Vault-13

ISHARES TR IEF

7-10 YR TRSY BD · ETP · CUSIP 464287440

904 institutional holders -3 vs Q4 2023
288,899,061288.9m shares reported held*
$27.4bnreported value*
99 new 379 added 302 reduced 104 sold out net bought ≈ $1.3bn (+13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($59.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.77. Options: 17 managers hold calls ($1.7bn notional), 17 hold puts ($1.5bn).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 715Q4 22: 729Q1 23: 785Q2 23: 806Q3 23: 799Q4 23: 907Q1 24: 904904Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022715
Q4 2022729
Q1 2023785
Q2 2023806
Q3 2023799
Q4 2023907
Q1 2024904

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 303 bought or addedQ4 22: 410 cut or sold outQ4 22Q1 23: 450 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 435 bought or addedQ2 23: 365 cut or sold outQ2 23Q3 23: 402 bought or addedQ3 23: 386 cut or sold outQ3 23Q4 23: 447 bought or addedQ4 23: 388 cut or sold outQ4 23Q1 24: 478 bought or addedQ1 24: 406 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022303410
Q1 2023450306
Q2 2023435365
Q3 2023402386
Q4 2023447388
Q1 2024478406

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ2 23 calls: $302.7mQ2 23 puts: $463.1mQ2 23P/C 1.53Q3 23 calls: $452.6mQ3 23 puts: $320.4mQ3 23P/C 0.71Q4 23 calls: $1.1bnQ4 23 puts: $843.3mQ4 23P/C 0.75Q1 24 calls: $1.7bnQ1 24 puts: $1.5bnQ1 24P/C 0.88
Numbers
QuarterCallsPutsP/C
Q2 2023$302.7m$463.1m1.53
Q3 2023$452.6m$320.4m0.71
Q4 2023$1.1bn$843.3m0.75
Q1 2024$1.7bn$1.5bn0.88

Biggest buyers

Fisher Asset Management, LLC Added +9,837,519+9.8m
MORGAN STANLEY Added +6,929,270+6.9m
AMERIPRISE FINANCIAL INC Added +3,168,433+3.2m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +2,331,586+2.3m
CITADEL ADVISORS LLC Added +1,346,797+1.3m
BANK OF AMERICA CORP /DE/ Added +1,215,631+1.2m
Parallax Volatility Advisers, L.P. New +860,479+860.5k
COLDSTREAM CAPITAL MANAGEMENT INC Added +817,346+817.3k
CITIGROUP INC Added +675,423+675.4k
III Capital Management New +668,200+668.2k

Biggest sellers

JPMORGAN CHASE & CO Reduced -10,136,418-10.1m
BlackRock Inc. Reduced -1,465,008-1.5m
Walleye Capital LLC Reduced -1,207,735-1.2m
WEALTHCARE CAPITAL MANAGEMENT LLC Reduced -1,021,206-1.0m
GLOBALT Investments LLC / GA Reduced -958,154-958.2k
Advance Capital Management, Inc. Reduced -851,488-851.5k
MILLENNIUM MANAGEMENT LLC Reduced -618,625-618.6k
UBS Group AG Reduced -614,304-614.3k
Members Trust Co Reduced -521,861-521.9k
Capitolis Liquid Global Markets LLC Reduced -487,000-487.0k

Biggest calls

UBS Group AG Reduced $422.5m4.5m shares
CITADEL ADVISORS LLC Added $333.3m3.5m shares
SONA ASSET MANAGEMENT (US) LLC New $288.7m3.0m shares
Lombard Odier Asset Management (USA) Corp Added $142.0m1.5m shares
CITIGROUP INC Added $137.3m1.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $95.2m1.0m shares
Verition Fund Management LLC New $94.7m1.0m shares
MILLENNIUM MANAGEMENT LLC Added $92.3m975.0k shares
BANK OF AMERICA CORP /DE/ Added $69.6m735.1k shares
CAPSTONE INVESTMENT ADVISORS, LLC Reduced $23.7m250.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $572.9m6.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $209.4m2.2m shares
BANK OF AMERICA CORP /DE/ Added $136.3m1.4m shares
UBS Group AG New $132.5m1.4m shares
Parallax Volatility Advisers, L.P. Added $99.4m1.1m shares
CITIGROUP INC New $94.7m1.0m shares
BNP PARIBAS FINANCIAL MARKETS Reduced $94.7m10.0k shares
Conversant Capital LLC New $75.7m800.0k shares
GOLDMAN SACHS GROUP INC Reduced $47.4m500.8k shares
GTS SECURITIES LLC Added $10.9m114.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (4.9%, 2026-08-06)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.24% of their portfolio BOSTON, MA 38,008,18638.0m $3.6bn $3.6bn 0.24% Added +215.0k +215,037
2 JPMORGAN CHASE & CO 0.13% of their portfolio NEW YORK, NY 29,969,09030.0m $2.8bn $2.8bn 0.13% Reduced -10.1m -10,136,418
3 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 26,563,40426.6m $2.5bn $2.5bn 0.07% Added +6.9m +6,929,270
4 Fisher Asset Management, LLC 0.86% of their portfolio PLANO, TX 19,534,59219.5m $1.8bn $1.8bn 0.86% Added +9.8m +9,837,519
5 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 12,332,92612.3m $1.2bn $1.2bn 0.44% Added +248.0k +248,029
6 AMERIPRISE FINANCIAL INC 0.27% of their portfolio MINNEAPOLIS, MN 10,247,36310.2m $968.4m $968.4m 0.27% Added +3.2m +3,168,433
7 PNC Financial Services Group, Inc. 0.63% of their portfolio Pittsburgh, PA 9,557,4659.6m $904.7m $904.7m 0.63% Reduced -324.2k -324,187
8 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 7,690,7487.7m $728.0m $728.0m 0.07% Added +1.2m +1,215,631
9 UBS Group AG 0.23% of their portfolio ZURICH, V8 7,225,4597.2m $684.0m $684.0m 0.23% Reduced -614.3k -614,304
10 CAPTRUST FINANCIAL ADVISORS 2.19% of their portfolio RALEIGH, NC 6,292,5906.3m $595.7m $595.7m 2.19% Added +662.3k +662,293
11 RAYMOND JAMES & ASSOCIATES 0.39% of their portfolio ST PETERSBURG, FL 6,065,3016.1m $574.1m $574.1m 0.39% Reduced -309.6k -309,596
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.12% of their portfolio SAN FRANCISCO, CA 5,497,9475.5m $520.4m $520.4m 0.12% Added +19.4k +19,365
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.50% of their portfolio MILWAUKEE, WI 5,159,8595.2m $488.4m $488.4m 0.50% Added +2.3m +2,331,586
14 Blue Trust, Inc. 6.53% of their portfolio BRENTWOOD, TN 4,899,2064.9m $463.8m $463.8m 6.53% Added +433.8k +433,840
15 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,935,2522.9m $277.9m $277.9m 0.15% Added +381.0k +380,952
16 BANK OF MONTREAL /CAN/ 0.08% of their portfolio TORONTO, A6 2,838,0332.8m $268.8m $268.8m 0.08% Added +577.2k +577,203
17 Nationwide Fund Advisors 29.06% of their portfolio COLUMBUS, OH 2,834,3312.8m $268.3m $268.3m 29.06% Added +212.2k +212,233
18 Members Trust Co 7.86% of their portfolio TAMPA, FL 2,783,4952.8m $263.5m $263.5m 7.86% Reduced -521.9k -521,861
19 BlackRock Inc. 0.01% of their portfolio New York, NY 2,525,1282.5m $239.0m $239.0m 0.01% Reduced -1.5m -1,465,008
20 Bank Julius Baer & Co. Ltd, Zurich 0.91% of their portfolio ZURICH, V8 2,502,0312.5m $236.8m $236.8m 0.91% Reduced -37.6k -37,613
21 CITADEL ADVISORS LLC 0.19% of their portfolio MIAMI, FL 2,109,0572.1m $199.6m $199.6m 0.19% Added +1.3m +1,346,797
22 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,964,9562.0m $186.0m $186.0m 0.05% Reduced -110.1k -110,128
23 ALLIANCEBERNSTEIN L.P. 0.07% of their portfolio NASHVILLE, TN 1,947,7701.9m $184.4m $184.4m 0.07% Added +43.9k +43,946
24 Baird Financial Group, Inc. 0.39% of their portfolio MILWAUKEE, WI 1,945,0981.9m $184.1m $184.1m 0.39% Added +222.9k +222,946
25 Mariner, LLC 0.37% of their portfolio Overland Park, KS 1,893,2561.9m $179.2m $179.2m 0.37% Added +135.9k +135,947
26 Perella Weinberg Partners Capital Management LP 17.72% of their portfolio NEW YORK, NY 1,858,2411.9m $175.9m $175.9m 17.72% Reduced -353.5k -353,471
27 Janney Montgomery Scott LLC 0.52% of their portfolio PHILADELPHIA, PA 1,833,8021.8m $173.6m $173.6m 0.52% Added +459.5k +459,546
28 WEALTHCARE CAPITAL MANAGEMENT LLC 18.64% of their portfolio RICHMOND, VA 1,773,1551.8m $167.8m $167.8m 18.64% Reduced -1.0m -1,021,206
29 Raymond James Financial Services Advisors, Inc. 0.23% of their portfolio ST. PETERSBURG, FL 1,667,9171.7m $157.9m $157.9m 0.23% Added +20.8k +20,763
30 TRUIST FINANCIAL CORP 0.24% of their portfolio CHARLOTTE, NC 1,649,6921.6m $156.2m $156.2m 0.24% Added +86.9k +86,857
31 Capitolis Liquid Global Markets LLC 1.99% of their portfolio NEW YORK, NY 1,313,0001.3m $124.3m $124.3m 1.99% Reduced -487.0k -487,000
32 ARMSTRONG ADVISORY GROUP, INC 11.72% of their portfolio NEEDHAM, MA 1,252,9121.3m $120.8m $120.8m 11.72% Unchanged
33 WestEnd Advisors, LLC 2.95% of their portfolio CHARLOTTE, NC 1,204,4511.2m $114.0m $114.0m 2.95% Added +354.3k +354,277
34 COLDSTREAM CAPITAL MANAGEMENT INC 2.86% of their portfolio BELLEVUE, WA 1,191,0731.2m $112.7m $112.7m 2.86% Added +817.3k +817,346
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.29% of their portfolio PLYMOUTH, MN 1,168,2161.2m $110.6m $110.6m 0.29% Added +202.0k +202,039
36 CITIGROUP INC 0.12% of their portfolio NEW YORK, NY 1,143,7191.1m $108.3m $108.3m 0.12% Added +675.4k +675,423
37 Juniper Hill Capital Management LP 27.85% of their portfolio Menlo Park, CA 1,103,6951.1m $104.5m $104.5m 27.85% Unchanged
38 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 981,519981.5k $92.9m $92.9m 0.11% Added +32.1k +32,066
39 VICTORY CAPITAL MANAGEMENT INC 0.08% of their portfolio San Antonio, TX 884,153884.2k $83.7m $83.7m 0.08% Added +83.2k +83,240
40 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 867,476867.5k $82.2m $82.2m 0.06% Reduced -369.6k -369,573
41 Parallax Volatility Advisers, L.P. 2.32% of their portfolio San Francisco, CA 860,479860.5k $81.5m $81.5m 2.32% New
42 Bogart Wealth, LLC 4.00% of their portfolio MCLEAN, VA 820,434820.4k $77.7m $77.7m 4.00% Added +99.9k +99,933
43 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 777,303777.3k $73.5m $73.5m 0.19% Reduced -6.8k -6,814
44 Ally Invest Advisors Inc. 7.29% of their portfolio CHARLOTTE, NC 775,682775.7k $73.4m $73.4m 7.29% Added +20.5k +20,474
45 3EDGE Asset Management, LP 5.54% of their portfolio Naples, FL 751,018751.0k $71.1m $71.1m 5.54% Reduced -15.0k -15,009
46 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.89% of their portfolio BOSTON, MA 740,085740.1k $70.1m $70.1m 1.89% Reduced -52.6k -52,624
47 Avalon Advisory Group 32.57% of their portfolio Wexford, PA 710,646710.6k $67.3m $67.3m 32.57% Added +36.5k +36,500
48 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 700,368700.4k $66.3m $66.3m 0.01% Reduced -346.1k -346,142
49 CAMBRIDGE TRUST CO 2.47% of their portfolio BOSTON, MA 689,877689.9k $65.3m $65.3m 2.47% Added +53.2k +53,191
50 III Capital Management 3.60% of their portfolio BOCA RATON, FL 668,200668.2k $63.3m $63.3m 3.60% New
51 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 665,637665.6k $63.0m $63.0m 0.10% Reduced -30.1k -30,127
52 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 661,677661.7k $62.6m $62.6m 0.10% Added +104.1k +104,071
53 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.85% of their portfolio TOKYO, M0 628,917628.9k $59.5m $59.5m 1.85% Added +27.4k +27,389
54 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 615,715615.7k $58.3m $58.3m 0.01% Reduced -397.5k -397,474
55 Focus Partners Wealth 0.45% of their portfolio ST LOUIS, MO 585,874585.9k $55.5m $55.5m 0.45% Added +571.3k +571,274
56 Atria Wealth Solutions, Inc. 0.58% of their portfolio NEW YORK, NY 544,124544.1k $51.5m $51.5m 0.58% Added +177.2k +177,194
57 TruWealth Advisors, LLC 3.50% of their portfolio Metairie, LA 530,749530.7k $50.2m $50.2m 3.50% Added +30.5k +30,527
58 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 511,256511.3k $48.4m $48.4m 0.11% Added +344.6k +344,568
59 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 507,910507.9k $48.0m $48.0m 0.14% Added +91.0k +91,040
60 Wealthcare Advisory Partners LLC 1.51% of their portfolio WEST CHESTER, PA 485,312485.3k $45.9m $45.9m 1.51% Added +42.5k +42,479
61 Relative Value Partners Group, LLC 2.79% of their portfolio NORTHBROOK, IL 469,676469.7k $45.3m $45.3m 2.79% Reduced -633 -633
62 BARINGS LLC 1.07% of their portfolio CHARLOTTE, NC 451,067451.1k $42.7m $42.7m 1.07% Unchanged
63 Advisor OS, LLC 4.86% of their portfolio CHICAGO, IL 446,990447.0k $42.3m $42.3m 4.86% Added +21.0k +20,978
64 PATTON FUND MANAGEMENT, INC. 7.63% of their portfolio New York, NY 444,352444.4k $42.1m $42.1m 7.63% Added +47.3k +47,282
65 EHP Funds Inc. 27.80% of their portfolio TORONTO, Z4 428,600428.6k $40.6m $40.6m 27.80% Added +402.5k +402,500
66 Ironwood Wealth Management, LLC. 13.00% of their portfolio CHANDLER, AZ 423,641423.6k $40.1m $40.1m 13.00% Added +8.9k +8,853
67 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 403,766403.8k $38.2m $38.2m 0.12% Added +89.2k +89,225
68 SYON CAPITAL LLC 3.60% of their portfolio SAN FRANCISCO, CA 401,731401.7k $38.0m $38.0m 3.60% Reduced -396.8k -396,795
69 Twele Capital Management, Inc. 8.59% of their portfolio MINNETONKA, MN 400,910400.9k $38.0m $38.0m 8.59% Added +24.3k +24,290
70 Clarity Financial LLC 5.86% of their portfolio Houston, TX 399,296399.3k $37.8m $37.8m 5.86% Added +389.4k +389,414
71 Prime Capital Investment Advisors, LLC 0.53% of their portfolio OVERLAND PARK, KS 397,506397.5k $37.6m $37.6m 0.53% Added +49.9k +49,888
72 Beacon Wealthcare LLC 16.95% of their portfolio RALEIGH, NC 392,663392.7k $37.2m $37.2m 16.95% Reduced -23.4k -23,404
73 Harvest Portfolios Group Inc. 1.43% of their portfolio Oakville, A6 386,152386.2k $36.6m $36.6m 1.43% New
74 SG Americas Securities, LLC 0.18% of their portfolio NEW YORK, NY 378,205378.2k $35.8m $35.8m 0.18% Added +248.6k +248,575
75 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 375,714375.7k $35.6m $35.6m 0.15% Reduced -272.3k -272,344
76 Envestnet Portfolio Solutions, Inc. 0.13% of their portfolio BERWYN, PA 371,697371.7k $35.2m $35.2m 0.13% Reduced -2.9k -2,934
77 Rafferty Asset Management, LLC 0.13% of their portfolio New York, NY 362,858362.9k $34.3m $34.3m 0.13% Reduced -88.9k -88,874
78 MJP ASSOCIATES INC /ADV 7.37% of their portfolio FARMINGTON, CT 357,684357.7k $33.9m $33.9m 7.37% Added +38.2k +38,161
79 Sompo Asset Management Co., Ltd. 5.39% of their portfolio Tokyo, M0 348,203348.2k $33.0m $33.0m 5.39% Added +42.6k +42,589
80 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 342,670342.7k $32.4m $32.4m 0.01% Added +296.5k +296,513
81 Banco Santander, S.A. 0.39% of their portfolio Madrid, U3 341,665341.7k $32.3m $32.3m 0.39% Reduced -139.6k -139,640
82 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 333,417333.4k $31.6m $31.6m 0.01% Added +299.8k +299,794
83 BROWN ADVISORY INC 0.04% of their portfolio BALTIMORE, MD 332,192332.2k $31.4m $31.4m 0.04% Added +14.7k +14,739
84 EIGHT 31 FINANCIAL, LLC 19.37% of their portfolio MIDLAND, TX 329,633329.6k $31.2m $31.2m 19.37% Added +54.6k +54,611
85 Raub Brock Capital Management LP 6.59% of their portfolio LARKSPUR, CA 328,575328.6k $31.1m $31.1m 6.59% Reduced -10.9k -10,950
86 TOBIAS FINANCIAL ADVISORS, INC. 6.82% of their portfolio Plantation, FL 318,194318.2k $30.1m $30.1m 6.82% Added +20.4k +20,401
87 Leo Wealth, LLC 3.02% of their portfolio HURST, TX 314,764314.8k $29.5m $29.5m 3.02% Added +30.3k +30,261
88 Community Financial Services Group, LLC 6.74% of their portfolio NEWPORT, VT 312,703312.7k $29.6m $29.6m 6.74% First filing
89 LifeGuide Financial Advisors, LLC 14.23% of their portfolio MECHANICSBURG, PA 298,546298.5k $28.3m $28.3m 14.23% Added +32.8k +32,841
90 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 297,725297.7k $28.2m $28.2m 0.06% Reduced -98.1k -98,113
91 Brookstone Capital Management 0.50% of their portfolio WHEATON, IL 293,892293.9k $27.8m $27.8m 0.50% Added +222.0k +222,038
92 PRUDENT INVESTORS NETWORK, INC. 10.37% of their portfolio LAKE FOREST, CA 290,670290.7k $27.5m $27.5m 10.37% First filing
93 SACHEM HILL LLC 6.43% of their portfolio DENVER, CO 289,702289.7k $27.4m $27.4m 6.43% Added +13.9k +13,901
94 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 288,523288.5k $27.3m $27.3m 0.11% Added +23.3k +23,329
95 GREENWOOD GEARHART LLC 2.65% of their portfolio FAYETTEVILLE, AR 287,075287.1k $27.2m $27.2m 2.65% Added +77.9k +77,867
96 Johns Hopkins University 1.06% of their portfolio BALTIMORE, MD 286,376286.4k $27.1m $27.1m 1.06% Unchanged
97 GenWealth Group, Inc. 6.79% of their portfolio Maplewood, NJ 284,804284.8k $27.0m $27.0m 6.79% Added +32.2k +32,151
98 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 272,966273.0k $25.8m $25.8m 0.05% Added +246.8k +246,821
99 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 271,568271.6k $25.7m $25.7m 0.04% Added +19.9k +19,931
100 FLPUTNAM INVESTMENT MANAGEMENT CO 0.54% of their portfolio PORTLAND, ME 268,295268.3k $25.4m $25.4m 0.54% Added +33.0k +32,966