Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

378 institutional holders +4 vs Q3 2024
31,897,01431.9m shares reported held*
$1.2bnreported value*
30 new 116 added 124 reduced 49 sold out net bought ≈ $52.3m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($127.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.22. Options: 2 managers hold calls ($1.7m notional), 1 hold puts ($141.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242Q3 23: 265Q4 23: 433Q1 24: 469Q2 24: 404Q3 24: 374Q4 24: 378378Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242
Q3 2023265
Q4 2023433
Q1 2024469
Q2 2024404
Q3 2024374
Q4 2024378

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ2 23: 88 bought or addedQ2 23: 129 cut or sold outQ2 23Q3 23: 108 bought or addedQ3 23: 98 cut or sold outQ4 23: 290 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 310 bought or addedQ1 24: 120 cut or sold outQ2 24: 135 bought or addedQ2 24: 303 cut or sold outQ2 24Q3 24: 109 bought or addedQ3 24: 222 cut or sold outQ4 24: 146 bought or addedQ4 24: 173 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202388113
Q2 202388129
Q3 202310898
Q4 202329083
Q1 2024310120
Q2 2024135303
Q3 2024109222
Q4 2024146173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 24 calls: $1.5mQ1 24 puts: $747.3kQ1 24P/C 0.50Q2 24 calls: $1.2mQ2 24 puts: $8.3kQ2 24P/C 0.01Q3 24 calls: $1.9mQ3 24 puts: $8.1kQ3 24P/C 0.00Q4 24 calls: $1.7mQ4 24 puts: $141.3kQ4 24P/C 0.08
Numbers
QuarterCallsPutsP/C
Q1 2024$1.5m$747.3k0.50
Q2 2024$1.2m$8.3k0.01
Q3 2024$1.9m$8.1k0.00
Q4 2024$1.7m$141.3k0.08

Biggest buyers

Focus Partners Wealth Added +1,512,023+1.5m
Dynasty Wealth Management, LLC New +942,100+942.1k
Fisher Asset Management, LLC Added +298,815+298.8k
FLOW TRADERS U.S. LLC New +185,477+185.5k
GOLDMAN SACHS GROUP INC Added +157,671+157.7k
Quadrature Capital Ltd New +144,501+144.5k
GenTrust, LLC Added +126,688+126.7k
Modern Wealth Management, LLC New +112,072+112.1k
TRUIST FINANCIAL CORP Added +103,782+103.8k
UBS Group AG Added +99,474+99.5k

Biggest sellers

JPMORGAN CHASE & CO Reduced -549,706-549.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -434,227-434.2k
MORGAN STANLEY Reduced -193,453-193.5k
ADAPT WEALTH ADVISORS, LLC Sold out -142,805-142.8k
JANE STREET GROUP, LLC Reduced -127,796-127.8k
Advisory Services Network, LLC Sold out -122,425-122.4k
SENTINEL TRUST CO LBA Reduced -118,600-118.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -103,205-103.2k
BANK OF AMERICA CORP /DE/ Reduced -93,913-93.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -90,991-91.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.2m30.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $565.1k14.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $141.3k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.15% of their portfolio PLANO, TX 10,131,25310.1m $386.8m $386.8m 0.15% Added +298.8k +298,815
2 Focus Partners Wealth 0.09% of their portfolio ST LOUIS, MO 1,802,4741.8m $68.8m $68.8m 0.09% Added +1.5m +1,512,023
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,508,9171.5m $57.6m $57.6m 0.01% Reduced -93.9k -93,913
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,425,6741.4m $54.4m $54.4m 0.00% Reduced -549.7k -549,706
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 971,237971.2k $37.1m $37.1m 0.00% Reduced -193.5k -193,453
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 958,038958.0k $36.6m $36.6m 0.01% Added +69.8k +69,793
7 Dynasty Wealth Management, LLC 0.62% of their portfolio ST. PETERSBURG, FL 942,100942.1k $36.0m $36.0m 0.62% New
8 SAGESPRING WEALTH PARTNERS, LLC 0.89% of their portfolio FRANKLIN, TN 878,310878.3k $33.5m $33.5m 0.89% First filing
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 770,803770.8k $29.4m $29.4m 0.01% Added +67.9k +67,886
10 EVERGREEN CAPITAL MANAGEMENT LLC 0.76% of their portfolio Bellevue, WA 611,124611.1k $23.3m $23.3m 0.76% Reduced -3.4k -3,363
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 583,072583.1k $22.3m $22.3m 0.00% Added +99.5k +99,474
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 425,714425.7k $16.3m $16.3m 0.00% Added +157.7k +157,671
13 Verger Capital Management LLC 7.22% of their portfolio Winston-Salem, NC 379,735379.7k $14.5m $14.5m 7.22% Added +17.9k +17,857
14 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 376,614376.6k $14.4m $14.4m 0.02% Reduced -127.8k -127,796
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 349,417349.4k $13.3m $13.3m 0.00% Reduced -82.0k -82,030
16 Versant Capital Management, Inc 2.88% of their portfolio PHOENIX, AZ 349,414349.4k $13.3m $13.3m 2.88% Reduced -9.2k -9,168
17 Van Cleef Asset Management,Inc 1.22% of their portfolio BEACHWOOD, OH 292,257292.3k $11.2m $11.2m 1.22% Reduced -2.9k -2,895
18 Financial Advisory Corp 1.88% of their portfolio Grand Rapids, MI 282,814282.8k $10.8m $10.8m 1.88% First filing
19 Money Design Co.,Ltd. 0.53% of their portfolio TOKYO, M0 275,503275.5k $10.4m $10.4m 0.53% Reduced -28.0k -27,963
20 MFA WEALTH ADVISORS, LLC 2.58% of their portfolio PITTSBURGH, PA 264,551264.6k $10.1m $10.1m 2.58% Added +29.2k +29,213
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 263,848263.8k $10.1m $10.1m 0.01% Added +5.6k +5,629
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 253,367253.4k $9.7m $9.7m 0.00% Added +50.1k +50,123
23 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 243,423243.4k $9.3m $9.3m 0.02% Reduced -2.6k -2,593
24 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 220,533220.5k $8.4m $8.4m 0.00% First filing
25 Strategic Wealth Investment Group, LLC 0.33% of their portfolio LOUISVILLE, KY 209,457209.5k $8.9m $8.9m 0.33% Reduced -8.7k -8,725
26 FLOW TRADERS U.S. LLC 0.28% of their portfolio NEW YORK, NY 185,477185.5k $7.1m $7.1m 0.28% New
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,525168.5k $6.4m $6.4m 0.00% Reduced -48.2k -48,249
28 GenTrust, LLC 0.27% of their portfolio MIAMI, FL 163,679163.7k $6.2m $6.2m 0.27% Added +126.7k +126,688
29 BlackRock, Inc. 0.00% of their portfolio New York, NY 150,440150.4k $5.7m $5.7m 0.00% Reduced -10.4k -10,438
30 Quadrature Capital Ltd 0.11% of their portfolio LONDON, X0 144,501144.5k $5.5m $5.5m 0.11% New
31 MCMORGAN & CO LLC 0.84% of their portfolio SAN FRANCISCO, CA 142,189142.2k $5.4m $5.4m 0.84% Added +6.9k +6,936
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 140,338140.3k $5.4m $5.4m 0.01% Reduced -30.3k -30,344
33 PGIM Custom Harvest LLC 0.10% of their portfolio NEWARK, NJ 139,262139.3k $5.3m $5.3m 0.10% Added +71.2k +71,178
34 MA Private Wealth 0.99% of their portfolio SAN CARLOS, CA 138,167138.2k $5.3m $5.3m 0.99% Added +1.8k +1,793
35 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 128,016128.0k $4.9m $4.9m 0.02% Added +10.5k +10,511
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 124,280124.3k $4.7m $4.7m 0.00% Reduced -33.5k -33,470
37 OVERSEA-CHINESE BANKING Corp Ltd 0.14% of their portfolio SINGAPORE, U0 123,636123.6k $4.7m $4.7m 0.14% Reduced -8.0k -7,977
38 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 123,550123.5k $4.7m $4.7m 0.15% Added +9.3k +9,324
39 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 117,546117.5k $4.5m $4.5m 0.01% Added +1.1k +1,103
40 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 117,452117.5k $4.5m $4.5m 0.05% Added +37.9k +37,862
41 Family Firm, Inc. 0.99% of their portfolio BETHESDA, MD 117,036117.0k $4.5m $4.5m 0.99% Added +110 +110
42 Cullen/Frost Bankers, Inc. 0.06% of their portfolio San Antonio, TX 116,704116.7k $4.5m $4.5m 0.06% Added +348 +348
43 CoreCap Advisors, LLC 0.20% of their portfolio SOUTHFIELD, MI 115,882115.9k $4.4m $4.4m 0.20% Reduced -44.6k -44,591
44 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 115,304115.3k $4.4m $4.4m 0.03% Added +6.0k +5,967
45 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 113,837113.8k $4.3m $4.3m 0.01% Added +103.8k +103,782
46 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 112,985113.0k $4.5m $4.5m 0.01% Reduced -33.9k -33,886
47 Modern Wealth Management, LLC 0.16% of their portfolio KANSAS CITY, MO 112,072112.1k $4.3m $4.3m 0.16% New
48 Ayalon Insurance Comp Ltd. 1.27% of their portfolio Ramat Gan, L3 107,474107.5k $4.1m $4.1m 1.27% Unchanged
49 Tennessee Valley Asset Management Partners 0.66% of their portfolio KNOXVILLE, TN 103,104103.1k $3.9m $3.9m 0.66% Reduced -605 -605
50 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 99,45299.5k $3.8m $3.8m 0.01% Reduced -15.6k -15,610
51 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 88,83788.8k $3.4m $3.4m 0.03% Reduced -19.0k -19,019
52 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 86,57786.6k $3.3m $3.3m 0.02% Added +10.3k +10,339
53 Kestra Investment Management, LLC 0.12% of their portfolio AUSTIN, TX 79,22579.2k $3.0m $3.0m 0.12% Added +14.1k +14,139
54 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 78,14178.1k $3.0m $3.0m 0.04% Added +15.8k +15,830
55 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 78,03678.0k $3.0m $3.0m 0.01% Reduced -22.7k -22,656
56 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 75,65275.7k $2.9m $2.9m 0.02% Reduced -11.3k -11,261
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 74,66974.7k $2.9m $2.9m 0.00% Reduced -434.2k -434,227
58 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 67,00067.0k $2.6m $2.6m 0.01% Added +4.3k +4,300
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 66,49666.5k $2.5m $2.5m 0.00% Reduced -7.6k -7,594
60 SIERRA SUMMIT ADVISORS LLC 0.49% of their portfolio INCLINE VILLAGE, NV 63,56463.6k $2.4m $2.4m 0.49% Added +2.6k +2,566
61 Dakota Wealth Management 0.05% of their portfolio PALM BEACH GARDENS, FL 56,21356.2k $2.1m $2.1m 0.05% Reduced -5.6k -5,624
62 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 55,77955.8k $2.1m $2.1m 0.03% Reduced -12.1k -12,056
63 FINANCIAL LIFE ADVISORS 0.79% of their portfolio SAN ANTONIO, TX 54,79354.8k $2.1m $2.1m 0.79% Added +3.6k +3,596
64 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 54,02654.0k $2.1m $2.1m 0.01% Added +159 +159
65 Schorn Wealth LLC 0.66% of their portfolio ENGLEWOOD, FL 52,93252.9k $2.0m $2.0m 0.66% Reduced -32.6k -32,605
66 SENTINEL TRUST CO LBA 0.23% of their portfolio HOUSTON, TX 52,30052.3k $2.0m $2.0m 0.23% Reduced -118.6k -118,600
67 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 52,28552.3k $2.0m $2.0m 0.02% Reduced -23.2k -23,248
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 47,60047.6k $1.8m $1.8m 0.00% Added +31.9k +31,900
69 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 45,55745.6k $1.7m $1.7m 0.00% Reduced -33.4k -33,352
70 Cardinal Strategic Wealth Guidance 0.54% of their portfolio LOUISVILLE, KY 44,33944.3k $1.7m $1.7m 0.54% Reduced -867 -867
71 Edge Capital Group, LLC 0.07% of their portfolio ATLANTA, GA 42,94642.9k $1.6m $1.6m 0.07% Reduced -5.0k -4,965
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 42,59542.6k $1.6m $1.6m 0.00% Added +30.9k +30,897
73 Collier Financial 1.42% of their portfolio DENVER, CO 41,78541.8k $1.6m $1.6m 1.42% First filing
74 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 41,15241.2k $1.6m $1.6m 0.01% Added +90 +90
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,84240.8k $1.6m $1.6m 0.00% Added +183 +183
76 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 39,08839.1k $1.5m $1.5m 0.07% Reduced -2.4k -2,444
77 Buttonwood Financial Group, LLC 0.87% of their portfolio Kansas City, MO 39,00839.0k $1.6m $1.6m 0.87% Added +1.3k +1,279
78 Icon Wealth Advisors, LLC 0.11% of their portfolio HOUSTON, TX 36,16136.2k $1.4m $1.4m 0.11% Reduced -110 -110
79 Factor Wealth Management LTD 0.45% of their portfolio CHICAGO, IL 35,40335.4k $1.4m $1.4m 0.45% First filing
80 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 34,87634.9k $1.3m $1.3m 0.00% Reduced -11.1k -11,088
81 Wall Street Financial Group, Inc. 1.30% of their portfolio CARLINVILLE, IL 34,78534.8k $1.3m $1.3m 1.30% New
82 West Wealth Group, LLC 0.38% of their portfolio Irvine, CA 33,13433.1k $1.3m $1.3m 0.38% Added +5.4k +5,398
83 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 32,60132.6k $1.2m $1.2m 0.00% Added +9 +9
84 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 32,33032.3k $1.2m $1.2m 0.01% Unchanged
85 Black Swift Group, LLC 0.25% of their portfolio BOULDER, CO 31,29531.3k $1.2m $1.2m 0.25% Reduced -8.8k -8,765
86 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 30,99631.0k $1.2m $1.2m 0.01% Added +1.0k +1,033
87 CLIENT 1ST ADVISORY GROUP, LLC 0.45% of their portfolio DUNEDIN, FL 30,39730.4k $1.2m $1.2m 0.45% Added +21.7k +21,746
88 Pinnacle Wealth Management Advisory Group, LLC 0.10% of their portfolio RED BANK, NJ 28,93628.9k $1.1m $1.1m 0.10% Added +11.1k +11,100
89 JAMES INVESTMENT RESEARCH, INC. 0.13% of their portfolio ALPHA, OH 28,66628.7k $1.1m $1.1m 0.13% Reduced -350 -350
90 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 28,24528.2k $1.1m $1.1m 0.03% Added +7.3k +7,259
91 Madison Asset Management, LLC 0.01% of their portfolio MADISON, WI 28,19628.2k $1.1m $1.1m 0.01% Reduced -34.1k -34,066
92 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 27,46327.5k $1.0m $1.0m 0.01% New
93 UNIQUE WEALTH, LLC 0.21% of their portfolio TAMPA, FL 26,58826.6k $1.0m $1.0m 0.21% New
94 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 26,04426.0k $994.4k $994.4k 0.05% Reduced -4.5k -4,546
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,01826.0k $993.4k $993.4k 0.00% Added +1.4k +1,389
96 Compagnie Lombard Odier SCmA 0.01% of their portfolio 1204 GENEVA, V8 25,97026.0k $991.5k $991.5k 0.01% Reduced -1.9k -1,867
97 Affiance Financial, LLC 0.23% of their portfolio ST. LOUIS PARK, MN 25,18825.2k $961.7k $961.7k 0.23% Reduced -687 -687
98 Chesley Taft & Associates LLC 0.04% of their portfolio CHICAGO, IL 24,62524.6k $940.2k $940.2k 0.04% Reduced -2.5k -2,500
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 24,53224.5k $937.0k $937.0k 0.00% Added +136 +136
100 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 24,13124.1k $921.2k $921.2k 0.01% Reduced -1.1k -1,120