Vault-13

ISHARES TR IGE

NORTH AMERN NAT · ETP · CUSIP 464287374

142 institutional holders -11 vs Q1 2023
7,649,2267.6m shares reported held*
$296.9mreported value*
8 new 45 added 55 reduced 18 sold out net sold ≈ $138.9m (-3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($307.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.82. Options: 3 managers hold calls ($861.8k notional), 1 hold puts ($11.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 162Q1 23: 153Q2 23: 142142Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022162
Q1 2023153
Q2 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 86 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 73 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228754
Q1 20234986
Q2 20235373

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $789.0kQ3 22 puts: $21.0kQ3 22P/C 0.03Q4 22 calls: $1.2mQ4 22 puts: $61.0kQ4 22P/C 0.05Q1 23 calls: $246.8kQ1 23 puts: $35.3kQ1 23P/C 0.14Q2 23 calls: $861.8kQ2 23 puts: $11.6kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$789.0k$21.0k0.03
Q4 2022$1.2m$61.0k0.05
Q1 2023$246.8k$35.3k0.14
Q2 2023$861.8k$11.6k0.01

Biggest buyers

JANE STREET GROUP, LLC Added +112,983+113.0k
TWO SIGMA SECURITIES, LLC New +18,882+18.9k
CX Institutional New +18,488+18.5k
GOLDMAN SACHS GROUP INC Added +14,626+14.6k
Family Firm, Inc. Added +7,532+7.5k
UNITED CAPITAL FINANCIAL ADVISORS, LLC New +7,500+7.5k
CITADEL ADVISORS LLC Added +7,172+7.2k
RENAISSANCE TECHNOLOGIES LLC New +6,400+6.4k
MERCER GLOBAL ADVISORS INC /ADV New +6,133+6.1k
THEORY FINANCIAL LLC Added +5,819+5.8k

Biggest sellers

MORGAN STANLEY Reduced -672,181-672.2k
BANK OF AMERICA CORP /DE/ Reduced -616,513-616.5k
MinichMacGregor Wealth Management, LLC Sold out -484,718-484.7k
WELLS FARGO & COMPANY/MN Reduced -397,973-398.0k
MML INVESTORS SERVICES, LLC Reduced -383,299-383.3k
AMERIPRISE FINANCIAL INC Reduced -121,829-121.8k
ROYAL BANK OF CANADA Reduced -111,808-111.8k
OSAIC HOLDINGS, INC. Reduced -101,472-101.5k
Cadent Capital Advisors, LLC Sold out -101,446-101.4k
One Capital Management, LLC Sold out -100,531-100.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $683.2k17.6k shares
CITADEL ADVISORS LLC Reduced $178.6k4.6k shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $11.6k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,518,8611.5m $59.0m $59.0m 0.01% Reduced -616.5k -616,513
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 925,158925.2k $35.9m $35.9m 0.00% Reduced -672.2k -672,181
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 548,595548.6k $21.3m $21.3m 0.01% Reduced -41.2k -41,154
4 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 340,483340.5k $13.2m $13.2m 0.01% Reduced -19.3k -19,324
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 334,938334.9k $13.0m $13.0m 0.00% Added +14.6k +14,626
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 318,100318.1k $12.3m $12.3m 0.00% Reduced -398.0k -397,973
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 314,598314.6k $12.2m $12.2m 0.00% Reduced -111.8k -111,808
8 Family Firm, Inc. 2.69% of their portfolio BETHESDA, MD 262,604262.6k $10.2m $10.2m 2.69% Added +7.5k +7,532
9 Sowa Financial Group, Inc. 4.46% of their portfolio LINCOLN, RI 167,631167.6k $6.5m $6.5m 4.46% Reduced -1.7k -1,667
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 147,660147.7k $5.7m $5.7m 0.00% Reduced -57.2k -57,221
11 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 121,038121.0k $4.7m $4.7m 0.01% Added +113.0k +112,983
12 Ameritas Investment Partners, Inc. 0.17% of their portfolio LINCOLN, NE 119,483119.5k $4.6m $4.6m 0.17% Added +5.2k +5,216
13 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 117,094117.1k $4.5m $4.5m 0.05% Reduced -388 -388
14 Pure Financial Advisors, LLC 0.19% of their portfolio SAN DIEGO, CA 115,358115.4k $4.5m $4.5m 0.19% Added +1.2k +1,221
15 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 105,325105.3k $4.1m $4.1m 0.00% Reduced -8.6k -8,600
16 Well Done, LLC 0.83% of their portfolio HOLLAND, MI 100,446100.4k $3.9m $3.9m 0.83% Reduced -2.8k -2,823
17 Great Lakes Retirement, Inc. 0.68% of their portfolio SANDUSKY, OH 99,61099.6k $3.9m $3.9m 0.68% Added +3.3k +3,336
18 THEORY FINANCIAL LLC 2.05% of their portfolio FORT COLLINS, CO 91,88291.9k $3.6m $3.6m 2.05% Added +5.8k +5,819
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 81,05781.1k $3.1m $3.1m 0.01% Added +5.6k +5,559
20 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 77,14177.1k $3.0m $3.0m 0.02% Reduced -383.3k -383,299
21 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 73,89673.9k $2.9m $2.9m 0.04% Reduced -9.7k -9,655
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 70,02870.0k $2.7m $2.7m 0.01% Added +1.5k +1,532
23 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 67,84167.8k $2.6m $2.6m 0.04% Reduced -1.3k -1,348
24 Windward Private Wealth Management Inc. 1.14% of their portfolio OVERLAND PARK, KS 66,09166.1k $2.6m $2.6m 1.14% Reduced -596 -596
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 56,61556.6k $2.2m $2.2m 0.08% Added +315 +315
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,41154.4k $2.1m $2.1m 0.00% Reduced -6.4k -6,367
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $1.9m $1.9m 0.00% Reduced -4 -4
28 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 46,71546.7k $1.8m $1.8m 0.00% Added +290 +290
29 SENTINEL PENSION ADVISORS, LLC 0.44% of their portfolio WAKEFIELD, MA 46,48546.5k $1.8m $1.8m 0.44% Added +2 +2
30 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 45,54245.5k $1.8m $1.8m 0.00% Reduced -7.7k -7,712
31 Zeit Capital LLC 1.46% of their portfolio GREENWOOD VILLAGE, CO 41,96842.0k $1.6m $1.6m 1.46% Reduced -242 -242
32 INTERACTIVE FINANCIAL ADVISORS, INC. 1.01% of their portfolio New Lenox, IL 38,47338.5k $1.5m $1.5m 1.01% Reduced -1.2k -1,235
33 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 38,02938.0k $1.5m $1.5m 0.01% Reduced -1.6k -1,621
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,91237.9k $1.5m $1.5m 0.00% Added +153 +153
35 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 37,33337.3k $1.4m $1.4m 0.08% Reduced -100 -100
36 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 35,86835.9k $1.4m $1.4m 0.02% Added +1.9k +1,901
37 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 35,51135.5k $1.4m $1.4m 0.05% Reduced -14.9k -14,899
38 ROTHSCHILD INVESTMENT LLC /IL 0.11% of their portfolio CHICAGO, IL 34,08034.1k $1.3m $1.3m 0.11% Added +800 +800
39 Milestone Advisory Partners 1.06% of their portfolio Southern Pines, NC 30,15530.2k $1.2m $1.2m 1.06% Reduced -68.3k -68,348
40 Biondo Investment Advisors, LLC 0.21% of their portfolio MILFORD, PA 28,92528.9k $1.1m $1.1m 0.21% Added +2.2k +2,175
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,52628.5k $1.1m $1.1m 0.01% Reduced -16.4k -16,383
42 Asset Management Group, Inc. 0.23% of their portfolio STAMFORD, CT 28,48028.5k $1.1m $1.1m 0.23% Added +157 +157
43 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 27,21527.2k $1.1m $1.1m 0.12% Reduced -16.5k -16,472
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,04827.0k $1.1m $1.1m 0.00% Reduced -36.8k -36,808
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,43326.4k $1.0m $1.0m 0.00% Added +345 +345
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,56325.6k $992.4k $992.4k 0.00% Reduced -63.8k -63,764
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,00024.0k $931.7k $931.7k 0.00% Added +7.2k +7,172
48 Courage Miller Partners, LLC 0.39% of their portfolio NORFOLK, VA 23,81423.8k $924.5k $924.5k 0.39% Added +4.6k +4,637
49 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 23,67323.7k $919.0k $919.0k 0.01% Reduced -578 -578
50 Kesler, Norman & Wride, LLC 0.21% of their portfolio OGDEN, UT 22,73422.7k $882.5k $882.5k 0.21% Reduced -7.5k -7,520
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,58622.6k $877.6k $877.6k 0.00% Reduced -121.8k -121,829
52 LVZ, Inc. 0.12% of their portfolio Holland, MI 22,47222.5k $872.4k $872.4k 0.12% Added +605 +605
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,58420.6k $799.2k $799.2k 0.00% Reduced -101.5k -101,472
54 Nikulski Financial, Inc. 0.32% of their portfolio BETTENDORF, IA 20,24020.2k $785.7k $785.7k 0.32% Added +5.1k +5,085
55 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.07% of their portfolio FORT WAYNE, IN 19,58919.6k $760.5k $760.5k 0.07% Reduced -266 -266
56 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 19,42419.4k $754.0k $754.0k 0.01% Reduced -2.8k -2,752
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,18719.2k $746.6k $746.6k 0.00% Reduced -30 -30
58 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 18,88218.9k $733.0k $733.0k 0.06% New
59 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 18,60018.6k $722.1k $722.1k 0.10% Reduced -90 -90
60 CX Institutional 0.04% of their portfolio AUBURN, IN 18,48818.5k $717.7k $717.7k 0.04% New
61 Advisor Resource Council 0.41% of their portfolio DALLAS, TX 18,12518.1k $703.6k $703.6k 0.41% Added +475 +475
62 Parkside Financial Bank & Trust 0.16% of their portfolio SAINT LOUIS, MO 17,48217.5k $678.6k $678.6k 0.16% Added +1.6k +1,551
63 DHK Financial Advisors, Inc. 0.55% of their portfolio PORTSMOUTH, NH 16,57416.6k $643.4k $643.4k 0.55% Added +100 +100
64 Coppell Advisory Solutions LLC 0.16% of their portfolio COPPELL, TX 14,61114.6k $562.5k $562.5k 0.16% Added +2.6k +2,637
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,59814.6k $566.7k $566.7k 0.00% Reduced -32.8k -32,760
66 XML Financial, LLC 0.06% of their portfolio BETHESDA, MD 13,91513.9k $540.2k $540.2k 0.06% Reduced -195 -195
67 LEAVELL INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio MOBILE, AL 13,54513.5k $526.0k $526.0k 0.04% Added +2.2k +2,250
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,59712.6k $489.0k $489.0k 0.00% Reduced -83 -83
69 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.16% of their portfolio PRINCETON, NJ 12,41012.4k $482.0k $482.0k 0.16% Added +1 +1
70 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 12,27612.3k $476.5k $476.5k 0.01% Added +523 +523
71 Outlook Wealth Advisors, LLC 0.16% of their portfolio SHENANDOAH, TX 10,61410.6k $412.0k $412.0k 0.16% Reduced -778 -778
72 GFS Advisors, LLC 0.09% of their portfolio HOUSTON, TX 10,37010.4k $403.0k $403.0k 0.09% Reduced -639 -639
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,7229.7k $377.0k $377.0k 0.00% Reduced -184 -184
74 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,5449.5k $370.5k $370.5k 0.00% Reduced -5.2k -5,175
75 PFG Advisors 0.03% of their portfolio Phoenix, AZ 8,8398.8k $343.1k $343.1k 0.03% Added +786 +786
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,8348.8k $342.9k $342.9k 0.00% Reduced -4.6k -4,568
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,6818.7k $337.0k $337.0k 0.00% Reduced -15.1k -15,128
78 Apeiron RIA LLC 0.11% of their portfolio Dallas, TX 8,5988.6k $333.8k $333.8k 0.11% Reduced -6.7k -6,696
79 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 7,9177.9k $307.3k $307.3k 0.00% Reduced -16.6k -16,575
80 Sweet Financial Partners, LLC 0.08% of their portfolio FAIRMONT, MN 7,8347.8k $304.1k $304.1k 0.08% Unchanged
81 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,5007.5k $291.1k $291.1k 0.00% New
82 Beacon Financial Advisory LLC 0.17% of their portfolio CLEVELAND, OH 7,4907.5k $290.8k $290.8k 0.17% Added +15 +15
83 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,4617.5k $290.0k $290.0k 0.00% Reduced -19.9k -19,879
84 First Interstate Bank 0.02% of their portfolio Billings, MT 7,1847.2k $278.9k $278.9k 0.02% Unchanged
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,0967.1k $275.5k $275.5k 0.00% Reduced -102 -102
86 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 6,4006.4k $248.0k $248.0k 0.00% New
87 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 6,3606.4k $246.9k $246.9k 0.02% Added +109 +109
88 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,2736.3k $243.6k $243.6k 0.01% Reduced -196 -196
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,1336.1k $238.0k $238.0k 0.00% New
90 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,5725.6k $216.3k $216.3k 0.01% Unchanged
91 W.H. Cornerstone Investments Inc. 0.19% of their portfolio KINGSTON, MA 5,5575.6k $216.0k $216.0k 0.19% Added +33 +33
92 Bard Financial Services, Inc. 0.02% of their portfolio BRANFORD, CT 5,2555.3k $204.0k $204.0k 0.02% Unchanged
93 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 5,2005.2k $201.9k $201.9k 0.00% Unchanged
94 TOMPKINS FINANCIAL CORP 0.03% of their portfolio ITHACA, NY 4,8004.8k $186.3k $186.3k 0.03% Unchanged
95 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 4,2414.2k $164.6k $164.6k 0.01% Reduced -22 -22
96 Laurel Wealth Advisors LLC 0.03% of their portfolio CHARLOTTE, NC 4,1894.2k $162.6k $162.6k 0.03% Reduced -40 -40
97 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 3,6693.7k $142.4k $142.4k 0.01% Reduced -350 -350
98 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,6082.6k $101.2k $101.2k 0.01% Unchanged
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,2211.2k $47.4k $47.4k 0.00% Added +5 +5
100 LGT Financial Advisors LLC 0.05% of their portfolio DALLAS, TX 1,1531.2k $44.8k $44.8k 0.05% New