Vault-13

ISHARES TR IGE

NORTH AMERN NAT · ETP · CUSIP 464287374

162 institutional holders +14 vs Q3 2022
11,988,74512.0m shares reported held*
$487.4mreported value*
25 new 62 added 40 reduced 14 sold out net bought ≈ $43.8m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($557.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.66. Options: 3 managers hold calls ($1.2m notional), 1 hold puts ($61.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 148Q4 22: 162162Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022148
Q4 2022162

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $789.0kQ3 22 puts: $21.0kQ3 22P/C 0.03Q4 22 calls: $1.2mQ4 22 puts: $61.0kQ4 22P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2022$789.0k$21.0k0.03
Q4 2022$1.2m$61.0k0.05

Biggest buyers

Destiny Wealth Partners, LLC New +270,964+271.0k
ENVESTNET ASSET MANAGEMENT INC Added +227,352+227.4k
MORGAN STANLEY Added +195,191+195.2k
Executive Wealth Management, LLC Added +140,387+140.4k
BANK OF AMERICA CORP /DE/ Added +97,142+97.1k
Raymond James Financial Services Advisors, Inc. Added +56,442+56.4k
BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
MML INVESTORS SERVICES, LLC Added +46,184+46.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +42,986+43.0k
PNC Financial Services Group, Inc. Added +32,881+32.9k

Biggest sellers

HRT FINANCIAL LP Reduced -60,801-60.8k
TELEMUS CAPITAL, LLC Sold out -45,074-45.1k
JANE STREET GROUP, LLC Sold out -38,015-38.0k
MGO ONE SEVEN LLC Sold out -33,395-33.4k
MARSHALL WACE, LLP Sold out -27,620-27.6k
CITADEL ADVISORS LLC Reduced -24,075-24.1k
Tower Research Capital LLC (TRC) Reduced -22,012-22.0k
Kesler, Norman & Wride, LLC Reduced -15,698-15.7k
ROYAL BANK OF CANADA Reduced -14,126-14.1k
STEPHENS INC /AR/ Sold out -10,219-10.2k

Biggest calls

CITADEL ADVISORS LLC Added $935.2k23.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $292.8k7.2k shares
Cutler Group LLC / CA Reduced $5.0k9.5k shares

Biggest puts

CITADEL ADVISORS LLC New $61.0k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,099,9172.1m $85.4m $85.4m 0.01% Added +97.1k +97,142
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,658,3731.7m $67.4m $67.4m 0.01% Added +195.2k +195,191
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 781,320781.3k $31.8m $31.8m 0.01% Added +13.3k +13,254
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 636,093636.1k $25.9m $25.9m 0.01% Added +227.4k +227,352
5 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 501,806501.8k $20.4m $20.4m 0.13% Added +46.2k +46,184
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 453,871453.9k $18.5m $18.5m 0.01% Reduced -14.1k -14,126
7 MinichMacGregor Wealth Management, LLC 6.38% of their portfolio Saratoga Springs, NY 435,004435.0k $17.7m $17.7m 6.38% Added +3.5k +3,478
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 360,357360.4k $14.7m $14.7m 0.01% Added +32.9k +32,881
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 339,122339.1k $13.8m $13.8m 0.00% Reduced -1.6k -1,626
10 Destiny Wealth Partners, LLC 2.39% of their portfolio TAVARES, FL 270,964271.0k $11.0m $11.0m 2.39% New
11 Family Firm, Inc. 2.95% of their portfolio BETHESDA, MD 247,797247.8k $10.1m $10.1m 2.95% Reduced -3.3k -3,268
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 207,096207.1k $8.4m $8.4m 0.00% Added +19.7k +19,696
13 Sowa Financial Group, Inc. 5.25% of their portfolio LINCOLN, RI 172,844172.8k $7.0m $7.0m 5.25% Reduced -5.0k -4,958
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 155,636155.6k $6.3m $6.3m 0.00% Added +11.9k +11,888
15 Executive Wealth Management, LLC 0.73% of their portfolio BRIGHTON, MI 145,842145.8k $5.9m $5.9m 0.73% Added +140.4k +140,387
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 142,551142.6k $5.8m $5.8m 0.00% Added +6.5k +6,461
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,027129.0k $5.2m $5.2m 0.01% Added +9.7k +9,716
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 127,487127.5k $5.2m $5.2m 0.01% Added +56.4k +56,442
19 Great Lakes Retirement, Inc. 1.32% of their portfolio SANDUSKY, OH 126,474126.5k $5.1m $5.1m 1.32% First filing
20 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 118,282118.3k $4.8m $4.8m 0.06% Reduced -5 -5
21 Milestone Advisory Partners 3.44% of their portfolio Southern Pines, NC 113,849113.8k $4.6m $4.6m 3.44% Reduced -2.7k -2,716
22 Ameritas Investment Partners, Inc. 0.17% of their portfolio LINCOLN, NE 107,207107.2k $4.4m $4.4m 0.17% Added +3.9k +3,878
23 Pure Financial Advisors, LLC 0.22% of their portfolio SAN DIEGO, CA 107,139107.1k $4.4m $4.4m 0.22% Reduced -3.3k -3,330
24 One Capital Management, LLC 0.23% of their portfolio WESTLAKE VILLAGE, CA 103,932103.9k $4.2m $4.2m 0.23% Added +8.2k +8,226
25 Cadent Capital Advisors, LLC 2.51% of their portfolio TULSA, OK 103,509103.5k $4.2m $4.2m 2.51% Added +133 +133
26 Well Done, LLC 0.86% of their portfolio HOLLAND, MI 99,02299.0k $4.0m $4.0m 0.86% Added +15.5k +15,487
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 90,74290.7k $3.7m $3.7m 0.01% Reduced -549 -549
28 THEORY FINANCIAL LLC 2.25% of their portfolio FORT COLLINS, CO 83,62083.6k $3.4m $3.4m 2.25% First filing
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 75,44375.4k $3.1m $3.1m 0.01% Added +43.0k +42,986
30 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 73,33773.3k $3.0m $3.0m 0.01% Added +749 +749
31 Windward Private Wealth Management Inc. 1.22% of their portfolio OVERLAND PARK, KS 67,59367.6k $2.7m $2.7m 1.22% Reduced -1.2k -1,182
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 66,41866.4k $2.7m $2.7m 0.01% Added +1.0k +1,029
33 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 64,04964.0k $2.6m $2.6m 0.04% Added +2 +2
34 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 62,60662.6k $2.5m $2.5m 0.04% Reduced -3.4k -3,433
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 58,02258.0k $2.4m $2.4m 0.12% Reduced -2.3k -2,331
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 55,57355.6k $2.3m $2.3m 0.00% Added +18.4k +18,351
37 Zeit Capital LLC 2.04% of their portfolio GREENWOOD VILLAGE, CO 51,58551.6k $2.1m $2.1m 2.04% Reduced -1.6k -1,601
38 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 50,68450.7k $2.1m $2.1m 0.03% Added +16.3k +16,337
39 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $2.0m $2.0m 0.01% New
40 Midwest Professional Planners, LTD. 1.07% of their portfolio WAUSAU, WI 47,68547.7k $1.9m $1.9m 1.07% Reduced -6.1k -6,070
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 47,15347.2k $1.9m $1.9m 0.00% Added +25.9k +25,916
42 Mariner, LLC 0.01% of their portfolio Overland Park, KS 46,43646.4k $1.9m $1.9m 0.01% Added +32.1k +32,078
43 SENTINEL PENSION ADVISORS, LLC 0.59% of their portfolio WAKEFIELD, MA 45,88845.9k $1.9m $1.9m 0.59% Added +227 +227
44 INTERACTIVE FINANCIAL ADVISORS, INC. 1.10% of their portfolio New Lenox, IL 45,03345.0k $1.8m $1.8m 1.10% Added +4.1k +4,084
45 Capital CS Group, LLC 1.99% of their portfolio IRVINE, CA 44,24944.2k $1.8m $1.8m 1.99% Added +2.6k +2,576
46 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 43,97144.0k $1.8m $1.8m 0.23% Added +4.2k +4,180
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 43,20043.2k $1.8m $1.8m 0.02% Added +6.1k +6,123
48 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 41,72641.7k $1.7m $1.7m 0.00% Added +7.8k +7,760
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 38,51438.5k $1.6m $1.6m 0.00% Reduced -1.5k -1,502
50 Kesler, Norman & Wride, LLC 0.39% of their portfolio OGDEN, UT 37,31037.3k $1.5m $1.5m 0.39% Reduced -15.7k -15,698
51 Moran Wealth Management, LLC 0.06% of their portfolio NAPLES, FL 37,09437.1k $1.5m $1.5m 0.06% First filing
52 Global Financial Private Client, LLC 0.83% of their portfolio Sarasota, FL 36,49736.5k $1.5m $1.5m 0.83% Added +5.7k +5,651
53 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 35,48435.5k $1.4m $1.4m 0.03% Added +2.0k +2,023
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33,99634.0k $1.4m $1.4m 0.00% Added +8.9k +8,918
55 LVZ, Inc. 0.20% of their portfolio Holland, MI 31,04031.0k $1.3m $1.3m 0.20% New
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,73630.7k $1.2m $1.2m 0.00% Added +27.8k +27,756
57 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 30,14530.1k $1.2m $1.2m 0.07% Added +19.3k +19,312
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,77829.8k $1.2m $1.2m 0.00% Reduced -4.8k -4,843
59 Asset Management Group, Inc. 0.27% of their portfolio STAMFORD, CT 28,45728.5k $1.2m $1.2m 0.27% Added +537 +537
60 ROTHSCHILD INVESTMENT LLC /IL 0.11% of their portfolio CHICAGO, IL 28,30528.3k $1.2m $1.2m 0.11% Reduced -7.5k -7,490
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,41224.4k $992.6k $992.6k 0.01% Added +6.8k +6,760
62 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 24,23324.2k $985.0k $985.0k 0.01% Added +4.2k +4,169
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,52922.5k $916.0k $916.0k 0.00% Added +14.2k +14,169
64 Biondo Investment Advisors, LLC 0.20% of their portfolio MILFORD, PA 22,07022.1k $897.4k $897.4k 0.20% Added +345 +345
65 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 21,31121.3k $866.5k $866.5k 0.03% New
66 Courage Miller Partners, LLC 0.38% of their portfolio NORFOLK, VA 20,08320.1k $816.6k $816.6k 0.38% Added +2.0k +2,006
67 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio FORT WAYNE, IN 19,91819.9k $809.9k $809.9k 0.08% Reduced -270 -270
68 BANK OF THE WEST 0.09% of their portfolio LOS ANGELES, CA 19,41719.4k $789.5k $789.5k 0.09% Reduced -4.6k -4,599
69 DHK Financial Advisors, Inc. 1.09% of their portfolio PORTSMOUTH, NH 19,32619.3k $785.8k $785.8k 1.09% Added +378 +378
70 Sunbelt Securities, Inc. 0.15% of their portfolio HOUSTON, TX 18,69018.7k $759.9k $759.9k 0.15% Reduced -100 -100
71 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 18,37018.4k $747.0k $747.0k 0.03% Reduced -22.0k -22,012
72 Parkside Financial Bank & Trust 0.19% of their portfolio SAINT LOUIS, MO 15,95616.0k $648.8k $648.8k 0.19% Added +17 +17
73 Nikulski Financial, Inc. 0.29% of their portfolio BETTENDORF, IA 15,15515.2k $616.2k $616.2k 0.29% Reduced -112 -112
74 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,64714.6k $595.5k $595.5k 0.00% Added +929 +929
75 XML Financial, LLC 0.07% of their portfolio BETHESDA, MD 14,29314.3k $581.2k $581.2k 0.07% Added +230 +230
76 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 13,71713.7k $557.7k $557.7k 0.00% Added +507 +507
77 Capital Wealth Alliance, LLC 0.46% of their portfolio Scottsdale, AZ 13,46013.5k $547.3k $547.3k 0.46% Reduced -625 -625
78 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 12,89912.9k $524.5k $524.5k 0.01% Reduced -858 -858
79 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,78912.8k $520.0k $520.0k 0.00% Added +315 +315
80 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.18% of their portfolio PRINCETON, NJ 12,40712.4k $504.0k $504.0k 0.18% Added +175 +175
81 Coppell Advisory Solutions LLC 0.17% of their portfolio COPPELL, TX 12,19112.2k $495.7k $495.7k 0.17% First filing
82 Coppell Advisory Solutions Corp. 0.17% of their portfolio COPPELL, TX 12,19112.2k $495.7k $495.7k 0.17% First filing
83 GFS Advisors, LLC 0.10% of their portfolio HOUSTON, TX 11,08911.1k $451.0k $451.0k 0.10% Reduced -19 -19
84 Sweet Financial Partners, LLC 0.13% of their portfolio FAIRMONT, MN 10,83410.8k $440.5k $440.5k 0.13% Unchanged
85 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 10,60610.6k $431.2k $431.2k 0.04% Added +271 +271
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,48210.5k $444.0k $444.0k 0.00% Added +2.8k +2,842
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,8639.9k $401.0k $401.0k 0.00% Reduced -24.1k -24,075
88 Cutler Group LLC / CA 0.05% of their portfolio SAN FRANCISCO, CA 9,3759.4k $381.0k $381.0k 0.05% New
89 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,5078.5k $301.9k $301.9k 0.01% Added +947 +947
90 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 8,1948.2k $333.0k $333.0k 0.00% Reduced -60.8k -60,801
91 Beacon Financial Advisory LLC 0.23% of their portfolio CLEVELAND, OH 7,7857.8k $316.5k $316.5k 0.23% Reduced -1.0k -1,005
92 PFG Advisors 0.03% of their portfolio Phoenix, AZ 7,5887.6k $308.5k $308.5k 0.03% Added +144 +144
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,5027.5k $305.0k $305.0k 0.00% New
94 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 7,3277.3k $297.9k $297.9k 0.01% Added +547 +547
95 First Interstate Bank 0.02% of their portfolio Billings, MT 7,0667.1k $288.0k $288.0k 0.02% Reduced -588 -588
96 AVALON CAPITAL MANAGEMENT 0.14% of their portfolio Port Of Redwood City, CA 6,9947.0k $284.4k $284.4k 0.14% New
97 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 6,9617.0k $283.0k $283.0k 0.02% New
98 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 6,3856.4k $260.0k $260.0k 0.03% Reduced -190 -190
99 Rehmann Capital Advisory Group 0.03% of their portfolio LANSING, MI 6,3516.4k $258.3k $258.3k 0.03% Reduced -92 -92
100 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,6665.7k $230.4k $230.4k 0.01% New