Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

374 institutional holders -30 vs Q2 2024
29,390,32329.4m shares reported held*
$1.2bnreported value*
23 new 86 added 169 reduced 53 sold out net sold ≈ $272.3m (-6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($147.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.36. Options: 1 managers hold calls ($1.9m notional), 1 hold puts ($8.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242Q3 23: 265Q4 23: 433Q1 24: 469Q2 24: 404Q3 24: 374374Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242
Q3 2023265
Q4 2023433
Q1 2024469
Q2 2024404
Q3 2024374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 129 cut or sold outQ3 23: 108 bought or addedQ3 23: 98 cut or sold outQ3 23Q4 23: 290 bought or addedQ4 23: 83 cut or sold outQ1 24: 310 bought or addedQ1 24: 120 cut or sold outQ1 24Q2 24: 135 bought or addedQ2 24: 303 cut or sold outQ3 24: 109 bought or addedQ3 24: 222 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113
Q2 202388129
Q3 202310898
Q4 202329083
Q1 2024310120
Q2 2024135303
Q3 2024109222

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 23 calls: $1.6mQ4 23 puts: $11.7kQ4 23P/C 0.01Q1 24 calls: $1.5mQ1 24 puts: $747.3kQ1 24P/C 0.50Q2 24 calls: $1.2mQ2 24 puts: $8.3kQ2 24P/C 0.01Q3 24 calls: $1.9mQ3 24 puts: $8.1kQ3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$1.6m$11.7k0.01
Q1 2024$1.5m$747.3k0.50
Q2 2024$1.2m$8.3k0.01
Q3 2024$1.9m$8.1k0.00

Biggest buyers

Fisher Asset Management, LLC Added +1,491,283+1.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +365,838+365.8k
CoreCap Advisors, LLC New +160,473+160.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +99,816+99.8k
Strategic Wealth Investment Group, LLC Added +75,242+75.2k
ENVESTNET ASSET MANAGEMENT INC Added +70,099+70.1k
ADAPT WEALTH ADVISORS, LLC Added +44,653+44.7k
Econ Financial Services Corp New +43,880+43.9k
Quotient Wealth Partners, LLC New +30,104+30.1k
EVERGREEN CAPITAL MANAGEMENT LLC Added +18,099+18.1k

Biggest sellers

Focus Partners Wealth Reduced -2,113,527-2.1m
Pictet Asset Management Holding SA Sold out -1,627,634-1.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -778,499-778.5k
Sanctuary Advisors, LLC Reduced -462,730-462.7k
JPMORGAN CHASE & CO Reduced -396,414-396.4k
MORGAN STANLEY Reduced -392,522-392.5k
AMERIPRISE FINANCIAL INC Reduced -364,077-364.1k
WELLINGTON MANAGEMENT GROUP LLP Reduced -253,342-253.3k
JANE STREET GROUP, LLC Reduced -223,903-223.9k
OVERSEA-CHINESE BANKING Corp Ltd Reduced -192,210-192.2k

Biggest calls

CITADEL ADVISORS LLC Added $1.9m46.5k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $8.1k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.16% of their portfolio PLANO, TX 9,832,4389.8m $398.0m $398.0m 0.16% Added +1.5m +1,491,283
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,975,3802.0m $80.0m $80.0m 0.00% Reduced -396.4k -396,414
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,602,8301.6m $64.9m $64.9m 0.01% Reduced -65.9k -65,882
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,164,6901.2m $47.1m $47.1m 0.00% Reduced -392.5k -392,522
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 888,245888.2k $36.0m $36.0m 0.01% Added +70.1k +70,099
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 702,917702.9k $28.5m $28.5m 0.01% Reduced -46.6k -46,607
7 EVERGREEN CAPITAL MANAGEMENT LLC 0.83% of their portfolio Bellevue, WA 614,487614.5k $24.9m $24.9m 0.83% Added +18.1k +18,099
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 508,896508.9k $20.6m $20.6m 0.03% Added +365.8k +365,838
9 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 504,410504.4k $20.4m $20.4m 0.03% Reduced -223.9k -223,903
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 483,598483.6k $19.6m $19.6m 0.01% Reduced -59.2k -59,163
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 431,447431.4k $17.5m $17.5m 0.00% Reduced -3.8k -3,753
12 Verger Capital Management LLC 7.25% of their portfolio Winston-Salem, NC 361,878361.9k $14.6m $14.6m 7.25% Reduced -156.7k -156,743
13 Versant Capital Management, Inc 3.31% of their portfolio PHOENIX, AZ 358,582358.6k $14.5m $14.5m 3.31% Reduced -1.7k -1,733
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 306,202306.2k $12.4m $12.4m 0.02% Added +9.1k +9,051
15 Money Design Co.,Ltd. 0.61% of their portfolio TOKYO, M0 303,466303.5k $12.3m $12.3m 0.61% Added +14.6k +14,582
16 Van Cleef Asset Management,Inc 1.33% of their portfolio BEACHWOOD, OH 295,152295.2k $11.9m $11.9m 1.33% Reduced -4.8k -4,791
17 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 290,451290.5k $11.8m $11.8m 0.04% Reduced -2.1m -2,113,527
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 268,043268.0k $10.9m $10.9m 0.00% Reduced -53.5k -53,461
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 258,219258.2k $10.5m $10.5m 0.02% Added +12.1k +12,081
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 246,016246.0k $10.0m $10.0m 0.02% Added +17.7k +17,728
21 MFA WEALTH ADVISORS, LLC 2.08% of their portfolio PITTSBURGH, PA 235,338235.3k $9.5m $9.5m 2.08% Reduced -791 -791
22 Strategic Wealth Investment Group, LLC 0.97% of their portfolio LOUISVILLE, KY 218,182218.2k $9.0m $9.0m 0.97% Added +75.2k +75,242
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 216,774216.8k $8.8m $8.8m 0.00% Reduced -364.1k -364,077
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 203,244203.2k $8.2m $8.2m 0.00% Reduced -41.0k -41,049
25 SENTINEL TRUST CO LBA 0.79% of their portfolio HOUSTON, TX 170,900170.9k $6.9m $6.9m 0.79% Reduced -42.0k -42,000
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 170,682170.7k $6.9m $6.9m 0.01% Added +2.5k +2,488
27 BlackRock, Inc. 0.00% of their portfolio New York, NY 160,878160.9k $6.5m $6.5m 0.00% First filing
28 CoreCap Advisors, LLC 0.31% of their portfolio SOUTHFIELD, MI 160,473160.5k $6.5m $6.5m 0.31% New
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 157,750157.8k $6.4m $6.4m 0.00% Reduced -114.6k -114,626
30 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 146,871146.9k $5.9m $5.9m 0.01% Added +4.2k +4,188
31 ADAPT WEALTH ADVISORS, LLC 3.09% of their portfolio ATLANTA, GA 142,805142.8k $5.8m $5.8m 3.09% Added +44.7k +44,653
32 MA Private Wealth 1.03% of their portfolio SAN CARLOS, CA 136,374136.4k $5.5m $5.5m 1.03% Added +14.1k +14,127
33 MCMORGAN & CO LLC 0.84% of their portfolio SAN FRANCISCO, CA 135,253135.3k $5.5m $5.5m 0.84% Reduced -7.8k -7,826
34 OVERSEA-CHINESE BANKING Corp Ltd 0.15% of their portfolio SINGAPORE, U0 131,613131.6k $5.3m $5.3m 0.15% Reduced -192.2k -192,210
35 Advisory Services Network, LLC 0.11% of their portfolio ATLANTA, GA 122,425122.4k $5.1m $5.1m 0.11% Unchanged
36 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 117,505117.5k $4.8m $4.8m 0.02% Added +18.1k +18,081
37 Family Firm, Inc. 1.04% of their portfolio BETHESDA, MD 116,926116.9k $4.7m $4.7m 1.04% Added +3.9k +3,897
38 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 116,443116.4k $4.7m $4.7m 0.02% Added +6.0k +5,975
39 Cullen/Frost Bankers, Inc. 0.06% of their portfolio San Antonio, TX 116,356116.4k $4.7m $4.7m 0.06% Reduced -608 -608
40 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 115,062115.1k $4.7m $4.7m 0.01% Reduced -18.9k -18,867
41 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 114,226114.2k $4.6m $4.6m 0.14% Reduced -3.2k -3,178
42 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 109,337109.3k $4.4m $4.4m 0.03% Added +819 +819
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 108,046108.0k $4.4m $4.4m 0.00% Reduced -5.4k -5,370
44 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 107,856107.9k $4.4m $4.4m 0.04% Reduced -36.9k -36,914
45 Ayalon Insurance Comp Ltd. 1.36% of their portfolio Ramat Gan, L3 107,474107.5k $4.4m $4.4m 1.36% Reduced -248 -248
46 Tennessee Valley Asset Management Partners 0.69% of their portfolio KNOXVILLE, TN 103,709103.7k $4.2m $4.2m 0.69% Reduced -96.7k -96,661
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 103,205103.2k $2.5k $2.5k 0.01% Added +99.8k +99,816
48 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 100,692100.7k $4.1m $4.1m 0.01% Reduced -862 -862
49 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 86,91386.9k $3.5m $3.5m 0.02% Reduced -14.4k -14,424
50 Schorn Wealth LLC 1.18% of their portfolio ENGLEWOOD, FL 85,53785.5k $3.5m $3.5m 1.18% Added +4.2k +4,232
51 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 79,59079.6k $3.2m $3.2m 0.04% Added +1.3k +1,317
52 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 78,90978.9k $3.2m $3.2m 0.00% Unchanged
53 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 76,23876.2k $3.1m $3.1m 0.02% Reduced -84.8k -84,774
54 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 75,53375.5k $3.1m $3.1m 0.04% Reduced -13.3k -13,298
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 74,09074.1k $3.0m $3.0m 0.00% Added +2.2k +2,172
56 PGIM Custom Harvest LLC 0.06% of their portfolio NEWARK, NJ 68,08468.1k $2.8m $2.8m 0.06% Added +8.7k +8,706
57 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 67,83567.8k $2.7m $2.7m 0.05% Reduced -32.3k -32,317
58 Kestra Investment Management, LLC 0.11% of their portfolio AUSTIN, TX 65,08665.1k $2.6m $2.6m 0.11% Added +14.5k +14,473
59 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 62,70062.7k $2.5m $2.5m 0.01% Added +1.5k +1,500
60 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 62,31162.3k $2.4m $2.4m 0.04% Reduced -5.1k -5,140
61 DRW Securities, LLC 0.14% of their portfolio CHICAGO, IL 62,27562.3k $2.5m $2.5m 0.14% Reduced -28.3k -28,279
62 Madison Asset Management, LLC 0.03% of their portfolio MADISON, WI 62,26262.3k $2.5m $2.5m 0.03% Reduced -15.9k -15,851
63 Dakota Wealth Management 0.06% of their portfolio PALM BEACH GARDENS, FL 61,83761.8k $2.5m $2.5m 0.06% Reduced -4.1k -4,114
64 SIERRA SUMMIT ADVISORS LLC 0.57% of their portfolio INCLINE VILLAGE, NV 60,99861.0k $2.5m $2.5m 0.57% Added +11.0k +11,012
65 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 58,00358.0k $2.3m $2.3m 0.03% Reduced -55.8k -55,756
66 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 57,67657.7k $2.5m $2.5m 0.02% Reduced -462.7k -462,730
67 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 53,86753.9k $2.2m $2.2m 0.01% Unchanged
68 FINANCIAL LIFE ADVISORS 0.78% of their portfolio SAN ANTONIO, TX 51,19751.2k $2.1m $2.1m 0.78% Added +2.6k +2,569
69 Edge Capital Group, LLC 0.09% of their portfolio ATLANTA, GA 47,91147.9k $1.9m $1.9m 0.09% Reduced -205 -205
70 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 45,96446.0k $1.9m $1.9m 0.00% Added +4.0k +3,984
71 Cardinal Strategic Wealth Guidance 0.60% of their portfolio LOUISVILLE, KY 45,20645.2k $1.8m $1.8m 0.60% Added +2.1k +2,075
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,95944.0k $1.8m $1.8m 0.00% Reduced -5.8k -5,841
73 Econ Financial Services Corp 0.99% of their portfolio HARRISBURG, PA 43,88043.9k $1.8m $1.8m 0.99% New
74 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 41,53241.5k $1.7m $1.7m 0.08% Added +5.8k +5,823
75 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 41,06241.1k $1.7m $1.7m 0.01% Reduced -950 -950
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,65940.7k $1.6m $1.6m 0.00% Added +2.3k +2,303
77 Black Swift Group, LLC 0.36% of their portfolio BOULDER, CO 40,06040.1k $1.6m $1.6m 0.36% Reduced -2.8k -2,755
78 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 39,36239.4k $1.6m $1.6m 0.03% Reduced -116.3k -116,310
79 Baker Ellis Asset Management LLC 0.22% of their portfolio Vancouver, WA 38,32538.3k $1.6m $1.6m 0.22% Reduced -2.0k -1,975
80 Buttonwood Financial Group, LLC 0.92% of their portfolio Kansas City, MO 37,72937.7k $1.5m $1.5m 0.92% Added +551 +551
81 GenTrust, LLC 0.07% of their portfolio MIAMI, FL 36,99137.0k $1.5m $1.5m 0.07% Unchanged
82 Icon Wealth Advisors, LLC 0.12% of their portfolio HOUSTON, TX 36,27136.3k $1.5m $1.5m 0.12% Reduced -436 -436
83 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 32,59232.6k $1.3m $1.3m 0.00% Reduced -262 -262
84 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 32,33032.3k $1.3m $1.3m 0.01% Unchanged
85 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 30,59030.6k $1.2m $1.2m 0.02% Added +15.9k +15,856
86 Quotient Wealth Partners, LLC 0.04% of their portfolio DALLAS, TX 30,10430.1k $1.2m $1.2m 0.04% New
87 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 29,96330.0k $1.2m $1.2m 0.02% Reduced -10.7k -10,732
88 JAMES INVESTMENT RESEARCH, INC. 0.14% of their portfolio ALPHA, OH 29,01629.0k $1.2m $1.2m 0.14% Unchanged
89 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 28,01628.0k $1.1m $1.1m 0.07% Reduced -8.4k -8,450
90 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 27,83727.8k $1.1m $1.1m 0.02% Unchanged
91 West Wealth Group, LLC 0.36% of their portfolio Irvine, CA 27,73627.7k $1.1m $1.1m 0.36% Added +1.4k +1,407
92 J. Safra Sarasin Holding AG 0.02% of their portfolio BASEL, V8 27,48927.5k $1.1m $1.1m 0.02% Unchanged
93 Chesley Taft & Associates LLC 0.05% of their portfolio CHICAGO, IL 27,12527.1k $1.1m $1.1m 0.05% Reduced -780 -780
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,84626.8k $1.1m $1.1m 0.00% Added +16 +16
95 KM Capital Management Ltd. 0.57% of their portfolio AUSTIN, TX 26,33926.3k $1.1m $1.1m 0.57% Reduced -41.6k -41,626
96 Affiance Financial, LLC 0.25% of their portfolio ST. LOUIS PARK, MN 25,87525.9k $1.0m $1.0m 0.25% Reduced -122 -122
97 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 25,25125.3k $1.0m $1.0m 0.02% Reduced -2.4k -2,443
98 GRIES FINANCIAL LLC 0.19% of their portfolio Cleveland, OH 25,18925.2k $1.0m $1.0m 0.19% Reduced -15.8k -15,761
99 Clal Insurance Enterprises Holdings Ltd 0.01% of their portfolio Tel-aviv, L3 25,00025.0k $1.0m $1.0m 0.01% Unchanged
100 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 24,62924.6k $997.0k $997.0k 0.00% Added +578 +578