 14.07% of their portfolio Maplewood, NJ 996,294996.3k $82.3m $82.3m 14.07% New
32 TFC Financial Management, Inc. 10.08% of their portfolio BOSTON, MA 990,689990.7k $81.8m $81.8m 10.08% Added +58.2k +58,210
33 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 976,996977.0k $80.7m $80.7m 0.12% Added +151.0k +150,986
34 Americana Partners, LLC 2.05% of their portfolio Houston, TX 954,683954.7k $78.8m $78.8m 2.05% Added +946.2k +946,208
35 Tanglewood Wealth Management, Inc. 6.38% of their portfolio HOUSTON, TX 932,323932.3k $77.0m $77.0m 6.38% Added +924.9k +924,949
36 Lido Advisors, LLC 0.30% of their portfolio Los Angeles, CA 929,810929.8k $76.8m $76.8m 0.30% Added +59.0k +59,007
37 Transmarket Holdings LP 40.79% of their portfolio CHICAGO, IL 924,845924.8k $76.4m $76.4m 40.79% Added +435.0k +435,021
38 AIA Group Ltd 1.07% of their portfolio HONG KONG, K3 890,071890.1k $73.5m $73.5m 1.07% Added +139.0k +138,994
39 Bleakley Financial Group, LLC 1.14% of their portfolio PARSIPPANY, NJ 883,398883.4k $72.9m $72.9m 1.14% Reduced -9.3k -9,291
40 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 882,245882.2k $72.8m $72.8m 0.01% Reduced -240.1k -240,083
41 CWA Asset Management Group, LLC 2.48% of their portfolio NAPLES, FL 877,639877.6k $72.5m $72.5m 2.48% Added +19.2k +19,161
42 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 834,633834.6k $68.9m $68.9m 0.04% Reduced -536.2k -536,208
43 TD PRIVATE CLIENT WEALTH LLC 1.42% of their portfolio NEW YORK, NY 831,189831.2k $68.6m $68.6m 1.42% Reduced -77.3k -77,281
44 EVERGREEN CAPITAL MANAGEMENT LLC 1.48% of their portfolio Bellevue, WA 823,328823.3k $68.0m $68.0m 1.48% Added +86.9k +86,934
45 BEACON INVESTMENT ADVISORY SERVICES, INC. 2.68% of their portfolio MORRISTOWN, NJ 782,135782.1k $64.6m $64.6m 2.68% Added +37.3k +37,332
46 Quent Capital, LLC 4.52% of their portfolio NEW YORK, NY 772,073772.1k $63.8m $63.8m 4.52% Added +127.1k +127,132
47 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 765,280765.3k $63.2m $63.2m 0.08% Reduced -14.5k -14,477
48 GM Advisory Group, LLC 2.41% of their portfolio MELVILLE, NY 757,390757.4k $62.5m $62.5m 2.41% Added +15.6k +15,642
49 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 749,919749.9k $61.9m $61.9m 0.02% Reduced -1.2m -1,215,983
50 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 749,144749.1k $61.9m $61.9m 0.07% Reduced -127.8k -127,848
51 ATWOOD & PALMER INC 3.34% of their portfolio KANSAS CITY, MO 717,219717.2k $59.2m $59.2m 3.34% Added +22.2k +22,248
52 Amundi 0.02% of their portfolio Paris, I0 669,900669.9k $55.3m $55.3m 0.02% Reduced -300 -300
53 Mizuho Markets Cayman LP 2.89% of their portfolio NEW YORK, NY 650,000650.0k $53.7m $53.7m 2.89% Reduced -822.1k -822,100
54 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 645,218645.2k $53.3m $53.3m 0.10% Added +353.7k +353,719
55 Mesirow Financial Investment Management, Inc. 0.86% of their portfolio CHICAGO, IL 641,570641.6k $53.0m $53.0m 0.86% Added +463.5k +463,459
56 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 613,460613.5k $50.7m $50.7m 0.05% Added +35.8k +35,836
57 SCOPUS ASSET MANAGEMENT, L.P. 1.57% of their portfolio NEW YORK, NY 605,726605.7k $50.0m $50.0m 1.57% Unchanged
58 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 604,783604.8k $49.9m $49.9m 0.02% Added +37.9k +37,910
59 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 588,116588.1k $48.6m $48.6m 0.13% Reduced -169.2k -169,235
60 Pinnacle Financial Partners, Inc. 0.36% of their portfolio ATLANTA, GA 575,105575.1k $47.5m $47.5m 0.36% Reduced -43.9k -43,873
61 GUGGENHEIM CAPITAL LLC 0.38% of their portfolio CHICAGO, IL 573,020573.0k $47.3m $47.3m 0.38% Reduced -26.5k -26,529
62 America First Investment Advisors, LLC 8.27% of their portfolio OMAHA, NE 537,036537.0k $44.3m $44.3m 8.27% Added +31.7k +31,674
63 Silicon Valley Capital Partners 4.14% of their portfolio SAN JOSE, CA 511,999512.0k $42.3m $42.3m 4.14% Reduced -20.3k -20,286
64 STEPHENS INC /AR/ 0.52% of their portfolio LITTLE ROCK, AR 503,696503.7k $41.6m $41.6m 0.52% Added +18.5k +18,494
65 Modern Wealth Management, LLC 0.66% of their portfolio KANSAS CITY, MO 469,791469.8k $38.7m $38.7m 0.66% Added +35.8k +35,817
66 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 448,935448.9k $37.1m $37.1m 0.17% Added +87.4k +87,436
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 441,671441.7k $31.9m $31.9m 0.07% Reduced -125.9k -125,855
68 Curi Capital, LLC 0.64% of their portfolio CHICAGO, IL 436,635436.6k $36.1m $36.1m 0.64% Added +6.2k +6,230
69 M&T Bank Corp 0.12% of their portfolio BUFFALO, NY 426,329426.3k $35.2m $35.2m 0.12% Added +54.8k +54,845
70 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 423,090423.1k $34.9m $34.9m 0.06% Added +21.1k +21,086
71 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 421,143421.1k $34.8m $34.8m 0.06% Reduced -27.7k -27,700
72 Dakota Wealth Management 0.75% of their portfolio PALM BEACH GARDENS, FL 420,006420.0k $34.7m $34.7m 0.75% Added +24.2k +24,192
73 Farther Finance Advisors, LLC 0.32% of their portfolio SAN FRANCISCO, CA 415,585415.6k $34.2m $34.2m 0.32% Added +96.6k +96,630
74 Advisors Preferred, LLC 4.99% of their portfolio ROCKVILLE, MD 410,623410.6k $33.9m $33.9m 4.99% New
75 KEYBANK NATIONAL ASSOCIATION/OH 0.12% of their portfolio BROOKLYN, OH 409,537409.5k $33.8m $33.8m 0.12% Added +46.5k +46,468
76 CX Institutional 1.03% of their portfolio AUBURN, IN 408,854408.9k $33.8m $33.8m 1.03% Added +6.7k +6,688
77 ZACKS INVESTMENT MANAGEMENT 0.26% of their portfolio Chicago, IL 399,079399.1k $33.0m $33.0m 0.26% Added +34.7k +34,676
78 ANCHOR CAPITAL ADVISORS LLC 0.94% of their portfolio Boston, MA 398,796398.8k $32.9m $32.9m 0.94% Added +147.5k +147,479
79 Edge Wealth Management LLC 5.51% of their portfolio NEW YORK, NY 390,457390.5k $32.2m $32.2m 5.51% Added +7.5k +7,484
80 SouthState Bank Corp 1.49% of their portfolio Winter Haven, FL 387,632387.6k $32.0m $32.0m 1.49% Reduced -14.6k -14,554
81 Proficio Capital Partners LLC 1.71% of their portfolio NEWTON, MA 387,079387.1k $32.0m $32.0m 1.71% Reduced -214.8k -214,757
82 Allianz SE 0.33% of their portfolio Munich, 2M 365,401365.4k $30.2m $30.2m 0.33% Added +15.5k +15,486
83 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 355,543355.5k $29.2m $29.2m 0.04% Reduced -367.3k -367,342
84 Mariner, LLC 0.03% of their portfolio Overland Park, KS 352,696352.7k $29.1m $29.1m 0.03% Added +38.8k +38,790
85 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 340,654340.7k $28.1m $28.1m 0.37% Added +2.1k +2,081
86 Fiduciary Group, LLC 2.38% of their portfolio SAVANNAH, GA 337,819337.8k $27.9m $27.9m 2.38% Reduced -8.5k -8,508
87 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co 20.62% of their portfolio CINCINNATI, OH 334,883334.9k $27.5m $27.5m 20.62% Added +323.7k +323,662
88 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.19% of their portfolio Madrid, U3 332,168332.2k $27.3m $27.3m 0.19% Added +294.7k +294,660
89 Santa Clara Valley Transportation Authority 22.63% of their portfolio SAN JOSE, CA 329,537329.5k $27.2m $27.2m 22.63% Unchanged
90 ELEMENT POINTE ADVISORS, LLC 5.09% of their portfolio MIAMI, FL 326,561326.6k $27.0m $27.0m 5.09% Reduced -9.2k -9,205
91 FINANCIAL CONSULATE, INC 3.33% of their portfolio HUNT VALLEY, MD 323,277323.3k $26.7m $26.7m 3.33% New
92 Strategic Investment Advisors / MI 1.83% of their portfolio FARMINGTON HILLS, MI 321,540321.5k $26.6m $26.6m 1.83% Added +144.9k +144,894
93 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.13% of their portfolio Stamford, CT 319,290319.3k $26.4m $26.4m 0.13% Added +13.9k +13,920
94 Innova Wealth Partners 12.49% of their portfolio NEWTOWN, PA 318,143318.1k $26.3m $26.3m 12.49% Added +182.5k +182,540
95 Ashton Thomas Private Wealth, LLC 0.61% of their portfolio SCOTTSDALE, AZ 312,333312.3k $25.8m $25.8m 0.61% Added +53.1k +53,149
96 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 309,586309.6k $25.6m $25.6m 0.04% Added +21.5k +21,545
97 HERITAGE OAK WEALTH ADVISORS LLC 8.11% of their portfolio SANTA ROSA BEACH, FL 309,201309.2k $25.5m $25.5m 8.11% New
98 DRW Securities, LLC 1.37% of their portfolio CHICAGO, IL 304,727304.7k $25.2m $25.2m 1.37% Added +204.5k +204,488
99 Sigma Planning Corp 0.70% of their portfolio ANN ARBOR, MI 303,288303.3k $25.0m $25.0m 0.70% Added +8.8k +8,775
100 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 300,715300.7k $24.8m $24.8m 0.06% Reduced -3.7k -3,741