Vault-13

ISHARES TR IGE

NORTH AMERN NAT · ETP · CUSIP 464287374

153 institutional holders -9 vs Q4 2022
11,221,73711.2m shares reported held*
$439.6mreported value*
11 new 38 added 67 reduced 19 sold out net sold ≈ $28.5m (-727.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($959.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.18. Options: 2 managers hold calls ($246.8k notional), 1 hold puts ($35.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 162Q1 23: 153153Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022148
Q4 2022162
Q1 2023153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 87 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 86 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228754
Q1 20234986

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $789.0kQ3 22 puts: $21.0kQ3 22P/C 0.03Q4 22 calls: $1.2mQ4 22 puts: $61.0kQ4 22P/C 0.05Q1 23 calls: $246.8kQ1 23 puts: $35.3kQ1 23P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2022$789.0k$21.0k0.03
Q4 2022$1.2m$61.0k0.05
Q1 2023$246.8k$35.3k0.14

Biggest buyers

PRINCIPAL FINANCIAL GROUP INC New +113,925+113.9k
MinichMacGregor Wealth Management, LLC Added +49,714+49.7k
Midwest Professional Planners, LTD. Added +48,007+48.0k
BANK OF AMERICA CORP /DE/ Added +35,457+35.5k
Tower Research Capital LLC (TRC) Added +32,040+32.0k
Steward Partners Investment Advisory, LLC Added +19,502+19.5k
BANK OF MONTREAL /CAN/ New +19,217+19.2k
Advisor Resource Council New +17,650+17.6k
Apeiron RIA LLC New +15,294+15.3k
Outlook Wealth Advisors, LLC New +11,392+11.4k

Biggest sellers

Destiny Wealth Partners, LLC Sold out -270,964-271.0k
Executive Wealth Management, LLC Sold out -145,842-145.8k
LPL Financial LLC Reduced -81,773-81.8k
WELLS FARGO & COMPANY/MN Reduced -65,247-65.2k
MORGAN STANLEY Reduced -61,034-61.0k
Raymond James Financial Services Advisors, Inc. Reduced -51,989-52.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -46,344-46.3k
MML INVESTORS SERVICES, LLC Reduced -41,366-41.4k
Global Financial Private Client, LLC Reduced -36,142-36.1k
J.P. Morgan Private Wealth Advisors LLC Reduced -33,687-33.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $246.8k6.3k shares
Cutler Group LLC / CA Reduced $02.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $35.3k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,135,3742.1m $83.6m $83.6m 0.01% Added +35.5k +35,457
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,597,3391.6m $62.6m $62.6m 0.01% Reduced -61.0k -61,034
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 716,073716.1k $28.0m $28.0m 0.01% Reduced -65.2k -65,247
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 589,749589.7k $23.1m $23.1m 0.01% Reduced -46.3k -46,344
5 MinichMacGregor Wealth Management, LLC 6.28% of their portfolio Saratoga Springs, NY 484,718484.7k $19.0m $19.0m 6.28% Added +49.7k +49,714
6 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 460,440460.4k $18.0m $18.0m 0.13% Reduced -41.4k -41,366
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 426,406426.4k $16.7m $16.7m 0.01% Reduced -27.5k -27,465
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 359,807359.8k $14.1m $14.1m 0.01% Reduced -550 -550
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 320,312320.3k $12.5m $12.5m 0.00% Reduced -18.8k -18,810
10 Family Firm, Inc. 2.77% of their portfolio BETHESDA, MD 255,072255.1k $10.0m $10.0m 2.77% Added +7.3k +7,275
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 204,881204.9k $8.0m $8.0m 0.00% Reduced -2.2k -2,215
12 Sowa Financial Group, Inc. 4.75% of their portfolio LINCOLN, RI 169,298169.3k $6.6m $6.6m 4.75% Reduced -3.5k -3,546
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 144,415144.4k $5.7m $5.7m 0.00% Reduced -11.2k -11,221
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 122,056122.1k $4.8m $4.8m 0.01% Reduced -7.0k -6,971
15 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 117,482117.5k $4.6m $4.6m 0.05% Reduced -800 -800
16 Ameritas Investment Partners, Inc. 0.18% of their portfolio LINCOLN, NE 114,267114.3k $4.5m $4.5m 0.18% Added +7.1k +7,060
17 Pure Financial Advisors, LLC 0.21% of their portfolio SAN DIEGO, CA 114,137114.1k $4.5m $4.5m 0.21% Added +7.0k +6,998
18 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 113,925113.9k $4.5m $4.5m 0.00% New
19 Well Done, LLC 0.88% of their portfolio HOLLAND, MI 103,269103.3k $4.0m $4.0m 0.88% Added +4.2k +4,247
20 Cadent Capital Advisors, LLC 2.36% of their portfolio TULSA, OK 101,446101.4k $4.0m $4.0m 2.36% Reduced -2.1k -2,063
21 One Capital Management, LLC 0.19% of their portfolio WESTLAKE VILLAGE, CA 100,531100.5k $3.9m $3.9m 0.19% Reduced -3.4k -3,401
22 Milestone Advisory Partners 3.56% of their portfolio Southern Pines, NC 98,50398.5k $3.9m $3.9m 3.56% Reduced -15.3k -15,346
23 Great Lakes Retirement, Inc. 0.71% of their portfolio SANDUSKY, OH 96,27496.3k $3.8m $3.8m 0.71% Reduced -30.2k -30,200
24 Midwest Professional Planners, LTD. 1.83% of their portfolio WAUSAU, WI 95,69295.7k $3.7m $3.7m 1.83% Added +48.0k +48,007
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,32789.3k $3.5m $3.5m 0.01% Reduced -1.4k -1,415
26 THEORY FINANCIAL LLC 2.02% of their portfolio FORT COLLINS, CO 86,06386.1k $3.4m $3.4m 2.02% Added +2.4k +2,443
27 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 83,55183.6k $3.3m $3.3m 0.05% Added +19.5k +19,502
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 75,49875.5k $3.0m $3.0m 0.01% Reduced -52.0k -51,989
29 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 69,18969.2k $2.7m $2.7m 0.04% Added +6.6k +6,583
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 68,49668.5k $2.7m $2.7m 0.01% Added +2.1k +2,078
31 Windward Private Wealth Management Inc. 1.11% of their portfolio OVERLAND PARK, KS 66,68766.7k $2.6m $2.6m 1.11% Reduced -906 -906
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 63,85663.9k $2.5m $2.5m 0.00% Reduced -11.6k -11,587
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,77860.8k $2.4m $2.4m 0.00% Reduced -81.8k -81,773
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 56,30056.3k $2.2m $2.2m 0.09% Reduced -1.7k -1,722
35 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 53,25453.3k $2.1m $2.1m 0.00% Reduced -2.3k -2,319
36 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 50,41050.4k $2.0m $2.0m 0.06% Added +32.0k +32,040
37 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00450.0k $2.0m $2.0m 0.00% Added +4 +4
38 Mariner, LLC 0.01% of their portfolio Overland Park, KS 47,35847.4k $1.9m $1.9m 0.01% Added +922 +922
39 SENTINEL PENSION ADVISORS, LLC 0.48% of their portfolio WAKEFIELD, MA 46,48346.5k $1.9m $1.9m 0.48% Added +595 +595
40 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 46,42546.4k $1.8m $1.8m 0.00% Added +4.7k +4,699
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 44,90944.9k $1.8m $1.8m 0.02% Added +1.7k +1,709
42 Fifth Third Securities, Inc. 0.20% of their portfolio Cincinnati, OH 43,68743.7k $1.7m $1.7m 0.20% Reduced -284 -284
43 Zeit Capital LLC 1.53% of their portfolio GREENWOOD VILLAGE, CO 42,21042.2k $1.7m $1.7m 1.53% Reduced -9.4k -9,375
44 Capital CS Group, LLC 1.49% of their portfolio IRVINE, CA 40,25740.3k $1.6m $1.6m 1.49% Reduced -4.0k -3,992
45 INTERACTIVE FINANCIAL ADVISORS, INC. 1.00% of their portfolio New Lenox, IL 39,70839.7k $1.6m $1.6m 1.00% Reduced -5.3k -5,325
46 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 39,65039.6k $1.6m $1.6m 0.00% Reduced -33.7k -33,687
47 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 39,61539.6k $1.6m $1.6m 0.03% Added +4.1k +4,131
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,75937.8k $1.5m $1.5m 0.00% Reduced -755 -755
49 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 37,43337.4k $1.5m $1.5m 0.09% Added +7.3k +7,288
50 Moran Wealth Management, LLC 0.05% of their portfolio NAPLES, FL 35,83935.8k $1.4m $1.4m 0.05% Reduced -1.3k -1,255
51 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 33,96734.0k $1.3m $1.3m 0.02% Reduced -16.7k -16,717
52 ROTHSCHILD INVESTMENT LLC /IL 0.11% of their portfolio CHICAGO, IL 33,28033.3k $1.3m $1.3m 0.11% Added +5.0k +4,975
53 Kesler, Norman & Wride, LLC 0.30% of their portfolio OGDEN, UT 30,25430.3k $1.2m $1.2m 0.30% Reduced -7.1k -7,056
54 Asset Management Group, Inc. 0.25% of their portfolio STAMFORD, CT 28,32328.3k $1.1m $1.1m 0.25% Reduced -134 -134
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,34027.3k $1.1m $1.1m 0.00% Reduced -19.8k -19,813
56 Biondo Investment Advisors, LLC 0.21% of their portfolio MILFORD, PA 26,75026.8k $1.0m $1.0m 0.21% Added +4.7k +4,680
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,08826.1k $1.0m $1.0m 0.00% Reduced -7.9k -7,908
58 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 24,49224.5k $959.4k $959.4k 0.00% Added +10.8k +10,775
59 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 24,25124.3k $949.9k $949.9k 0.01% Added +18 +18
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,80923.8k $932.6k $932.6k 0.00% Reduced -6.0k -5,969
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 22,17622.2k $868.6k $868.6k 0.01% Reduced -2.2k -2,236
62 LVZ, Inc. 0.12% of their portfolio Holland, MI 21,86721.9k $856.5k $856.5k 0.12% Reduced -9.2k -9,173
63 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio FORT WAYNE, IN 19,85519.9k $777.7k $777.7k 0.08% Reduced -63 -63
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,21719.2k $779.1k $779.1k 0.00% New
65 Courage Miller Partners, LLC 0.32% of their portfolio NORFOLK, VA 19,17719.2k $751.2k $751.2k 0.32% Reduced -906 -906
66 Sunbelt Securities, Inc. 0.12% of their portfolio HOUSTON, TX 18,69018.7k $726.5k $726.5k 0.12% Unchanged
67 Advisor Resource Council 0.18% of their portfolio DALLAS, TX 17,65017.6k $717.3k $717.3k 0.18% New
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,82816.8k $659.2k $659.2k 0.00% Added +7.0k +6,965
69 DHK Financial Advisors, Inc. 0.80% of their portfolio PORTSMOUTH, NH 16,47416.5k $645.3k $645.3k 0.80% Reduced -2.9k -2,852
70 Parkside Financial Bank & Trust 0.17% of their portfolio SAINT LOUIS, MO 15,93115.9k $624.0k $624.0k 0.17% Reduced -25 -25
71 Apeiron RIA LLC 0.21% of their portfolio Dallas, TX 15,29415.3k $599.1k $599.1k 0.21% New
72 Nikulski Financial, Inc. 0.26% of their portfolio BETTENDORF, IA 15,15515.2k $593.6k $593.6k 0.26% Unchanged
73 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,71914.7k $576.5k $576.5k 0.00% Added +72 +72
74 XML Financial, LLC 0.07% of their portfolio BETHESDA, MD 14,11014.1k $551.5k $551.5k 0.07% Reduced -183 -183
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,40213.4k $524.5k $524.5k 0.00% Reduced -17.3k -17,334
76 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,68012.7k $497.0k $497.0k 0.00% Reduced -9.8k -9,849
77 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.16% of their portfolio PRINCETON, NJ 12,40912.4k $486.0k $486.0k 0.16% Added +2 +2
78 Coppell Advisory Solutions LLC 0.15% of their portfolio COPPELL, TX 11,97412.0k $465.4k $465.4k 0.15% Reduced -217 -217
79 Coppell Advisory Solutions Corp. 0.15% of their portfolio COPPELL, TX 11,97412.0k $465.4k $465.4k 0.15% Reduced -217 -217
80 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 11,75311.8k $460.4k $460.4k 0.01% Reduced -1.1k -1,146
81 Outlook Wealth Advisors, LLC 0.20% of their portfolio SHENANDOAH, TX 11,39211.4k $446.2k $446.2k 0.20% New
82 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 11,29511.3k $442.0k $442.0k 0.03% Added +4.3k +4,334
83 GFS Advisors, LLC 0.10% of their portfolio HOUSTON, TX 11,00911.0k $431.0k $431.0k 0.10% Reduced -80 -80
84 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,9069.9k $388.0k $388.0k 0.00% Reduced -2.9k -2,883
85 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 8,5548.6k $335.1k $335.1k 0.03% Reduced -2.1k -2,052
86 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,0558.1k $315.5k $315.5k 0.00% New
87 PFG Advisors 0.03% of their portfolio Phoenix, AZ 8,0538.1k $315.4k $315.4k 0.03% Added +465 +465
88 Sweet Financial Partners, LLC 0.08% of their portfolio FAIRMONT, MN 7,8347.8k $306.9k $306.9k 0.08% Reduced -3.0k -3,000
89 Beacon Financial Advisory LLC 0.19% of their portfolio CLEVELAND, OH 7,4757.5k $292.8k $292.8k 0.19% Reduced -310 -310
90 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,1987.2k $271.9k $271.9k 0.00% Reduced -1.3k -1,309
91 First Interstate Bank 0.02% of their portfolio Billings, MT 7,1847.2k $281.4k $281.4k 0.02% Added +118 +118
92 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 7,0497.0k $276.0k $276.0k 0.00% Reduced -1.1k -1,145
93 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,4696.5k $253.4k $253.4k 0.01% Reduced -858 -858
94 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 6,3856.4k $250.0k $250.0k 0.03% Unchanged
95 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 6,2516.3k $244.9k $244.9k 0.02% Reduced -100 -100
96 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,1016.1k $244.2k $244.2k 0.01% New
97 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,5725.6k $218.2k $218.2k 0.01% Reduced -21 -21
98 W.H. Cornerstone Investments Inc. 0.20% of their portfolio KINGSTON, MA 5,5245.5k $216.0k $216.0k 0.20% Added +41 +41
99 Bard Financial Services, Inc. 0.02% of their portfolio BRANFORD, CT 5,2555.3k $205.8k $205.8k 0.02% Unchanged
100 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 5,2005.2k $204.0k $204.0k 0.00% Unchanged