Vault-13

ISHARES TR IXC

GLOBAL ENERG ETF · ETP · CUSIP 464287341

469 institutional holders +36 vs Q4 2023
63,529,47363.5m shares reported held*
$2.7bnreported value*
74 new 236 added 84 reduced 36 sold out net bought ≈ $275.7m (+6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($346.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.95. Options: 3 managers hold calls ($1.5m notional), 3 hold puts ($747.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 245Q4 22: 261Q1 23: 250Q2 23: 242Q3 23: 265Q4 23: 433Q1 24: 469469Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022245
Q4 2022261
Q1 2023250
Q2 2023242
Q3 2023265
Q4 2023433
Q1 2024469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 120 bought or addedQ4 22: 84 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 129 cut or sold outQ2 23Q3 23: 108 bought or addedQ3 23: 98 cut or sold outQ3 23Q4 23: 290 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 310 bought or addedQ1 24: 120 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202212084
Q1 202388113
Q2 202388129
Q3 202310898
Q4 202329083
Q1 2024310120

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $1.8mQ2 23 puts: $379.6kQ2 23P/C 0.21Q3 23 calls: $3.7mQ3 23 puts: $226.9kQ3 23P/C 0.06Q4 23 calls: $1.6mQ4 23 puts: $11.7kQ4 23P/C 0.01Q1 24 calls: $1.5mQ1 24 puts: $747.3kQ1 24P/C 0.50
Numbers
QuarterCallsPutsP/C
Q2 2023$1.8m$379.6k0.21
Q3 2023$3.7m$226.9k0.06
Q4 2023$1.6m$11.7k0.01
Q1 2024$1.5m$747.3k0.50

Biggest buyers

Fisher Asset Management, LLC Added +2,544,114+2.5m
MORGAN STANLEY Added +2,144,827+2.1m
JPMORGAN CHASE & CO Added +1,493,340+1.5m
BlackRock Inc. Added +664,570+664.6k
Focus Partners Wealth New +659,444+659.4k
ENVESTNET ASSET MANAGEMENT INC Added +564,157+564.2k
Cetera Investment Advisers Added +372,411+372.4k
JANE STREET GROUP, LLC Added +247,163+247.2k
LPL Financial LLC Added +240,463+240.5k
OLD MISSION CAPITAL LLC New +202,168+202.2k

Biggest sellers

HSBC HOLDINGS PLC Reduced -1,989,876-2.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -1,276,349-1.3m
OSAIC HOLDINGS, INC. Reduced -570,206-570.2k
UBS Group AG Reduced -297,185-297.2k
Pictet Asset Management Holding SA Reduced -269,454-269.5k
Cetera Advisor Networks LLC Sold out -267,278-267.3k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -203,835-203.8k
GREENWOOD CAPITAL ASSOCIATES LLC Sold out -153,128-153.1k
SCOTIA CAPITAL INC. Reduced -123,945-123.9k
Scarborough Advisors, LLC Sold out -121,177-121.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.1m26.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $335.0k7.8k shares
Cutler Group LLC / CA Reduced $2.0k1.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $717.3k16.7k shares
CITADEL ADVISORS LLC Added $30.1k700 shares
Cutler Group LLC / CA Unchanged $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 7,903,7307.9m $339.5m $339.5m 0.13% Added +564.2k +564,157
2 Fisher Asset Management, LLC 0.15% of their portfolio PLANO, TX 7,314,8047.3m $314.2m $314.2m 0.15% Added +2.5m +2,544,114
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,055,1397.1m $303.0m $303.0m 0.01% Added +2.1m +2,144,827
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 5,313,6965.3m $228.2m $228.2m 0.01% Added +1.5m +1,493,340
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,386,1242.4m $102.5m $102.5m 0.01% Added +94.7k +94,716
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,202,5712.2m $94.6m $94.6m 0.05% Added +240.5k +240,463
7 Pictet Asset Management Holding SA 0.09% of their portfolio CAROUGE, V8 1,890,3301.9m $81.0m $81.0m 0.09% Reduced -269.5k -269,454
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,866,2211.9m $80.2m $80.2m 0.00% Added +664.6k +664,570
9 CWM, LLC 0.36% of their portfolio OMAHA, NE 1,735,3171.7m $74.5m $74.5m 0.36% Added +155.5k +155,547
10 Envestnet Portfolio Solutions, Inc. 0.19% of their portfolio BERWYN, PA 1,148,8001.1m $49.3m $49.3m 0.19% Added +87.2k +87,178
11 PARK AVENUE SECURITIES LLC 0.43% of their portfolio NEW YORK, NY 783,193783.2k $33.6m $33.6m 0.43% Added +35.1k +35,115
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 684,762684.8k $29.4m $29.4m 0.01% Added +46.7k +46,737
13 Focus Partners Wealth 0.23% of their portfolio ST LOUIS, MO 659,444659.4k $28.3m $28.3m 0.23% New
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 608,936608.9k $26.2m $26.2m 0.01% Added +80.7k +80,719
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 603,639603.6k $25.9m $25.9m 0.01% Reduced -297.2k -297,185
16 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 586,992587.0k $25.2m $25.2m 0.06% Added +372.4k +372,411
17 EVERGREEN CAPITAL MANAGEMENT LLC 0.94% of their portfolio Bellevue, WA 581,027581.0k $25.0m $25.0m 0.94% Reduced -375 -375
18 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 552,986553.0k $23.8m $23.8m 0.10% Added +64.3k +64,335
19 Connectus Wealth, LLC 0.64% of their portfolio CINCINNATI, OH 543,028543.0k $23.3m $23.3m 0.64% Reduced -61.9k -61,873
20 Verger Capital Management LLC 11.21% of their portfolio Winston-Salem, NC 510,685510.7k $21.9m $21.9m 11.21% Unchanged
21 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 446,034446.0k $19.2m $19.2m 0.06% Added +32.3k +32,319
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 440,126440.1k $18.9m $18.9m 0.00% Reduced -85.0k -84,961
23 OneDigital Investment Advisors LLC 0.30% of their portfolio OVERLAND PARK, KS 438,199438.2k $18.8m $18.8m 0.30% Added +119.3k +119,289
24 Versant Capital Management, Inc 4.50% of their portfolio PHOENIX, AZ 366,696366.7k $15.7m $15.7m 4.50% Reduced -9.3k -9,301
25 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 352,208352.2k $15.1m $15.1m 0.02% Reduced -7.3k -7,345
26 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 349,643349.6k $15.0m $15.0m 0.02% Added +52.3k +52,259
27 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 343,391343.4k $14.7m $14.7m 0.02% Added +247.2k +247,163
28 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 341,941341.9k $14.7m $14.7m 0.02% Added +36.4k +36,428
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 339,795339.8k $14.6m $14.6m 0.00% Added +67.6k +67,613
30 OVERSEA-CHINESE BANKING Corp Ltd 0.44% of their portfolio SINGAPORE, U0 317,291317.3k $13.6m $13.6m 0.44% Added +3.4k +3,365
31 Money Design Co.,Ltd. 0.73% of their portfolio TOKYO, M0 313,044313.0k $13.4m $13.4m 0.73% Reduced -2.9k -2,890
32 Foundations Investment Advisors, LLC 0.35% of their portfolio PHOENIX, AZ 308,531308.5k $13.3m $13.3m 0.35% Added +20.9k +20,858
33 Van Cleef Asset Management,Inc 1.63% of their portfolio BEACHWOOD, OH 300,253300.3k $12.9m $12.9m 1.63% Reduced -3.9k -3,869
34 Advocacy Wealth Management, LLC 1.09% of their portfolio ATLANTA, GA 295,021295.0k $12.7m $12.7m 1.09% Added +71.6k +71,632
35 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 268,448268.4k $11.5m $11.5m 0.03% Reduced -570.2k -570,206
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 262,109262.1k $11.3m $11.3m 0.09% Added +13.3k +13,348
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 258,422258.4k $11.1m $11.1m 0.00% Added +38.5k +38,488
38 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 257,970258.0k $11.1m $11.1m 0.10% Added +53.9k +53,873
39 JB Capital LLC 0.70% of their portfolio WETHERSFIELD, CT 243,460243.5k $10.5m $10.5m 0.70% Added +39.0k +39,047
40 MFA WEALTH ADVISORS, LLC 2.66% of their portfolio PITTSBURGH, PA 235,933235.9k $10.1m $10.1m 2.66% Reduced -1.5k -1,501
41 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 231,170231.2k $9.9m $9.9m 0.00% Added +6.7k +6,725
42 SENTINEL TRUST CO LBA 1.18% of their portfolio HOUSTON, TX 212,900212.9k $9.1m $9.1m 1.18% Unchanged
43 OLD MISSION CAPITAL LLC 0.21% of their portfolio CHICAGO, IL 202,168202.2k $8.7m $8.7m 0.21% New
44 CreativeOne Wealth, LLC 0.33% of their portfolio OVERLAND PARK, KS 190,058190.1k $8.2m $8.2m 0.33% Added +78.3k +78,306
45 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 179,605179.6k $7.7m $7.7m 0.09% Reduced -101.1k -101,113
46 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 177,947177.9k $7.6m $7.6m 0.11% Added +40.0k +40,003
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 171,864171.9k $7.3m $7.3m 0.00% Reduced -12.7k -12,679
48 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 167,492167.5k $7.2m $7.2m 0.01% Added +11.0k +11,016
49 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 164,701164.7k $7.1m $7.1m 0.03% Added +19.3k +19,340
50 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 163,995164.0k $7.0m $7.0m 0.08% Added +25.3k +25,332
51 CoreCap Advisors, LLC 0.37% of their portfolio SOUTHFIELD, MI 160,602160.6k $6.9m $6.9m 0.37% Added +9.5k +9,505
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 155,624155.6k $6.7m $6.7m 0.01% Added +16.6k +16,605
53 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 153,266153.3k $6.6m $6.6m 0.15% Added +18.7k +18,655
54 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 147,613147.6k $6.3m $6.3m 0.06% Added +6.6k +6,567
55 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 142,902142.9k $6.1m $6.1m 0.10% Added +3.3k +3,258
56 Stokes Family Office, LLC 0.70% of their portfolio NEW ORLEANS, LA 130,763130.8k $5.6m $5.6m 0.70% Added +17.7k +17,654
57 MA Private Wealth 1.05% of their portfolio SAN CARLOS, CA 120,461120.5k $5.2m $5.2m 1.05% Added +10.9k +10,859
58 MCMORGAN & CO LLC 0.89% of their portfolio SAN FRANCISCO, CA 120,214120.2k $5.2m $5.2m 0.89% Added +5.5k +5,526
59 Cullen/Frost Bankers, Inc. 0.07% of their portfolio San Antonio, TX 116,964117.0k $5.0m $5.0m 0.07% Reduced -5.5k -5,535
60 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 114,279114.3k $4.9m $4.9m 0.03% Added +4.2k +4,244
61 Buttonwood Financial Group, LLC 2.86% of their portfolio Kansas City, MO 112,581112.6k $4.8m $4.8m 2.86% Added +35.5k +35,514
62 Ayalon Insurance Comp Ltd. 1.59% of their portfolio Ramat Gan, L3 111,368111.4k $4.8m $4.8m 1.59% Added +2.7k +2,658
63 Family Firm, Inc. 1.17% of their portfolio BETHESDA, MD 111,367111.4k $4.8m $4.8m 1.17% Reduced -3.4k -3,394
64 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 111,060111.1k $4.8m $4.8m 0.15% Added +60.9k +60,854
65 Pettinga Financial Advisors LLC 1.20% of their portfolio EVANSVILLE, IN 110,113110.1k $4.7m $4.7m 1.20% Added +10.4k +10,388
66 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 108,615108.6k $4.7m $4.7m 0.06% Added +15.2k +15,178
67 Horst & Graben Wealth Management LLC 0.94% of their portfolio PORTLAND, OR 107,976108.0k $4.6m $4.6m 0.94% Added +9.7k +9,669
68 Icon Wealth Advisors, LLC 0.42% of their portfolio HOUSTON, TX 105,922105.9k $4.5m $4.5m 0.42% Added +19.6k +19,649
69 Austin Private Wealth, LLC 0.53% of their portfolio Austin, TX 104,245104.2k $4.6m $4.6m 0.53% Added +22.0k +21,974
70 Derbend Asset Management 2.19% of their portfolio Peachtree City, GA 103,329103.3k $4.4m $4.4m 2.19% Added +12.4k +12,369
71 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 95,85195.9k $4.1m $4.1m 0.05% Reduced -37.3k -37,267
72 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 93,36493.4k $4.0m $4.0m 0.01% Added +801 +801
73 Detalus Advisors, LLC 1.38% of their portfolio ST. LOUIS, MO 89,89889.9k $3.9m $3.9m 1.38% Added +25.4k +25,450
74 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 89,66789.7k $3.9m $3.9m 0.00% New
75 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.46% of their portfolio Westlake, OH 89,60389.6k $3.8m $3.8m 0.46% Reduced -20.5k -20,495
76 West Wealth Group, LLC 1.40% of their portfolio Irvine, CA 87,80987.8k $3.8m $3.8m 1.40% Added +43.3k +43,257
77 Strategic Blueprint, LLC 0.27% of their portfolio ATLANTA, GA 87,09587.1k $3.7m $3.7m 0.27% Added +28.0k +28,032
78 Tennessee Valley Asset Management Partners 0.88% of their portfolio KNOXVILLE, TN 84,72984.7k $3.6m $3.6m 0.88% Reduced -63.4k -63,421
79 Scissortail Wealth Management, LLC 0.96% of their portfolio TULSA, OK 84,30584.3k $3.6m $3.6m 0.96% New
80 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 84,26084.3k $3.6m $3.6m 0.01% Added +4.1k +4,085
81 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 84,17184.2k $3.6m $3.6m 0.01% Added +21.8k +21,755
82 Schorn Wealth LLC 1.34% of their portfolio ENGLEWOOD, FL 82,59782.6k $3.5m $3.5m 1.34% Reduced -41.4k -41,354
83 GRIES FINANCIAL LLC 0.58% of their portfolio Cleveland, OH 81,28881.3k $3.5m $3.5m 0.58% Added +8.3k +8,252
84 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 79,03679.0k $3.4m $3.4m 0.04% Reduced -90.6k -90,582
85 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 78,31478.3k $3.4m $3.4m 0.08% Added +29.0k +29,023
86 High Falls Advisors, Inc 0.83% of their portfolio ROCHESTER, NY 76,71276.7k $3.3m $3.3m 0.83% Added +11.2k +11,201
87 ONE Advisory Partners, LLC 1.61% of their portfolio OVERLAND PARK, KS 76,17376.2k $3.3m $3.3m 1.61% Added +9.4k +9,357
88 Cardinal Strategic Wealth Guidance 1.19% of their portfolio LOUISVILLE, KY 73,47773.5k $3.2m $3.2m 1.19% Added +6.7k +6,667
89 Mariner, LLC 0.01% of their portfolio Overland Park, KS 72,22572.2k $3.1m $3.1m 0.01% Added +44.6k +44,602
90 PGIM Custom Harvest LLC 0.07% of their portfolio NEWARK, NJ 70,43770.4k $3.0m $3.0m 0.07% Reduced -20.9k -20,918
91 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 69,22369.2k $3.0m $3.0m 0.00% New
92 Sharkey, Howes & Javer 0.49% of their portfolio DENVER, CO 69,16269.2k $3.0m $3.0m 0.49% Added +11.3k +11,290
93 ADAPT WEALTH ADVISORS, LLC 2.09% of their portfolio ATLANTA, GA 68,48768.5k $2.9m $2.9m 2.09% First filing
94 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 67,84267.8k $2.9m $2.9m 0.06% Added +52.5k +52,524
95 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 67,00667.0k $2.9m $2.9m 0.00% Added +3.3k +3,308
96 Invst, LLC 0.34% of their portfolio INDIANAPOLIS, IN 66,87366.9k $2.9m $2.9m 0.34% Added +3.3k +3,334
97 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 66,78466.8k $2.9m $2.9m 0.07% New
98 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 66,06166.1k $2.8m $2.8m 0.04% Added +3.8k +3,750
99 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 65,95266.0k $2.8m $2.8m 0.00% Added +2.9k +2,861
100 Summit X, LLC 0.71% of their portfolio CHESTERFIELD, MO 64,65564.7k $2.8m $2.8m 0.71% Added +11.9k +11,908