Vault-13

ISHARES TR IGE

NORTH AMERN NAT · ETP · CUSIP 464287374

141 institutional holders -1 vs Q4 2023
8,111,3338.1m shares reported held*
$364.0mreported value*
16 new 36 added 54 reduced 16 sold out net sold ≈ $8.5m (-188.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($690.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.88. Options: 1 managers hold calls ($445.4k notional), 1 hold puts ($364.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 162Q1 23: 153Q2 23: 142Q3 23: 146Q4 23: 142Q1 24: 141141Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022148
Q4 2022162
Q1 2023153
Q2 2023142
Q3 2023146
Q4 2023142
Q1 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 86 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 73 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 52 bought or addedQ1 24: 70 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228754
Q1 20234986
Q2 20235373
Q3 20235366
Q4 20235369
Q1 20245270

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $861.8kQ2 23 puts: $11.6kQ2 23P/C 0.01Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $61.1kQ4 23 puts: $93.7kQ4 23P/C 1.53Q1 24 calls: $445.4kQ1 24 puts: $364.4kQ1 24P/C 0.82
Numbers
QuarterCallsPutsP/C
Q2 2023$861.8k$11.6k0.01
Q3 2023$0$0—
Q4 2023$61.1k$93.7k1.53
Q1 2024$445.4k$364.4k0.82

Biggest buyers

MORGAN STANLEY Added +596,106+596.1k
Executive Wealth Management, LLC New +139,621+139.6k
Omnia Family Wealth, LLC New +99,287+99.3k
AVALON CAPITAL MANAGEMENT New +79,074+79.1k
Kingsview Wealth Management, LLC New +57,452+57.5k
Norris Financial Group, LLC Added +48,081+48.1k
Concurrent Investment Advisors, LLC New +41,089+41.1k
Advisor Resource Council New +37,030+37.0k
CITADEL ADVISORS LLC Added +27,154+27.2k
Cetera Investment Advisers New +19,379+19.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -572,111-572.1k
PNC Financial Services Group, Inc. Reduced -174,250-174.2k
THEORY FINANCIAL LLC Sold out -90,308-90.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -80,849-80.8k
PRINCIPAL FINANCIAL GROUP INC Reduced -66,000-66.0k
CWM, LLC Reduced -52,980-53.0k
Steward Partners Investment Advisory, LLC Reduced -41,365-41.4k
Raymond James Financial Services Advisors, Inc. Reduced -40,018-40.0k
JENNISON ASSOCIATES LLC Reduced -30,033-30.0k
PRUDENTIAL FINANCIAL INC Reduced -22,436-22.4k

Biggest calls

CITADEL ADVISORS LLC Added $445.4k9.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $364.4k8.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,457,7622.5m $110.6m $110.6m 0.00% Added +596.1k +596,106
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 699,660699.7k $31.5m $31.5m 0.00% Reduced -572.1k -572,111
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 406,415406.4k $18.3m $18.3m 0.01% Reduced -80.8k -80,849
4 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 280,862280.9k $12.6m $12.6m 0.00% Reduced -22.0k -22,035
5 Family Firm, Inc. 2.94% of their portfolio BETHESDA, MD 268,139268.1k $12.1m $12.1m 2.94% Added +3.7k +3,712
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 262,985263.0k $11.8m $11.8m 0.00% Reduced -8.7k -8,733
7 CWM, LLC 0.05% of their portfolio OMAHA, NE 249,574249.6k $11.2m $11.2m 0.05% Reduced -53.0k -52,980
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 200,516200.5k $9.0m $9.0m 0.00% Reduced -1.8k -1,778
9 Executive Wealth Management, LLC 0.55% of their portfolio BRIGHTON, MI 139,621139.6k $6.3m $6.3m 0.55% New
10 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 132,729132.7k $6.0m $6.0m 0.00% Reduced -174.2k -174,250
11 Sachetta, LLC 2.53% of their portfolio LYNNFIELD, MA 131,213131.2k $5.3m $5.3m 2.53% Unchanged
12 Ameritas Investment Partners, Inc. 0.20% of their portfolio LINCOLN, NE 126,616126.6k $5.7m $5.7m 0.20% Added +2.7k +2,671
13 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 121,672121.7k $5.5m $5.5m 0.05% Added +1.3k +1,279
14 Great Lakes Retirement, Inc. 0.79% of their portfolio SANDUSKY, OH 118,535118.5k $5.3m $5.3m 0.79% Added +5.8k +5,754
15 Pure Financial Advisors, LLC 0.16% of their portfolio SAN DIEGO, CA 110,325110.3k $5.0m $5.0m 0.16% Added +44 +44
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 101,088101.1k $4.5m $4.5m 0.01% Added +500 +500
17 Omnia Family Wealth, LLC 2.09% of their portfolio AVENTURA, FL 99,28799.3k $4.5m $4.5m 2.09% New
18 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 94,02794.0k $4.2m $4.2m 0.05% Reduced -41.4k -41,365
19 Norris Financial Group, LLC 2.19% of their portfolio GREENVILLE, SC 88,87988.9k $4.0m $4.0m 2.19% Added +48.1k +48,081
20 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 82,53882.5k $3.7m $3.7m 0.02% Added +2.9k +2,926
21 AVALON CAPITAL MANAGEMENT 1.46% of their portfolio Port Of Redwood City, CA 79,07479.1k $3.6m $3.6m 1.46% New
22 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 71,97972.0k $3.2m $3.2m 0.04% Added +1.4k +1,401
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,69970.7k $3.2m $3.2m 0.00% Reduced -17.9k -17,861
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 68,84668.8k $3.1m $3.1m 0.01% Reduced -12.8k -12,827
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 68,61468.6k $3.1m $3.1m 0.01% Added +945 +945
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 68,58668.6k $3.1m $3.1m 0.00% Reduced -16.8k -16,834
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,97467.0k $3.0m $3.0m 0.00% Reduced -9.8k -9,751
28 CW Advisors, LLC 0.05% of their portfolio BOSTON, MA 58,53858.5k $2.6m $2.6m 0.05% Added +99 +99
29 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 57,45257.5k $2.6m $2.6m 0.06% New
30 Sowa Financial Group, Inc. 1.66% of their portfolio LINCOLN, RI 49,82549.8k $2.0m $2.0m 1.66% Unchanged
31 Windward Private Wealth Management Inc. 0.90% of their portfolio OVERLAND PARK, KS 48,98349.0k $2.2m $2.2m 0.90% Reduced -3.5k -3,490
32 Zeit Capital LLC 1.69% of their portfolio GREENWOOD VILLAGE, CO 46,65946.7k $2.1m $2.1m 1.69% Added +2.2k +2,198
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,58441.6k $1.9m $1.9m 0.00% Added +27.2k +27,154
34 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 41,08941.1k $1.8m $1.8m 0.08% New
35 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 39,32539.3k $1.8m $1.8m 0.00% Reduced -66.0k -66,000
36 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 39,18839.2k $1.8m $1.8m 0.02% Reduced -13.2k -13,215
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 37,56537.6k $1.7m $1.7m 0.00% Reduced -1.0k -1,023
38 Advisor Resource Council 0.64% of their portfolio DALLAS, TX 37,03037.0k $1.5m $1.5m 0.64% New
39 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 35,67535.7k $1.6m $1.6m 0.07% Reduced -1.9k -1,897
40 Courage Miller Partners, LLC 0.54% of their portfolio NORFOLK, VA 34,40134.4k $1.5m $1.5m 0.54% Added +2.7k +2,669
41 ROTHSCHILD INVESTMENT LLC 0.11% of their portfolio CHICAGO, IL 33,98034.0k $1.5m $1.5m 0.11% Unchanged
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,45131.5k $1.4m $1.4m 0.00% Reduced -4.0k -3,996
43 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 29,34729.3k $1.3m $1.3m 0.11% Reduced -3 -3
44 Biondo Investment Advisors, LLC 0.20% of their portfolio MILFORD, PA 29,31629.3k $1.3m $1.3m 0.20% Reduced -3.3k -3,265
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,02928.0k $1.3m $1.3m 0.00% Reduced -3.0k -2,974
46 Asset Management Group, Inc. 0.22% of their portfolio STAMFORD, CT 26,11726.1k $1.2m $1.2m 0.22% Reduced -2.3k -2,315
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,40825.4k $1.1m $1.1m 0.01% Reduced -3.2k -3,248
48 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 24,33624.3k $1.1m $1.1m 0.00% Reduced -22.4k -22,436
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,60423.6k $1.1m $1.1m 0.00% Reduced -18.3k -18,313
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,95623.0k $1.0m $1.0m 0.00% Added +2.4k +2,350
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,23121.2k $955.2k $955.2k 0.00% Reduced -1.2k -1,185
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,84720.8k $937.9k $937.9k 0.00% Reduced -40.0k -40,018
53 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 19,63519.6k $883.4k $883.4k 0.10% Unchanged
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,37919.4k $871.8k $871.8k 0.00% New
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,20719.2k $864.1k $864.1k 0.00% Added +1.1k +1,135
56 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.07% of their portfolio FORT WAYNE, IN 19,15119.2k $861.6k $861.6k 0.07% Reduced -365 -365
57 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 19,04819.0k $857.0k $857.0k 0.00% Added +12.2k +12,158
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,85818.9k $849.2k $849.2k 0.00% Added +394 +394
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,70918.7k $841.7k $841.7k 0.00% Reduced -12 -12
60 Parkside Financial Bank & Trust 0.13% of their portfolio SAINT LOUIS, MO 18,42718.4k $829.0k $829.0k 0.13% Added +873 +873
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,41118.4k $828.3k $828.3k 0.00% Reduced -14.9k -14,910
62 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 17,34817.3k $780.5k $780.5k 0.02% New
63 DHK Financial Advisors, Inc. 0.54% of their portfolio PORTSMOUTH, NH 16,91716.9k $761.1k $761.1k 0.54% Added +84 +84
64 Coppell Advisory Solutions Corp. 0.14% of their portfolio COPPELL, TX 16,28416.3k $732.6k $732.6k 0.14% First filing
65 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 15,34415.3k $690.3k $690.3k 0.00% Reduced -30.0k -30,033
66 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 14,38314.4k $647.1k $647.1k 0.01% Added +445 +445
67 XML Financial, LLC 0.06% of their portfolio BETHESDA, MD 13,17213.2k $592.6k $592.6k 0.06% Added +21 +21
68 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 11,77211.8k $529.6k $529.6k 0.05% Reduced -2.6k -2,608
69 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,41011.4k $513.4k $513.4k 0.00% Reduced -10.3k -10,348
70 Kesler, Norman & Wride, LLC 0.11% of their portfolio OGDEN, UT 11,08611.1k $498.8k $498.8k 0.11% Reduced -5.8k -5,798
71 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 10,63210.6k $478.0k $478.0k 0.03% Reduced -2.0k -1,966
72 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,62610.6k $478.1k $478.1k 0.00% Reduced -5.8k -5,800
73 INTERACTIVE FINANCIAL ADVISORS, INC. 0.26% of their portfolio New Lenox, IL 10,44810.4k $470.1k $470.1k 0.26% Reduced -6.4k -6,374
74 GFS Advisors, LLC 0.08% of their portfolio HOUSTON, TX 10,36910.4k $467.0k $467.0k 0.08% Added +87 +87
75 Outlook Wealth Advisors, LLC 0.14% of their portfolio SHENANDOAH, TX 10,33910.3k $465.2k $465.2k 0.14% Added +277 +277
76 Spectrum Wealth Counsel, LLC 0.06% of their portfolio INDIANAPOLIS, IN 10,00510.0k $450.1k $450.1k 0.06% Unchanged
77 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 9,97710.0k $447.6k $447.6k 0.02% Added +259 +259
78 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,9439.9k $447.0k $447.0k 0.00% Added +350 +350
79 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 9,8879.9k $444.8k $444.8k 0.00% Added +1 +1
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,2979.3k $418.3k $418.3k 0.00% New
81 PFG Advisors 0.03% of their portfolio Phoenix, AZ 9,1659.2k $412.3k $412.3k 0.03% Reduced -77 -77
82 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,1089.1k $409.8k $409.8k 0.00% Added +6 +6
83 Lunt Capital Management, Inc. 0.20% of their portfolio HOLLADAY, UT 8,8448.8k $397.9k $397.9k 0.20% New
84 Sweet Financial Partners, LLC 0.09% of their portfolio FAIRMONT, MN 8,8348.8k $397.4k $397.4k 0.09% Unchanged
85 KKM Financial LLC 0.18% of their portfolio CHICAGO, IL 8,1328.1k $365.9k $365.9k 0.18% Reduced -1.5k -1,500
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,9738.0k $358.0k $358.0k 0.00% Reduced -196 -196
87 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,5147.5k $338.1k $338.1k 0.00% Reduced -726 -726
88 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,5007.5k $337.4k $337.4k 0.00% Unchanged
89 First Interstate Bank 0.02% of their portfolio Billings, MT 7,1847.2k $323.2k $323.2k 0.02% Unchanged
90 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 7,0517.1k $317.2k $317.2k 0.01% Unchanged
91 CX Institutional 0.02% of their portfolio AUBURN, IN 6,9236.9k $311.5k $311.5k 0.02% Reduced -361 -361
92 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,2756.3k $282.3k $282.3k 0.00% Unchanged
93 Beacon Financial Advisory LLC 0.13% of their portfolio CLEVELAND, OH 5,9075.9k $265.7k $265.7k 0.13% Reduced -846 -846
94 MCDANIEL TERRY & CO 0.02% of their portfolio AUSTIN, TX 5,8535.9k $263.0k $263.0k 0.02% New
95 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,7035.7k $256.6k $256.6k 0.01% Added +2.3k +2,319
96 Apeiron RIA LLC 0.07% of their portfolio Dallas, TX 5,6025.6k $252.0k $252.0k 0.07% Unchanged
97 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,2215.2k $234.9k $234.9k 0.01% Reduced -147 -147
98 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 5,2005.2k $233.9k $233.9k 0.00% Unchanged
99 Foundation Wealth Management, LLC 0.18% of their portfolio Clayton, MO 5,0065.0k $225.2k $225.2k 0.18% Unchanged
100 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 4,7394.7k $213.2k $213.2k 0.02% Reduced -1.5k -1,535