Vault-13

ISHARES TR IGE

NORTH AMERN NAT · ETP · CUSIP 464287374

142 institutional holders -4 vs Q3 2023
8,269,5918.3m shares reported held*
$337.5mreported value*
9 new 44 added 51 reduced 18 sold out net bought ≈ $28.3m (+696.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.81. Options: 1 managers hold calls ($61.1k notional), 1 hold puts ($93.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 162Q1 23: 153Q2 23: 142Q3 23: 146Q4 23: 142142Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022162
Q1 2023153
Q2 2023142
Q3 2023146
Q4 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 86 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 73 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 69 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228754
Q1 20234986
Q2 20235373
Q3 20235366
Q4 20235369

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $246.8kQ1 23 puts: $35.3kQ1 23P/C 0.14Q2 23 calls: $861.8kQ2 23 puts: $11.6kQ2 23P/C 0.01Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $61.1kQ4 23 puts: $93.7kQ4 23P/C 1.53
Numbers
QuarterCallsPutsP/C
Q1 2023$246.8k$35.3k0.14
Q2 2023$861.8k$11.6k0.01
Q3 2023$0$0—
Q4 2023$61.1k$93.7k1.53

Biggest buyers

MORGAN STANLEY Added +939,764+939.8k
JPMORGAN CHASE & CO Added +78,848+78.8k
Cambridge Investment Research Advisors, Inc. Added +68,322+68.3k
Steward Partners Investment Advisory, LLC Added +64,328+64.3k
BNP PARIBAS FINANCIAL MARKETS Added +50,588+50.6k
Norris Financial Group, LLC New +40,798+40.8k
JENNISON ASSOCIATES LLC Added +37,971+38.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,985+19.0k
ENVESTNET ASSET MANAGEMENT INC Added +17,193+17.2k
CITADEL ADVISORS LLC New +14,430+14.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -158,564-158.6k
WELLS FARGO & COMPANY/MN Reduced -78,217-78.2k
CWM, LLC Reduced -75,187-75.2k
Midwest Professional Planners, LTD. Sold out -67,622-67.6k
Q3 Asset Management Sold out -50,251-50.3k
SENTINEL PENSION ADVISORS, LLC Sold out -46,485-46.5k
HBW ADVISORY SERVICES LLC Sold out -35,761-35.8k
UBS Group AG Reduced -30,906-30.9k
PNC Financial Services Group, Inc. Reduced -26,791-26.8k
Advisor Resource Council Sold out -21,205-21.2k

Biggest calls

CITADEL ADVISORS LLC New $61.1k1.5k shares

Biggest puts

CITADEL ADVISORS LLC New $93.7k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,861,6561.9m $75.8m $75.8m 0.00% Added +939.8k +939,764
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,271,7711.3m $51.8m $51.8m 0.01% Reduced -158.6k -158,564
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 487,264487.3k $19.8m $19.8m 0.01% Added +17.2k +17,193
4 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 306,979307.0k $12.5m $12.5m 0.01% Reduced -26.8k -26,791
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 302,897302.9k $12.3m $12.3m 0.00% Reduced -5.3k -5,342
6 CWM, LLC 0.07% of their portfolio OMAHA, NE 302,554302.6k $12.3m $12.3m 0.07% Reduced -75.2k -75,187
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 271,718271.7k $11.1m $11.1m 0.00% Reduced -2.0k -1,957
8 Family Firm, Inc. 2.78% of their portfolio BETHESDA, MD 264,427264.4k $10.8m $10.8m 2.78% Added +7.0k +7,042
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 202,294202.3k $8.2m $8.2m 0.00% Reduced -78.2k -78,217
10 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 135,392135.4k $5.5m $5.5m 0.07% Added +64.3k +64,328
11 Sachetta, LLC 2.53% of their portfolio LYNNFIELD, MA 131,213131.2k $5.3m $5.3m 2.53% First filing
12 Ameritas Investment Partners, Inc. 0.18% of their portfolio LINCOLN, NE 123,945123.9k $5.0m $5.0m 0.18% Added +2.1k +2,082
13 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 120,393120.4k $4.9m $4.9m 0.05% Added +2.5k +2,499
14 Great Lakes Retirement, Inc. 0.76% of their portfolio SANDUSKY, OH 112,781112.8k $4.6m $4.6m 0.76% Added +8.4k +8,437
15 Pure Financial Advisors, LLC 0.15% of their portfolio SAN DIEGO, CA 110,281110.3k $4.5m $4.5m 0.15% Reduced -4.0k -3,983
16 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 105,325105.3k $4.3m $4.3m 0.00% Unchanged
17 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 100,588100.6k $4.1m $4.1m 0.01% Added +50.6k +50,588
18 THEORY FINANCIAL LLC 1.96% of their portfolio FORT COLLINS, CO 90,30890.3k $3.7m $3.7m 1.96% Added +2.8k +2,848
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 88,56088.6k $3.6m $3.6m 0.00% Added +3.6k +3,648
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 85,42085.4k $3.5m $3.5m 0.00% Added +78.8k +78,848
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 81,67381.7k $3.3m $3.3m 0.01% Added +68.3k +68,322
22 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 79,61279.6k $3.2m $3.2m 0.01% Added +3.9k +3,931
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,72576.7k $3.1m $3.1m 0.00% Reduced -30.9k -30,906
24 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 70,57870.6k $2.9m $2.9m 0.04% Added +1.7k +1,673
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 67,66967.7k $2.8m $2.8m 0.01% Reduced -4.5k -4,536
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,86560.9k $2.5m $2.5m 0.00% Reduced -440 -440
27 CW Advisors, LLC 0.04% of their portfolio BOSTON, MA 58,43958.4k $2.4m $2.4m 0.04% Added +658 +658
28 Windward Private Wealth Management Inc. 0.90% of their portfolio OVERLAND PARK, KS 52,47352.5k $2.1m $2.1m 0.90% Reduced -12.6k -12,611
29 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 52,40352.4k $2.1m $2.1m 0.02% Added +13.7k +13,666
30 Sowa Financial Group, Inc. 1.66% of their portfolio LINCOLN, RI 49,82549.8k $2.0m $2.0m 1.66% Reduced -1.9k -1,854
31 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 46,77246.8k $1.9m $1.9m 0.00% Added +2.1k +2,075
32 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 45,37745.4k $1.8m $1.8m 0.00% Added +38.0k +37,971
33 Zeit Capital LLC 1.55% of their portfolio GREENWOOD VILLAGE, CO 44,46144.5k $1.8m $1.8m 1.55% Added +2.5k +2,474
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,91741.9k $1.7m $1.7m 0.00% Added +19.0k +18,985
35 Norris Financial Group, LLC 1.01% of their portfolio GREENVILLE, SC 40,79840.8k $1.7m $1.7m 1.01% New
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 38,58838.6k $1.6m $1.6m 0.00% Reduced -4.9k -4,861
37 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 37,57237.6k $1.5m $1.5m 0.08% Added +473 +473
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 35,44735.4k $1.4m $1.4m 0.00% Reduced -1.2k -1,192
39 ROTHSCHILD INVESTMENT LLC 0.12% of their portfolio CHICAGO, IL 33,98034.0k $1.4m $1.4m 0.12% First filing
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,32133.3k $1.4m $1.4m 0.00% Reduced -8.0k -8,022
41 Biondo Investment Advisors, LLC 0.23% of their portfolio MILFORD, PA 32,58132.6k $1.3m $1.3m 0.23% Added +2.0k +1,976
42 Courage Miller Partners, LLC 0.49% of their portfolio NORFOLK, VA 31,73231.7k $1.3m $1.3m 0.49% Added +2.4k +2,374
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,00331.0k $1.3m $1.3m 0.00% Added +6.1k +6,079
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 29,35029.4k $1.2m $1.2m 0.11% Reduced -917 -917
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,65628.7k $1.2m $1.2m 0.01% Added +962 +962
46 Asset Management Group, Inc. 0.23% of their portfolio STAMFORD, CT 28,43228.4k $1.2m $1.2m 0.23% Reduced -19 -19
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 22,41622.4k $912.8k $912.8k 0.00% Added +1.8k +1,802
48 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 21,75821.8k $886.0k $886.0k 0.01% Reduced -1.7k -1,665
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,60620.6k $839.1k $839.1k 0.00% Added +6.0k +5,955
50 LVZ, Inc. 0.11% of their portfolio Holland, MI 19,70219.7k $802.2k $802.2k 0.11% Reduced -1.7k -1,653
51 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 19,63519.6k $799.5k $799.5k 0.10% Added +900 +900
52 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.07% of their portfolio FORT WAYNE, IN 19,51619.5k $794.7k $794.7k 0.07% Reduced -25 -25
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,72118.7k $762.3k $762.3k 0.00% Unchanged
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,46418.5k $762.6k $762.6k 0.00% Reduced -731 -731
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,07218.1k $735.9k $735.9k 0.00% Reduced -6.2k -6,170
56 Parkside Financial Bank & Trust 0.13% of their portfolio SAINT LOUIS, MO 17,55417.6k $714.8k $714.8k 0.13% Added +32 +32
57 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,54117.5k $714.3k $714.3k 0.00% Reduced -231 -231
58 Kesler, Norman & Wride, LLC 0.16% of their portfolio OGDEN, UT 16,88416.9k $687.5k $687.5k 0.16% Reduced -1.5k -1,483
59 DHK Financial Advisors, Inc. 0.51% of their portfolio PORTSMOUTH, NH 16,83316.8k $685.4k $685.4k 0.51% Added +259 +259
60 INTERACTIVE FINANCIAL ADVISORS, INC. 0.76% of their portfolio New Lenox, IL 16,82216.8k $1.4m $1.4m 0.76% Added +7.7k +7,728
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,42616.4k $668.9k $668.9k 0.00% Reduced -7.2k -7,235
62 Coppell Advisory Solutions LLC 0.13% of their portfolio COPPELL, TX 15,43215.4k $628.4k $628.4k 0.13% Added +3.2k +3,241
63 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,43014.4k $587.6k $587.6k 0.00% New
64 Fifth Third Securities, Inc. 0.06% of their portfolio Cincinnati, OH 14,38014.4k $585.6k $585.6k 0.06% Reduced -10.9k -10,874
65 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 13,93813.9k $567.5k $567.5k 0.01% Reduced -2.6k -2,648
66 XML Financial, LLC 0.06% of their portfolio BETHESDA, MD 13,15113.2k $535.5k $535.5k 0.06% Reduced -486 -486
67 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 12,59812.6k $513.0k $513.0k 0.03% Reduced -1.5k -1,531
68 GFS Advisors, LLC 0.06% of their portfolio HOUSTON, TX 10,28210.3k $419.0k $419.0k 0.06% Reduced -88 -88
69 Outlook Wealth Advisors, LLC 0.14% of their portfolio SHENANDOAH, TX 10,06210.1k $409.7k $409.7k 0.14% Reduced -552 -552
70 Spectrum Wealth Counsel, LLC 0.06% of their portfolio INDIANAPOLIS, IN 10,00510.0k $407.4k $407.4k 0.06% First filing
71 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 9,8869.9k $402.6k $402.6k 0.00% Unchanged
72 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 9,7189.7k $393.7k $393.7k 0.02% Added +3.4k +3,446
73 KKM Financial LLC 0.25% of their portfolio CHICAGO, IL 9,6329.6k $392.2k $392.2k 0.25% First filing
74 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,5939.6k $391.0k $391.0k 0.00% Unchanged
75 PFG Advisors 0.03% of their portfolio Phoenix, AZ 9,2429.2k $376.3k $376.3k 0.03% Added +68 +68
76 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,1029.1k $370.6k $370.6k 0.00% Reduced -451 -451
77 Sweet Financial Partners, LLC 0.09% of their portfolio FAIRMONT, MN 8,8348.8k $359.7k $359.7k 0.09% Added +1.0k +1,000
78 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,2408.2k $335.5k $335.5k 0.00% Reduced -890 -890
79 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.10% of their portfolio PRINCETON, NJ 8,1868.2k $333.0k $333.0k 0.10% Reduced -3.5k -3,528
80 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,1698.2k $332.0k $332.0k 0.00% Added +369 +369
81 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,5007.5k $305.4k $305.4k 0.00% Unchanged
82 CX Institutional 0.02% of their portfolio AUBURN, IN 7,2847.3k $296.6k $296.6k 0.02% Reduced -9.2k -9,237
83 First Interstate Bank 0.02% of their portfolio Billings, MT 7,1847.2k $292.5k $292.5k 0.02% Reduced -450 -450
84 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 7,0517.1k $287.1k $287.1k 0.01% New
85 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,8906.9k $280.6k $280.6k 0.00% New
86 Beacon Financial Advisory LLC 0.13% of their portfolio CLEVELAND, OH 6,7536.8k $275.0k $275.0k 0.13% Reduced -432 -432
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,7106.7k $273.2k $273.2k 0.00% Reduced -386 -386
88 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,2756.3k $255.5k $255.5k 0.00% Added +2 +2
89 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 6,2746.3k $255.5k $255.5k 0.02% Added +114 +114
90 Apeiron RIA LLC 0.07% of their portfolio Dallas, TX 5,6025.6k $228.1k $228.1k 0.07% Reduced -3.0k -2,996
91 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,3685.4k $218.6k $218.6k 0.01% Reduced -323 -323
92 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 5,2005.2k $211.7k $211.7k 0.00% Unchanged
93 Foundation Wealth Management, LLC 0.18% of their portfolio Clayton, MO 5,0065.0k $203.8k $203.8k 0.18% New
94 Laurel Wealth Advisors LLC 0.03% of their portfolio CHARLOTTE, NC 4,1334.1k $168.3k $168.3k 0.03% Reduced -56 -56
95 TOMPKINS FINANCIAL CORP 0.02% of their portfolio ITHACA, NY 4,0004.0k $162.9k $162.9k 0.02% Unchanged
96 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 3,7213.7k $145.8k $145.8k 0.01% Added +26 +26
97 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,3843.4k $137.8k $137.8k 0.00% Reduced -6.3k -6,341
98 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 2,8532.9k $116.2k $116.2k 0.01% Reduced -1.2k -1,173
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2032.2k $89.7k $89.7k 0.00% Reduced -4.9k -4,867
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5241.5k $62.1k $62.1k 0.00% Added +76 +76